-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lu28Xkbnlw8YWNe1kXZqg81Phx4ETK2fuWSE3kZBMczHAXrS9f3koKZY/u54e6Ag i56tbUTFMLurtqG5faTb9g== 0000895813-99-000190.txt : 19990412 0000895813-99-000190.hdr.sgml : 19990412 ACCESSION NUMBER: 0000895813-99-000190 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990331 FILED AS OF DATE: 19990409 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MCLEODUSA INC CENTRAL INDEX KEY: 0000919943 STANDARD INDUSTRIAL CLASSIFICATION: RADIO TELEPHONE COMMUNICATIONS [4812] IRS NUMBER: 421407240 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-20763 FILM NUMBER: 99590674 BUSINESS ADDRESS: STREET 1: 6400 C ST SW STREET 2: PO BOX 3177 CITY: CEDAR RAPIDS STATE: IA ZIP: 52406-3177 BUSINESS PHONE: 3193640000 MAIL ADDRESS: STREET 1: 6400 C ST SW STREET 2: PO BOX 3177 CITY: CEDAR RAPIDS STATE: IA ZIP: 52406-3177 FORMER COMPANY: FORMER CONFORMED NAME: MCLEOD INC DATE OF NAME CHANGE: 19960403 COMPANY DATA: COMPANY CONFORMED NAME: LUMPKIN FOUNDATION CENTRAL INDEX KEY: 0001047187 STANDARD INDUSTRIAL CLASSIFICATION: [] OTHER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: CONSOLIDATED COMMUNICATIONS STREET 2: 121 SOUTH 17TH STREET CITY: MATTOON STATE: IL ZIP: 61938 BUSINESS PHONE: 2172354410 4 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person: The Lumpkin Foundation c/o Steven L. Grissom 121 South 17th Street Mattoon, Illinois 61938 U.S.A. 2. Issuer Name and Ticker or Trading Symbol: McLeodUSA Incorporated MCLD 3. IRS or Social Security Number of Reporting Person (Voluntary): 4. Statement for Month/Year: March 1999 5. If Amendment, Date of Original (Month/Year): 6. Relationship of Reporting Person(s) to Issuer (Check all applicable): ( ) Director ( ) 10% Owner ( ) Officer (give title below) (x) Other (specify below) Member of 13(d) group owning more than 10% 7. Individual or Joint/Group Filing (Check Applicable Line): (x) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
5. Amount of 6. Owner- 2. Trans- Securities ship Form: action 4. Securities Beneficially Direct 1. Title of Date 3. Trans- Acquired (A) or Owned at (D) or In- 7. Nature of Security (Month/ action Code Disposed of (D) End of Month direct (I) Indirect Beneficial (Instr. 3) Day/Year) (Instr. 8) (Instr. 3, 4 & 5) (Instr. 3 & 4) (Instr. 4) Ownership (Instr. 4) ----------- ---------- ----------- ----------------- -------------- ---------- -------------------- Code V Amount (A)or(D) Price ---- - ------ -------- ----- Class A 03/02/99 S 2,307 D 39.00 D Common Stock 03/02/99 S 1,539 D 39.31 D 03/02/99 S 769 D 39.75 D 03/04/99 S 769 D 40.75 D 03/04/99 S 385 D 40.94 D 03/04/99 S 1,539 D 41.25 D 03/04/99 S 769 D 40.38 D 03/09/99 S 769 D 41.00 D 03/09/99 S 385 D 41.00 D 03/09/99 S 385 D 41.06 D 03/11/99 S 769 D 41.00 D 03/11/99 S 1,155 D 40.88 D 03/11/99 S 1,538 D 41.00 D 03/11/99 S 769 D 40.63 D 03/16/99 S 154 D 38.75 D 03/17/99 S 615 D 38.75 D 03/18/99 S 769 D 39.25 D 03/18/99 S 770 D 39.63 D 03/18/99 S 769 D 39.88 D 5. Amount of 6. Owner- 2. Trans- Securities ship Form: action 4. Securities Beneficially Direct 1. Title of Date 3. Trans- Acquired (A) or Owned at (D) or In- 7. Nature of Security (Month/ action Code Disposed of (D) End of Month direct (I) Indirect Beneficial (Instr. 3) Day/Year) (Instr. 8) (Instr. 3, 4 & 5) (Instr. 3 & 4) (Instr. 4) Ownership (Instr. 4) ----------- ---------- ----------- ----------------- -------------- ---------- -------------------- Code V Amount (A)or(D) Price ---- - ------ -------- ----- 03/18/99 S 769 D 40.63 D 03/18/99 S 385 D 40.75 D 03/18/99 S 384 D 40.88 D 03/18/99 S 1,154 D 41.00 D 03/19/99 S 385 D 41.00 D 03/19/99 S 385 D 41.00 D 03/22/99 S 1,153 D 41.00 D 03/29/99 S 1,923 D 41.00 D 03/29/99 S 1,924 D 41.50 D 03/29/99 S 1,923 D 41.63 D 03/29/99 S 1,923 D 41.75 D 03/30/99 S 1,923 D 41.75 D 03/30/99 S 769 D 41.88 D 03/30/99 S 577 D 42.31 D 03/30/99 S 1,347 D 42.38 D 03/30/99 S 384 D 43.00 D 03/31/99 S 385 D 43.38 D 03/31/99 S 1,538 D 43.00 D 03/31/99 S 1,923 D 43.06 D 03/31/99 S 1,923 D 43.25 143,126 D
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
10. 9. Owner- Number ship 5. of Form of Number Deri- Deriva- 2. of Deri- vative tive 11. 1. Conver- vative 6. Securi- Secur- Nature Title sion or Securi- Date ties ity: of In- of Exer- ties Exer- 8. Benefi- Direct direct Deriva- cise 3. Trans- Acquired cisable Price of cially (D) or Benefi- tive Price action 4. (A) or and 7. Title and Deriva- Owned at In- cial Secur- of Date Trans- Disposed Expir- Amount of tive End of direct Owner- ity Deri- (Month/ action of (D) ation Underlying Security Month (I) ship (Instr. vative Day/ Code (Instr. 3, Date (Month/ Securities (Instr. (Instr. (Instr. (Instr. 3) Security Year) (Instr. 8) 4 & 5) Day/Year) (Instr. 3 & 4) 5) 4) 4) 4) ------- -------- ------- ---------- ---------- ------------ -------------- -------- -------- ------- ------- Code V (A) (D) Date Expir- Title Amount or ---- - --- --- Exer- ation ----- Number of cis- Date Shares able ------ --------- ----
SIGNATURE OF REPORTING PERSON: The Lumpkin Foundation By: Steven L. Grissom Assistant Treasurer DATE: April 7, 1999 -----END PRIVACY-ENHANCED MESSAGE-----