0000919530-22-000003.txt : 20220727 0000919530-22-000003.hdr.sgml : 20220727 20220727134324 ACCESSION NUMBER: 0000919530-22-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220727 DATE AS OF CHANGE: 20220727 EFFECTIVENESS DATE: 20220727 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JOHN G ULLMAN & ASSOCIATES INC CENTRAL INDEX KEY: 0000919530 IRS NUMBER: 101113141 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03893 FILM NUMBER: 221110413 BUSINESS ADDRESS: STREET 1: 51 EAST MARKET STREET STREET 2: P O BOX 1424 CITY: CORNING STATE: NY ZIP: 14830 BUSINESS PHONE: 6079363785 MAIL ADDRESS: STREET 1: 51 EAST MARKET STREET STREET 2: P O BOX 1424 CITY: CORNING STATE: NY ZIP: 14830 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000919530 XXXXXXXX 06-30-2022 06-30-2022 JOHN G ULLMAN & ASSOCIATES INC

51 EAST MARKET STREET P O BOX 1424 CORNING NY 14830

13F HOLDINGS REPORT 028-03893 N JOHN G ULLMAN 607-936-3785 JOHN G. ULLMAN CORNING NY 07-27-2022 0 157 623150 true INFORMATION TABLE 2 inftable.xml 3M CO COM 88579Y101 5130 39640 SH SOLE 0 0 39640 A G C O CORP COM 001084102 424 4300 SH SOLE 0 0 4300 A T & T INC COM 00206R102 1057 50434 SH SOLE 0 0 50434 A. O. SMITH CORP COM 831865209 471 8613 SH SOLE 0 0 8613 ABBOTT LABORATORIES COM 002824100 3397 31264 SH SOLE 0 0 31264 ACV AUCTIONS CL A ORD COM 00091G104 427 65284 SH SOLE 0 0 65284 AECOM TECHNOLOGY CORP COM 00766t100 5621 86192 SH SOLE 0 0 86192 AGILENT TECHNOLOGIES INC COM 00846U101 2652 22327 SH SOLE 0 0 22327 ALGONQUIN POWER & UTILITIES CO COM 015857105 662 49318 SH SOLE 0 0 49318 ALLETE INC ALE COM 018522300 435 7400 SH SOLE 0 0 7400 ALLIANT ENERGY CORP COM 018802108 1014 17300 SH SOLE 0 0 17300 AMAZON.COM INC COM 023135106 3643 34300 SH SOLE 0 0 34300 AMER ELECTRIC PWR CO COM 025537101 766 7979 SH SOLE 0 0 7979 AMERICAN SOFTWARE INC COM 029683109 7948 491811 SH SOLE 0 0 491811 AMERICAN TOWER CORP COM 03027X100 2675 10466 SH SOLE 0 0 10466 AMERISERV FINANCIAL INC COM 03074A102 97 24700 SH SOLE 0 0 24700 AMGEN INC. COM 031162100 2723 11190 SH SOLE 0 0 11190 APPLE INC COM 037833100 2506 18330 SH SOLE 0 0 18330 APTIV ORD COM G6095L109 1826 20500 SH SOLE 0 0 20500 ARCBEST ORD COM 03937C105 2125 30200 SH SOLE 0 0 30200 ARGAN INC COM 04010e109 9285 248785 SH SOLE 0 0 248785 ASTEC INDUSTRIES INC COM 046224101 1939 47550 SH SOLE 0 0 47550 AVALON ADVANCED MATERIALS INC COM 05337L304 2 18750 SH SOLE 0 0 18750 AVANGRID INC COM 05351W103 2424 52550 SH SOLE 0 0 52550 AZENTA ORD COM 114340102 3018 41863 SH SOLE 0 0 41863 BAXTER INTERNATIONAL INC COM 071813109 4180 65077 SH SOLE 0 0 65077 BCE INC COM 05534B760 11598 235820 SH SOLE 0 0 235820 BERKSHIRE HATHAWAY CLASS B COM 