-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pn9CM2dhMMnrhBF26rnIQ1/2A2at5jB8j6VU61BmDXWxbS+ab0pjorwraNlglly7 BuGMYwQ1vmcPg3LmGMD4zQ== 0000895813-98-000312.txt : 19981211 0000895813-98-000312.hdr.sgml : 19981211 ACCESSION NUMBER: 0000895813-98-000312 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19981130 FILED AS OF DATE: 19981210 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MCLEODUSA INC CENTRAL INDEX KEY: 0000919943 STANDARD INDUSTRIAL CLASSIFICATION: RADIO TELEPHONE COMMUNICATIONS [4812] IRS NUMBER: 421407240 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-20763 FILM NUMBER: 98767627 BUSINESS ADDRESS: STREET 1: 6400 C ST SW STREET 2: PO BOX 3177 CITY: CEDAR RAPIDS STATE: IA ZIP: 52406-3177 BUSINESS PHONE: 3193640000 MAIL ADDRESS: STREET 1: TOWNE CENTRE STREET 2: 221 THIRD AVENUE SE SUITE 500 CITY: CEDAR RAPIDS STATE: IA ZIP: 52401-1522 FORMER COMPANY: FORMER CONFORMED NAME: MCLEOD INC DATE OF NAME CHANGE: 19960403 COMPANY DATA: COMPANY CONFORMED NAME: LUMPKIN FOUNDATION CENTRAL INDEX KEY: 0001047187 STANDARD INDUSTRIAL CLASSIFICATION: [] OTHER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: CONSOLIDATED COMMUNICATIONS STREET 2: 121 SOUTH 17TH STREET CITY: MATTOON STATE: IL ZIP: 61938 BUSINESS PHONE: 2172354410 4 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person: The Lumpkin Foundation c/o Steven L. Grissom 121 South 17th Street Mattoon, Illinois 61938 U.S.A. 2. Issuer Name and Ticker or Trading Symbol: McLeodUSA Incorporated MCLD 3. IRS or Social Security Number of Reporting Person (Voluntary): 4. Statement for Month/Year: November 1998 5. If Amendment, Date of Original (Month/Year): 6. Relationship of Reporting Person(s) to Issuer (Check all applicable): ( ) Director ( ) 10% Owner ( ) Officer (give title below) (x) Other (specify below) Member of 13(d) group owning more than 10% 7. Individual or Joint/Group Filing (Check Applicable Line): (x) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of 2. Trans- 3. Transaction 4. Securities Acquired (A) or 5. Amount of 6. Owner- 7. Nature Security action Code Disposed of (D) Securities ship Form: of (Instr. 3) Date (Instr. 8) (Instr. 3, 4 and 5) Beneficially Direct (D) Indirect (Month / Owned at End or Beneficial Day/Year) of Month Indirect Ownership (Instr. 3 and (I) (Instr. 4) 4) (Instr. 4) Code V Amount (A)or(D) Price Class A 11/05/98 S 4,616 D 35.75 204,049 D Common Stock 11/05/98 S 3,077 D 35.50 204,049 D 11/06/98 S 3,846 D 35.00 204,049 D 11/06/98 S 1,923 D 35.25 204,049 D 11/06/98 S 1,539 D 35.50 204,049 D 11/06/98 S 230 D 36.50 204,049 D /TABLE
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 9. 5. Number of 10. Number Deriva- Owner- 11. of Deriv- tive ship Form Nature ative Se- Securi- of Deriva- of Indi- 2. 3. curities 7. ties tive rect Conversion Trans- 4. Acquired 6. Title and Benefi- Security: Benefi- 1. or action Trans- (A) or Date Exer- Amount of 8. cially Direct (D) cial Title of Exercise Date action Disposed cisable and Underlying Price of Owned at or Indi- Owner- Derivative Price of (Month/ Code of (D) Expiration Securities Derivative End of rect ship Security Derivative Day/ (Instr. (Instr. 3, Date (Month/ (Instr. 3 Security Month (I) (Instr. (Instr. 3) Security Year) 8) 4 and 5) Day/Year) and 4) (Instr. 5) (Instr. 4) (Instr. 4) 4) ---------- ---------- ------- ------- ---------- ------------ ---------- ---------- ---------- ---------- ------- Code V (A) (D) Date Expir- Title Amount Exer- ation or cisable Date Number of Shares
SIGNATURE OF REPORTING PERSON: The Lumpkin Foundation By: Steven L. Grissom Assistant Treasurer DATE: December __, 1998 -----END PRIVACY-ENHANCED MESSAGE-----