N-PX 1 fp0078109_npx.htm

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act File Number 811-22299

 

RENN Fund, Inc.

(Exact name of Registrant as specified in charter)

470 Park Avenue South,

New York, NY 10016

(Address of principal executive offices)

(646) 291-2300

(Registrant’s telephone number, including area code)

 

Jay Kesslen

Horizon Kinetics Asset Management LLC - 8th Floor South

470 Park Avenue South

New York, NY 10016

(Name and address of agent for service of process)

(646) 291-2330

(Agent’s telephone number, including area code)

 

Date of fiscal year end: December 31

 

Date of reporting period: July 1, 2021 through June 30, 2022

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CRR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.

 

 

 

 

Item 1: Proxy Voting Record.

 

Disclosed is the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:

******************************* FORM N-Px REPORT *******************************

ICA File Number: 811-22299
Reporting Period: 07/01/2021 - 06/30/2022
RENN Fund, Inc.









============================= The RENN Fund, Inc. ==============================


APYX MEDICAL CORPORATION

Ticker:       APYX           Security ID:  03837C106
Meeting Date: AUG 06, 2021   Meeting Type: Annual
Record Date:  JUN 24, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Andrew Makrides          For       For          Management
1.2   Elect Director Charles D. Goodwin       For       For          Management
1.3   Elect Director Michael E. Geraghty      For       Against      Management
1.4   Elect Director Lawrence J. Waldman      For       Against      Management
1.5   Elect Director John Andres              For       Against      Management
1.6   Elect Director Craig A. Swandal         For       For          Management
1.7   Elect Director Minnie Baylor-Henry      For       For          Management
2     Ratify RSM US, LLP as Auditors          For       For          Management
3     Approve Omnibus Stock Plan              For       Against      Management


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ASSOCIATED CAPITAL GROUP, INC.

Ticker:       AC             Security ID:  045528106
Meeting Date: JUN 03, 2022   Meeting Type: Annual
Record Date:  APR 14, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Mario J. Gabelli         For       For          Management
1.2   Elect Director Marc Gabelli             For       For          Management
1.3   Elect Director Daniel R. Lee            For       For          Management
1.4   Elect Director Bruce M. Lisman          For       For          Management
1.5   Elect Director Frederic V. Salerno      For       For          Management
1.6   Elect Director Salvatore F. Sodano      For       For          Management
1.7   Elect Director Elisa M. Wilson          For       For          Management
1.8   Elect Director Douglas R. Jamieson      For       For          Management
1.9   Elect Director Richard T. Prins         For       For          Management
2     Ratify Deloitte & Touche LLP as         For       For          Management
      Auditors
3     Advisory Vote to Ratify Named           For       For          Management
      Executive Officers' Compensation
4     Advisory Vote on Say on Pay Frequency   Two Years One Year     Management


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CACI INTERNATIONAL INC

Ticker:       CACI           Security ID:  127190304
Meeting Date: NOV 11, 2021   Meeting Type: Annual
Record Date:  SEP 15, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1a    Elect Director Michael A. Daniels       For       For          Management
1b    Elect Director Lisa S. Disbrow          For       For          Management
1c    Elect Director Susan M. Gordon          For       For          Management
1d    Elect Director William L. Jews          For       For          Management
1e    Elect Director Gregory G. Johnson       For       For          Management
1f    Elect Director Ryan D. McCarthy         For       For          Management
1g    Elect Director John S. Mengucci         For       For          Management
1h    Elect Director Philip O. Nolan          For       For          Management
1i    Elect Director James L. Pavitt          For       For          Management
1j    Elect Director Debora A. Plunkett       For       For          Management
1k    Elect Director William S. Wallace       For       For          Management
2     Advisory Vote to Ratify Named           For       For          Management
      Executive Officers' Compensation
3     Ratify Ernst & Young LLP as Auditors    For       For          Management


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CBOE GLOBAL MARKETS, INC.

