-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RGzn53FJW9AxFPIjR0CkTSh9nS6P3qAN9gOvfc31Z4j+g/PZwCfDBnmiRfjC6KfP TXptYQntnGv6xSQyF/yY0A== 0000898432-04-000012.txt : 20040107 0000898432-04-000012.hdr.sgml : 20040107 20040107154411 ACCESSION NUMBER: 0000898432-04-000012 CONFORMED SUBMISSION TYPE: 8-A12G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RENAISSANCE CAPITAL GROWTH & INCOME FUND III INC CENTRAL INDEX KEY: 0000919567 IRS NUMBER: 752533518 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12G SEC ACT: 1934 Act SEC FILE NUMBER: 000-20671 FILM NUMBER: 04513175 BUSINESS ADDRESS: STREET 1: 8080 N CENTRAL EXPRWY STREET 2: STE 210 LB59 CITY: DALLAS STATE: TX ZIP: 75206 BUSINESS PHONE: 2148918294 MAIL ADDRESS: STREET 1: 8080 N CENTRAL EXPWY., SUITE 210 LB 59 CITY: DALLAS STATE: TX ZIP: 75206 8-A12G 1 renaissanceform8a12g.txt FORM 8-A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(B) OR (G) OF THE SECURITIES EXCHANGE ACT OF 1934 RENAISSANCE CAPITAL GROWTH & INCOME FUND III, INC. - -------------------------------------------------------------------------------- (EXACT NAME OF THE FUND AS SPECIFIED IN ITS CHARTER) Texas 75-2533518 - -------------------------------------------------------------------------------- (STATE OF INCORPORATION OR (I.R.S. EMPLOYER ORGANIZATION) IDENTIFICATION NO.) 8080 N. CENTRAL EXPRESSWAY, SUITE 210, LB-59, DALLAS, TEXAS 75206 ------------------------------------------------------------------- (ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) Securities to be registered pursuant to Section 12(b) of the Act: Title of each class Name of each exchange on which to be so registered each class is to be registered - -------------------------------------------------------------------------------- N/A N/A If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. [ ] If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. [X] Securities Act registration statement file number to which this form relates: 333-110113 Securities to be registered pursuant to Section 12(g) of the Act: Rights to Subscribe for Shares of Common Stock - -------------------------------------------------------------------------------- (Title of Class) INFORMATION REQUIRED IN REGISTRATION STATEMENT Item 1: Description of Registrant's Securities to be Registered. The description of the Registrant's securities to be registered is incorporated by reference to the description contained under the captions "The Offering" in the Registrant's Registration Statement on Form N-2 (Nos. 333-110113 and 814-136), as filed electronically with the Securities and Exchange Commission on October 31, 2003 (Accession No. 0000898432-03-001061), (as it may be amended or supplemented from time to time, the "Registration Statement"), and the description contained under such caption included in the form of final prospectus subsequently filed by the Registrant pursuant to Rule 497 under the Securities Act of 1933, as amended, which form of final prospectus is also incorporated by reference herein. Item 2: Exhibits. I. Amended Articles of Incorporation are incorporated by reference from the Registration Statement. II. Bylaws are incorporated by reference from the Registration Statement. II. A Specimen or copies of each security to be registered is being forwarded to the NASDAQ National Market. -2- SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, as of this 2nd day of January 2004. RENAISSANCE CAPITAL GROWTH & INCOME FUND III, INC. By: /s/ Russell Cleveland ---------------------------------------------------- Name: Russell Cleveland Title: President and Chief Executive Officer -3- -----END PRIVACY-ENHANCED MESSAGE-----