-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QMbSQDSUc/YkSx51aeRvdRKglwePKjU8OSRR4KDBCkLc0GwqE6Xe59URADJMeVIQ jD0pO4PMvr2xiPRcG34N8Q== 0000932799-01-500054.txt : 20021127 0000932799-01-500054.hdr.sgml : 20021127 20010810170605 ACCESSION NUMBER: 0000932799-01-500054 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010630 FILED AS OF DATE: 20010810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALLEN HOLDING INC /NY CENTRAL INDEX KEY: 0000919489 IRS NUMBER: 133311050 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04174 FILM NUMBER: 01705016 BUSINESS ADDRESS: STREET 1: 711 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 11375 BUSINESS PHONE: 2128328000 MAIL ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 11375 13F-HR 1 allehoju.txt ALLENHOJUNE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2001. Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name Allen Holding Inc. ---------------------------------------------------------------------- Address 711 Fifth Avenue ---------------------------------------------------------------------- New York, New York 10022 ---------------------------------------------------------------------- Form 13F File Number: 28- 4174 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Howard M. Felson ---------------------------------------------------------------------- Title: Vice President ---------------------------------------------------------------------- Phone: (212) 832-8000 ---------------------------------------------------------------------- Signature, Place, and Date of Signing: /s/ Howard M. Felson New York, New York August 9, 2001 - ---------------------- ------------------------ --------------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 250 Form 13F Information Table Value Total: $1,103,395,892 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment mangers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-5910 Allen & Company Incorporated 2 28-6492 Allen Capital Incorporated 3 28-5939 Allen Arbitrage Inc.
AS OF JUNE 30, 2001 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 TOTAL NAME OF ISSUER CLASS CUSIP NUMBER VALUE POSITION CLASS ADVANCED TECHNICAL PRODS INC COM 007548100 261,208 32,050 SHS AES CORP COM 00130H105 758,972 17,630 SHS AES CORP COM 00130H105 14,420,459 334,970 SHS AES CORP COM 00130H105 5,295,150 123,000 SHS AES CORP COM 00130H105 1,166,655 27,100 SHS AES CORP COM 00130H105 180,810 4,200 SHS ALLSTATE CORP COM 020002101 964,481 21,925 SHS ALLSTATE CORP COM 020002101 18,325,134 416,575 SHS ALLSTATE CORP COM 020002101 985,376 22,400 SHS AMERADA HESS CORP COM 023551104 525,200 6,500 SHS AMERADA HESS CORP COM 023551104 9,267,760 114,700 SHS AMERADA HESS CORP COM 023551104 3,700,640 45,800 SHS AMERADA HESS CORP COM 023551104 541,360 6,700 SHS AMERADA HESS CORP COM 023551104 96,960 1,200 SHS AMERICAN GENERAL CORP COM 026351106 18,580,000 400,000 SHS AMERICAN HOME PRODS CORP COM 026609107 803,113 13,670 SHS AMERICAN HOME PRODS CORP COM 026609107 15,259,138 259,730 SHS AMERICAN HOME