Executive Director

0000919185-21-000004.txt : 20210812 0000919185-21-000004.hdr.sgml : 20210812 20210812121504 ACCESSION NUMBER: 0000919185-21-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210812 DATE AS OF CHANGE: 20210812 EFFECTIVENESS DATE: 20210812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HIGHBRIDGE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000919185 IRS NUMBER: 134131516 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04134 FILM NUMBER: 211166361 BUSINESS ADDRESS: STREET 1: 277 PARK AVE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10172 BUSINESS PHONE: 2122872500 MAIL ADDRESS: STREET 1: 277 PARK AVE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10172 FORMER COMPANY: FORMER CONFORMED NAME: HIGHBRIDGE CAPITAL MANAGEMENT INC /NY DATE OF NAME CHANGE: 19980610 FORMER COMPANY: FORMER CONFORMED NAME: DUBIN & SWIECA ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19950817 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000919185 XXXXXXXX 06-30-2021 06-30-2021 HIGHBRIDGE CAPITAL MANAGEMENT LLC

277 PARK AVE 23RD FLOOR NEW YORK NY 10172

13F HOLDINGS REPORT 028-04134 N Kirk Rule Executive Director 212-648-1597 Kirk Rule NEW YORK NY 08-12-2021 0 243 3607169 false INFORMATION TABLE 2 Information_Table_HB.xml 10X CAPITAL VENTURE ACQU COR COMMON 88025V107 1211 121571 SH SOLE 0 121571 0 10X CAPITAL VENTURE ACQU COR WARRANT 88025V115 790 459282 PRN SOLE 0 459282 0 26 CAPITAL ACQUISITION CORP COMMON 90138P100 18852 1941480 SH SOLE 0 1941480 0 26 CAPITAL ACQUISITION CORP WARRANT 90138P118 2569 2357198 PRN SOLE 0 2357198 0 7GC & CO HOLDINGS INC COMMON 81786A107 14935 1539652 SH SOLE 0 1539652 0 7GC & CO HOLDINGS INC WARRANT 81786A115 1008 1107814 PRN SOLE 0 1107814 0 890 5TH AVE PARTNERS INC COMMON 28250A105 11761 1192806 SH SOLE 0 1192806 0 890 5TH AVE PARTNERS INC WARRANT 28250A113 843 674771 PRN SOLE 0 674771 0 ACCELERATE ACQUISITION CORP COMMON 00439D102 19191 1980472 SH SOLE 0 1980472 0 ACCELERATE ACQUISITION CORP WARRANT 00439D110 864 720014 PRN SOLE 0 720014 0 ACE CONVERGENCE ACQU CORP COMMON G0083D120 8579 861741 SH 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196713 PRN SOLE 0 196713 0 BOOKING HOLDINGS INC COMMON 09857L108 7884 3603 SH SOLE 0 3603 0 BRIDGEBIO PHARMA INC BOND 10806XAB8 81551 49655000 PRN SOLE 0 49655000 0 BROADSTONE ACQUISITION CORP COMMON G1739V100 2667 269961 SH SOLE 0 269961 0 BTRS HOLDINGS INC WARRANT 11778X112 5036 1278050 PRN SOLE 0 1278050 0 BURLINGTON STORES INC BOND 