0000919530-17-000008.txt : 20171103
0000919530-17-000008.hdr.sgml : 20171103
20171103095012
ACCESSION NUMBER: 0000919530-17-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171103
DATE AS OF CHANGE: 20171103
EFFECTIVENESS DATE: 20171103
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: JOHN G ULLMAN & ASSOCIATES INC
CENTRAL INDEX KEY: 0000919530
IRS NUMBER: 101113141
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03893
FILM NUMBER: 171174887
BUSINESS ADDRESS:
STREET 1: 51 EAST MARKET STREET
STREET 2: P O BOX 1424
CITY: CORNING
STATE: NY
ZIP: 14830
BUSINESS PHONE: 6079363785
MAIL ADDRESS:
STREET 1: 51 EAST MARKET STREET
STREET 2: P O BOX 1424
CITY: CORNING
STATE: NY
ZIP: 14830
13F-HR
1
primary_doc.xml
13F-HR
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true
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0000919530
XXXXXXXX
09-30-2017
09-30-2017
JOHN G ULLMAN & ASSOCIATES INC
51 EAST MARKET STREET
P O BOX 1424
CORNING
NY
14830
13F HOLDINGS REPORT
028-03893
N
John G. Ullman
President
607-936-3720
John G. Ullman
Corning
NY
11-03-2017
0
109
512865
true
INFORMATION TABLE
2
sept301713f.xml
3M CO
COM
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ABBOTT LABORATORIES
COM
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SH
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0
272032
AECOM
COM
00766T100
3637
98800
SH
SOLE
0
0
98800
ALPHABET INC
COM
02079K107
1665
1736
SH
SOLE
0
0
1736
ALPHABET INC
COM
02079K305
1555
1597
SH
SOLE
0
0
1597
AMERICAN DEFENSE SYSTEMS INC
COM
025351107
0
50000
SH
SOLE
0
0
50000
AMERICAN SOFTWARE INC
COM
029683109
7229
636354
SH
SOLE
0
0
636354
AMGEN INC
COM
031162100
2379
12758
SH
SOLE
0
0
12758
APPLE INC
COM
037833100
2793
18121
SH
SOLE
0
0
18121
AT&T INC
COM
00206R102
408
10414
SH
SOLE
0
0
10414
AVALON ADVANCED MATERIALS INC
COM
05337L106
2
18750
SH
SOLE
0
0
18750
BANK OF NOVA SCOTIA
COM
064149107
6979
108617
SH
SOLE
0
0
108617
BAXTER INTERNATIONAL INC
COM
071813109
6213
99008
SH
SOLE
0
0
99008
BCE INC
COM
05534B760
7763
165765
SH
SOLE
0
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BERKSHIRE HATHAWAY INC
COM
084670702
555
3025
SH
SOLE
0
0
3025
BLACKROCK INC
COM
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447
1000
SH
SOLE
0
0
1000
BLUE BIRD CORP
COM
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993
48200
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0
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48200
BRISTOL-MYERS SQUIBB CO
COM
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133406
SH
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BROOKS AUTOMATION INC
COM
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CALAMP CORP
COM
128126109
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208600
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CANADIAN WESTERN BANK
COM
13677F101
214
7900
SH
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0
0
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CELGENE CORP
COM
151020104
584
4008
SH
SOLE
0
0
4008
CIENA CORP
COM
171779309
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226033
SH
SOLE
0
0
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CIGNA CORP
COM
125509109
449
2400
SH
SOLE
0
0
2400
CISCO SYSTEMS INC
COM
17275R102
818
24320
SH
SOLE
0
0
24320
COCA-COLA CO
COM
191216100
1023
22724
SH
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0
0
22724
CONDUENT INC
COM
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2922
186485
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CONOCOPHILLIPS
COM
20825C104
8056
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CORNING INC
COM
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0
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703633
DANAHER CORP
COM
235851102
447
5213
SH
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0
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5213
DOUGLAS DYNAMICS INC
COM
25960R105
288
7300
SH
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0
0
7300
DUKE ENERGY CORP
COM
26441C204
3800
45280
SH
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45280
ELMIRA SAVINGS BANK
COM
289660102
2630
130836
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0
0
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EMERSON ELECTRIC CO
COM
291011104
22937
365001
SH
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0
0
365001
EXELON CORP
COM
30161N101
5907
156805
SH
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0
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EXXON MOBIL CORP
COM
30231G102
25909
316041
SH
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0
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316041
FLOWSERVE CORP
COM
34354P105
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0
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GENERAL ELECTRIC CO
COM
369604103
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GENERAL MOTORS CO
COM
37045V100
10420
258038
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0
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GLAXOSMITHKLINE PLC
COM
37733W105
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SH
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0
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GRANITE CONSTRUCTION INC
COM
387328107
13428
231709
SH
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0
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GREAT PLAINS ENERGY INC
COM
391164100
8731
288144
SH
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0
0
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HARDINGE INC
COM
412324303
2754
180337
SH
SOLE
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0
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HONEYWELL INTERNATIONAL INC
COM
438516106
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57609
SH
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IDACORP INC