PRODS CORP COM 026609107 875,375 14,900 SHS AMERICAN INTL GROUP INC COM 026874107 765,090 9,000 SHS AMERICAN INTL GROUP INC COM 026874107 14,536,710 171,000 SHS AMERICAN INTL GROUP INC COM 026874107 833,098 9,800 SHS AMERUS GROUP CO WT A EX 040302 03072M116 304,365 41,186 SHS AOL TIME WARNER INC COM 00184A105 792,562 14,954 SHS AOL TIME WARNER INC COM 00184A105 5,485,500 103,500 SHS AOL TIME WARNER INC COM 00184A105 137,800 2,600 SHS AT&T CORP COM LIB GRP A 001957208 1,405,916 80,384 SHS AT&T CORP COM LIB GRP A 001957208 24,702,876 1,412,400 SHS AT&T CORP CL B 001957208 9,119,286 521,400 SHS AT&T CORP COM LIB GRP A 001957208 1,489,938 85,188 SHS AT&T CORP COM LIB GRP A 001957208 243,111 13,900 SHS AVANTGO INC COM 05349M100 35,846 17,923 SHS BANCWEST CORP NEW COM 059790105 825,600 24,000 SHS BANK OF AMERICA CORPORATION COM 060505104 642,321 10,700 SHS BANK OF AMERICA CORPORATION COM 060505104 11,237,616 187,200 SHS BANK OF AMERICA CORPORATION COM 060505104 654,327 10,900 SHS BARRETT RES CORP COM PAR $0.01 068480201 1,305,080 22,120 SHS BAYOU STL CORP LA PLACE CL A 073051104 492,127 518,028 SHS BERKSHIRE HATHAWAY INC DEL CL A 084670108 763,400 11 SHS BERKSHIRE HATHAWAY INC DEL CL A 084670108 13,116,600 189 SHS BERKSHIRE HATHAWAY INC DEL CL A 084670108 763,400 11 SHS BHA GROUP HLDGS INC COM 055446108 1,816,815 133,100 SHS BHA GROUP HLDGS INC COM 055446108 27,300 2,000 SHS CARDINAL HEALTH INC COM 14149Y108 647,358 9,382 SHS CARDINAL HEALTH INC COM 14149Y108 12,300,492 178,268 SHS CARDINAL HEALTH INC COM 14149Y108 6,799,950 98,550 SHS CARDINAL HEALTH INC COM 14149Y108 693,450 10,050 SHS CARDINAL HEALTH INC COM 14149Y108 196,650 2,850 SHS
ITEM 1 ITEM 6 ITEM 7 ITEM 8 ---INVESTMENT DISCRETION--- ---VOTING AUTHORITY--- (a) (b) (C) (a) (b) (C) SOLE SHARED OTHER MANAGERS SOLE SHARED OTHER ADVANCED TECHNICAL PRODS INC 32,050 1 32,050 AES CORP 17,630 2 17,630 AES CORP 334,970 2 334,970 AES CORP 123,000 2 123,000 AES CORP 27,100 27,100 AES CORP 4,200 4,200 ALLSTATE CORP 21,925 2 21,925 ALLSTATE CORP 416,575 2 416,575 ALLSTATE CORP 22,400 22,400 AMERADA HESS CORP 6,500 2 6,500 AMERADA HESS CORP 114,700 2 114,700 AMERADA HESS CORP 45,800 2 45,800 AMERADA HESS CORP 6,700 6,700 AMERADA HESS CORP 1,200 1,200 AMERICAN GENERAL CORP 400,000 3 400,000 AMERICAN HOME PRODS CORP 13,670 2 13,670 AMERICAN HOME PRODS CORP 259,730 2 259,730 AMERICAN HOME PRODS CORP 14,900 14,900 AMERICAN INTL GROUP INC 9,000 2 9,000 AMERICAN INTL GROUP INC 171,000 2 171,000 AMERICAN INTL GROUP INC 9,800 9,800 AMERUS GROUP CO 41,186 1 41,186 AOL TIME WARNER INC 14,954 1 14,954 AOL TIME WARNER INC 103,500 2 103,500 AOL TIME WARNER INC 2,600 2,600 AT&T CORP 80,384 2 80,384 AT&T CORP 1,412,400 2 1,412,400 AT&T CORP 21,400 2 521,400 AT&T CORP 85,188 85,188 AT&T CORP 13,900 13,900 AVANTGO INC 17,923 1 17,923 BANCWEST CORP NEW 24,000 3 24,000 BANK OF AMERICA CORPORATION 10,700 2 10,700 BANK OF AMERICA CORPORATION 87,200 2 187,200 BANK OF AMERICA CORPORATION 10,900 10,900 BARRETT RES CORP 22,120 3 22,120 BAYOU STL CORP LA PLACE 518,028 518,028 BERKSHIRE HATHAWAY INC DEL 11 2 11 BERKSHIRE HATHAWAY INC DEL 189 2 189 BERKSHIRE HATHAWAY INC DEL 11 11 BHA GROUP HLDGS INC 133,100 1 133,100 BHA GROUP HLDGS INC 2,000 1 2,000 CARDINAL HEALTH INC 9,382 2 9,382 CARDINAL HEALTH INC 178,268 2 178,268 CARDINAL HEALTH INC 98,550 2 98,550 CARDINAL HEALTH INC 10,050 10,050 CARDINAL HEALTH INC 2,850 2,850
