0000919530-20-000002.txt : 20200129 0000919530-20-000002.hdr.sgml : 20200129 20200129143457 ACCESSION NUMBER: 0000919530-20-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200129 DATE AS OF CHANGE: 20200129 EFFECTIVENESS DATE: 20200129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JOHN G ULLMAN & ASSOCIATES INC CENTRAL INDEX KEY: 0000919530 IRS NUMBER: 101113141 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03893 FILM NUMBER: 20557734 BUSINESS ADDRESS: STREET 1: 51 EAST MARKET STREET STREET 2: P O BOX 1424 CITY: CORNING STATE: NY ZIP: 14830 BUSINESS PHONE: 6079363785 MAIL ADDRESS: STREET 1: 51 EAST MARKET STREET STREET 2: P O BOX 1424 CITY: CORNING STATE: NY ZIP: 14830 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000919530 XXXXXXXX 12-31-2019 12-31-2019 JOHN G ULLMAN & ASSOCIATES INC
51 EAST MARKET STREET P O BOX 1424 CORNING NY 14830
13F HOLDINGS REPORT 028-03893 N
John G. Ullman President 607-936-3785 John G. Ullman Corning NY 01-29-2020 0 142 580920 true
INFORMATION TABLE 2 inftable.xml DECEMBER 2019 3M CO COM 88579Y101 14387 81548 SH SOLE 0 0 81548 A G C O CORP COM 001084102 448 5800 SH SOLE 0 0 5800 A T & T INC COM 00206r102 410 10501 SH SOLE 0 0 10501 A. O. SMITH CORP COM 831865209 700 14700 SH SOLE 0 0 14700 ABBOTT LABORATORIES COM 002824100 7680 88417 SH SOLE 0 0 88417 AECOM TECHNOLOGY CORP COM 00766t100 6390 148150 SH SOLE 0 0 148150 ALBEMARLE CORP COM 012653101 5295 72500 SH SOLE 0 0 72500 ALCON INC COM H01301128 1182 20897 SH SOLE 0 0 20897 ALPHABET INC. CLASS A COM 02079k305 2104 1571 SH SOLE 0 0 1571 ALPHABET INC. CLASS C COM 02079k107 802 600 SH SOLE 0 0 600 AMERCO COM 023586100 1522 4050 SH SOLE 0 0 4050 AMERICAN SOFTWARE INC COM 029683109 11179 751256 SH SOLE 0 0 751256 AMGEN INC. COM 031162100 1974 8190 SH SOLE 0 0 8190 APPLE INC COM 037833100 2150 7322 SH SOLE 0 0 7322 ARCHER DANIELS MIDLAND CO COM 039483102 7200 155350 SH SOLE 0 0 155350 ARGAN INC COM 04010e109 5406 134675 SH SOLE 0 0 134675 ASTEC INDUSTRIES INC COM 046224101 2873 68400 SH SOLE 0 0 68400 AVALON ADVANCED MATERIALS INC COM 05337L106 1 18750 SH SOLE 0 0 18750 BANK OF NOVA SCOTIA COM 064149107 8856 156775 SH SOLE 0 0 156775 BAXTER INTERNATIONAL INC COM 071813109 1733 20726 SH SOLE 0 0 20726 BCE INC COM 05534B760 10556 227751 SH SOLE 0 0 227751 BERKSHIRE HATHAWAY CLASS B COM 084670702 827 3652 SH SOLE 0 0 3652 BLACKROCK INC COM 09247x101 654 1300 SH SOLE 0 0 1300 BLUE BIRD CORP COM 095306106 445 19436 