122017AB2 47753 30000000 PRN SOLE 0 30000000 0 CANOO INC WARRANT 13803R110 12486 2360257 PRN SOLE 0 2360257 0 CAPITOL INVESTMENT CORP V COMMON 14064F100 10354 1038479 SH SOLE 0 1038479 0 CAPITOL INVESTMENT CORP V WARRANT 14064F118 1490 1128618 PRN SOLE 0 1128618 0 CEREVEL THERAPEUTICS HLDNG I WARRANT 15678U102 9449 656612 PRN SOLE 0 656612 0 CF ACQUISITION CORP IV COMMON 12520T102 17901 1847350 SH SOLE 0 1847350 0 CF ACQUISITION CORP IV WARRANT 12520T110 1364 1207475 PRN SOLE 0 1207475 0 CF ACQUISITION CORP V COMMON 12520R106 16327 1672848 SH SOLE 0 1672848 0 CF ACQUISITION CORP V WARRANT 12520R114 631 573731 PRN SOLE 0 573731 0 CF ACQUISITION CORP VI COMMON 12521J103 15464 1587718 SH SOLE 0 1587718 0 CF ACQUISITION CORP VI WARRANT 12521J111 977 1028845 PRN SOLE 0 1028845 0 CF ACQUISITION CORP VIII COMMON 12520C109 12970 1315390 SH SOLE 0 1315390 0 CF ACQUISITION CORP VIII WARRANT 12520C117 676 637566 PRN SOLE 0 637566 0 CF FIN ACQUISITION CORP III COMMON 12529D108 5680 566285 SH SOLE 0 566285 0 CF FIN ACQUISITION CORP III WARRANT 12529D116 2831 1758437 PRN SOLE 0 1758437 0 CHESAPEAKE ENERGY CORP WARRANT 165167164 276 10284 PRN SOLE 0 10284 0 CHIASMA INC COMMON 16706W102 6175 1305453 SH SOLE 0 1305453 0 CHP MERGER CORP COMMON 12558Y106 3273 328901 SH SOLE 0 328901 0 CHURCHILL CAPITAL CORP IV OPTION 171439902 4698 163000 SH Call SOLE 0 163000 0 CHURCHILL CAPITAL CORP VI COMMON 17143W101 13931 1412844 SH SOLE 0 1412844 0 CHURCHILL CAPITAL CORP VII COMMON 17144M102 22040 2265108 SH SOLE 0 2265108 0 CITIC CAPITAL ACQUISITION CO COMMON G21513109 13339 1345983 SH SOLE 0 1345983 0 CITIC CAPITAL ACQUISITION CO OPTION G21513909 12 1200 SH Call SOLE 0 1200 0 CITIC CAPITAL ACQUISITION CO WARRANT G21513117 138 129744 PRN SOLE 0 129744 0 CLIMATE REAL IMPACT SLUTINS COMMON 187171103 460 46556 SH SOLE 0 46556 0 CLIMATE REAL IMPACT SLUTINS WARRANT 187171111 1 1000 PRN SOLE 0 1000 0 CLOVIS ONCOLOGY INC BOND 189464AB6 6637 6772000 PRN SOLE 0 6772000 0 CLOVIS ONCOLOGY INC BOND 189464AC4 18076 24366000 PRN SOLE 0 24366000 0 CLOVIS ONCOLOGY INC BOND 189464AE0 7810 7468000 PRN SOLE 0 7468000 0 COLLEGIUM PHARMACEUTICAL INC BOND 19459JAA2 39802 35245000 PRN SOLE 0 35245000 0 COLONY STARWOOD HOMES BOND 19625XAB8 18057 11000000 PRN SOLE 0 11000000 0 CONSONANCE HFW ACQUISITION C WARRANT G2445M111 567 378263 PRN SOLE 0 378263 0 CONX CORP COMMON 212873103 17677 1792824 SH SOLE 0 1792824 0 COPA HOLDINGS SA BOND 21720AAB8 66004 40138000 PRN SOLE 0 40138000 0 CORNER GROWTH ACQUISITION