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 TOTAL NAME OF ISSUER CLASS CUSIP NUMBER VALUE POSITION CLASS CATERPILLAR INC DEL COM 149123101 3,188,185 63,700 SHS CATERPILLAR INC DEL COM 149123101 80,080 1,600 SHS CENDANT CORP COM 151313103 5,713,500 293,000 SHS CENDANT CORP COM 151313103 146,250 7,500 SHS CHAPARRAL RES INC COM PAR $0.10N 159420306 8,594,668 4,297,334 SHS CITIGROUP INC COM 172967101 1,442,532 27,300 SHS CITIGROUP INC COM 172967101 27,429,244 519,100 SHS CITIGROUP INC COM 172967101 11,716,372 221,733 SHS CITIGROUP INC COM 172967101 1,838,832 34,800 SHS CITIGROUP INC COM 172967101 317,040 6,000 SHS COCA COLA CO COM 191216100 105,656,400 2,347,920 SHS COCA COLA CO COM 191216100 572,490 12,722 SHS COCA COLA CO COM 191216100 10,877,220 241,716 SHS COCA COLA CO COM 191216100 720,000 16,000 SHS COCA COLA ENTERPRISES INC COM 191219104 60,223,590 3,683,400 SHS COCA COLA ENTERPRISES INC COM 191219104 503,580 30,800 SHS COCA COLA ENTERPRISES INC COM 191219104 9,394,710 574,600 SHS COCA COLA ENTERPRISES INC COM 191219104 559,170 34,200 SHS COMCAST CORP CL A SPL 200300200 633,640 14,600 SHS COMCAST CORP CL A SPL 200300200 10,702,440 246,600 SHS COMCAST CORP CL A SPL 200300200 4,947,600 114,000 SHS COMCAST CORP CL A SPL 200300200 633,640 14,600 SHS COMCAST CORP CL A SPL 200300200 125,860 2,900 SHS COMCAST CORP CL A 200300101 9,191 214 SHS CONSECO INC COM 208464107 5,020,625 362,500 SHS CONSECO INC COM 208464107 128,805 9,300 SHS CONVERA CORP CL A 211919105 450,000 90,000 SHS CONVERA CORP CL A 211919105 15,889,230 3,177,846 SHS CONVERA CORP CL A 211919105 240,000 48,000 SHS CONVERA CORP CL A 211919105 51,710 10,342 SHS CONVERA CORP CL A 211919105 500,000 100,000 SHS CONVERA CORP CL A 211919105 7,425,000 1,485,000 SHS CONVERA CORP CL A 211919105 150,000 30,000 SHS CONVERA CORP CL A 211919105 143,260 28,652 SHS CONVERA CORP CL A 211919105 13,355 2,671 SHS COSTAR GROUP INC COM 22160N109 1,581,445 60,131 SHS COSTAR GROUP INC COM 22160N109 3,366 128 SHS COSTCO WHSL CORP NEW COM 22160K105 3,417,856 83,200 SHS COSTCO WHSL CORP NEW COM 22160K105 86,268 2,100 SHS CTN MEDIA GROUP INC COM 12643W107 9,000 6,000 SHS CTN MEDIA GROUP INC COM 12643W107 45,072 30,048 SHS CTN MEDIA GROUP INC COM 12643W107 514,500 343,000 SHS CTN MEDIA GROUP INC COM 12643W107 457,500 305,000 SHS CVS CORP COM 126650100 297,220 7,700 SHS CVS CORP COM 126650100 5,180,120 134,200 SHS CVS CORP COM 126650100 2,223,360 57,600 SHS CVS CORP COM 126650100 301,080 7,800 SHS CVS CORP COM 126650100 57,900 1,500 SHS CYPRESS BIOSCIENCE INC COM PAR $.02 232674507 360,823 124,422 SHS CYPRESS BIOSCIENCES INC COM PAR $.02 232674507 75,357 25,985 SHS CYPRESS BIOSCIENCES INC COM PAR $.02 232674507 238 82 SHS DEUTSCHE TELEKOM AG SPONSORED ADR 251566105 63,657,065 2,835,504 SHS DEUTSCHE TELEKOM AG SPONSORED ADR 251566105 1,483,967 66,101 SHS DEUTSCHE TELEKOM AG SPONSORED ADR 251566105 1,540,744 68,630 SHS DEUTSCHE TELEKOM AG SPONSORED ADR 251566105 143,523 6,393 SHS