SH SOLE 0 0 19436 BRISTOL-MYERS SQUIBB COM 110122108 26622 414748 SH SOLE 0 0 414748 BROOKS AUTOMATION COM 114340102 3940 93888 SH SOLE 0 0 93888 CALAMP CORP COM 128126109 2997 312851 SH SOLE 0 0 312851 CIRRUS LOGIC INC COM 172755100 742 9000 SH SOLE 0 0 9000 CISCO SYSTEMS INC COM 17275r102 1132 23600 SH SOLE 0 0 23600 COMMERCIAL METALS CO COM 201723103 289 13000 SH SOLE 0 0 13000 CONDUENT INC COM 206787103 1814 292570 SH SOLE 0 0 292570 CORNING INC COM 219350105 25755 884776 SH SOLE 0 0 884776 CORNING NAT GAS HLDG COM 219387107 257 13448 SH SOLE 0 0 13448 CORTEVA INC COM 22052L104 1514 51212 SH SOLE 0 0 51212 CROWN HOLDINGS INC COM 228368106 2370 32670 SH SOLE 0 0 32670 DANA INC COM 235825205 3247 178400 SH SOLE 0 0 178400 DANAHER CORP COM 235851102 1024 6675 SH SOLE 0 0 6675 DENTSPLY SIRONA INC COM 24906p109 12048 212900 SH SOLE 0 0 212900 DOW CHEMICAL CO COM 260557103 2057 37593 SH SOLE 0 0 37593 DUKE ENERGY CORP COM 26441c204 3884 42583 SH SOLE 0 0 42583 DUPONT COM 26614N102 1881 29300 SH SOLE 0 0 29300 ELANCO ANIMAL HEALTH INC COM 28414H103 4609 156500 SH SOLE 0 0 156500 ELMIRA SAVINGS BANK F S COM 289660102 1178 78037 SH SOLE 0 0 78037 EMERSON ELEC CO COM 291011104 45355 594739 SH SOLE 0 0 594739 ESTEE LAUDERCO INC CLASS A COM 518439104 247 1198 SH SOLE 0 0 1198 EURONET WORLDWIDE INC COM 298736109 378 2400 SH SOLE 0 0 2400 EVOQUA WATER TECHNOLOGIES CORP COM 30057T105 394 20800 SH SOLE 0 0 20800 EXXON MOBIL CORP COM 30231G102 17912 256698 SH SOLE 0 0 256698 F N B CORP PA COM 302520101 377 29657 SH SOLE 0 0 29657 FLOWSERVE CORP COM 34354p105 11562 232307 SH SOLE 0 0 232307 FRANKLIN ELECTRIC CO COM 353514102 287 5000 SH SOLE 0 0 5000 GENERAL ELECTRIC CO COM 369604103 2304 206470 SH SOLE 0 0 206470 GLAXOSMITHKLINE PLC COM 37733W105 14655 311875 SH SOLE 0 0 311875 GRAFTECH INTERNATIONAL LTD COM 384313508 2527 217482 SH SOLE 0 0 217482 GRANITE CONSTRUCTION COM 387328107 5905 213425 SH SOLE 0 0 213425 HALLIBURTON CO HLDG COM 406216101 6244 255200 SH SOLE 0 0 255200 HELIOS TECHNOLOGIES INC COM 42328H109 485 10500 SH SOLE 0 0 10500 HEWLETT PACKARD ENTERPRI COM 42824c109 506 31900 SH SOLE 0 0 31900 HOLOGIC INC COM 436440101 230 4400 SH SOLE 0 0 4400 HOME DEPOT INC COM 437076102 218 999 SH SOLE 0 0 999 HONEYWELL INTL INC COM 438516106 7138 40326 SH SOLE 0 0 40326 HORIZON THERAPEUTICS PLC COM G46188101 2836 78352 SH SOLE 0 0 78352 HP INC COM 40434L105 2300 111900 SH SOLE 0 0 111900 IBM CORP COM 459200101 9015 67255 