-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FNToAPliPErwuYceQw/myb2Uhq5h/JTVwuQimTuL1WNswCSmbxxfmqGC7g+51deY SvjRprs1PkwPTWtKVUTACg== 0000895813-99-000132.txt : 19990311 0000895813-99-000132.hdr.sgml : 19990311 ACCESSION NUMBER: 0000895813-99-000132 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990228 FILED AS OF DATE: 19990310 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MCLEODUSA INC CENTRAL INDEX KEY: 0000919943 STANDARD INDUSTRIAL CLASSIFICATION: RADIO TELEPHONE COMMUNICATIONS [4812] IRS NUMBER: 421407240 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-20763 FILM NUMBER: 99561494 BUSINESS ADDRESS: STREET 1: 6400 C ST SW STREET 2: PO BOX 3177 CITY: CEDAR RAPIDS STATE: IA ZIP: 52406-3177 BUSINESS PHONE: 3193640000 MAIL ADDRESS: STREET 1: 6400 C ST SW STREET 2: PO BOX 3177 CITY: CEDAR RAPIDS STATE: IA ZIP: 52406-3177 FORMER COMPANY: FORMER CONFORMED NAME: MCLEOD INC DATE OF NAME CHANGE: 19960403 COMPANY DATA: COMPANY CONFORMED NAME: LUMPKIN FOUNDATION CENTRAL INDEX KEY: 0001047187 STANDARD INDUSTRIAL CLASSIFICATION: [] OTHER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: CONSOLIDATED COMMUNICATIONS STREET 2: 121 SOUTH 17TH STREET CITY: MATTOON STATE: IL ZIP: 61938 BUSINESS PHONE: 2172354410 4 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person: The Lumpkin Foundation c/o Steven L. Grissom 121 South 17th Street Mattoon, Illinois 61938 U.S.A. 2. Issuer Name and Ticker or Trading Symbol: McLeodUSA Incorporated MCLD 3. IRS or Social Security Number of Reporting Person (Voluntary): 4. Statement for Month/Year: February 1999 5. If Amendment, Date of Original (Month/Year): 6. Relationship of Reporting Person(s) to Issuer (Check all applicable): ( ) Director ( ) 10% Owner ( ) Officer (give title below) (x) Other (specify below) Member of 13(d) group owning more than 10% 7. Individual or Joint/Group Filing (Check Applicable Line): (x) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 5. Amount of 6. Owner- 2. Trans- Securities ship Form: 7. Nature of action Beneficially Direct (D) Indirect 1. Title of Date 3. Transaction 4. Securities Acquired Owned at End or Indirect Beneficial Security (Month / Code (A) or Disposed of (D) of Month (I) Ownership (Instr. 3) Day/Year) (Instr. 8) (Instr. 3, 4 and 5) (Instr. 3 and 4 (Instr. 4) (Instr. 4) ------------ --------- --------------- ------------------------ ------------ ----------- ------------- Code V Amount (A)or(D) Price ---- --- ------ -------- ----- Class A Common 02/01/99 S 4,615 D 41.63 D Stock 02/01/99 S 385 D 41.50 D 02/03/99 S 1,153 D 41.50 183,127 D
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 9. 10. Number of Owner- 5. Deriva- ship Number tive Form of 11. 2. of Deriv- Secur- Deriva- Nature Conver- ative Se- ities tive of Indi- 1. sion 3. curities 6. Benefi- Security: rect Title of or Exer- Trans- 4. Acquired Date Exer- 7. cially Direct Benefi- Deriv- cise action Trans- (A) or cisable and Title and 8. Owned at (D) or cial ative Price of Date action Disposed Expiration Amount of Price of End of Indirect Owner- Security Deriv- (Month/ Code of (D) Date Underlying Derivative Month (I) ship (Instr. ative Day/ (Instr. (Instr. 3, (Month/ Day/ Securities Security (Instr. (Instr. (Instr. 3) Security Year) 8) 4 and 5) Year) (Instr. 3 and 4) (Instr. 5) 4) 4) 4) ------- ------- ------- ------------------ ------------ ---------------- ---------- -------- -------- ------ Date Exer- Expir- Amount cis- ation or Number Code V (A) (D) able Date Title of Shares ---- - --- --- ----- ------ ----- ---------
SIGNATURE OF REPORTING PERSON: The Lumpkin Foundation By:/s/ Steven L. Grissom -------------------------- Steven L. Grissom Assistant Treasurer DATE: March 8, 1999 -----END PRIVACY-ENHANCED MESSAGE-----