ITEM 1 ITEM 7 ITEM 8 ---VOTING AUTHORITY--- (a) (b) (C) (a) (b) (C) SHARED OTHER MANAGERS SOLE SHARED OTHER CATERPILLAR INC DEL 63,700 2 63,700 CATERPILLAR INC DEL 1,600 1,600 CENDANT CORP 293,000 2 293,000 CENDANT CORP 7,500 7,500 CHAPARRAL RES INC 4,297,334 1 4,297,334 CITIGROUP INC 27,300 2 27,300 CITIGROUP INC 519,100 2 519,100 CITIGROUP INC 221,733 2 221,733 CITIGROUP INC 34,800 34,800 CITIGROUP INC 6,000 6,000 COCA COLA CO 2,347,920 1 2,347,920 COCA COLA CO 12,722 2 12,722 COCA COLA CO 241,716 2 241,716 COCA COLA CO 16,000 16,000 COCA COLA ENTERPRISES INC 3,683,400 1 3,683,400 COCA COLA ENTERPRISES INC 30,800 2 30,800 COCA COLA ENTERPRISES INC 574,600 2 574,600 COCA COLA ENTERPRISES INC 34,200 34,200 COMCAST CORP 14,600 2 14,600 COMCAST CORP 246,600 2 246,600 COMCAST CORP 114,000 2 114,000 COMCAST CORP 14,600 14,600 COMCAST CORP 2,900 2,900 COMCAST CORP 214 1 214 CONSECO INC 362,500 2 362,500 CONSECO INC 9,300 9,300 CONVERA CORP 90,000 1 90,000 CONVERA CORP 3,177,846 1 3,177,846 CONVERA CORP 48,000 1 48,000 CONVERA CORP 10,342 1 10,342 CONVERA CORP 100,000 1 100,000 CONVERA CORP 1,485,000 1 1,485,000 CONVERA CORP 30,000 1 30,000 CONVERA CORP 28,652 28,652 CONVERA CORP 2,671 2,671 COSTAR GROUP INC 60,131 1 60,131 COSTAR GROUP INC 128 1 128 COSTCO WHSL CORP NEW 83,200 2 83,200 COSTCO WHSL CORP NEW 2,100 2,100 CTN MEDIA GROUP INC 6,000 1 6,000 CTN MEDIA GROUP INC 30,048 1 30,048 CTN MEDIA GROUP INC 343,000 1 343,000 CTN MEDIA GROUP INC 305,000 1 305,000 CVS CORP 7,700 2 7,700 CVS CORP 134,200 2 134,200 CVS CORP 57,600 2 57,600 CVS CORP 7,800 7,800 CVS CORP 1,500 1,500 CYPRESS BIOSCIENCE INC 124,422 1 124,422 CYPRESS BIOSCIENCES INC 25,985 1 CYPRESS BIOSCIENCES INC 82 1 82 DEUTSCHE TELEKOM AG 2,835,504 1 2,835,504 DEUTSCHE TELEKOM AG 66,101 3 66,101 DEUTSCHE TELEKOM AG 68,630 68,630 DEUTSCHE TELEKOM AG 6,393 6,393
AS OF JUNE 30, 2001 ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 TOTAL NAME OF ISSUER CLASS CUSIP NUMBER VALUE POSITION CLASS DISC GRAPHICS INC COM 254590102 233,125 264,915 SHS DONNA KARAN INTL INC COM 257826107 874,966 82,700 SHS EL PASO CORP COM 28336L109 627,800 11,949 SHS EL PASO CORP COM 28336L109 11,659,729 221,921 SHS EL PASO CORP COM 28336L109 2,516,666 47,900 SHS EL PASO CORP COM 28336L109 658,326 12,530 SHS EL PASO CORP COM 28336L109 63,048 1,200 SHS ELCOM INTL INC COM 284434107 150,300 90,000 SHS ELECTRONIC DATA SYS NEW COM 285661104 750,000 12,000 SHS ELECTRONIC DATA SYS NEW COM 285661104 13,156,250 210,500 SHS ELECTRONIC DATA SYS NEW COM 285661104 768,750 12,300 SHS ENGAGE INC COM 292827102 36,500 50,000 SHS ENVIROGEN INC COM NEW 294040308 247,590 235,800 SHS ENVIROGEN INC COM NEW 294040308 37,362 35,583 SHS EXTENDED STAY AMER INC COM 30224P101 1,489,500 99,300 SHS EXTENDED STAY