CO COMMON G2425N105 11197 1149566 SH SOLE 0 1149566 0 CORNER GROWTH ACQUISITION CO WARRANT G2425N113 686 571325 PRN SOLE 0 571325 0 CORNER GROWTH ACQUISITN CORP UNIT G2426E112 15276 1517000 SH SOLE 0 1517000 0 COUPA SOFTWARE INC BOND 22266LAC0 15591 9000000 PRN SOLE 0 9000000 0 CRACKER BARREL OLD CTRY STOR COMMON 22410J106 3377 22744 SH SOLE 0 22744 0 CREE INC BOND 225447AB7 50236 30056000 PRN SOLE 0 30056000 0 D8 HOLDINGS CORP WARRANT G2614K128 3742 2254096 PRN SOLE 0 2254096 0 DANAHER CORPORATION COMMON 235851102 78016 290713 SH SOLE 0 290713 0 E MERGE TECHNOLOGY ACQUISITI COMMON 26873Y104 11288 1156581 SH SOLE 0 1156581 0 EAST RES ACQUISITION CO COMMON 274681105 3398 348132 SH SOLE 0 348132 0 ELLIOTT OPPORTUNITY II CORP UNIT G30092129 10010 1000000 SH SOLE 0 1000000 0 ENVESTNET INC BOND 29404KAB2 48456 39198000 PRN SOLE 0 39198000 0 ENVIRONMENTAL IMPACT ACQU CO COMMON 29408N106 10664 1087024 SH SOLE 0 1087024 0 ENVIRONMENTAL IMPACT ACQU CO WARRANT 29408N114 1437 1318602 PRN SOLE 0 1318602 0 EPIPHANY TECHNOLOGY ACQUISIT COMMON 29429X109 21881 2248825 SH SOLE 0 2248825 0 EPIPHANY TECHNOLOGY ACQUISIT WARRANT 29429X117 1545 1379184 PRN SOLE 0 1379184 0 EXECUTIVE NETWORK PARTNERING COMMON 30158L100 1900 195075 SH SOLE 0 195075 0 EZCORP INC BOND 302301AE6 29485 33000000 PRN SOLE 0 33000000 0 EZCORP INC BOND 302301AF3 31430 30077000 PRN SOLE 0 30077000 0 FALCON CAPITAL ACQUISITN COR WARRANT 30606L116 1508 815117 PRN SOLE 0 815117 0 FAST ACQUISITION CORP II COMMON 311874101 11593 1184801 SH SOLE 0 1184801 0 FAST ACQUISITION CORP II WARRANT 311874119 608 486324 PRN SOLE 0 486324 0 FINTECH ACQUISITION CORP VI UNIT 31811H205 10283 1019112 SH SOLE 0 1019112 0 FLEXION THERAPEUTICS INC BOND 33938JAB2 21701 23970000 PRN SOLE 0 23970000 0 FORESIGHT ACQUISITION CORP COMMON 34552Y106 5906 597159 SH SOLE 0 597159 0 FORESIGHT ACQUISITION CORP WARRANT 34552Y114 1161 835368 PRN SOLE 0 835368 0 FOREST ROAD ACQUISITION COR COMMON 34619V103 12863 1312532 SH SOLE 0 1312532 0 FOREST ROAD ACQUISITION COR WARRANT 34619V111 843 604361 PRN SOLE 0 604361 0 FORUM MERGER IV CORP COMMON 349875104 17735 1820796 SH SOLE 0 1820796 0 FORUM MERGER IV CORP WARRANT 349875112 703 669210 PRN SOLE 0 669210 0 G SQUARED ASCEND II INC UNIT G42041114 9009 900000 SH SOLE 0 900000 0 GCM GROSVENOR INC WARRANT 36831E116 761 494079 PRN SOLE 0 494079 0 GFL ENVIRONMENTAL INC PREF CONV 36168Q120 74109 991428 SH SOLE 0 991428 0 GIGINTERNATIONAL1 INC UNIT 37518W205 11464 1135096 SH SOLE 0 1135096 0 