0000919530-21-000002.txt : 20210422
0000919530-21-000002.hdr.sgml : 20210422
20210422150854
ACCESSION NUMBER: 0000919530-21-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210422
DATE AS OF CHANGE: 20210422
EFFECTIVENESS DATE: 20210422
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: JOHN G ULLMAN & ASSOCIATES INC
CENTRAL INDEX KEY: 0000919530
IRS NUMBER: 101113141
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03893
FILM NUMBER: 21844485
BUSINESS ADDRESS:
STREET 1: 51 EAST MARKET STREET
STREET 2: P O BOX 1424
CITY: CORNING
STATE: NY
ZIP: 14830
BUSINESS PHONE: 6079363785
MAIL ADDRESS:
STREET 1: 51 EAST MARKET STREET
STREET 2: P O BOX 1424
CITY: CORNING
STATE: NY
ZIP: 14830
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000919530
XXXXXXXX
03-31-2021
03-31-2021
JOHN G ULLMAN & ASSOCIATES INC
51 EAST MARKET STREET
P O BOX 1424
CORNING
NY
14830
13F HOLDINGS REPORT
028-03893
N
John G. Ullman
President
607-936-3785
John G. Ullman
Corning
NY
04-22-2021
0
154
745450
true
INFORMATION TABLE
2
inftable.xml
3M CO
COM
88579Y101
14422
74848
SH
SOLE
0
0
74848
A G C O CORP
COM
001084102
618
4300
SH
SOLE
0
0
4300
A T & T INC
COM
00206R102
21777
719441
SH
SOLE
0
0
719441
A. O. SMITH CORP
COM
831865209
399
5900
SH
SOLE
0
0
5900
ABBOTT LABORATORIES
COM
002824100
3863
32238
SH
SOLE
0
0
32238
AECOM TECHNOLOGY CORP
COM
00766t100
6566
102417
SH
SOLE
0
0
102417
AGILENT TECHNOLOGIES INC
COM
00846U101
3058
24052
SH
SOLE
0
0
24052
ALBEMARLE CORP
COM
012653101
3727
25508
SH
SOLE
0
0
25508
ALCON INC
COM
H01301128
1160
16528
SH
SOLE
0
0
16528
ALGONQUIN POWER & UTILITIES CO
COM
015857105
10516
663900
SH
SOLE
0
0
663900
ALLETE INC ALE
COM
018522300
538
8000
SH
SOLE
0
0
8000
ALLIANT ENERGY CORP
COM
018802108
937
17300
SH
SOLE
0
0
17300
ALPHABET INC. CLASS C
COM
02079k107
228
110
SH
SOLE
0
0
110
AMER ELECTRIC PWR CO
COM
025537101
675
7964
SH
SOLE
0
0
7964
AMERICAN SOFTWARE INC
COM
029683109
14554
703078
SH
SOLE
0
0
703078
AMERICAN TOWER CORP
COM
03027X100
2766
11570
SH
SOLE
0
0
11570
AMERISERV FINANCIAL INC
COM
03074A102
127
31216
SH
SOLE
0
0
31216
AMGEN INC.
