0000919530-21-000002.txt : 20210422 0000919530-21-000002.hdr.sgml : 20210422 20210422150854 ACCESSION NUMBER: 0000919530-21-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210422 DATE AS OF CHANGE: 20210422 EFFECTIVENESS DATE: 20210422 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JOHN G ULLMAN & ASSOCIATES INC CENTRAL INDEX KEY: 0000919530 IRS NUMBER: 101113141 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03893 FILM NUMBER: 21844485 BUSINESS ADDRESS: STREET 1: 51 EAST MARKET STREET STREET 2: P O BOX 1424 CITY: CORNING STATE: NY ZIP: 14830 BUSINESS PHONE: 6079363785 MAIL ADDRESS: STREET 1: 51 EAST MARKET STREET STREET 2: P O BOX 1424 CITY: CORNING STATE: NY ZIP: 14830 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000919530 XXXXXXXX 03-31-2021 03-31-2021 JOHN G ULLMAN & ASSOCIATES INC

51 EAST MARKET STREET P O BOX 1424 CORNING NY 14830

13F HOLDINGS REPORT 028-03893 N John G. Ullman 607-936-3785 John G. Ullman Corning NY 04-22-2021 0 154 745450 true INFORMATION TABLE 2 inftable.xml 3M CO COM 88579Y101 14422 74848 SH SOLE 0 0 74848 A G C O CORP COM 001084102 618 4300 SH SOLE 0 0 4300 A T & T INC COM 00206R102 21777 719441 SH SOLE 0 0 719441 A. O. SMITH CORP COM 831865209 399 5900 SH SOLE 0 0 5900 ABBOTT LABORATORIES COM 002824100 3863 32238 SH SOLE 0 0 32238 AECOM TECHNOLOGY CORP COM 00766t100 6566 102417 SH SOLE 0 0 102417 AGILENT TECHNOLOGIES INC COM 00846U101 3058 24052 SH SOLE 0 0 24052 ALBEMARLE CORP COM 012653101 3727 25508 SH SOLE 0 0 25508 ALCON INC COM H01301128 1160 16528 SH SOLE 0 0 16528 ALGONQUIN POWER & UTILITIES CO COM 015857105 10516 663900 SH SOLE 0 0 663900 ALLETE INC ALE COM 018522300 538 8000 SH SOLE 0 0 8000 ALLIANT ENERGY CORP COM 018802108 937 17300 SH SOLE 0 0 17300 ALPHABET INC. CLASS C COM 02079k107 228 110 SH SOLE 0 0 110 AMER ELECTRIC PWR CO COM 025537101 675 7964 SH SOLE 0 0 7964 AMERICAN SOFTWARE INC COM 029683109 14554 703078 SH SOLE 0 0 703078 AMERICAN TOWER CORP COM 03027X100 2766 11570 SH SOLE 0 0 11570 AMERISERV FINANCIAL INC COM 03074A102 127 31216 SH SOLE 0 0 31216 AMGEN INC. COM 031162100 1665 6690 SH SOLE 0 0 6690 APPLE INC COM 037833100 2420 19810 SH SOLE 0 0 19810 ARGAN INC COM 04010e109 18546 347633 SH SOLE 0 0 347633 ASCENT SOLAR TECHNOLOGIES ORD COM 043635507 1 36800 SH SOLE 0 0 36800 ASTEC INDUSTRIES INC COM 046224101 4882 64730 SH SOLE 0 0 64730 AVALON ADVANCED MATERIALS ORD COM 05337L304 3 18750 SH SOLE 0 0 18750 AVANGRID INC COM 05351W103 3805 76400 SH SOLE 0 0 76400 BAXTER INTERNATIONAL INC COM 071813109 1262 14967 SH SOLE 0 0 14967 BCE INC COM 05534B760 15291 338748 SH SOLE 0 0 338748 BERKSHIRE HATHAWAY CLASS