084670702 438 1606 SH SOLE 0 0 1606 BLACK HILLS CORP COM 092113109 9675 132950 SH SOLE 0 0 132950 BLOOM ENERGY CL A ORD COM 093712107 1330 80590 SH SOLE 0 0 80590 BRISTOL-MYERS SQUIBB COM 110122108 29579 384146 SH SOLE 0 0 384146 BROADCOM LTD AVGO COM 11135F101 5238 10781 SH SOLE 0 0 10781 C AND F FINANCIAL ORD COM 12466Q104 267 5819 SH SOLE 0 0 5819 CACI INTERNATIONAL INC COM 127190304 5836 20711 SH SOLE 0 0 20711 CALAMP CORP COM 128126109 347 83160 SH SOLE 0 0 83160 CANADIAN UTILITIES CL A ORD COM 136717832 313 10500 SH SOLE 0 0 10500 CHEVRON CORP COM 166764100 869 6002 SH SOLE 0 0 6002 CIENA CORP COM 171779309 292 6400 SH SOLE 0 0 6400 CIRRUS LOGIC INC COM 172755100 243 3350 SH SOLE 0 0 3350 CISCO SYSTEMS INC COM 17275r102 16621 389806 SH SOLE 0 0 389806 COMCAST CORP CLASS A COM 20030n101 1231 31371 SH SOLE 0 0 31371 CORNING INC COM 219350105 23633 750026 SH SOLE 0 0 750026 CROWN HOLDINGS INC COM 228368106 2789 30254 SH SOLE 0 0 30254 DANA INC COM 235825205 869 61740 SH SOLE 0 0 61740 DANAHER CORP COM 235851102 279 1100 SH SOLE 0 0 1100 DENTSPLY SIRONA INC COM 24906p109 6971 195116 SH SOLE 0 0 195116 DOMINION ENERGY INC COM 25746u109 9668 121132 SH SOLE 0 0 121132 DUKE ENERGY CORP COM 26441c204 747 6969 SH SOLE 0 0 6969 EAGLE BANCORP MONTANA INC COM 26942G100 1964 98620 SH SOLE 0 0 98620 EAGLE MATERIALS INC COM 26969P108 3243 29500 SH SOLE 0 0 29500 EATON CORP PLC F COM G29183103 2181 17310 SH SOLE 0 0 17310 ELANCO ANIMAL HEALTH INC COM 28414H103 3636 185250 SH SOLE 0 0 185250 ELECTRONIC ARTS INC EA COM 285512109 1971 16200 SH SOLE 0 0 16200 EMERSON ELEC CO COM 291011104 29772 374308 SH SOLE 0 0 374308 EVERGY INC COM 30034W106 405 6200 SH SOLE 0 0 6200 EVOQUA WATER TECHNOLOGIES CORP COM 30057T105 647 19900 SH SOLE 0 0 19900 EXXON MOBIL CORP COM 30231G102 19763 230769 SH SOLE 0 0 230769 FENTURA FINANCIAL INC COM 314645102 604 24150 SH SOLE 0 0 24150 FISERV INC COM 337738108 4186 47050 SH SOLE 0 0 47050 FLOWSERVE CORP COM 34354p105 6288 219640 SH SOLE 0 0 219640 FORTIS ORD COM 349553107 1248 26400 SH SOLE 0 0 26400 FRANKLIN ELECTRIC CO COM 353514102 396 5400 SH SOLE 0 0 5400 GENERAC HOLDINGS ORD COM 368736104 1179 5600 SH SOLE 0 0 5600 GENERAL ELECTRIC CO COM 369604301 1418 22276 SH SOLE 0 0 22276 GILEAD SCIENCES INC COM 375558103 238 3850 SH SOLE 0 0 3850 GLAXOSMITHKLINE PLC COM 37733W105 15992 367382 SH SOLE 0 0 367382 GORMAN RUPP ORD COM 383082104 4745 167680 SH SOLE 0 0 167680 GRANITE CONSTRUCTION COM 387328107 3665 125759 SH SOLE 0 0 125759 HALLIBURTON CO HLDG COM 406216101 745 23770 SH SOLE 0 0 23770 HAWAIIAN ELECTRIC INDUSTRIES COM 419870100 8295 202807 SH SOLE 0 0 202807 HELIOS TECHNOLOGIES INC COM 42328H109 