SH SOLE 0 0 67255 IDACORP INC COM 451107106 4839 45314 SH SOLE 0 0 45314 II-VI INC COM 902104108 576 17100 SH SOLE 0 0 17100 ILLINOIS TOOL WORKS COM 452308109 395 2200 SH SOLE 0 0 2200 INGERSOLL RAND PLC F COM g47791101 2878 21651 SH SOLE 0 0 21651 INTEL CORP COM 458140100 17872 298613 SH SOLE 0 0 298613 IPG PHOTONICS CORP COM 44980x109 456 3150 SH SOLE 0 0 3150 IQVIA HOLDINGS INC COM 46266c105 541 3500 SH SOLE 0 0 3500 JOHNSON & JOHNSON COM 478160104 13561 92968 SH SOLE 0 0 92968 JOHNSON CONTROLS INTER F COM g51502105 362 8900 SH SOLE 0 0 8900 LAB CO OF AMER HLDG COM 50540r409 478 2824 SH SOLE 0 0 2824 LANDEC CORP COM 514766104 4183 369885 SH SOLE 0 0 369885 LILLY ELI & CO COM 532457108 545 4150 SH SOLE 0 0 4150 LINDSAY CORP COM 535555106 10570 110118 SH SOLE 0 0 110118 LUMENTUM HOLDINGS INC COM 55024U109 7167 90384 SH SOLE 0 0 90384 M D U RESOURCES GRP COM 552690109 11318 380947 SH SOLE 0 0 380947 MA COM TECH SOLUTN COM 55405y100 285 10700 SH SOLE 0 0 10700 MC DONALDS CORP COM 580135101 296 1500 SH SOLE 0 0 1500 MERCK & CO INC COM 58933Y105 7464 82066 SH SOLE 0 0 82066 MICRON TECHNOLOGY COM 595112103 251 4663 SH SOLE 0 0 4663 MICROSOFT CORP COM 594918104 9081 57587 SH SOLE 0 0 57587 MKS INSTRUMENTS INC MKSI COM 55306N104 517 4700 SH SOLE 0 0 4700 NEW YORK COMMUNITY BANCORP INC COM 649445103 1147 95400 SH SOLE 0 0 95400 NEXTERA ENERGY INC COM 65339f101 2872 11860 SH SOLE 0 0 11860 NIKE INC CLASS B COM 654106103 238 2354 SH SOLE 0 0 2354 NOBLE ENERGY INC NBL COM 655044105 1853 74600 SH SOLE 0 0 74600 OGE ENERGY CORP COM 670837103 12457 280118 SH SOLE 0 0 280118 ORACLE CORP COM 68389x105 219 4130 SH SOLE 0 0 4130 OWENS CORNING FIBERGLAS COM 690742101 3767 57850 SH SOLE 0 0 57850 PAYCHEX INC COM 704326107 331 3888 SH SOLE 0 0 3888 PEPSICO INC COM 713448108 396 2895 SH SOLE 0 0 2895 PFIZER INC COM 717081103 19118 487967 SH SOLE 0 0 487967 PHILLIPS 66 COM 718546104 480 4310 SH SOLE 0 0 4310 PUB SVC ENTERPISE GP COM 744573106 3093 52385 SH SOLE 0 0 52385 QUEST DIAGNOSTIC INC COM 74834l100 4996 46786 SH SOLE 0 0 46786 RBB BANCORP COM 74930B105 527 24887 SH SOLE 0 0 24887 REGENERON PHARMS INC COM 75886f107 300 800 SH SOLE 0 0 800 RHINEBECK BANCORP INC COM 762093102 196 17300 SH SOLE 0 0 17300 ROYAL DUTCH SHELL F SPONSORED COM 780259206 367 6223 SH SOLE 0 0 6223 SCHLUMBERGER LTD F COM 806857108 6789 168882 SH SOLE 0 0 168882 SHERWIN WILLIAMS CO COM 824348106 292 500 SH SOLE 0 0 500 SIGNATURE BANK COM 82669g104 1366 