COM
031162100
1665
6690
SH
SOLE
0
0
6690
APPLE INC
COM
037833100
2420
19810
SH
SOLE
0
0
19810
ARGAN INC
COM
04010e109
18546
347633
SH
SOLE
0
0
347633
ASCENT SOLAR TECHNOLOGIES ORD
COM
043635507
1
36800
SH
SOLE
0
0
36800
ASTEC INDUSTRIES INC
COM
046224101
4882
64730
SH
SOLE
0
0
64730
AVALON ADVANCED MATERIALS ORD
COM
05337L304
3
18750
SH
SOLE
0
0
18750
AVANGRID INC
COM
05351W103
3805
76400
SH
SOLE
0
0
76400
BAXTER INTERNATIONAL INC
COM
071813109
1262
14967
SH
SOLE
0
0
14967
BCE INC
COM
05534B760
15291
338748
SH
SOLE
0
0
338748
BERKSHIRE HATHAWAY CLASS B
COM
084670702
421
1648
SH
SOLE
0
0
1648
BLACK HILLS CORP
COM
092113109
10970
164300
SH
SOLE
0
0
164300
BRISTOL-MYERS SQUIBB
COM
110122108
25007
396121
SH
SOLE
0
0
396121
BROADCOM LTD AVGO
COM
11135F101
5339
11515
SH
SOLE
0
0
11515
BROOKS AUTOMATION
COM
114340102
3490
42743
SH
SOLE
0
0
42743
CACI INTERNATIONAL INC
COM
127190304
5531
22425
SH
SOLE
0
0
22425
CALAMP CORP
COM
128126109
235
21700
SH
SOLE
0
0
21700
CANADIAN UTILITIES CL A ORD
COM
136717832
282
10500
SH
SOLE
0
0
10500
CHEVRON CORP
COM
166764100
623
5945
SH
SOLE
0
0
5945
CHINA YUCHAI INTERNATIONAL LTD
COM
G21082105
286
18500
SH
SOLE
0
0
18500
CIENA CORP
COM
171779309
306
5600
SH
SOLE
0
0
5600
CISCO SYSTEMS INC
COM
17275r102
20827
402767
SH
SOLE
0
0
402767
COMCAST CORP CLASS A
COM
20030n101
1064
19658
SH
SOLE
0
0
19658
CORNING INC
COM
219350105
26945
619278
SH
SOLE
0
0
619278
CROWN HOLDINGS INC
COM
228368106
3052
31454
SH
SOLE
0
0
31454
DANA INC
COM
235825205
1581
65000
SH
SOLE
0
0
65000
DANAHER CORP
COM
235851102
248
1100
SH
SOLE
0
0
1100
DENTSPLY SIRONA INC
COM
24906p109
16811
263458
SH
SOLE
0
0
263458
DOMINION ENERGY INC
COM
25746u109
11591
152594
SH
SOLE
0
0
152594
DUKE ENERGY CORP
COM
26441c204
822
8519
SH
SOLE
0
0
8519
EATON CORP PLC F
COM
G29183103
2517
18200
SH
SOLE
0
0
18200
ELANCO ANIMAL HEALTH INC
COM
28414H103
12382
420450
SH
SOLE
0
0
420450
ELMIRA SAVINGS BANK F S
COM
289660102
787
58327
SH
SOLE
0
0
58327
EMERSON ELEC CO
COM
291011104
36392
403364
SH
SOLE
0
0
403364
ESTEE LAUDERCO INC CLASS A
COM
518439104
203
698
SH
SOLE
0
0
698
EURONET WORLDWIDE INC
COM
298736109
448
3237
SH
SOLE
0
0
3237
EVERGY INC
COM
30034W106
387
6499
SH
SOLE
0
0
6499
EVOQUA WATER TECHNOLOGIES CORP
COM
30057T105
1010
38400
SH
SOLE
0
0
38400
EXELON CORP
COM
30161n101
324
7400
SH
SOLE
0
0
7400
EXXON MOBIL CORP
COM
30231G102
20681
370437
SH
SOLE
0
0
370437
FENTURA FINANCIAL INC
COM
314645102
595
25550
SH
SOLE
0
0
25550
FIREEYE INC
COM
31816Q101
1591
81300
SH
SOLE
0
0
81300
FISERV INC
COM
337738108
1149
9650
SH
SOLE
0
0
9650
FLOWSERVE CORP
COM
34354p105
15441
397854
SH
SOLE
0
0
397854
FORTIS ORD
COM
349553107
1145
26400
SH
SOLE
0
0
26400
FRANKLIN ELECTRIC CO
COM
353514102
434
5500
SH
SOLE
0
0
5500
GENERAL ELECTRIC CO
COM
369604103
2028
154420
SH
SOLE
0
0
154420
GENERAL MOTORS CO