417 6300 SH SOLE 0 0 6300 HEWLETT PACKARD ENTERPRI COM 42824c109 317 23900 SH SOLE 0 0 23900 HOLOGIC INC COM 436440101 208 3000 SH SOLE 0 0 3000 HOME DEPOT INC COM 437076102 240 875 SH SOLE 0 0 875 HONEYWELL INTL INC COM 438516106 6337 36460 SH SOLE 0 0 36460 HORIZON THERAPEUTICS PLC COM G46188101 6820 85502 SH SOLE 0 0 85502 HYDRO ONE ORD COM 448811208 798 29700 SH SOLE 0 0 29700 IBM CORP COM 459200101 19383 137285 SH SOLE 0 0 137285 IDACORP INC COM 451107106 4517 42643 SH SOLE 0 0 42643 II-VI INC COM 902104108 3386 66450 SH SOLE 0 0 66450 ILLINOIS TOOL WORKS COM 452308109 459 2516 SH SOLE 0 0 2516 INGERSOLL RAND INC COM 45687V106 560 13316 SH SOLE 0 0 13316 INTEL CORP COM 458140100 14217 380038 SH SOLE 0 0 380038 INTUIT INC COM 461202103 260 675 SH SOLE 0 0 675 IQVIA HOLDINGS INC COM 46266c105 456 2100 SH SOLE 0 0 2100 ITRON INC COM 465741106 3149 63706 SH SOLE 0 0 63706 J P MORGAN CHASE & CO COM 46625h100 1364 12113 SH SOLE 0 0 12113 JOHNSON & JOHNSON COM 478160104 249 1402 SH SOLE 0 0 1402 JOHNSON CONTROLS INTER F COM g51502105 357 7450 SH SOLE 0 0 7450 KB HOME ORD COM 48666K109 2002 70350 SH SOLE 0 0 70350 KINDER MORGAN INC COM 49456B101 1168 69700 SH SOLE 0 0 69700 LAB CO OF AMER HLDG COM 50540r409 592 2524 SH SOLE 0 0 2524 LILLY ELI & CO COM 532457108 1335 4118 SH SOLE 0 0 4118 LINCOLN ELECTRIC HOLDINGS ORD COM 533900106 2441 19787 SH SOLE 0 0 19787 LINDSAY CORP COM 535555106 8392 63180 SH SOLE 0 0 63180 LUMENTUM HOLDINGS INC COM 55024U109 4381 55158 SH SOLE 0 0 55158 M D U RESOURCES GRP COM 552690109 11500 426091 SH SOLE 0 0 426091 MA COM TECH SOLUTN COM 55405y100 302 6550 SH SOLE 0 0 6550 MANDIANT ORD COM 562662106 2466 113000 SH SOLE 0 0 113000 MARATHON PETROLEUM CORP COM 56585A102 202 2463 SH SOLE 0 0 2463 MERCK & CO INC COM 58933Y105 12301 134919 SH SOLE 0 0 134919 MICROSOFT CORP COM 594918104 9568 37254 SH SOLE 0 0 37254 MIDDLEFIELD BANC CORP COM 596304204 706 28020 SH SOLE 0 0 28020 MOODYS ORD COM 615369105 3542 13025 SH SOLE 0 0 13025 NEW JERSEY RESOURCES CORPORATI COM 646025106 8863 199040 SH SOLE 0 0 199040 NEXSTAR BROADCASTING GROUP-A N COM 65336K103 5204 31950 SH SOLE 0 0 31950 NEXTERA ENERGY INC COM 65339f101 298 3847 SH SOLE 0 0 3847 NORTHWESTERN CORP COM 668074305 306 5200 SH SOLE 0 0 5200 NRG ENERGY INC NRG COM 629377508 445 11650 SH SOLE 0 0 11650 NVIDIA CORP COM 67066g104 721 4755 SH SOLE 0 0 4755 OGE ENERGY CORP COM 670837103 23803 617290 SH SOLE 0 0 617290 ORACLE CORP COM 68389x105 248 3548 SH SOLE 0 0 3548 PFIZER INC COM 717081103 32645 622640 SH SOLE 0 0 622640 PHILLIPS 66 COM 718546104 330 4030 SH SOLE 0 0 4030 PORTLAND GENERAL ELECTRIC CO COM 736508847 6661 137825 SH SOLE 0 0 137825 PUB SVC