-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DmDuJ1m6AhIbZLiloViI/U4t7y5dFLMLi2ztlvQYgc2eeDZ2iKtUm9goBSw18pyR 3Sy4SoNNniqLJiwq5EmtnQ== 0000895813-00-000122.txt : 20000411 0000895813-00-000122.hdr.sgml : 20000411 ACCESSION NUMBER: 0000895813-00-000122 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000331 FILED AS OF DATE: 20000410 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MCLEODUSA INC CENTRAL INDEX KEY: 0000919943 STANDARD INDUSTRIAL CLASSIFICATION: RADIO TELEPHONE COMMUNICATIONS [4812] IRS NUMBER: 421407240 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-20763 FILM NUMBER: 597069 BUSINESS ADDRESS: STREET 1: 6400 C ST SW STREET 2: PO BOX 3177 CITY: CEDAR RAPIDS STATE: IA ZIP: 52406-3177 BUSINESS PHONE: 3193640000 MAIL ADDRESS: STREET 1: 6400 C ST SW STREET 2: PO BOX 3177 CITY: CEDAR RAPIDS STATE: IA ZIP: 52406-3177 FORMER COMPANY: FORMER CONFORMED NAME: MCLEOD INC DATE OF NAME CHANGE: 19960403 COMPANY DATA: COMPANY CONFORMED NAME: KEON MARGARET LUMPKIN CENTRAL INDEX KEY: 0000924869 STANDARD INDUSTRIAL CLASSIFICATION: [] OTHER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 16 MILLER AVE STREET 2: STE 203 CITY: MILL VALLEY STATE: CA ZIP: 94941 BUSINESS PHONE: 4153815366 MAIL ADDRESS: STREET 1: 121 SOUTH 17TH STREET CITY: MATTOON STATE: IL ZIP: 61938 4 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP (X) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person: Margaret L. Keon c/o Keon Associates 16 Miller Avenue, Suite 203 Mill Valley, California 94941 U.S.A. 2. Issuer Name and Ticker or Trading Symbol: McLeodUSA Incorporated MCLD 3. IRS or Social Security Number of Reporting Person (Voluntary): 4. Statement for Month/Year: March 2000 5. If Amendment, Date of Original (Month/Year): 6. Relationship of Reporting Person(s) to Issuer (Check all applicable): ( ) Director ( ) 10% Owner ( ) Officer (give title below) (x) Other (specify below) Until March 10, 2000: Member of 13(d) group owning more than 10% 7. Individual or Joint/Group Filing (Check Applicable Line): (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
5. Amount of 6. Owner- Securities ship 2. Trans- Beneficially Form: 7. Nature of 1. Title action 3. Trans- 4. Securities Acquired Owned at End Direct (D) Indirect of Date action (A) or of Month or In- Beneficial Security (Month / Code Disposed of (D) (Instr. 3 direct (I) Ownership (Instr. 3) Day/Year) (Instr. 8) (Instr. 3, 4 and 5) and 4) (Instr. 4) (Instr. 4) --------- --------- ---------- ----------------------- ---------- ---------- ------------- Code V Amount (A)or(D) Price ---- --- ______ _______ _____ Class A 03/01/00 S 7,500 D $93.58 I By Margaret Common Lumpkin Keon Stock Trust dated May 13, 1978 03/06/00 S 1,250 D 86.50 I By Margaret Lumpkin Keon Trust dated May 13, 1978 03/07/00 S 21,250 D 88.58 I By Margaret Lumpkin Keon Trust dated May 13, 1978 03/08/00 S 73,750 D 97.43 I By Margaret Lumpkin Keon Trust dated May 13, 1978 03/09/00 S 11,250 D 103.00 I By Margaret Lumpkin Keon Trust dated May 13, 1978 03/10/00 S 30,000 D 105.56 I By Margaret Lumpkin Keon Trust dated May 13, 1978 03/17/00 S 7,500 D 90.50 I By Margaret Lumpkin Keon Trust dated May 13, 1978 03/23/00 S 8,750 D 91.00 I By Margaret Lumpkin Keon Trust dated May 13, 1978 5. Amount of 6. Owner- Securities ship 2. Trans- Beneficially Form: 7. Nature of 1. Title action 3. Trans- 4. Securities Acquired Owned at End Direct (D) Indirect of Date action (A) or of Month or In- Beneficial Security (Month / Code Disposed of (D) (Instr. 3 direct (I) Ownership (Instr. 3) Day/Year) (Instr. 8) (Instr. 3, 4 and 5) and 4) (Instr. 4) (Instr. 4) --------- --------- ---------- ----------------------- ---------- ---------- ------------- Code V Amount (A)or(D) Price ---- --- ______ _______ _____ 03/24/00 S 6,250 D 92.13 756,722 I By Margaret Lumpkin Keon Trust dated May 13, 1978
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
10. 9. Owner- Number ship 2. 5. of Form of Conver- Number Deri- Deriva- sion of Deri- 6. vative tive 11. or vative Date 8. Securi- Secur- Nature 1. Exer- Secur- Exer- 7. Price ties ity: of In- Title cise 3. ities cisable Title of Benefi- Direct direct of Price Trans- 4. Acquired and and Deriva- cially (D) Bene- Deriva- of action Trans- (A) or Expir- Amount of tive Owned at or In- ficial tive Deri- Date action Disposed ation Underlying Secur- End of direct Owner- Secur- vative (Month/ Code of (D) Date Securities ity Month (I) ship ity Secur- Day/ (Instr. (Instr. 3, (Month/ (Instr. 3 (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) 8) 4 & 5) Day/Year) & 4) 5) 4) 4) 4) ---------- ------ ------- ------ --------- --------- ---------- ------- ------- ------- ------ Date Expir- Amount or Exer- ation Number of Code V A D cisable Date Title Shares ---- - - - ------- ------ ----- ---------
SIGNATURE OF REPORTING PERSON(S): Margaret L. Keon Individually and as trustee of the Margaret Lumpkin Keon Trust By: Steven L. Grissom Attorney in Fact Dated: April __, 2000 -----END PRIVACY-ENHANCED MESSAGE-----