COM
37045v100
376
6550
SH
SOLE
0
0
6550
GLAXOSMITHKLINE PLC
COM
37733W105
18850
528173
SH
SOLE
0
0
528173
GORMAN RUPP ORD
COM
383082104
1967
59411
SH
SOLE
0
0
59411
GRANITE CONSTRUCTION
COM
387328107
5427
134834
SH
SOLE
0
0
134834
HALLIBURTON CO HLDG
COM
406216101
534
24870
SH
SOLE
0
0
24870
HAWAIIAN ELECTRIC INDUSTRIES
COM
419870100
14208
319790
SH
SOLE
0
0
319790
HEARTLAND BANCCORP
COM
421962101
201
2100
SH
SOLE
0
0
2100
HELIOS TECHNOLOGIES INC
COM
42328H109
503
6900
SH
SOLE
0
0
6900
HOLOGIC INC
COM
436440101
238
3200
SH
SOLE
0
0
3200
HOME DEPOT INC
COM
437076102
259
849
SH
SOLE
0
0
849
HONEYWELL INTL INC
COM
438516106
8234
37934
SH
SOLE
0
0
37934
HORIZON THERAPEUTICS PLC
COM
G46188101
6657
72327
SH
SOLE
0
0
72327
HYDRO ONE ORD
COM
448811208
688
29700
SH
SOLE
0
0
29700
IBM CORP
COM
459200101
20906
156884
SH
SOLE
0
0
156884
IDACORP INC
COM
451107106
4450
44509
SH
SOLE
0
0
44509
II-VI INC
COM
902104108
1121
16400
SH
SOLE
0
0
16400
ILLINOIS TOOL WORKS
COM
452308109
576
2600
SH
SOLE
0
0
2600
INGERSOLL RAND INC
COM
45687V106
726
14744
SH
SOLE
0
0
14744
INTEL CORP
COM
458140100
24430
381716
SH
SOLE
0
0
381716
INTUIT INC
COM
461202103
259
675
SH
SOLE
0
0
675
IPG PHOTONICS CORP
COM
44980x109
369
1750
SH
SOLE
0
0
1750
IQVIA HOLDINGS INC
COM
46266c105
406
2100
SH
SOLE
0
0
2100
ITRON INC
COM
465741106
643
7250
SH
SOLE
0
0
7250
ITT INC
COM
45073v108
218
2400
SH
SOLE
0
0
2400
JOHNSON & JOHNSON
COM
478160104
14791
89999
SH
SOLE
0
0
89999
JOHNSON CONTROLS INTER F
COM
g51502105
448
7500
SH
SOLE
0
0
7500
KB HOME ORD
COM
48666K109
792
17027
SH
SOLE
0
0
17027
LAB CO OF AMER HLDG
COM
50540r409
718
2816
SH
SOLE
0
0
2816
LANDEC CORP
COM
514766104
3892
367171
SH
SOLE
0
0
367171
LILLY ELI & CO
COM
532457108
776
4155
SH
SOLE
0
0
4155
LINDSAY CORP
COM
535555106
11184
67125
SH
SOLE
0
0
67125
LUMENTUM HOLDINGS INC
COM
55024U109
5394
59048
SH
SOLE
0
0
59048
M D U RESOURCES GRP
COM
552690109
18819
595336
SH
SOLE
0
0
595336
MA COM TECH SOLUTN
COM
55405y100
415
7150
SH
SOLE
0
0
7150
MERCK & CO INC
COM
58933Y105
6161
79923
SH
SOLE
0
0
79923
MICROSOFT CORP
COM
594918104
9341
39620
SH
SOLE
0
0
39620
MIDDLEFIELD BANC CORP
COM
596304204
605
28870
SH
SOLE
0
0
28870
NEW JERSEY RESOURCES CORPORATI
COM
646025106
10022
251365
SH
SOLE
0
0
251365
NEXSTAR BROADCASTING GROUP-A N
COM
65336K103
4711
33550
SH
SOLE
0
0
33550
NEXTERA ENERGY INC
COM
65339f101
378
5000
SH
SOLE
0
0
5000
NORTHWESTERN CORP
COM
668074305
1121
17200
SH
SOLE
0
0
17200
NVIDIA CORP
COM
67066g104
721
1350
SH
SOLE
0
0
1350
OGE ENERGY CORP
COM
670837103
18767
579946
SH
SOLE
0
0
579946
ORACLE CORP
COM
68389x105
285
4060
SH
SOLE
0
0
4060
OTTER TAIL CORP
COM
689648103
573
12400
SH
SOLE
0
0
12400
PFIZER INC
COM
717081103
23503
648727
SH
SOLE
0
0
648727
PHILLIPS 66
COM
718546104
327
4010
SH
SOLE
0
0
4010
PORTLAND GENERAL ELECTRIC CO
COM
736508847
