-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VUlObbh/5i6U5TAi8H+7Yhp8EaySAC/FWGNH8dE1cEYsQ6iMnk5GFZV2pajs1x1R 9P9LZaVfXtHVfOrNIr0DMg== 0000919805-02-000004.txt : 20020415 0000919805-02-000004.hdr.sgml : 20020415 ACCESSION NUMBER: 0000919805-02-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020211 FILED AS OF DATE: 20020306 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: COASTAL BANCORP INC CENTRAL INDEX KEY: 0000919805 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 760428727 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24526 FILM NUMBER: 02568156 BUSINESS ADDRESS: STREET 1: 5718 WESTHEIMER STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: 7134355000 MAIL ADDRESS: STREET 1: 5718 WESTHEIMER STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77057 FORMER COMPANY: FORMER CONFORMED NAME: COASTAL BANCORP INC/TX/ DATE OF NAME CHANGE: 19940718 FORMER COMPANY: FORMER CONFORMED NAME: COASTAL BANC SAVINGS ASSOCIATION DATE OF NAME CHANGE: 19970110 COMPANY DATA: COMPANY CONFORMED NAME: COASTAL BANCORP INC CENTRAL INDEX KEY: 0000919805 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] OFFICER IRS NUMBER: 760428727 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 5718 WESTHEIMER STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: 7134355000 MAIL ADDRESS: STREET 1: 5718 WESTHEIMER STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77057 FORMER COMPANY: FORMER CONFORMED NAME: COASTAL BANCORP INC/TX/ DATE OF NAME CHANGE: 19940718 FORMER COMPANY: FORMER CONFORMED NAME: COASTAL BANC SAVINGS ASSOCIATION DATE OF NAME CHANGE: 19970110 4 1 doc1.txt
- ----------------- U.S. SECURITIES AND EXCHANGE COMMISSION ------------------------- F O R M 4 | Washington, D.C. 20549 | OMB APPROVAL - ----------------- |------------------------ [ ] Check this box if no STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP |OMB Number 3235-0287 longer subject to |Expires: December 31,2001 Section 16. Form 4 or |Estimated average burden Form 5 obligations may Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, |hours per response...0.5 continue. See Section 17(a) of the Public Utility Holding Company Act of 1935 or -------------------------- Instruction 1(b) Section 30(f) of the Investment Company Act 1940 (Print or Type response) - -------------------------------------------------------------------------------------------------------------------------------- 1.Name and Address of Reporting Person* |2.Issuer Name and Ticker or Trading Symbol |6.Relationship of Reporting Person to | | Issuer (Check all Applicable) Wylie, Catherine N. | Coastal Bancorp, Inc. (CBSA) | | | Director 10% Owner - ----------------------------------------|------------------------------------------------|--- --- (Last) (First) (MI)|3.IRS or Soc. Sec. No. |4.Statement for Month/ | X Officer Other | of Reporting Person | Year |---(give title below) -(Specify below) 3225 Bellefontaine Street | (Voluntary) | February 2002 | Sr. EVP/CFO/COO | | |-------------------------------------- - ----------------------------------------| |------------------------|7. Individual or Joint/Group Filing (Street) | |5.If Amendment, Date of | (Check Applicable Line) | | Original (Month/Year) | Houston, Texas 77025 | | | X Form filed by One Reporting Person | | |--- | | | Form filed by More than One | | |--- Reporting Person - -------------------------------------------------------------------------------------------------------------------------------- (City) (State) (Zip) TABLE I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - -------------------------------------------------------------------------------------------------------------------------------- 1.Title of Security |2.Transac- |3.Transac-|4.Security Acquired (A) or |5.Amount of |6.Owner-|7.Nature of (Instr. 3) | tion Date |tion Code | Disposed of (D) | Securities |Ship Fo-| Indirect |(Month/Day/ |(Instr.8) | (Instr. 3, 4 and 5) | Beneficially |rm: Dir-| Beneficial | Year) |----------|-----------------------------| Owned at End of|ect (D) | Ownership | | | | | | | Month (Instr. |or Indi-| (Instr. 