AMER INC COM 30224P101 37,500 2,500 SHS FOREST LABS INC COM 345838106 5,112,000 72,000 SHS FOREST LABS INC COM 345838106 142,000 2,000 SHS GALILEO INTERNATIONAL INC COM 363547100 4,062,500 125,000 SHS GULF CDA RES LTD ORD 40218L305 2,916,000 360,000 SHS GULF CDA RES LTD ORD 40218L305 8,100,000 1,000,000 SHS HARCOURT GEN INC COM 41163G101 17,457,000 300,000 SHS HOME DEPOT INC COM 437076102 567,910 12,200 SHS HOME DEPOT INC COM 437076102 9,929,115 213,300 SHS HOME DEPOT INC COM 437076102 577,220 12,400 SHS HONEYWELL INTL INC COM 438516106 9,622,250 275,000 SHS HOUGHTON MIFFLIN CO COM 441560109 1,498,250 25,000 SHS HOUSEHOLD INTL INC COM 441815107 4,208,770 63,100 SHS HOUSEHOLD INTL INC COM 441815107 106,720 1,600 SHS HS RES INC COM 404297103 1,620,000 25,000 SHS HYPERFEED TECHNOLOGIES INC COM 44913S102 21,200 10,000 SHS IBIS TECHNOLOGY CORP COM 450909106 33,090 3,000 SHS IBIS TECHNOLOGY CORP COM 450909106 123,580 11,204 SHS IBIS TECHNOLOGY CORP COM 450909106 143,390 13,000 SHS IBIS TECHNOLOGY CORP COM 450909106 529,440 48,000 SHS IBIS TECHNOLOGY CORP COM 450909106 44,120 4,000 SHS INTEL CORP COM 458140100 480,870 16,440 SHS INTEL CORP COM 458140100 9,493,380 324,560 SHS INTEL CORP COM 458140100 549,900 18,800 SHS INTERMEDIA COMMUNICATIONS INC COM 458801107 2,980,000 200,000 SHS INTERTRUST TECHNOLOGIES CORP COM 46113Q109 178,219 148,516 SHS INTERTRUST TECHNOLOGIES CORP COM 46113Q109 4,183 3,486 SHS INVERNESS MED TECHNOLOGY INC COM 461268104 6,042,100 163,300 SHS KEY3MEDIA GROUP INC COM 49326R104 3,535,245 304,500 SHS KOHLS CORP COM 500255104 2,195,550 35,000 SHS KOHLS CORP COM 500255104 56,457 900 SHS KOREA ELECTRIC PWR SPONSORED ADR 500631106 3,800,000 400,000 SHS LIVEPERSON INC COM 538146101 234,375 937,500 SHS LOUDEYE TECHNOLOGIES INC COM 545754103 353,901 235,934 SHS LOUDEYE TECHNOLOGIES INC COM 545754103 524 349 SHS MESABA HLDGS INC COM 59066B102 2,887,704 313,200 SHS MICROSOFT CORP COM 594918104 1,197,200 16,400 SHS MICROSOFT CORP COM 594918104 21,732,100 297,700 SHS MICROSOFT CORP COM 594918104 1,262,900 17,300 SHS MINIMED INC COM 60365K108 494,400 10,300 SHS NAM TAI ELECTRS INC WT EXP 112402 629865148 92,045 44,900 SHS NASDAQ 100 TR UNIT SER 1 631100104 584,960 12,800 SHS NASDAQ 100 TR UNIT SER 1 631100104 10,081,420 220,600 SHS NASDAQ 100 TR UNIT SER 1 631100104 8,692,140 190,200 SHS NASDAQ 100 TR UNIT SER 1 631100104 584,960 12,800 SHS NASDAQ 100 TR UNIT SER 1 631100104 223,930 4,900 SHS NETPLIANCE INC COM 64115K103 23,467 63,423 SHS NOKIA CORP SPONSORED ADR 654902204 533,891 24,060 SHS NOKIA CORP SPONSORED ADR 654902204 10,143,937 457,140 SHS NOKIA CORP SPONSORED ADR 654902204 605,787 27,300 SHS NOVA CORP GA COM 669784100 9,435,000 300,000 SHS NOVELLUS SYS INC COM 670008101 4,980,483 87,700 SHS NOVELLUS SYS INC COM 670008101 130,617 2,300 SHS OMNICOM GROUP INC COM 681919106 430,000 5,000 SHS OMNICOM GROUP INC COM 681919106 7,473,400 86,900 SHS OMNICOM GROUP INC COM 681919106 438,600 5,100 SHS PEOPLESOFT INC COM 712713106 4,066,398 82,600 SHS PEOPLESOFT INC COM 712713106 103,383 2,100 