0001179110-13-002286.txt : 20130208
0001179110-13-002286.hdr.sgml : 20130208
20130208164907
ACCESSION NUMBER: 0001179110-13-002286
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130206
FILED AS OF DATE: 20130208
DATE AS OF CHANGE: 20130208
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LACK WALTER J
CENTRAL INDEX KEY: 0001207708
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27628
FILM NUMBER: 13587547
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Astex Pharmaceuticals, Inc
CENTRAL INDEX KEY: 0000919722
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 911841574
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4140 DUBLIN BLVD
STREET 2: SUITE 200
CITY: DUBLIN
STATE: CA
ZIP: 94568
BUSINESS PHONE: 9255600100
MAIL ADDRESS:
STREET 1: 4140 DUBLIN BLVD
STREET 2: STE 200
CITY: DUBLIN
STATE: CA
ZIP: 94568
FORMER COMPANY:
FORMER CONFORMED NAME: SUPERGEN INC
DATE OF NAME CHANGE: 19960125
4
1
edgar.xml
FORM 4 -
X0306
4
2013-02-06
0
0000919722
Astex Pharmaceuticals, Inc
ASTX
0001207708
LACK WALTER J
C/O ENGSTROM LIPSCOMB & LACK
10100 SANTA MONICA BLVD., 12TH FLOOR
LOS ANGELES
CA
90067-4113
1
0
0
0
Common Stock
2013-02-06
4
M
0
2500
3.97
A
417500
D
Common Stock
2013-02-06
4
M
0
2500
3.97
A
420000
D
Common Stock
2013-02-06
4
M
0
2500
3.97
A
422500
D
Common Stock
2013-02-06
4
M
0
15000
2.92
A
437500
D
Common Stock
2013-02-06
4
M
0
10000
2.92
A
447500
D
Common Stock
2013-02-06
4
M
0
10000
2.92
A
457500
D
Director Stock Option (Right to buy)
3.97
2013-02-06
4
M
0
2500
0
D
2016-06-09
Common Stock
2500
0
D
Director Stock Option (Right to buy)
3.97
2013-02-06
4
M
0
2500
0
D
2016-06-09
Common Stock
2500
0
D
Director Stock Option (Right to buy)
3.97
2013-02-06
4
M
0
2500
0
D
2016-06-09
Common Stock
2500
0
D
Director Stock Option (Right to buy)
2.92
2013-02-06
4
M
0
15000
0
D
2021-06-16
Common Stock
15000
0
D
Director Stock Option (Right to buy)
2.92
2013-02-06
4
M
0
10000
0
D
2021-06-16
Common Stock
10000
0
D
Director Stock Option (Right to buy)
2.92
2013-02-06
4
M
0
10000
0
D
2021-06-16
Common Stock
10000
0
D
2,500 shares of the 10,000 share option grant became exercisable on the June 9, 2006 grant date and on each three month anniversary thereafter.
3,750 shares of the 15,000 share option grant became exercisable on the June 16, 2011 grant date and on each three month anniversary therafter.
2,500 shares of the 10,000 share option grant became exercisable on the June 16, 2011 grant date and on each three month anniversary thereafter.
/s/ Walter J. Lack
2013-02-08