GLOBAL CONSUMER ACQUISITN CO UNIT 37892B207 15247 1526254 SH SOLE 0 1526254 0 GOOD WORKS ACQUISITION CORP COMMON 38216X107 13342 1340906 SH SOLE 0 1340906 0 GOOD WORKS ACQUISITION CORP WARRANT 38216X115 3388 2016447 PRN SOLE 0 2016447 0 GORES GUGGENHEIM INC COMMON 38286Q107 9445 967718 SH SOLE 0 967718 0 GORES GUGGENHEIM INC WARRANT 38286Q115 437 352158 PRN SOLE 0 352158 0 GORES HLDGS VIII INC COMMON 382863108 6538 659087 SH SOLE 0 659087 0 GORES HOLDINGS VII INC COMMON 38286T101 10435 1054089 SH SOLE 0 1054089 0 GORES TECHNOLOGY PARTNERS II COMMON 38287L107 11103 1120401 SH SOLE 0 1120401 0 GORES TECHNOLOGY PARTNERS II WARRANT 38287L115 1727 964822 PRN SOLE 0 964822 0 GORES TECHNOLOGY PARTNERS IN COMMON 382870103 10 1000 SH SOLE 0 1000 0 GORES TECHNOLOGY PARTNERS IN WARRANT 382870111 55 43553 PRN SOLE 0 43553 0 GRAF ACQUISITION CORP IV UNIT 384272209 7907 794679 SH SOLE 0 794679 0 GREEN PLAINS INC BOND 393222AK0 38085 30000000 PRN SOLE 0 30000000 0 GS ACQUISITION HLDGS CORP II COMMON 36258Q105 32 3100 SH SOLE 0 3100 0 GS ACQUISITION HLDGS CORP II OPTION 36258Q905 9455 909100 SH Call SOLE 0 909100 0 GX ACQUISITION CORP COMMON 36251A107 15691 1541351 SH SOLE 0 1541351 0 HORIZON ACQUISITION CORP WARRANT G46049113 743 417152 PRN SOLE 0 417152 0 HOSTESS BRANDS INC WARRANT 44109J114 18346 7549919 PRN SOLE 0 7549919 0 HUDSON EXECUTIVE INVES III COMMON 44376L107 20689 2124112 SH SOLE 0 2124112 0 HUDSON EXECUTIVE INVES III WARRANT 44376L115 836 746622 PRN SOLE 0 746622 0 HUDSON EXECUTIVE INVS CORP I COMMON 443760103 14306 1473332 SH SOLE 0 1473332 0 HUDSON EXECUTIVE INVS CORP I WARRANT 443760111 503 468216 PRN SOLE 0 468216 0 HYCROFT MINING HOLDING CORP COMMON 44862P109 20147 6583961 SH SOLE 0 6583961 0 HYCROFT MINING HOLDING CORP WARRANT 44862P117 250 520532 PRN SOLE 0 520532 0 HYCROFT MINING HOLDING CORP WARRANT 44862P133 700 833333 PRN SOLE 0 833333 0 INFINERA CORP BOND 45667GAC7 49127 40000000 PRN SOLE 0 40000000 0 INSEEGO CORP BOND 45782BAD6 29425 27500000 PRN SOLE 0 27500000 0 INTEGRA LIFESCIENCES HLDGS C BOND 457985AM1 16787 15248000 PRN SOLE 0 15248000 0 INTERCEPT PHARMACEUTICALS IN BOND 45845PAA6 18638 20481000 PRN SOLE 0 20481000 0 JANUS INTERNATIONAL GROUP IN WARRANT 47103N114 5683 1362911 PRN SOLE 0 1362911 0 JAWS HURRICANE ACQUISITN COR UNIT 47201B202 8545 849438 SH SOLE 0 849438 0 JAWS JUGGERNAUT ACQUISITN CO UNIT G50735128 9809 975000 SH SOLE 0 975000 0 JAWS MUSTANG ACQUISITION COR COMMON G50737108 16862 1727625 SH SOLE 0 1727625 0 JAWS MUSTANG