-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JA4ulq9EjavMaDlbE6625pkRWQxgmlBZGjuY8Shzr3xOzGBDf2wWiflzu9CuXciR 3Oypzf6I4qtuqxBwODumeA== 0001455244-10-000099.txt : 20100426 0001455244-10-000099.hdr.sgml : 20100426 20100426172229 ACCESSION NUMBER: 0001455244-10-000099 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100422 FILED AS OF DATE: 20100426 DATE AS OF CHANGE: 20100426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schonharting Florian CENTRAL INDEX KEY: 0001360509 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27628 FILM NUMBER: 10771059 MAIL ADDRESS: STREET 1: OSTERGADE 5, 3RD FLOOR STREET 2: DK-1100 CITY: COPENHAGEN STATE: G7 ZIP: G7 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hansen Christian CENTRAL INDEX KEY: 0001360573 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27628 FILM NUMBER: 10771060 MAIL ADDRESS: STREET 1: OSTERGADE 5, 3RD FLOOR STREET 2: DK-1100 CITY: DENMARK STATE: G7 ZIP: G7 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUPERGEN INC CENTRAL INDEX KEY: 0000919722 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 911841574 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4140 DUBLIN BLVD STREET 2: SUITE 200 CITY: DUBLIN STATE: CA ZIP: 94568 BUSINESS PHONE: 9255600100 MAIL ADDRESS: STREET 1: 4140 DUBLIN BLVD STREET 2: STE 200 CITY: DUBLIN STATE: CA ZIP: 94568 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NB Public Equity K/S CENTRAL INDEX KEY: 0001451330 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27628 FILM NUMBER: 10771061 BUSINESS ADDRESS: STREET 1: OSTERGADE 5 STREET 2: 3RD FLOOR DK-1100 CITY: COPENHAGEN K STATE: G7 ZIP: ----- BUSINESS PHONE: 45 70 20 12 63 MAIL ADDRESS: STREET 1: OSTERGADE 5 STREET 2: 3RD FLOOR DK-1100 CITY: COPENHAGEN K STATE: G7 ZIP: ----- 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-04-22 0000919722 SUPERGEN INC SUPG 0001451330 NB Public Equity K/S OESTERGADE 5, 3RD FLOOR DK-1100 COPENHAGEN K G7 DENMARK 0 0 1 0 0001360573 Hansen Christian OESTERGADE 5, 3RD FLOOR DK-1100 COPENHAGEN K G7 DENMARK 0 0 1 0 0001360509 Schonharting Florian OESTERGADE 5, 3RD FLOOR DK-1100 COPENHAGEN K G7 DENMARK 0 0 1 0 Common Stock, par value $0.001 2010-04-22 4 S 0 26768 3.15 D 6662954 D Common Stock, par value $0.001 2010-04-22 4 S 0 3350 3.16 D 6659604 D Common Stock, par value $0.001 2010-04-22 4 S 0 10208 3.17 D 6649396 D Common Stock, par value $0.001 2010-04-22 4 S 0 600 3.18 D 6648796 D Common Stock, par value $0.001 2010-04-22 4 S 0 4278 3.19 D 6644518 D Common Stock, par value $0.001 2010-04-22 4 S 0 22475 3.20 D 6622043 D Common Stock, par value $0.001 2010-04-22 4 S 0 23989 3.21 D 6598054 D Common Stock, par value $0.001 2010-04-22 4 S 0 700 3.215 D 6597354 D Common Stock, par value $0.001 2010-04-22 4 S 0 500 3.2175 D 6596854 D Common Stock, par value $0.001 2010-04-22 4 S 0 11874 3.22 D 6584980 D Common Stock, par value $0.001 2010-04-22 4 S 0 1600 3.23 D 6583380 D Common Stock, par value $0.001 2010-04-22 4 S 0 15100 3.25 D 6568280 D Common Stock, par value $0.001 2010-04-22 4 S 0 3361 3.26 D 6564919 D Common Stock, par value $0.001 2010-04-22 4 S 0 16900 3.27 D 6548019 D Common Stock, par value $0.001 2010-04-22 4 S 0 700 3.275 D 6547319 D Common Stock, par value $0.001 2010-04-22 4 S 0 200 3.2775 D 6547119 D Common Stock, par value $0.001 2010-04-22 4 S 0 100 3.279 D 6547019 D Common Stock, par value $0.001 2010-04-22 4 S 0 24500 3.28 D 6522519 D Common Stock, par value $0.001 2010-04-22 4 S 0 14021 3.29 D 6508498 D Common Stock, par value $0.001 2010-04-22 4 S 0 40357 3.30 D 6468141 D Common Stock, par value $0.001 2010-04-22 4 S 0 4505 3.305 D 6463636 D Common Stock, par value $0.001 2010-04-22 4 S 0 1550 3.3075 D 6462086 D Common Stock, par value $0.001 2010-04-22 4 S 0 1700 3.31 D 6460386 D Common Stock, par value $0.001 2010-04-22 4 S 0 5991 3.32 D 6454395 D Common Stock, par value $0.001 2010-04-22 4 S 0 4900 3.33 D 6449495 D Common Stock, par value $0.001 2010-04-22 4 S 0 15406 3.34 D 6434089 D Common Stock, par value $0.001 2010-04-22 4 S 0 500 3.345 D 6433589 D Common Stock, par value $0.001 2010-04-22 4 S 0 23173 3.35 D 6410416 D Common Stock, par value $0.001 2010-04-22 4 S 0 1000 3.36 D 6409416 D Common Stock, par value $0.001 2010-04-22 4 S 0 4200 3.37 D 6405216 D Reported shares are owned directly by NB Public Equity K/S (the "Fund"), and indirectly by the other listed Reporting Owners. Christian Hansen and Florian Sch?nharting are direct investors in a limited partner in the Fund and directors of Nordic Biotech Advisors ApS, which owns 100% of the shares of NB Public Equity Komplementar ApS, the general partner of the Fund. Each of Messrs. Hansen and Sch?nharting disclaim beneficial ownership in the securities, except to the extent of their pecuniary interest therein. /s/ James E. Dawson, as attorney-in-fact 2010-04-26 -----END PRIVACY-ENHANCED MESSAGE-----