Ticker:       CBOE           Security ID:  12503M108
Meeting Date: MAY 12, 2022   Meeting Type: Annual
Record Date:  MAR 17, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1a    Elect Director Edward T. Tilly          For       For          Management
1b    Elect Director Eugene S. Sunshine       For       For          Management
1c    Elect Director William M. Farrow, III   For       For          Management
1d    Elect Director Edward J. Fitzpatrick    For       For          Management
1e    Elect Director Ivan K. Fong             For       For          Management
1f    Elect Director Janet P. Froetscher      For       For          Management
1g    Elect Director Jill R. Goodman          For       For          Management
1h    Elect Director Alexander J. Matturri,   For       For          Management
      Jr.
1i    Elect Director Jennifer J. McPeek       For       For          Management
1j    Elect Director Roderick A. Palmore      For       For          Management
1k    Elect Director James E. Parisi          For       For          Management
1l    Elect Director Joseph P. Ratterman      For       For          Management
1m    Elect Director Jill E. Sommers          For       For          Management
1n    Elect Director Fredric J. Tomczyk       For       For          Management
2     Advisory Vote to Ratify Named           For       For          Management
      Executive Officers' Compensation
3     Ratify KPMG LLP as Auditors             For       For          Management


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CIVEO CORPORATION

Ticker:       CVEO           Security ID:  17878Y207
Meeting Date: MAY 18, 2022   Meeting Type: Annual
Record Date:  MAR 29, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1a    Elect Director Martin A. Lambert        For       For          Management
1b    Elect Director Constance B. Moore       For       For          Management
1c    Elect Director Richard A. Navarre       For       For          Management
2     Advisory Vote to Ratify Named           For       For          Management
      Executive Officers' Compensation
3     Approve Ernst & Young LLP as Auditors   For       For          Management
      and Authorize Board to Fix Their
      Remuneration


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CLARKSON PLC

Ticker:       CKN            Security ID:  G21840106
Meeting Date: MAY 11, 2022   Meeting Type: Annual
Record Date:  MAY 09, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Accept Financial Statements and         For       For          Management
      Statutory Reports
2     Approve Remuneration Report             For       Against      Management
3     Approve Final Dividend                  For       For          Management
4     Re-elect Laurence Hollingworth as       For       For          Management
      Director
5     Re-elect Andi Case as Director          For       For          Management
6     Re-elect Jeff Woyda as Director         For       For          Management
7     Re-elect Peter Backhouse as Director    For       For          Management
8     Elect Martine Bond as Director          For       For          Management
9     Re-elect Sue Harris as Director         For       For          Management
10    Re-elect Tim Miller as Director         For       For          Management
11    Re-elect Birger Nergaard as Director    For       For          Management
12    Re-elect Heike Truol as Director        For       For          Management
13    Reappoint PricewaterhouseCoopers LLP    For       For          Management
      as Auditors
14    Authorise Board to Fix Remuneration of  For       For          Management
      Auditors
15    Authorise Issue of Equity               For       For          Management
16    Authorise UK Political Donations and    For       For          Management
      Expenditure
17    Authorise Issue of Equity without       For       For          Management
      Pre-emptive Rights
18    Authorise Market Purchase of Ordinary   For       For          Management
      Shares
19    Authorise the Company to Call General   For       For          Management
      Meeting with Two Weeks' Notice


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CME GROUP INC.

Ticker:       CME            Security ID:  12572Q105
Meeting Date: MAY 04, 2022   Meeting Type: Annual
Record Date:  MAR 07, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1a    Elect Director Terrence A. Duffy        For       For          Management
1b    Elect Director Timothy S. Bitsberger    For       For          Management
1c    Elect Director Charles P. Carey         For       For          Management
1d    Elect Director Dennis H. Chookaszian    For       For          Management
1e    Elect Director Bryan T. Durkin          For       For          Management
1f    Elect Director Ana Dutra                For       For          Management
1g    Elect Director Martin J. Gepsman        For       For          Management
1h    Elect Director Larry G. Gerdes          For       For          Management
1i    Elect Director Daniel R. Glickman       For       For          Management
1j    Elect Director Daniel G. Kaye           For       For          Management
1k    Elect Director Phyllis M. Lockett       For       For          Management
1l    Elect Director Deborah J. Lucas         For       For          Management
1m    Elect Director Terry L. Savage          For       For          Management
1n    Elect Director Rahael Seifu             For       For          Management
1o    Elect Director William R. Shepard       For       For          Management
1p    Elect Director Howard J. Siegel         For       For          Management
1q    Elect Director Dennis A. Suskind        For       For          Management
2     Ratify Ernst & Young LLP as Auditors    For       For          Management
3     Advisory Vote to Ratify Named           For       Against      Management
      Executive Officers' Compensation
4     Amend Omnibus Stock Plan                For       For          Management
5     Amend Non-Employee Director Omnibus     For       For          Management
      Stock Plan
6     Amend Qualified Employee Stock          For       For          Management
      Purchase Plan


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CORE SCIENTIFIC, INC.

