0000919530-21-000003.txt : 20210723 0000919530-21-000003.hdr.sgml : 20210723 20210723111832 ACCESSION NUMBER: 0000919530-21-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210723 DATE AS OF CHANGE: 20210723 EFFECTIVENESS DATE: 20210723 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JOHN G ULLMAN & ASSOCIATES INC CENTRAL INDEX KEY: 0000919530 IRS NUMBER: 101113141 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03893 FILM NUMBER: 211109781 BUSINESS ADDRESS: STREET 1: 51 EAST MARKET STREET STREET 2: P O BOX 1424 CITY: CORNING STATE: NY ZIP: 14830 BUSINESS PHONE: 6079363785 MAIL ADDRESS: STREET 1: 51 EAST MARKET STREET STREET 2: P O BOX 1424 CITY: CORNING STATE: NY ZIP: 14830 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000919530 XXXXXXXX 06-30-2021 06-30-2021 JOHN G ULLMAN & ASSOCIATES INC

51 EAST MARKET STREET P O BOX 1424 CORNING NY 14830

13F HOLDINGS REPORT 028-03893 N John G. Ullman 607-936-3785 John G. Ullman Corning NY 07-23-2021 0 156 767579 true INFORMATION TABLE 2 inftable.xml JUNE 2021 3M CO COM 88579Y101 14655 73778 SH SOLE 0 0 73778 A G C O CORP COM 001084102 561 4300 SH SOLE 0 0 4300 A T & T INC COM 00206R102 20684 718691 SH SOLE 0 0 718691 A. O. SMITH CORP COM 831865209 425 5900 SH SOLE 0 0 5900 ABBOTT LABORATORIES COM 002824100 3703 31938 SH SOLE 0 0 31938 AECOM TECHNOLOGY CORP COM 00766t100 6288 99301 SH SOLE 0 0 99301 AGILENT TECHNOLOGIES INC COM 00846U101 3511 23752 SH SOLE 0 0 23752 ALBEMARLE CORP COM 012653101 4221 25058 SH SOLE 0 0 25058 ALCON INC COM H01301128 1090 15515 SH SOLE 0 0 15515 ALGONQUIN POWER & UTILITIES CO COM 015857105 16701 1122369 SH SOLE 0 0 1122369 ALLETE INC ALE COM 018522300 560 8000 SH SOLE 0 0 8000 ALLIANT ENERGY CORP COM 018802108 965 17300 SH SOLE 0 0 17300 ALPHABET INC. CLASS C COM 02079k107 276 110 SH SOLE 0 0 110 AMER ELECTRIC PWR CO COM 025537101 674 7964 SH SOLE 0 0 7964 AMERICAN SOFTWARE INC COM 029683109 11760 535523 SH SOLE 0 0 535523 AMERICAN TOWER CORP COM 03027X100 3099 11470 SH SOLE 0 0 11470 AMERISERV FINANCIAL INC COM 03074A102 119 30216 SH SOLE 0 0 30216 AMGEN INC. COM 031162100 1631 6690 SH SOLE 0 0 6690 APPLE INC COM 037833100 2631 19210 SH SOLE 0 0 19210 ARGAN INC COM 04010e109 16241 339833 SH SOLE 0 0 339833 ASCENT SOLAR TECHNOLOGIES ORD COM 043635507 1 36800 SH SOLE 0 0 36800 ASTEC INDUSTRIES INC COM 046224101 3187 50630 SH SOLE 0 0 50630 AVALON ADVANCED MATERIALS INC COM 05337L304 2 18750 SH SOLE 0 0 18750 AVANGRID INC COM 05351W103 3878 75400 SH SOLE 0 0 75400 BAXTER INTERNATIONAL INC COM 071813109 1176 14610 SH SOLE 0 0 14610 BCE INC COM 05534B760 16587 336315 SH SOLE 0 0 336315 BERKSHIRE HATHAWAY CLASS B COM 084670702 458 1648 