0000920112-15-000036.txt : 20150203 0000920112-15-000036.hdr.sgml : 20150203 20150203164429 ACCESSION NUMBER: 0000920112-15-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150130 FILED AS OF DATE: 20150203 DATE AS OF CHANGE: 20150203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HORSTMANN DOUGLAS J CENTRAL INDEX KEY: 0001184326 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 15571774 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_142299985849864.xml FORM 4 X0306 4 2015-01-30 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001184326 HORSTMANN DOUGLAS J 1398 CENTRAL AVE. DUBUQUE IA 52001 0 1 0 0 EVP, Lending Common Stock 2015-01-30 4 S 0 5000 27.92 D 0 D Common Stock 2015-02-03 4 S 0 5000 28.47 D 127534 D Common Stock 10516 I 401(k) Common Stock 27000 I By Spouse Common Stock 5204 I HTLF Retirement Plan Non-Qualified Stock Option (Right To Buy) 29.65 2017-01-16 Common Stock 1500.0 1500 D Multi line entry....see next line for total. Includes 9,951 Restricted Stock Units (RSU). Each RSU represents the right to receive one share of common stock. The grant vests in three equal installments on the third, fourth and fifth anniversaries of the grant date. Includes 4,226 shares of Performance Based Restricted Stock. Represents shares allocated to the reporting person's account under the Heartland Financial USA, Inc. Retirement Plan as a result of the Pension Plan Protectin Act of 2006. Represents options to buy granted under the Company's Stock Option Plan, a Rule 16(b)(3) plan, which options vest one-third per year beginning on the 3rd anniversary of date of grant. /s/ Douglas J. Horstmann 2015-02-03