4) | | | | | | | 3 and 4) |rect (I)| | | | | |(A) | | |(Instr. | | |Code| V | Amount |(D) | Price | |4) | - -------------------------------|------------|----|-----|--------------|----|---------|-----------------|--------|--------------- - -------------------------------|------------|----|-----|--------------|----|---------|-----------------|--------|--------------- Common Stock (CBSA) | 02/11/2002 | M | | 12,145 | A | 7.08 | | | - -------------------------------|------------|----|-----|--------------|----|---------|-----------------|--------|--------------- Common Stock (CBSA) | 02/11/2002 | F | | 2,925 | D | 30.44 | 13,145 | D | - -------------------------------|------------|----|-----|--------------|----|---------|-----------------|--------|--------------- Preferred Stock | | | | | | | 2,000 | D | - -------------------------------------------------------------------------------------------------------------------------------- Reminder: Report on a separate line for each class securities owned directly or indirectly. (Over) *If the form is filed by more than one reporting person, see Instruction 4(b)(v). SEC 1474 (3-99) **The reporting person disclaims beneficial ownership of the reported securities. (Print or type responses)
FORM 4 (continued) TABLE II - Derivative Securities Acquired, Disposed of, Beneficially Owned (e.g., puts, calls, warrants, options, convertible security) - -------------------------------------------------------------------------------------------------------------------------------- 1.Title of|2.Conver-|3. |4.Tran- |5.Number of |6.Date |7.Title and Amount |8.Price of|9.Number |10. |11. Derivative|sion or |Tran-| saction| Derivative |Exercisable| of Underlying |Derivative| of |Ownersh-|Natureof Security |Exercise |sact-| Code | Securities |and | Securities |Security |Derivative|ip Form |Indirect (Instr. 3)|Price of |ion |(Instr.8)| Acquired (A) or |Expiration | (Instr. 3 and 4) |(Instr. 5)|Securities|of Deri-|Benefical |Deriva- |Date(| | Disposed of (D) |Date | | |Benefi- |vative |Ownership |tive |Month| | (Instr. 3, 4 an |(Month/Day/| | |cially |Security|Instr.4 |Security |/Day/| | and 5) | Year) | | |Owned at |: Direct| | |Year)| | |-----------|-------------------| |End of |(D) or | | | | | | | | |Amount or| |Month |Indirect| | | |---------|-------------------|Date |Exp. | Title |Number of| |(Instr. 4)|(I) (In-| | | |Code| V | (A) | (D) |Exbl.|Date | |Shares | | |str. 4) | - ----------|---------|-----|----|----|---------|---------|-----|-----|---------|---------|----------|----------|--------|-------- - ----------|---------|-----|----|----|---------|---------|-----|-----|---------|---------|----------|----------|--------|-------- Stock | 7.08 |02/11| M | | | 12,145 | (1) |08/27| Common | 12,145 | | | | Options | |/2002| | | | | |/2002| | | | | | Stock | 8.58 | | | | | | (1) |06/24| Common | 3,955 | | 3,955 | D | Options | | | | | | | |/2003| | | | | | Stock | 11.42 | | | | | | (1) |06/23| Common | 3,679 | | 3,679 | D | Options | | | | | | | |/2004| | | | | | Stock | 10.33 | | | | | | (1) |05/25| Common | 8,167 | | 8,167 | D | Options | | | | | | | |/2005| | | | | | Stock | 11.33 | | | | | | (1) |03/28| Common | 15,000 | | 15,000 | D | Options | | | | | | | |/2006| | | | | | Stock | 15.17 | | | | | | (1) |04/24| Common | 16,500 | | 16,500 | D | Options | | | | | | | |/2007| | | | | | Stock | 25.125 | | | | | | (1) |06/25| Common | 3,000 | | 3,000 | D | Options | | | | | | | |/2008| | | | | | Stock | 16.00 | | | | | | (1) |06/27| Common | 20,000 | | 20,000 | D | Options | | | | | | | |/2009| | | | | | Stock | 14.75 | | | | | | (1) |05/25| Common | 13,000 | | 13,000 | D | Options | | | | | | | |/2010| | | | | | Stock | 30.44 |02/11| | | A | | (1) |02/11| Common | 3,531 | | 3,531 | D | Options | |/2002| | | | | |/2012| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | - -------------------------------------------------------------------------------------------------------------------------------- Explanation of Responses: (1) Options vest over four years from date of grant, 25% per year. * Intentional misstatements or omissions of facts constitute /s/ Catherine N. Wylie 03/06/2002 Federal Criminal Violations. See 18 U.S.C. 1001 and --------------------------------------- --------- 15 U.S.C. 78ff(a). ***Signature of Reporting Person Date Page 2 SEC 1474 (3-99)
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