10000 SH SOLE 0 0 10000 SKANSKA AB ORDF COM w83567110 486 22600 SH SOLE 0 0 22600 SKYWORKS SOLUTIONS INC SWKS COM 83088M102 351 2900 SH SOLE 0 0 2900 SMART SAND INC COM 83191H107 25 10000 SH SOLE 0 0 10000 STANLEY BLACK & DECK COM 854502101 2884 17400 SH SOLE 0 0 17400 TE CONNECTIVITY LTD F COM h84989104 7447 77700 SH SOLE 0 0 77700 TERADATA CORP COM 88076W103 2069 77300 SH SOLE 0 0 77300 THE MOSAIC CO COM 61945c103 3476 160650 SH SOLE 0 0 160650 THERMO FISHER SCIENTIFIC INC COM 883556102 7696 23688 SH SOLE 0 0 23688 TUTOR PERINI CORP COM 901109108 899 69950 SH SOLE 0 0 69950 U S CONCRETE INC COM 90333l201 545 13086 SH SOLE 0 0 13086 VERIZON COMMUNICATN COM 92343v104 274 4468 SH SOLE 0 0 4468 VIAVI SOLUTIONS INC COM 925550105 1749 116625 SH SOLE 0 0 116625 WAL-MART STORES COM 931142103 458 3850 SH SOLE 0 0 3850 WALT DISNEY CO COM 254687106 526 3636 SH SOLE 0 0 3636 WATTS WATER TECH INC CLASS A COM 942749102 6417 64325 SH SOLE 0 0 64325 XEROX CORP COM 98421M106 4702 127537 SH SOLE 0 0 127537 KONINKLIJKE PHILIPS N F SPONSO ADR 500472303 200 4100 SH SOLE 0 0 4100 NOVARTIS AG ADR 66987V109 14710 155350 SH SOLE 0 0 155350 TAIWAN SEMICONDUCTR F SPONSORE ADR 874039100 1878 32319 SH SOLE 0 0 32319 INVSC S P GLOBAL WATER INDEX E ETF 46138e263 6152 149566 SH SOLE 0 0 149566 INVSC WILDERHILL CLEAN ENERGY ETF 46137v134 1442 42130 SH SOLE 0 0 42130 ISHARES CORE US AGGREGATE BOND ETF 464287226 1436 12780 SH SOLE 0 0 12780 ISHARES MSCI AUSTRALIA ETF ETF 464286103 4177 184500 SH SOLE 0 0 184500 ISHARES MSCI CANADA ETF ETF 464286509 3773 126233 SH SOLE 0 0 126233 ISHARES MSCI EMERGING MARKETS ETF 464287234 391 8725 SH SOLE 0 0 8725 ISHARES MSCI SINGAPORE ETF ETF 46434g780 2839 117600 SH SOLE 0 0 117600 ISHARES:MSCI KLD 400 SOC ETF 464288570 444 3700 SH SOLE 0 0 3700 ISHARES:MSCI PERU ETF 464289842 3781 102041 SH SOLE 0 0 102041 ISHARES:NASDAQ BIOTECH ETF 464287556 374 3100 SH SOLE 0 0 3100 ISHR EDG MSCI MIN VOL EMG MKT ETF 464286533 11856 202114 SH SOLE 0 0 202114 SELECT SECTOR UTI SELECT SPDR ETF 81369y886 297 4600 SH SOLE 0 0 4600 SPDR S&P EM MKTS SM CP ETF 78463x756 5702 123800 SH SOLE 0 0 123800 SPDR S&P REGIONAL BANKING ETF ETF 78464a698 204 3500 SH SOLE 0 0 3500 VANECK VECTORS VIETNAM ETF ETF 92189f817 185 11600 SH SOLE 0 0 11600 VANGUARD MATERIALS ETF ETF 92204a801 1135 8460 SH SOLE 0 0 8460 VANGUARD S&P 500 ETF ETF 922908363 1656 5597 SH SOLE 0 0 5597 VANGUARD SHORT-TERM BOND ETF ETF 921937827 831 10315 SH SOLE 0 0 10315