Ticker:       CORZ           Security ID:  21873J108
Meeting Date: MAY 11, 2022   Meeting Type: Annual
Record Date:  MAR 28, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Michael Levitt           For       For          Management
1.2   Elect Director Darin Feinstein          For       For          Management
1.3   Elect Director Jarvis Hollingsworth     For       For          Management
1.4   Elect Director Matt Minnis              For       For          Management
1.5   Elect Director Stacie Olivares          For       For          Management
1.6   Elect Director Kneeland Youngblood      For       For          Management
2     Ratify Ernst & Young LLP as Auditors    For       For          Management


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FRANCO-NEVADA CORPORATION

Ticker:       FNV            Security ID:  351858105
Meeting Date: MAY 04, 2022   Meeting Type: Annual/Special
Record Date:  MAR 16, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director David Harquail           For       For          Management
1.2   Elect Director Paul Brink               For       For          Management
1.3   Elect Director Tom Albanese             For       For          Management
1.4   Elect Director Derek W. Evans           For       For          Management
1.5   Elect Director Catharine Farrow         For       For          Management
1.6   Elect Director Louis Gignac             For       For          Management
1.7   Elect Director Maureen Jensen           For       For          Management
1.8   Elect Director Jennifer Maki            For       For          Management
1.9   Elect Director Randall Oliphant         For       For          Management
1.10  Elect Director Elliott Pew              For       For          Management
2     Approve PricewaterhouseCoopers LLP as   For       For          Management
      Auditors and Authorize Board to Fix
      Their Remuneration
3     Advisory Vote to Ratify Named           For       For          Management
      Executive Officer's Compensation


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GALAXY DIGITAL HOLDINGS LTD.

Ticker:       GLXY           Security ID:  G37092106
Meeting Date: JUN 29, 2022   Meeting Type: Annual
Record Date:  MAY 20, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1a    Elect Director Michael Novogratz        For       For          Management
1b    Elect Director Theagenis Iliadis        For       Withhold     Management
1c    Elect Director Nereida Flannery         For       Withhold     Management
1d    Elect Director Bill Koutsouras          For       For          Management
1e    Elect Director Dominic Docherty         For       For          Management
1f    Elect Director Michael Daffey           For       For          Management
1g    Elect Director Jane Dietze              For       For          Management
2     Approve KPMG LLP as Auditors and        For       For          Management
      Authorize Board to Fix Their
      Remuneration
3a    For the Purpose of Determining the      None      Abstain      Management
      Aggregate Number of Votes that U.S.
      holders are Entitled to Cast, the
      Undersigned Certifies That It is Not a
      U.S. Resident. Vote FOR = Yes and
      ABSTAIN = No. A Vote AGAINST will be
      treated as not voted.
3b    The Undersigned Certifies That to the   None      Abstain      Management
      Extent That It Holds Shares of the
      Company for the Account or Benefit of
      Any Other Person, Such Person is Not a
      U.S. Resident. Vote FOR = Yes and
      ABSTAIN = No. A Vote AGAINST will be
      treated as not voted.


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GAMCO INVESTORS, INC.

Ticker:       GBL            Security ID:  361438104
Meeting Date: JUL 20, 2021   Meeting Type: Special
Record Date:  JUN 18, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Amend Certificate of Incorporation to   For       Against      Management
      Delete the Entirety of Article EIGHTH
      of the Charter


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GAMCO INVESTORS, INC.

Ticker:       GBL            Security ID:  361438104
Meeting Date: JUN 02, 2022   Meeting Type: Annual
Record Date:  APR 13, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Edwin L. Artzt           For       For          Management
1.2   Elect Director Raymond C. Avansino, Jr. For       Withhold     Management
1.3   Elect Director Leslie B. Daniels        For       For          Management
1.4   Elect Director Douglas R. Jamieson      For       Withhold     Management
1.5   Elect Director Mario J. Gabelli         For       Withhold     Management
1.6   Elect Director Eugene R. McGrath        For       For          Management
1.7   Elect Director Agnes Mullady            For       Withhold     Management
1.8   Elect Director Robert S. Prather, Jr.   For       Withhold     Management
1.9   Elect Director Elisa M. Wilson          For       Withhold     Management
2     Ratify Deloitte & Touche LLP as         For       For          Management
      Auditors


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INTERCONTINENTAL EXCHANGE, INC.