B COM 084670702 421 1648 SH SOLE 0 0 1648 BLACK HILLS CORP COM 092113109 10970 164300 SH SOLE 0 0 164300 BRISTOL-MYERS SQUIBB COM 110122108 25007 396121 SH SOLE 0 0 396121 BROADCOM LTD AVGO COM 11135F101 5339 11515 SH SOLE 0 0 11515 BROOKS AUTOMATION COM 114340102 3490 42743 SH SOLE 0 0 42743 CACI INTERNATIONAL INC COM 127190304 5531 22425 SH SOLE 0 0 22425 CALAMP CORP COM 128126109 235 21700 SH SOLE 0 0 21700 CANADIAN UTILITIES CL A ORD COM 136717832 282 10500 SH SOLE 0 0 10500 CHEVRON CORP COM 166764100 623 5945 SH SOLE 0 0 5945 CHINA YUCHAI INTERNATIONAL LTD COM G21082105 286 18500 SH SOLE 0 0 18500 CIENA CORP COM 171779309 306 5600 SH SOLE 0 0 5600 CISCO SYSTEMS INC COM 17275r102 20827 402767 SH SOLE 0 0 402767 COMCAST CORP CLASS A COM 20030n101 1064 19658 SH SOLE 0 0 19658 CORNING INC COM 219350105 26945 619278 SH SOLE 0 0 619278 CROWN HOLDINGS INC COM 228368106 3052 31454 SH SOLE 0 0 31454 DANA INC COM 235825205 1581 65000 SH SOLE 0 0 65000 DANAHER CORP COM 235851102 248 1100 SH SOLE 0 0 1100 DENTSPLY SIRONA INC COM 24906p109 16811 263458 SH SOLE 0 0 263458 DOMINION ENERGY INC COM 25746u109 11591 152594 SH SOLE 0 0 152594 DUKE ENERGY CORP COM 26441c204 822 8519 SH SOLE 0 0 8519 EATON CORP PLC F COM G29183103 2517 18200 SH SOLE 0 0 18200 ELANCO ANIMAL HEALTH INC COM 28414H103 12382 420450 SH SOLE 0 0 420450 ELMIRA SAVINGS BANK F S COM 289660102 787 58327 SH SOLE 0 0 58327 EMERSON ELEC CO COM 291011104 36392 403364 SH SOLE 0 0 403364 ESTEE LAUDERCO INC CLASS A COM 518439104 203 698 SH SOLE 0 0 698 EURONET WORLDWIDE INC COM 298736109 448 3237 SH SOLE 0 0 3237 EVERGY INC COM 30034W106 387 6499 SH SOLE 0 0 6499 EVOQUA WATER TECHNOLOGIES CORP COM 30057T105 1010 38400 SH SOLE 0 0 38400 EXELON CORP COM 30161n101 324 7400 SH SOLE 0 0 7400 EXXON MOBIL CORP COM 30231G102 20681 370437 SH SOLE 0 0 370437 FENTURA FINANCIAL INC COM 314645102 595 25550 SH SOLE 0 0 25550 FIREEYE INC COM 31816Q101 1591 81300 SH SOLE 0 0 81300 FISERV INC COM 337738108 1149 9650 SH SOLE 0 0 9650 FLOWSERVE CORP COM 34354p105 15441 397854 SH SOLE 0 0 397854 FORTIS ORD COM 349553107 1145 26400 SH SOLE 0 0 26400 FRANKLIN ELECTRIC CO COM 353514102 434 5500 SH SOLE 0 0 5500 GENERAL ELECTRIC CO COM 369604103 2028 154420 SH SOLE 0 0 154420 GENERAL MOTORS CO COM 37045v100 376 6550 SH SOLE 0 0 6550 GLAXOSMITHKLINE PLC COM 37733W105 18850 528173 SH SOLE 0 0 528173 GORMAN RUPP ORD COM 383082104 1967 59411 SH SOLE 0 0 59411 GRANITE CONSTRUCTION COM 387328107 5427 134834 SH SOLE 0 0 134834 HALLIBURTON CO HLDG COM 406216101 534 24870 SH SOLE 0 0 24870 HAWAIIAN ELECTRIC INDUSTRIES COM 419870100 14208 319790 SH SOLE 0 0 319790 