SH SOLE 0 0 1648 BLACK HILLS CORP COM 092113109 10665 162500 SH SOLE 0 0 162500 BRISTOL-MYERS SQUIBB COM 110122108 26115 390830 SH SOLE 0 0 390830 BROADCOM LTD AVGO COM 11135F101 5324 11165 SH SOLE 0 0 11165 BROOKS AUTOMATION COM 114340102 4044 42443 SH SOLE 0 0 42443 CACI INTERNATIONAL INC COM 127190304 5581 21875 SH SOLE 0 0 21875 CALAMP CORP COM 128126109 271 21300 SH SOLE 0 0 21300 CANADIAN UTILITIES CL A ORD COM 136717832 290 10500 SH SOLE 0 0 10500 CHEVRON CORP COM 166764100 617 5895 SH SOLE 0 0 5895 CHINA YUCHAI INTERNATIONAL LTD COM G21082105 768 47902 SH SOLE 0 0 47902 CIENA CORP COM 171779309 319 5600 SH SOLE 0 0 5600 CISCO SYSTEMS INC COM 17275r102 21098 398067 SH SOLE 0 0 398067 COMCAST CORP CLASS A COM 20030n101 1104 19358 SH SOLE 0 0 19358 CORNING INC COM 219350105 24957 610198 SH SOLE 0 0 610198 CROWN HOLDINGS INC COM 228368106 3169 31004 SH SOLE 0 0 31004 DANA INC COM 235825205 1506 63400 SH SOLE 0 0 63400 DANAHER CORP COM 235851102 295 1100 SH SOLE 0 0 1100 DENTSPLY SIRONA INC COM 24906p109 13800 218142 SH SOLE 0 0 218142 DOMINION ENERGY INC COM 25746u109 11098 150844 SH SOLE 0 0 150844 DUKE ENERGY CORP COM 26441c204 821 8319 SH SOLE 0 0 8319 EATON CORP PLC F COM G29183103 2697 18200 SH SOLE 0 0 18200 ELANCO ANIMAL HEALTH INC COM 28414H103 14699 423725 SH SOLE 0 0 423725 ELMIRA SAVINGS BANK F S COM 289660102 775 54166 SH SOLE 0 0 54166 EMERSON ELEC CO COM 291011104 37851 393295 SH SOLE 0 0 393295 ESTEE LAUDERCO INC CLASS A COM 518439104 222 698 SH SOLE 0 0 698 EURONET WORLDWIDE INC COM 298736109 418 3087 SH SOLE 0 0 3087 EVERGY INC COM 30034W106 393 6499 SH SOLE 0 0 6499 EVOQUA WATER TECHNOLOGIES CORP COM 30057T105 1121 33200 SH SOLE 0 0 33200 EXELON CORP COM 30161n101 328 7400 SH SOLE 0 0 7400 EXXON MOBIL CORP COM 30231G102 15088 239183 SH SOLE 0 0 239183 FENTURA FINANCIAL INC COM 314645102 664 25550 SH SOLE 0 0 25550 FIREEYE INC COM 31816Q101 1644 81300 SH SOLE 0 0 81300 FISERV INC COM 337738108 1010 9450 SH SOLE 0 0 9450 FLOWSERVE CORP COM 34354p105 15774 391229 SH SOLE 0 0 391229 FORTIS ORD COM 349553107 1168 26400 SH SOLE 0 0 26400 FRANKLIN ELECTRIC CO COM 353514102 443 5500 SH SOLE 0 0 5500 GENERAL ELECTRIC CO COM 369604103 2009 149220 SH SOLE 0 0 149220 GENERAL MOTORS CO COM 37045v100 388 6550 SH SOLE 0 0 6550 GLAXOSMITHKLINE PLC COM 37733W105 20885 524473 SH SOLE 0 0 524473 GORMAN RUPP ORD COM 383082104 2875 83488 SH SOLE 0 0 83488 GRANITE CONSTRUCTION COM 387328107 5537 133334 SH SOLE 0 0 133334 HALLIBURTON CO HLDG COM 406216101 577 24970 SH SOLE 0 0 24970 HAWAIIAN ELECTRIC INDUSTRIES COM 419870100 13379 316440 SH SOLE 0 0 316440 HELIOS TECHNOLOGIES INC COM 42328H109 492 6300 SH SOLE 0 0 