0001793373-23-000005.txt : 20231030 0001793373-23-000005.hdr.sgml : 20231030 20231030170128 ACCESSION NUMBER: 0001793373-23-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210602 FILED AS OF DATE: 20231030 DATE AS OF CHANGE: 20231030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STROME MARK E CENTRAL INDEX KEY: 0000919484 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40449 FILM NUMBER: 231361191 MAIL ADDRESS: STREET 1: 100 WILSHIRE BLVD STREET 2: 15TH FL CITY: SANTA MONICA STATE: CA ZIP: 90401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STROME INVESTMENT MANAGEMENT LP CENTRAL INDEX KEY: 0000936711 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40449 FILM NUMBER: 231361188 BUSINESS ADDRESS: STREET 1: 100 WILSHIRE BLVD STREET 2: 15TH FLOOR CITY: SANTA MONICA STATE: CA ZIP: 90401 MAIL ADDRESS: STREET 1: 100 WILSHIRE BLVD STREET 2: 15TH FLOOR CITY: SANTA MONICA STATE: CA ZIP: 90401 FORMER NAME: FORMER CONFORMED NAME: STROME SUSSKIND INVESTMENT MANAGEMENT LP DATE OF NAME CHANGE: 19950202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STROME GROUP, INC. CENTRAL INDEX KEY: 0001724136 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40449 FILM NUMBER: 231361187 BUSINESS ADDRESS: STREET 1: 100 WILSHIRE BLVD., SUITE 1750 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 3109176600 MAIL ADDRESS: STREET 1: 100 WILSHIRE BLVD., SUITE 1750 CITY: SANTA MONICA STATE: CA ZIP: 90401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Strome Alpha Fund L P CENTRAL INDEX KEY: 0001324539 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40449 FILM NUMBER: 231361189 BUSINESS ADDRESS: STREET 1: 100 WILSHIRE BLVD SUITE 1750 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-917-6600 MAIL ADDRESS: STREET 1: 100 WILSHIRE BLVD SUITE 1750 CITY: SANTA MONICA STATE: CA ZIP: 90401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STROME MEZZANINE FUND, LP CENTRAL INDEX KEY: 0001713153 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40449 FILM NUMBER: 231361190 BUSINESS ADDRESS: STREET 1: 100 WILSHIRE BLVD., SUITE 1750 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 3109176600 MAIL ADDRESS: STREET 1: 100 WILSHIRE BLVD., SUITE 1750 CITY: SANTA MONICA STATE: CA ZIP: 90401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Zivo Bioscience, Inc. CENTRAL INDEX KEY: 0001101026 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 870699977 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21 E. LONG LAKE ROAD STREET 2: SUITE 100 CITY: BLOOMFIELD HILLS STATE: MI ZIP: 48304 BUSINESS PHONE: (248) 452 9866 MAIL ADDRESS: STREET 1: 21 E. LONG LAKE ROAD STREET 2: SUITE 100 CITY: BLOOMFIELD HILLS STATE: MI ZIP: 48304 FORMER COMPANY: FORMER CONFORMED NAME: HEALTH ENHANCEMENT PRODUCTS INC DATE OF NAME CHANGE: 20040202 FORMER COMPANY: FORMER CONFORMED NAME: WESTERN GLORY HOLE INC DATE OF NAME CHANGE: 19991215 4 1 primary_doc.xml PRIMARY DOCUMENT X0508 4 2021-06-02 1 0001101026 Zivo Bioscience, Inc. ZIVO 0000919484 STROME MARK E 1688 MERIDIAN AVENUE SUITE 727 MIAMI BEACH FL 33139 0 0 1 0 0001713153 STROME MEZZANINE FUND, LP 1688 MERIDIAN AVENUE SUITE 727 MIAMI BEACH FL 33139 0 0 1 0 0001324539 Strome Alpha Fund L P 1688 MERIDIAN AVENUE SUITE 727 MIAMI BEACH FL 33139 0 0 1 0 0000936711 STROME INVESTMENT MANAGEMENT LP 1688 MERIDIAN AVENUE SUITE 727 MIAMI BEACH FL 33139 0 0 1 0 0001724136 STROME GROUP, INC. 1688 MERIDIAN AVENUE SUITE 727 MIAMI BEACH FL 33139 0 0 1 0 0 Common Stock 2021-06-02 4 C 0 326286 8 A 326286 I By entity Common Stock 2021-06-02 4 P 0 40000 4.99 A 203601 I By trust Common Stock Purchase Warrant 5.5 2021-06-02 4 P 0 40000 0.01 A 2021-06-02 2026-06-02 Common Stock 40000 40000 I By trust Convertible Debt 8 2021-06-02 4 C 0 2191187 0 D Common Stock 326286 0 I By entity Common Stock Purchase Warrant 8 2022-07-24 4 J 0 3125 0 D 2017-07-24 2022-07-24 Common Stock 3125 0 I By entity Common Stock Purchase Warrant 8 2022-09-25 4 J 0 3125 0 D 2017-09-25 2022-09-25 Common Stock 3125 0 I By entity Common Stock Purchase Warrant 8 2022-11-20 4 J 0 208333 0 D 2017-11-20 2022-11-20 Common Stock 208333 0 I By entity Common Stock Purchase Warrant 8 2022-11-20 4 J 0 8333 0 D 2017-11-20 2022-11-20 Common Stock 8333 0 I By entity Common Stock Purchase Warrant 8 2022-11-20 4 J 0 3125 0 D 2017-11-20 2022-11-20 Common Stock 3125 0 I By entity Common Stock Purchase Warrant 8 2022-11-20 4 J 0 104166 0 D 2017-11-20 2022-11-20 Common Stock 104166 0 I By entity Common Stock Purchase Warrant 8 2022-11-20 4 J 0 4166 0 D 2017-11-20 2022-11-20 Common Stock 4166 0 I By entity The reported transaction resulted from the conversion of convertible debt into shares of common stock at $8.00. This filing is made on behalf of Strome Mezzanine Fund, L.P ("Strome Mezzanine"), Strome Alpha Fund LP ("Strome Alpha"), Strome Investment Management, LP, Strome Group, Inc., and Mark Strome (together, the "Reporting Persons"). Strome Investment Management, LP is the general partner of Strome Mezzanine. Strome Group, Inc. is the general partner of Strome Investment Management, LP. Mark Strome is the President and CEO of Strome Group, Inc. Strome Investment Management, LP, Strome Group, Inc., and Mark Strome may be deemed to share voting and investment power for the shares held by Strome Mezzanine and Strome Alpha. Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934 (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities reported herein. The convertible debt was convertible at any time prior to, and did not expire until, the repayment or conversion of the convertible debt in full. Expiration of long derivative position (warrant) without value received. Mark E. Strome 2023-10-30 Mark E. Strome, as President of General Partner, on behalf of Strome Mezzanine Fund, LP 2023-10-30 Mark E. Strome, as President of General Partner, on behalf of Strome Alpha Fund, L.P. 2023-10-30 Mark E. Strome, as President of General Partner, on behalf of Strome Investment Management, LP 2023-10-30 Mark E. Strome, as President, on behalf of Strome Alpha Fund, L.P. 2023-10-30