HEARTLAND BANCCORP COM 421962101 201 2100 SH SOLE 0 0 2100 HELIOS TECHNOLOGIES INC COM 42328H109 503 6900 SH SOLE 0 0 6900 HOLOGIC INC COM 436440101 238 3200 SH SOLE 0 0 3200 HOME DEPOT INC COM 437076102 259 849 SH SOLE 0 0 849 HONEYWELL INTL INC COM 438516106 8234 37934 SH SOLE 0 0 37934 HORIZON THERAPEUTICS PLC COM G46188101 6657 72327 SH SOLE 0 0 72327 HYDRO ONE ORD COM 448811208 688 29700 SH SOLE 0 0 29700 IBM CORP COM 459200101 20906 156884 SH SOLE 0 0 156884 IDACORP INC COM 451107106 4450 44509 SH SOLE 0 0 44509 II-VI INC COM 902104108 1121 16400 SH SOLE 0 0 16400 ILLINOIS TOOL WORKS COM 452308109 576 2600 SH SOLE 0 0 2600 INGERSOLL RAND INC COM 45687V106 726 14744 SH SOLE 0 0 14744 INTEL CORP COM 458140100 24430 381716 SH SOLE 0 0 381716 INTUIT INC COM 461202103 259 675 SH SOLE 0 0 675 IPG PHOTONICS CORP COM 44980x109 369 1750 SH SOLE 0 0 1750 IQVIA HOLDINGS INC COM 46266c105 406 2100 SH SOLE 0 0 2100 ITRON INC COM 465741106 643 7250 SH SOLE 0 0 7250 ITT INC COM 45073v108 218 2400 SH SOLE 0 0 2400 JOHNSON & JOHNSON COM 478160104 14791 89999 SH SOLE 0 0 89999 JOHNSON CONTROLS INTER F COM g51502105 448 7500 SH SOLE 0 0 7500 KB HOME ORD COM 48666K109 792 17027 SH SOLE 0 0 17027 LAB CO OF AMER HLDG COM 50540r409 718 2816 SH SOLE 0 0 2816 LANDEC CORP COM 514766104 3892 367171 SH SOLE 0 0 367171 LILLY ELI & CO COM 532457108 776 4155 SH SOLE 0 0 4155 LINDSAY CORP COM 535555106 11184 67125 SH SOLE 0 0 67125 LUMENTUM HOLDINGS INC COM 55024U109 5394 59048 SH SOLE 0 0 59048 M D U RESOURCES GRP COM 552690109 18819 595336 SH SOLE 0 0 595336 MA COM TECH SOLUTN COM 55405y100 415 7150 SH SOLE 0 0 7150 MERCK & CO INC COM 58933Y105 6161 79923 SH SOLE 0 0 79923 MICROSOFT CORP COM 594918104 9341 39620 SH SOLE 0 0 39620 MIDDLEFIELD BANC CORP COM 596304204 605 28870 SH SOLE 0 0 28870 NEW JERSEY RESOURCES CORPORATI COM 646025106 10022 251365 SH SOLE 0 0 251365 NEXSTAR BROADCASTING GROUP-A N COM 65336K103 4711 33550 SH SOLE 0 0 33550 NEXTERA ENERGY INC COM 65339f101 378 5000 SH SOLE 0 0 5000 NORTHWESTERN CORP COM 668074305 1121 17200 SH SOLE 0 0 17200 NVIDIA CORP COM 67066g104 721 1350 SH SOLE 0 0 1350 OGE ENERGY CORP COM 670837103 18767 579946 SH SOLE 0 0 579946 ORACLE CORP COM 68389x105 285 4060 SH SOLE 0 0 4060 OTTER TAIL CORP COM 689648103 573 12400 SH SOLE 0 0 12400 PFIZER INC COM 717081103 23503 648727 SH SOLE 0 0 648727 PHILLIPS 66 COM 718546104 327 4010 SH SOLE 0 0 4010 PORTLAND GENERAL ELECTRIC CO COM 736508847 9648 203254 SH SOLE 0 0 203254 POWERSHARES GOLDEN DRAGON COM 46137V571 254 4000 SH SOLE 0 0 4000 PUB SVC ENTERPISE GP COM 744573106 3051 50670 SH SOLE 0 0 50670 QUEST DIAGNOSTIC INC