SHS PFIZER INC COM 717081103 1,060,724 26,485 SHS PFIZER INC COM 717081103 20,153,761 503,215 SHS PFIZER INC COM 717081103 1,325,655 33,100 SHS PRICE COMMUNICATIONS CORP COM NEW 741437305 2,019,000 100,000 SHS PRICELINE COM INC COM 741503106 5,256,231 580,799 SHS PRICELINE COM INC COM 741503106 1,104 122 SHS PRINCETON VIDEO IMAGE INC COM 742476104 881,750 174,604 SHS PROFESSIONALS GROUP INC COM 742954100 6,892,928 251,200 SHS PUBLIC SVC ENTERPRISE GROUP COM 744573106 660,150 13,500 SHS PUBLIC SVC ENTERPRISE GROUP COM 744573106 12,792,240 261,600 SHS PUBLIC SVC ENTERPRISE GROUP COM 744573106 753,060 15,400 SHS RALSTON PURINA CO COM 751277302 5,253,500 175,000 SHS REMEDY CORP COM 759548100 7,308,000 210,000 SHS SHOPNET COM INC WT EXP 090901 82508N112 10,049 77,300 SHS SMURFIT-STONE CONTAINER CORP COM 832727101 2,345,760 144,800 SHS SMURFIT-STONE CONTAINER CORP COM 832727101 59,940 3,700 SHS SPDR TR UNIT SER 1 78462F103 21,565,340 175,900 SHS SPDR TR UNIT SER 1 78462F103 551,700 4,500 SHS SPIEKER PPTYS INC COM 848497103 5,455,450 91,000 SHS STELMAR SHIPPING LTD COM V8726M103 1,454,640 83,600 SHS STELMAR SHIPPING LTD COM V8726M103 36,540 2,100 SHS SYNOPSYS INC COM 871607107 2,138,838 44,200 SHS SYNOPSYS INC COM 871607107 53,229 1,100 SHS TARGET CORP COM 87612E106 2,072,540 59,900 SHS TARGET CORP COM 87612E106 51,900 1,500 SHS TEEKAY SHIPPING MARSHALL ISLND COM Y8564W103 924,462 23,100 SHS TEEKAY SHIPPING MARSHALL ISLND COM Y8564W103 28,014 700 SHS TEXACO INC COM 881694103 3,346,332 50,200 SHS TEXACO INC COM 881694103 19,998,000 300,000 SHS TEXACO INC COM 881694103 86,658 1,300 SHS TOSCO CORP COM NEW 891490302 740,040 16,800 SHS TOSCO CORP COM NEW 891490302 13,593,830 308,600 SHS TOSCO CORP COM NEW 891490302 5,330,050 121,000 SHS TOSCO CORP COM NEW 891490302 17,620,000 400,000 SHS TOSCO CORP COM NEW 891490302 136,555 3,100 SHS U S ENERGY SYS INC WT EXP 120101 902951110 17,731 6,567 SHS U S G CORP COM NEW 903293405 84,400 20,000 SHS U S G CORP COM NEW 903293405 8,440 2,000 SHS ULTRAMAR DIAMOND SHAMROCK CORP COM 904000106 2,362,500 50,000 SHS UNITED TECHNOLOGIES CORP COM 913017109 2,989,008 40,800 SHS UNITED TECHNOLOGIES CORP COM 913017109 73,260 1,000 SHS USA ED INC COM 90390U102 790,590 10,830 SHS USA ED INC COM 90390U102 15,021,210 205,770 SHS USA ED INC COM 90390U102 8,292,800 113,600 SHS USA ED INC COM 90390U102 839,500 11,500 SHS USA ED INC COM 90390U102 233,600 3,200 SHS USA NETWORKS INC COM 902984103 43,835,736 1,565,562 SHS USA NETWORKS INC COM 902984103 28 1 SHS USA NETWORKS INC COM 902984103 471,800 16,850 SHS USA NETWORKS INC COM 902984103 8,964,200 320,150 SHS USA NETWORKS INC COM 902984103 901,264 32,188 SHS USA NETWORKS INC COM 902984103 478,800 17,100 SHS USA NETWORKS INC COM 902984103 84,000 3,000 SHS UTILICORP UTD INC COM 918005109 305,500 10,000 SHS VIACOM INC CL B 925524308 600,818 11,610 SHS VIACOM INC CL B 925524308 11,415,015 220,580 SHS VIACOM INC CL B 925524308 1,218,402 23,544 SHS VIDEO NETWORK COMMUNICATIONS WT EXP 0615O4 92656N111 250,200 333,600 SHS VIEWCAST COM INC