COM
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60025
SH
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II-VI INC
COM
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617
15000
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INGERSOLL-RAND PLC
COM
G47791101
9007
101004
SH
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INTEL CORP
COM
458140100
12788
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INTERNATIONAL BUSINESS MACHINE
COM
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66898
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JOHNSON & JOHNSON
COM
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JOHNSON CONTROLS INTERNATIONAL
COM
G51502105
320
7953
SH
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LABORATORY CORPORATION OF AMER
COM
50540R409
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SH
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LANDEC CORP
COM
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LINDSAY CORP
COM
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MANHATTAN SCIENTIFICS INC
COM
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MCDONALD'S CORP
COM
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MDU RESOURCES GROUP INC
COM
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MERCK & CO INC
COM
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MICRON TECHNOLOGY INC
COM
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8600
SH
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MICROSOFT CORP
COM
594918104
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SH
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MONSANTO CO
COM
61166W101
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SH
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0
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MOSAIC CO
COM
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SH
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NEW YORK COMMUNITY BANCORP INC
COM
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SH
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0
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NEXTERA ENERGY INC
COM
65339F101
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42693
SH
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OCLARO INC
COM
67555N206
218
25300
SH
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OGE ENERGY CORP
COM
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SH
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ORBOTECH LTD
COM
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PAYCHEX INC
COM
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3825
SH
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PEPSICO INC
COM
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PFIZER INC
COM
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PHILLIPS 66
COM
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PPL CORP
COM
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PUBLIC SERVICE ENTERPRISE GROU
COM
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QUEST DIAGNOSTICS INC
COM
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QUINTILES IMS HOLDINGS INC
COM
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REGENERON PHARMACEUTICALS INC
COM
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ROYAL DUTCH SHELL PLC
COM
780259206
384
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SH
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6340
SCHLUMBERGER NV
COM
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15938
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SH
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SIGNATURE BANK
COM
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SKANSKA AB-B SHS SKSBF
COM
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TE CONNECTIVITY LTD
COM
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THE SWISS HELVETIA FUND INC.
COM
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THERMO FISHER SCIENTIFIC INC
COM
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TUTOR PERINI CORP
COM
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VERIZON COMMUNICATIONS INC
COM
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VIAVI SOLUTIONS INC
COM
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WAL-MART STORES INC
COM
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WALT DISNEY CO
COM
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WATTS WATER TECHNOLOGIES INC
COM
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XEROX CORP
COM
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XYLEM INC
COM
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ZIMMER BIOMET HOLDINGS INC
COM
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ROYAL HAWAIIAN ORCHARDS LP
LTD
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NOVARTIS AG
ADR
66987V109
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TAIWAN SEMICONDUCTOR MANUFACTU
ADR
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GUGGENHM S&P GL WTR ETF
ETF
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ETF
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ETF
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ETF
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ETF
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ISHARES:MSCI SPORE CPD
ETF
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POWERSHARES WLDHILL CE
ETF
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SEL SECTOR:UTIL SPDR
ETF
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SPDR S&P BIOTECH
ETF
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SPDR S&P REG BANKING ETF
ETF
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VANGUARD 500 INDEX;ETF
ETF
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ETF
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