Ticker:       ICE            Security ID:  45866F104
Meeting Date: MAY 13, 2022   Meeting Type: Annual
Record Date:  MAR 15, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1a    Elect Director Sharon Y. Bowen          For       For          Management
1b    Elect Director Shantella E. Cooper      For       For          Management
1c    Elect Director Duriya M. Farooqui       For       For          Management
1d    Elect Director The Right Hon. the Lord  For       For          Management
      Hague of Richmond
1e    Elect Director Mark F. Mulhern          For       For          Management
1f    Elect Director Thomas E. Noonan         For       For          Management
1g    Elect Director Caroline L. Silver       For       For          Management
1h    Elect Director Jeffrey C. Sprecher      For       For          Management
1i    Elect Director Judith A. Sprieser       For       For          Management
1j    Elect Director Martha A. Tirinnanzi     For       For          Management
2     Advisory Vote to Ratify Named           For       For          Management
      Executive Officers' Compensation
3     Approve Omnibus Stock Plan              For       For          Management
4     Approve Non-Employee Director Stock     For       For          Management
      Option Plan
5     Eliminate Supermajority Vote            For       For          Management
      Requirement to Amend Certificate of
      Incorporation and Bylaws
6     Reduce Ownership Threshold for          For       For          Management
      Shareholders to Call Special Meeting
      to 20%
7     Ratify Ernst & Young LLP as Auditors    For       For          Management
8     Reduce Ownership Threshold for          Against   For          Shareholder
      Shareholders to Call Special Meeting
      to 10%


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PERMIAN BASIN ROYALTY TRUST

Ticker:       PBT            Security ID:  714236106
Meeting Date: MAY 04, 2022   Meeting Type: Special
Record Date:  FEB 04, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Appoint Argent Trust Company as         For       For          Management
      Successor Trustee
2     Amend Trust Indenture                   For       For          Management
3     Adjourn Meeting                         For       For          Management


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POWER & DIGITAL INFRASTRUCTURE ACQUISITION CORP.

Ticker:       XPDI           Security ID:  739190106
Meeting Date: JAN 19, 2022   Meeting Type: Special
Record Date:  DEC 07, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve SPAC Transaction                For       Against      Management
2     Amend Charter                           For       Against      Management
3A    Increase Authorized Preferred and       For       Against      Management
      Common Stock
3B    Increase Supermajority Vote             For       Against      Management
      Requirement for Bylaws Amendment
3C    Increase Supermajority Vote             For       Against      Management
      Requirement for Charter Amendment
4     Approve Issuance of Shares for a        For       Against      Management
      Private Placement
5     Approve Omnibus Stock Plan              For       Against      Management
6     Approve Qualified Employee Stock        For       Against      Management
      Purchase Plan
7     Adjourn Meeting                         For       Against      Management


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PRAIRIESKY ROYALTY LTD.

Ticker:       PSK            Security ID:  739721108
Meeting Date: APR 19, 2022   Meeting Type: Annual
Record Date:  FEB 28, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1a    Elect Director James M. Estey           For       For          Management
1b    Elect Director Leanne Bellegarde        For       For          Management
1c    Elect Director P. Jane Gavan            For       For          Management
1d    Elect Director Margaret A. McKenzie     For       For          Management
1e    Elect Director Andrew M. Phillips       For       For          Management
1f    Elect Director Robert E. Robotti        For       For          Management
1g    Elect Director Myron M. Stadnyk         For       For          Management
1h    Elect Director Sheldon B. Steeves       For       For          Management
1i    Elect Director Grant A. Zawalsky        For       For          Management
2     Approve KPMG LLP as Auditors and        For       For          Management
      Authorize Board to Fix Their
      Remuneration
3     Advisory Vote on Executive              For       For          Management
      Compensation Approach


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TEJON RANCH CO.

Ticker:       TRC            Security ID:  879080109
Meeting Date: MAY 10, 2022   Meeting Type: Annual
Record Date:  MAR 14, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1a    Elect Director Steven A. Betts          For       For          Management
1b    Elect Director Rhea Frawn Morgan        For       For          Management
1c    Elect Director Daniel R. Tisch          For       For          Management
2     Ratify Deloitte & Touche LLP as         For       For          Management
      Auditors
3     Advisory Vote to Ratify Named           For       For          Management
      Executive Officers' Compensation


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TEXAS PACIFIC LAND CORP.