ENTERPISE GP COM 744573106 2754 43519 SH SOLE 0 0 43519 QUIDEL CORPORATION COM 219798105 725 7457 SH SOLE 0 0 7457 RBB BANCORP COM 74930B105 1309 63350 SH SOLE 0 0 63350 REGENERON PHARMS INC COM 75886f107 2631 4450 SH SOLE 0 0 4450 RHINEBECK BANCORP INC COM 762093102 440 47600 SH SOLE 0 0 47600 SCHLUMBERGER LTD F COM 806857108 11474 320854 SH SOLE 0 0 320854 SHERWIN WILLIAMS CO COM 824348106 325 1450 SH SOLE 0 0 1450 SKANSKA AB ORDF COM w83567110 335 21900 SH SOLE 0 0 21900 SKYWORKS SOLUTIONS INC SWKS COM 83088M102 292 3150 SH SOLE 0 0 3150 SNOWFLAKE INC. COM 833445109 375 2700 SH SOLE 0 0 2700 SOUTHERN CO COM 842587107 1840 25800 SH SOLE 0 0 25800 STATE STREET ORD COM 857477103 2925 47450 SH SOLE 0 0 47450 SUMMIT MATERIALS CL A ORD COM 86614U100 3325 142750 SH SOLE 0 0 142750 TE CONNECTIVITY LTD F COM h84989104 11271 99609 SH SOLE 0 0 99609 TEXAS INSTRUMENTS COM 882508104 453 2947 SH SOLE 0 0 2947 THE MOSAIC CO COM 61945c103 255 5406 SH SOLE 0 0 5406 THERMO FISHER SCIENTIFIC INC COM 883556102 9531 17544 SH SOLE 0 0 17544 TOMPKINS FINANCIAL CORP TMP COM 890110109 8312 115289 SH SOLE 0 0 115289 TRANE TECHNOLOGIES PLC COM G8994E103 1578 12150 SH SOLE 0 0 12150 TUTOR PERINI CORP COM 901109108 1248 142092 SH SOLE 0 0 142092 VERIZON COMMUNICATN COM 92343v104 1128 22221 SH SOLE 0 0 22221 VIAVI SOLUTIONS INC COM 925550105 1296 97947 SH SOLE 0 0 97947 VMWARE INC COM 928563402 2547 22350 SH SOLE 0 0 22350 W E C ENERGY GROUP INC COM 92939U106 371 3682 SH SOLE 0 0 3682 WALT DISNEY CO COM 254687106 1850 19601 SH SOLE 0 0 19601 WATTS WATER TECH INC CLASS A COM 942749102 2835 23075 SH SOLE 0 0 23075 BP PLC F SPONSORED ADR 1 ADR R ADR 055622104 631 22260 SH SOLE 0 0 22260 EQUINOR ADR REP ORD ADR 29446M102 1144 32900 SH SOLE 0 0 32900 NOVARTIS AG ADR 66987V109 15952 188714 SH SOLE 0 0 188714 ROCHE HLDG AG F SPONSORED ADR ADR 771195104 567 13600 SH SOLE 0 0 13600 SHELL PLC ADR 780259305 518 9900 SH SOLE 0 0 9900 TAIWAN SEMICONDUCTR F SPONSORE ADR 874039100 8772 107300 SH SOLE 0 0 107300 INVSC WATER RESC PORTFOLIO ETF ETF 46137v142 208 4500 SH SOLE 0 0 4500 ISHARES MSCI SINGAPORE ETF ETF 46434G780 1702 96250 SH SOLE 0 0 96250 ISHS MSCI EMERG MRKT MIN VOL F ETF 464286533 1735 31300 SH SOLE 0 0 31300 SELECT SECTOR UTI SELECT SPDR ETF 81369y886 470 6700 SH SOLE 0 0 6700 SPDR S&P REGIONAL BANKING ETF ETF 78464a698 250 4300 SH SOLE 0 0 4300 VANECK VIETNAM ETF ETF 92189f817 1207 83850 SH SOLE 0 0 83850 VANGUARD FTSE EMERGING MARKETS ETF 922042858 681 16350 SH SOLE 0 0 16350 VANGUARD S&P 500 ETF ETF 922908363 2725 7856 SH SOLE 0 0 7856 MEXICO FUND CEF 592835102 153 10600 SH SOLE 0 0 10600 EQUINIX REIT ORD REIT 29444U700 3236 4925 SH SOLE 0 0 4925