COM 74834l100 3992 31102 SH SOLE 0 0 31102 RBB BANCORP COM 74930B105 1443 71200 SH SOLE 0 0 71200 REGENERON PHARMS INC COM 75886f107 379 800 SH SOLE 0 0 800 RHINEBECK BANCORP INC COM 762093102 333 32200 SH SOLE 0 0 32200 ROPER TECHNOLOGIES INC COM 776696106 202 500 SH SOLE 0 0 500 ROYAL DUTCH SHELL F SPONSORED COM 780259206 389 9923 SH SOLE 0 0 9923 SCHLUMBERGER LTD F COM 806857108 8562 314900 SH SOLE 0 0 314900 SHERWIN WILLIAMS CO COM 824348106 369 500 SH SOLE 0 0 500 SKANSKA AB ORDF COM w83567110 639 25500 SH SOLE 0 0 25500 SKYWORKS SOLUTIONS INC SWKS COM 83088M102 596 3250 SH SOLE 0 0 3250 SOUTHERN CO COM 842587107 1625 26150 SH SOLE 0 0 26150 SYNAPTICS INCORPORATED COM 87157D109 2492 18400 SH SOLE 0 0 18400 TE CONNECTIVITY LTD F COM h84989104 10017 77584 SH SOLE 0 0 77584 TEXAS INSTRUMENTS COM 882508104 529 2800 SH SOLE 0 0 2800 THERMO FISHER SCIENTIFIC INC COM 883556102 8275 18131 SH SOLE 0 0 18131 TOMPKINS FINANCIAL CORP TMP COM 890110109 8301 100375 SH SOLE 0 0 100375 TRANE TECHNOLOGIES PLC COM G8994E103 2889 17450 SH SOLE 0 0 17450 U S CONCRETE INC COM 90333l201 770 10500 SH SOLE 0 0 10500 VERIZON COMMUNICATN COM 92343v104 14269 245388 SH SOLE 0 0 245388 VIAVI SOLUTIONS INC COM 925550105 1643 104625 SH SOLE 0 0 104625 VMWARE INC COM 928563402 4657 30955 SH SOLE 0 0 30955 W E C ENERGY GROUP INC COM 92939U106 290 3100 SH SOLE 0 0 3100 WALT DISNEY CO COM 254687106 600 3251 SH SOLE 0 0 3251 WATTS WATER TECH INC CLASS A COM 942749102 3559 29959 SH SOLE 0 0 29959 XEROX CORP COM 98421M106 2381 98100 SH SOLE 0 0 98100 ZYNGA INC - CL A ZNGA COM 98986T108 1429 140000 SH SOLE 0 0 140000 BP PLC F SPONSORED ADR 1 ADR R ADR 055622104 666 27360 SH SOLE 0 0 27360 KONINKLIJKE PHILIPS N F SPONSO ADR 500472303 2448 42922 SH SOLE 0 0 42922 NOVARTIS AG ADR 66987V109 15170 177464 SH SOLE 0 0 177464 ROCHE HLDG AG F SPONSORED ADR ADR 771195104 420 10350 SH SOLE 0 0 10350 TAIWAN SEMICONDUCTR F SPONSORE ADR 874039100 10417 88069 SH SOLE 0 0 88069 INVSC WATER RESC PORTFOLIO ETF ETF 46137v142 222 4500 SH SOLE 0 0 4500 ISHARES MSCI SINGAPORE ETF ETF 46434G780 4236 180850 SH SOLE 0 0 180850 ISHARES:NASDAQ BIOTECH ETF 464287556 316 2100 SH SOLE 0 0 2100 SELECT SECTOR UTI SELECT SPDR ETF 81369y886 378 5900 SH SOLE 0 0 5900 SPDR S&P REGIONAL BANKING ETF ETF 78464a698 285 4300 SH SOLE 0 0 4300 VANECK VECTORS VIETNAM ETF ETF 92189f817 1549 85600 SH SOLE 0 0 85600 VANGUARD FTSE EMERGING MARKETS ETF 922042858 371 7119 SH SOLE 0 0 7119 VANGUARD MATERIALS ETF ETF 92204a801 242 1400 SH SOLE 0 0 1400 VANGUARD S&P 500 ETF ETF 922908363 2254 6187 SH SOLE 0 0 6187 MEXICO FUND CEF 592835102 150 10600 SH SOLE 0 0 10600