9648
203254
SH
SOLE
0
0
203254
POWERSHARES GOLDEN DRAGON
COM
46137V571
254
4000
SH
SOLE
0
0
4000
PUB SVC ENTERPISE GP
COM
744573106
3051
50670
SH
SOLE
0
0
50670
QUEST DIAGNOSTIC INC
COM
74834l100
3992
31102
SH
SOLE
0
0
31102
RBB BANCORP
COM
74930B105
1443
71200
SH
SOLE
0
0
71200
REGENERON PHARMS INC
COM
75886f107
379
800
SH
SOLE
0
0
800
RHINEBECK BANCORP INC
COM
762093102
333
32200
SH
SOLE
0
0
32200
ROPER TECHNOLOGIES INC
COM
776696106
202
500
SH
SOLE
0
0
500
ROYAL DUTCH SHELL F SPONSORED
COM
780259206
389
9923
SH
SOLE
0
0
9923
SCHLUMBERGER LTD F
COM
806857108
8562
314900
SH
SOLE
0
0
314900
SHERWIN WILLIAMS CO
COM
824348106
369
500
SH
SOLE
0
0
500
SKANSKA AB ORDF
COM
w83567110
639
25500
SH
SOLE
0
0
25500
SKYWORKS SOLUTIONS INC SWKS
COM
83088M102
596
3250
SH
SOLE
0
0
3250
SOUTHERN CO
COM
842587107
1625
26150
SH
SOLE
0
0
26150
SYNAPTICS INCORPORATED
COM
87157D109
2492
18400
SH
SOLE
0
0
18400
TE CONNECTIVITY LTD F
COM
h84989104
10017
77584
SH
SOLE
0
0
77584
TEXAS INSTRUMENTS
COM
882508104
529
2800
SH
SOLE
0
0
2800
THERMO FISHER SCIENTIFIC INC
COM
883556102
8275
18131
SH
SOLE
0
0
18131
TOMPKINS FINANCIAL CORP TMP
COM
890110109
8301
100375
SH
SOLE
0
0
100375
TRANE TECHNOLOGIES PLC
COM
G8994E103
2889
17450
SH
SOLE
0
0
17450
U S CONCRETE INC
COM
90333l201
770
10500
SH
SOLE
0
0
10500
VERIZON COMMUNICATN
COM
92343v104
14269
245388
SH
SOLE
0
0
245388
VIAVI SOLUTIONS INC
COM
925550105
1643
104625
SH
SOLE
0
0
104625
VMWARE INC
COM
928563402
4657
30955
SH
SOLE
0
0
30955
W E C ENERGY GROUP INC
COM
92939U106
290
3100
SH
SOLE
0
0
3100
WALT DISNEY CO
COM
254687106
600
3251
SH
SOLE
0
0
3251
WATTS WATER TECH INC CLASS A
COM
942749102
3559
29959
SH
SOLE
0
0
29959
XEROX CORP
COM
98421M106
2381
98100
SH
SOLE
0
0
98100
ZYNGA INC - CL A ZNGA
COM
98986T108
1429
140000
SH
SOLE
0
0
140000
BP PLC F SPONSORED ADR 1 ADR R
ADR
055622104
666
27360
SH
SOLE
0
0
27360
KONINKLIJKE PHILIPS N F SPONSO
ADR
500472303
2448
42922
SH
SOLE
0
0
42922
NOVARTIS AG
ADR
66987V109
15170
177464
SH
SOLE
0
0
177464
ROCHE HLDG AG F SPONSORED ADR
ADR
771195104
420
10350
SH
SOLE
0
0
10350
TAIWAN SEMICONDUCTR F SPONSORE
ADR
874039100
10417
88069
SH
SOLE
0
0
88069
INVSC WATER RESC PORTFOLIO ETF
ETF
46137v142
222
4500
SH
SOLE
0
0
4500
ISHARES MSCI SINGAPORE ETF
ETF
46434G780
4236
180850
SH
SOLE
0
0
180850
ISHARES:NASDAQ BIOTECH
ETF
464287556
316
2100
SH
SOLE
0
0
2100
SELECT SECTOR UTI SELECT SPDR
ETF
81369y886
378
5900
SH
SOLE
0
0
5900
SPDR S&P REGIONAL BANKING ETF
ETF
78464a698
285
4300
SH
SOLE
0
0
4300
VANECK VECTORS VIETNAM ETF
ETF
92189f817
1549
85600
SH
SOLE
0
0
85600
VANGUARD FTSE EMERGING MARKETS
ETF
922042858
371
7119
SH
SOLE
0
0
7119
VANGUARD MATERIALS ETF
ETF
92204a801
242
1400
SH
SOLE
0
0
1400
VANGUARD S&P 500 ETF
ETF
922908363
2254
6187
SH
SOLE
0
0
6187
MEXICO FUND
CEF
592835102
150
10600
SH
SOLE
0
0
10600