WT EXP 020302 926713116 9,948 26,178 SHS WAL MART STORES INC COM 931142103 566,080 11,600 SHS WAL MART STORES INC COM 931142103 10,345,600 212,000 SHS WAL MART STORES INC COM 931142103 610,000 12,500 SHS WASTE MGMT INC DEL COM 94106L109 545,514 17,700 SHS WASTE MGMT INC DEL COM 94106L109 9,480,232 307,600 SHS WASTE MGMT INC DEL COM 94106L109 3,584,366 116,300 SHS WASTE MGMT INC DEL COM 94106L109 557,842 18,100 SHS WASTE MGMT INC DEL COM 94106L109 92,460 3,000 SHS WEBFINANCIAL CORP WT EXP 042802 94767P118 5,695 189,840 SHS WHITE MTNS INS GROUP LTD COM G9618E107 1,467,375 3,900 SHS WHITE MTNS INS GROUP LTD COM G9618E107 75,250 200 SHS WILLAMETTE INDS INC COM 969133107 4,950,000 100,000 SHS WILLIAMS COMMUNICATIONS GROUP CL A 969455104 8,598,150 2,895,000 SHS WTS HARVEY ELECTRONICS INC ? 417660115 3,600 30,000 SHS XL CAP LTD CL A G98255105 3,382,520 41,200 SHS XL CAP LTD CL A G98255105 82,100 1,000 SHS ----------------- 1,103,395,892 =================
AS OF JUNE 30, 2001 ITEM 1 ITEM 6 ITEM 7 ITEM 8 ---INVESTMENT DISCRETION--- ---VOTING AUTHORITY--- (a) (b) (C) (a) (b) (C) SOLE SHARED OTHER MANAGERS SOLE SHARED OTHER DISC GRAPHICS INC 264,915 1 264,915 DONNA KARAN INTL INC 82,700 3 82,700 EL PASO CORP 11,949 2 11,949 EL PASO CORP 221,921 2 221,921 EL PASO CORP 47,900 2 47,900 EL PASO CORP 12,530 12,530 EL PASO CORP 1,200 1,200 ELCOM INTL INC 90,000 1 90,000 ELECTRONIC DATA SYS NEW 12,000 2 12,000 ELECTRONIC DATA SYS NEW 210,500 2 210,500 ELECTRONIC DATA SYS NEW 12,300 12,300 ENGAGE INC 50,000 1 50,000 ENVIROGEN INC 235,800 1 235,800 ENVIROGEN INC 35,583 1 35,583 EXTENDED STAY AMER INC 99,300 2 99,300 EXTENDED STAY AMER INC 2,500 2,500 FOREST LABS INC 72,000 2 72,000 FOREST LABS INC 2,000 2,000 GALILEO INTERNATIONAL INC 125,000 3 125,000 GULF CDA RES LTD 360,000 1 360,000 GULF CDA RES LTD 1,000,000 3 1,000,000 HARCOURT GEN INC 300,000 3 300,000 HOME DEPOT INC 12,200 2 12,200 HOME DEPOT INC 213,300 2 213,300 HOME DEPOT INC 12,400 12,400 HONEYWELL INTL INC 275,000 3 275,000 HOUGHTON MIFFLIN CO 25,000 3 25,000 HOUSEHOLD INTL INC 63,100 2 63,100 HOUSEHOLD INTL INC 1,600 1,600 HS RES INC 25,000 3 25,000 HYPERFEED TECHNOLOGIES INC 10,000 1 10,000 IBIS TECHNOLOGY CORP 3,000 1 3,000 IBIS TECHNOLOGY CORP 11,204 1 11,204 IBIS TECHNOLOGY CORP 13,000 1 13,000 IBIS TECHNOLOGY CORP 48,000 1 48,000 IBIS TECHNOLOGY CORP 4,000 1 4,000 INTEL CORP 16,440 2 16,440 INTEL CORP 324,560 2 324,560 INTEL CORP 18,800 18,800 INTERMEDIA COMMUNICATIONS INC 200,000 3 200,000 INTERTRUST TECHNOLOGIES CORP 148,516 1 148,516 INTERTRUST TECHNOLOGIES CORP 3,486 1 3,486 INVERNESS MED TECHNOLOGY INC 163,300 3 163,300 KEY3MEDIA GROUP INC 304,500 1 304,500 KOHLS CORP 35,000 2 35,000 KOHLS CORP 900 900 KOREA ELECTRIC PWR 400,000 1 400,000 LIVEPERSON INC 937,500 1 937,500 LOUDEYE TECHNOLOGIES INC 235,934 1 235,934 LOUDEYE TECHNOLOGIES INC 349 1 349 MESABA HLDGS INC 313,200 3 313,200 MICROSOFT CORP 16,400 2 16,400 MICROSOFT CORP 297,700 2 297,700 MICROSOFT CORP 17,300 17,300 MINIMED INC 10,300 3 10,300 NAM TAI ELECTRS INC 44,900 1 44,900 