6300 HOLOGIC INC COM 436440101 214 3200 SH SOLE 0 0 3200 HOME DEPOT INC COM 437076102 271 849 SH SOLE 0 0 849 HONEYWELL INTL INC COM 438516106 8265 37679 SH SOLE 0 0 37679 HORIZON THERAPEUTICS PLC COM G46188101 6568 70144 SH SOLE 0 0 70144 HYDRO ONE ORD COM 448811208 718 29700 SH SOLE 0 0 29700 IBM CORP COM 459200101 22642 154461 SH SOLE 0 0 154461 IDACORP INC COM 451107106 4310 44209 SH SOLE 0 0 44209 II-VI INC COM 902104108 1190 16400 SH SOLE 0 0 16400 ILLINOIS TOOL WORKS COM 452308109 581 2600 SH SOLE 0 0 2600 INGERSOLL RAND INC COM 45687V106 709 14516 SH SOLE 0 0 14516 INTEL CORP COM 458140100 21157 376866 SH SOLE 0 0 376866 INTUIT INC COM 461202103 331 675 SH SOLE 0 0 675 IPG PHOTONICS CORP COM 44980x109 369 1750 SH SOLE 0 0 1750 IQVIA HOLDINGS INC COM 46266c105 509 2100 SH SOLE 0 0 2100 ITRON INC COM 465741106 725 7250 SH SOLE 0 0 7250 ITT INC COM 45073v108 220 2400 SH SOLE 0 0 2400 JOHNSON & JOHNSON COM 478160104 14736 89449 SH SOLE 0 0 89449 JOHNSON CONTROLS INTER F COM g51502105 515 7500 SH SOLE 0 0 7500 KB HOME ORD COM 48666K109 693 17027 SH SOLE 0 0 17027 LAB CO OF AMER HLDG COM 50540r409 751 2724 SH SOLE 0 0 2724 LILLY ELI & CO COM 532457108 1003 4371 SH SOLE 0 0 4371 LINDSAY CORP COM 535555106 10632 64325 SH SOLE 0 0 64325 LUMENTUM HOLDINGS INC COM 55024U109 4745 57843 SH SOLE 0 0 57843 M D U RESOURCES GRP COM 552690109 16679 532194 SH SOLE 0 0 532194 MA COM TECH SOLUTN COM 55405y100 452 7050 SH SOLE 0 0 7050 MCAFEE CL A ORD COM 579063108 1216 43400 SH SOLE 0 0 43400 MERCK & CO INC COM 58933Y105 6177 79423 SH SOLE 0 0 79423 MICROSOFT CORP COM 594918104 10462 38620 SH SOLE 0 0 38620 MIDDLEFIELD BANC CORP COM 596304204 671 28420 SH SOLE 0 0 28420 NEW JERSEY RESOURCES CORPORATI COM 646025106 9792 247465 SH SOLE 0 0 247465 NEXSTAR BROADCASTING GROUP-A N COM 65336K103 4902 33150 SH SOLE 0 0 33150 NEXTERA ENERGY INC COM 65339f101 374 5100 SH SOLE 0 0 5100 NORTHWESTERN CORP COM 668074305 1036 17200 SH SOLE 0 0 17200 NVIDIA CORP COM 67066g104 1076 1345 SH SOLE 0 0 1345 OGE ENERGY CORP COM 670837103 26420 785155 SH SOLE 0 0 785155 ORACLE CORP COM 68389x105 315 4048 SH SOLE 0 0 4048 ORGANON ORD COM 68622V106 240 7918 SH SOLE 0 0 7918 PFIZER INC COM 717081103 25595 653613 SH SOLE 0 0 653613 PHILLIPS 66 COM 718546104 344 4010 SH SOLE 0 0 4010 PORTLAND GENERAL ELECTRIC CO COM 736508847 9271 201204 SH SOLE 0 0 201204 POWERSHARES GOLDEN DRAGON COM 46137V571 2394 39100 SH SOLE 0 0 39100 PUB SVC ENTERPISE GP COM 744573106 2982 49910 SH SOLE 0 0 49910 QUEST DIAGNOSTIC INC COM 74834l100 235 1784 SH SOLE 0 0 1784 RBB BANCORP COM 74930B105 1706 70450 SH SOLE 0 0 70450 REGENERON PHARMS INC COM 75886f107 447 800 SH SOLE 0 0 800 