Ticker:       TPL            Security ID:  88262P102
Meeting Date: DEC 29, 2021   Meeting Type: Annual
Record Date:  NOV 29, 2021

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Barbara J. Duganier      For       For          Management
1.2   Elect Director Tyler Glover             For       For          Management
1.3   Elect Director Dana F. McGinnis         For       Against      Management
2     Advisory Vote to Ratify Named           For       For          Management
      Executive Officers' Compensation
3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management
4     Approve Omnibus Stock Plan              For       For          Management
5     Approve Non-Employee Director Omnibus   For       For          Management
      Stock Plan
6     Ratify Deloitte & Touche LLP as         For       For          Management
      Auditors
7     Declassify the Board of Directors       Against   Against      Shareholder


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THE BOEING COMPANY

Ticker:       BA             Security ID:  097023105
Meeting Date: APR 29, 2022   Meeting Type: Annual
Record Date:  FEB 28, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1a    Elect Director Robert A. Bradway        For       For          Management
1b    Elect Director David L. Calhoun         For       For          Management
1c    Elect Director Lynne M. Doughtie        For       For          Management
1d    Elect Director Lynn J. Good             For       For          Management
1e    Elect Director Stayce D. Harris         For       For          Management
1f    Elect Director Akhil Johri              For       For          Management
1g    Elect Director David L. Joyce           For       For          Management
1h    Elect Director Lawrence W. Kellner      For       For          Management
1i    Elect Director Steven M. Mollenkopf     For       For          Management
1j    Elect Director John M. Richardson       For       For          Management
1k    Elect Director Ronald A. Williams       For       For          Management
2     Advisory Vote to Ratify Named           For       For          Management
      Executive Officers' Compensation
3     Approve Qualified Employee Stock        For       For          Management
      Purchase Plan
4     Ratify Deloitte & Touche LLP as         For       For          Management
      Auditors
5     Report on Lobbying Payments and Policy  Against   For          Shareholder
6     Report on Charitable Contributions      Against   Against      Shareholder
7     Reduce Ownership Threshold for          Against   For          Shareholder
      Shareholders to Call Special Meeting
8     Report on Net Zero Indicator            For       For          Shareholder


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URBANA CORPORATION

Ticker:       URB.A          Security ID:  91707P109
Meeting Date: JUN 15, 2022   Meeting Type: Annual
Record Date:  APR 18, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director Thomas S. Caldwell       For       Withhold     Management
1.2   Elect Director Beth Colle               For       For          Management
1.3   Elect Director George D. Elliott        For       Withhold     Management
1.4   Elect Director Michael B. C. Gundy      For       Withhold     Management
1.5   Elect Director Charles A. V. Pennock    For       Withhold     Management
2     Approve Deloitte LLP as the auditor of  For       For          Management
      Urbana as Auditors and Authorize Board
      to Fix Their Remuneration


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WHEATON PRECIOUS METALS CORP.

Ticker:       WPM            Security ID:  962879102
Meeting Date: MAY 13, 2022   Meeting Type: Annual/Special
Record Date:  MAR 18, 2022

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1   Elect Director George L. Brack          For       For          Management
1.2   Elect Director John A. Brough           For       For          Management
1.3   Elect Director Jaimie Donovan           For       For          Management
1.4   Elect Director R. Peter Gillin          For       For          Management
1.5   Elect Director Chantal Gosselin         For       For          Management
1.6   Elect Director Glenn Ives               For       For          Management
1.7   Elect Director Charles A. Jeannes       For       For          Management
1.8   Elect Director Eduardo Luna             For       For          Management
1.9   Elect Director Marilyn Schonberner      For       For          Management
1.10  Elect Director Randy V.J. Smallwood     For       For          Management
2     Approve Deloitte LLP as Auditors and    For       For          Management
      Authorize Board to Fix Their
      Remuneration
3     Advisory Vote on Executive              For       For          Management
      Compensation Approach

========== END NPX REPORT

 

 

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

RENN Fund, Inc.  
     
By: /s/ Jay Kesslen  
  Jay Kesslen  
  Vice President, Chief Compliance Officer  
     
Date: July 27, 2022