NASDAQ 100 TR 12,800 2 12,800 NASDAQ 100 TR 220,600 2 220,600 NASDAQ 100 TR 190,200 2 190,200 NASDAQ 100 TR 12,800 12,800 NASDAQ 100 TR 4,900 4,900 NETPLIANCE INC 63,423 1 63,423 NOKIA CORP 24,060 2 24,060 NOKIA CORP 457,140 2 457,140 NOKIA CORP 27,300 27,300 NOVA CORP GA 300,000 3 300,000 NOVELLUS SYS INC 87,700 2 87,700 NOVELLUS SYS INC 2,300 2,300 OMNICOM GROUP INC 5,000 2 5,000 OMNICOM GROUP INC 86,900 2 86,900 OMNICOM GROUP INC 5,100 5,100 PEOPLESOFT INC 82,600 2 82,600 PEOPLESOFT INC 2,100 2,100 PFIZER INC 26,485 2 26,485 PFIZER INC 503,215 2 503,215 PFIZER INC 33,100 33,100 PRICE COMMUNICATIONS CORP 100,000 3 100,000 PRICELINE COM INC 580,799 1 580,799 PRICELINE COM INC 122 1 122 PRINCETON VIDEO IMAGE INC 174,604 1 174,604 PROFESSIONALS GROUP INC 251,200 3 251,200 PUBLIC SVC ENTERPRISE GROUP 13,500 2 13,500 PUBLIC SVC ENTERPRISE GROUP 261,600 2 261,600 PUBLIC SVC ENTERPRISE GROUP 15,400 15,400 RALSTON PURINA CO 175,000 3 175,000 REMEDY CORP 210,000 3 210,000 SHOPNET COM INC 77,300 1 77,300 SMURFIT-STONE CONTAINER CORP 144,800 2 144,800 SMURFIT-STONE CONTAINER CORP 3,700 3,700 SPDR TR 175,900 2 175,900 SPDR TR 4,500 4,500 SPIEKER PPTYS INC 91,000 3 91,000 STELMAR SHIPPING LTD 83,600 2 83,600 STELMAR SHIPPING LTD 2,100 2,100 SYNOPSYS INC 44,200 2 44,200 SYNOPSYS INC 1,100 1,100 TARGET CORP 59,900 2 59,900 TARGET CORP 1,500 1,500 TEEKAY SHIPPING MARSHALL ISLND 23,100 2 23,100 TEEKAY SHIPPING MARSHALL ISLND 700 700 TEXACO INC 50,200 2 50,200 TEXACO INC 300,000 3 300,000 TEXACO INC 1,300 1,300 TOSCO CORP 16,800 2 16,800 TOSCO CORP 308,600 2 308,600 TOSCO CORP 121,000 2 121,000 TOSCO CORP 400,000 3 400,000 TOSCO CORP 3,100 3,100 U S ENERGY SYS INC 6,567 1 6,567 U S G CORP 20,000 1 20,000 U S G CORP 2,000 1 2,000 ULTRAMAR DIAMOND SHAMROCK CORP 50,000 3 50,000 UNITED TECHNOLOGIES CORP 40,800 2 40,800 UNITED TECHNOLOGIES CORP 1,000 1,000 USA ED INC 10,830 2 10,830 USA ED INC 205,770 2 205,770 USA ED INC 113,600 2 113,600 USA ED INC 11,500 11,500 USA ED INC 3,200 3,200 USA NETWORKS INC 1,565,562 1 1,565,562 USA NETWORKS INC 1 1 1 USA NETWORKS INC 16,850 2 16,850 USA NETWORKS INC 320,150 2 320,150 USA NETWORKS INC 32,188 32,188 USA NETWORKS INC 17,100 17,100 USA NETWORKS INC 3,000 3,000 UTILICORP UTD INC 10,000 3 10,000 VIACOM INC 11,610 2 11,610 VIACOM INC 220,580 2 220,580 VIACOM INC 23,544 23,544 VIDEO NETWORK COMMUNICATIONS 333,600 1 333,600 VIEWCAST COM INC 26,178 1 26,178 WAL MART STORES INC 11,600 2 11,600 WAL MART STORES INC 212,000 2 212,000 WAL MART STORES INC 12,500 12,500 WASTE MGMT INC DEL 17,700 2 17,700 WASTE MGMT INC DEL 307,600 2 307,600 WASTE MGMT INC DEL 116,300 2 116,300 WASTE MGMT INC DEL 18,100 18,100 WASTE MGMT INC DEL 3,000 3,000 WEBFINANCIAL CORP 189,840 1 189,840 WHITE MTNS INS GROUP LTD 3,900 2 3,900 WHITE MTNS INS GROUP LTD 200 200 WILLAMETTE INDS INC 100,000 3 100,000 WILLIAMS COMMUNICATIONS GROUP 2,895,000 1 2,895,000 WTS HARVEY ELECTRONICS INC 30,000 1 30,000 XL CAP LTD 41,200 2 41,200 XL CAP LTD 1,000 1,000
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