RHINEBECK BANCORP INC COM 762093102 353 32200 SH SOLE 0 0 32200 ROPER TECHNOLOGIES INC COM 776696106 235 500 SH SOLE 0 0 500 ROYAL DUTCH SHELL F SPONSORED COM 780259206 400 9900 SH SOLE 0 0 9900 SCHLUMBERGER LTD F COM 806857108 9963 311234 SH SOLE 0 0 311234 SHERWIN WILLIAMS CO COM 824348106 409 1500 SH SOLE 0 0 1500 SKANSKA AB ORDF COM w83567110 677 25500 SH SOLE 0 0 25500 SKYWORKS SOLUTIONS INC SWKS COM 83088M102 623 3250 SH SOLE 0 0 3250 SOUTHERN CO COM 842587107 1607 26550 SH SOLE 0 0 26550 SYNAPTICS INCORPORATED COM 87157D109 2832 18200 SH SOLE 0 0 18200 TE CONNECTIVITY LTD F COM h84989104 10355 76584 SH SOLE 0 0 76584 TEXAS INSTRUMENTS COM 882508104 538 2800 SH SOLE 0 0 2800 THERMO FISHER SCIENTIFIC INC COM 883556102 9076 17991 SH SOLE 0 0 17991 TOMPKINS FINANCIAL CORP TMP COM 890110109 7669 98875 SH SOLE 0 0 98875 TRANE TECHNOLOGIES PLC COM G8994E103 2366 12850 SH SOLE 0 0 12850 TUTOR PERINI CORP COM 901109108 3727 269100 SH SOLE 0 0 269100 U S CONCRETE INC COM 90333l201 775 10500 SH SOLE 0 0 10500 VERIZON COMMUNICATN COM 92343v104 23729 423506 SH SOLE 0 0 423506 VIAVI SOLUTIONS INC COM 925550105 1819 103022 SH SOLE 0 0 103022 VMWARE INC COM 928563402 4880 30505 SH SOLE 0 0 30505 W E C ENERGY GROUP INC COM 92939U106 325 3650 SH SOLE 0 0 3650 WALT DISNEY CO COM 254687106 571 3251 SH SOLE 0 0 3251 WATTS WATER TECH INC CLASS A COM 942749102 4131 28309 SH SOLE 0 0 28309 XEROX CORP COM 98421M106 4073 173400 SH SOLE 0 0 173400 ZYNGA INC - CL A ZNGA COM 98986T108 1990 187200 SH SOLE 0 0 187200 BP PLC F SPONSORED ADR 1 ADR R ADR 055622104 612 23160 SH SOLE 0 0 23160 KONINKLIJKE PHILIPS N F SPONSO ADR 500472303 2089 42042 SH SOLE 0 0 42042 NOVARTIS AG ADR 66987V109 15979 175134 SH SOLE 0 0 175134 ROCHE HLDG AG F SPONSORED ADR ADR 771195104 491 10450 SH SOLE 0 0 10450 TAIWAN SEMICONDUCTR F SPONSORE ADR 874039100 10478 87202 SH SOLE 0 0 87202 INVSC WATER RESC PORTFOLIO ETF ETF 46137v142 241 4500 SH SOLE 0 0 4500 ISHARES MSCI SINGAPORE ETF ETF 46434G780 4122 177350 SH SOLE 0 0 177350 ISHARES:BIOTECHNOLOGY ETF 464287556 344 2100 SH SOLE 0 0 2100 ISHS MSCI EMERG MRKT MIN VOL F ETF 464286533 1033 16100 SH SOLE 0 0 16100 SELECT SECTOR UTI SELECT SPDR ETF 81369y886 506 8000 SH SOLE 0 0 8000 SPDR S&P CHINA ETF 78463X400 591 4450 SH SOLE 0 0 4450 SPDR S&P REGIONAL BANKING ETF ETF 78464a698 282 4300 SH SOLE 0 0 4300 VANECK VECTORS VIETNAM ETF ETF 92189f817 1761 84700 SH SOLE 0 0 84700 VANGUARD FTSE EMERGING MARKETS ETF 922042858 1055 19419 SH SOLE 0 0 19419 VANGUARD MATERIALS ETF ETF 92204a801 235 1300 SH SOLE 0 0 1300 VANGUARD S&P 500 ETF ETF 922908363 2480 6302 SH SOLE 0 0 6302 MEXICO FUND CEF 592835102 161 10600 SH SOLE 0 0 10600