0001179110-13-002286.txt : 20130208 0001179110-13-002286.hdr.sgml : 20130208 20130208164907 ACCESSION NUMBER: 0001179110-13-002286 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130206 FILED AS OF DATE: 20130208 DATE AS OF CHANGE: 20130208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LACK WALTER J CENTRAL INDEX KEY: 0001207708 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27628 FILM NUMBER: 13587547 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Astex Pharmaceuticals, Inc CENTRAL INDEX KEY: 0000919722 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 911841574 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4140 DUBLIN BLVD STREET 2: SUITE 200 CITY: DUBLIN STATE: CA ZIP: 94568 BUSINESS PHONE: 9255600100 MAIL ADDRESS: STREET 1: 4140 DUBLIN BLVD STREET 2: STE 200 CITY: DUBLIN STATE: CA ZIP: 94568 FORMER COMPANY: FORMER CONFORMED NAME: SUPERGEN INC DATE OF NAME CHANGE: 19960125 4 1 edgar.xml FORM 4 - X0306 4 2013-02-06 0 0000919722 Astex Pharmaceuticals, Inc ASTX 0001207708 LACK WALTER J C/O ENGSTROM LIPSCOMB & LACK 10100 SANTA MONICA BLVD., 12TH FLOOR LOS ANGELES CA 90067-4113 1 0 0 0 Common Stock 2013-02-06 4 M 0 2500 3.97 A 417500 D Common Stock 2013-02-06 4 M 0 2500 3.97 A 420000 D Common Stock 2013-02-06 4 M 0 2500 3.97 A 422500 D Common Stock 2013-02-06 4 M 0 15000 2.92 A 437500 D Common Stock 2013-02-06 4 M 0 10000 2.92 A 447500 D Common Stock 2013-02-06 4 M 0 10000 2.92 A 457500 D Director Stock Option (Right to buy) 3.97 2013-02-06 4 M 0 2500 0 D 2016-06-09 Common Stock 2500 0 D Director Stock Option (Right to buy) 3.97 2013-02-06 4 M 0 2500 0 D 2016-06-09 Common Stock 2500 0 D Director Stock Option (Right to buy) 3.97 2013-02-06 4 M 0 2500 0 D 2016-06-09 Common Stock 2500 0 D Director Stock Option (Right to buy) 2.92 2013-02-06 4 M 0 15000 0 D 2021-06-16 Common Stock 15000 0 D Director Stock Option (Right to buy) 2.92 2013-02-06 4 M 0 10000 0 D 2021-06-16 Common Stock 10000 0 D Director Stock Option (Right to buy) 2.92 2013-02-06 4 M 0 10000 0 D 2021-06-16 Common Stock 10000 0 D 2,500 shares of the 10,000 share option grant became exercisable on the June 9, 2006 grant date and on each three month anniversary thereafter. 3,750 shares of the 15,000 share option grant became exercisable on the June 16, 2011 grant date and on each three month anniversary therafter. 2,500 shares of the 10,000 share option grant became exercisable on the June 16, 2011 grant date and on each three month anniversary thereafter. /s/ Walter J. Lack 2013-02-08