ACQUISITION COR WARRANT G50737124 105 83104 PRN SOLE 0 83104 0 KATAPULT HOLDINGS INC WARRANT 485859110 7165 2246093 PRN SOLE 0 2246093 0 KKR & CO INC COMMON 48251W104 71314 1203821 SH SOLE 0 1203821 0 L&F ACQUISITION CORP COMMON G53702109 4553 456164 SH SOLE 0 456164 0 LANNETT CO INC BOND 51602UAC2 21402 34800000 PRN SOLE 0 34800000 0 LGL SYS ACQUISITION CORP COMMON 50201G106 1009 100952 SH SOLE 0 100952 0 LGL SYS ACQUISITION CORP WARRANT 50201G114 1506 825477 PRN SOLE 0 825477 0 LIBERTY MEDIA CORP DEL BOND 531229AF9 65764 47655000 PRN SOLE 0 47655000 0 LIONHEART ACQUISITION CORP I COMMON 53625R104 3309 335629 SH SOLE 0 335629 0 LIVE NATION ENTERTAINMENT IN BOND 538034AQ2 44932 32029000 PRN SOLE 0 32029000 0 LIVEVOX HOLDING INC COMMON 53838L100 418 50000 SH SOLE 0 50000 0 LOGISTICS INNOVTN TECHNLGS C UNIT 54141L209 2985 300000 SH SOLE 0 300000 0 LONGVIEW ACQUISITION CORP II COMMON 54319Q105 8647 882321 SH SOLE 0 882321 0 LONGVIEW ACQUISITION CORP II WARRANT 54319Q113 510 391925 PRN SOLE 0 391925 0 LUMENTUM HLDGS INC BOND 55024UAB5 42347 28994000 PRN SOLE 0 28994000 0 MCAP ACQUISITION CORP COMMON 55282T109 19062 1981523 SH SOLE 0 1981523 0 MCAP ACQUISITION CORP WARRANT 55282T117 1368 1354184 PRN SOLE 0 1354184 0 MERIDA MERGER CORP I COMMON 58953M106 6328 635992 SH SOLE 0 635992 0 MESA LABS INC BOND 59064RAA7 25760 22650000 PRN SOLE 0 22650000 0 MULTIPLAN CORPORATION WARRANT 62548M118 2136 944968 PRN SOLE 0 944968 0 NEWHOLD INVESTMENT CORP WARRANT 651448110 2518 1464001 PRN SOLE 0 1464001 0 NIO INC OPTION 62914V956 50880 956400 SH Put SOLE 0 956400 0 NORTH ATLANTIC ACQUISITN COR COMMON G66139109 19320 1987679 SH SOLE 0 1987679 0 NORTH ATLANTIC ACQUISITN COR WARRANT G66139125 1533 1473755 PRN SOLE 0 1473755 0 NORTHERN LIGHTS ACQUISITN CO UNIT 66538L204 744 72988 SH SOLE 0 72988 0 NORTHERN STAR INVEST CORP II COMMON 66574L100 7978 815773 SH SOLE 0 815773 0 NORTHERN STAR INVEST CORP II WARRANT 66574L118 331 263064 PRN SOLE 0 263064 0 NORTHERN STAR INVEST CORP IV COMMON 66575B101 11754 1193331 SH SOLE 0 1193331 0 NORTHERN STAR INVEST CORP IV WARRANT 66575B119 489 336993 PRN SOLE 0 336993 0 NORTHERN STAR INVSTMNT CORP COMMON 66573W107 18662 1873720 SH SOLE 0 1873720 0 NORTHERN STAR INVSTMNT CORP WARRANT 66573W115 2557 1047909 PRN SOLE 0 1047909 0 NOVUS CAPITAL CORPORATION II COMMON 67012W104 18477 1895027 SH SOLE 0 1895027 0 NOVUS CAPITAL CORPORATION II WARRANT 67012W112 822 696976 PRN SOLE 0 696976 0 NUVATION BIO INC WARRANT 67080N119 889 341908 PRN SOLE 0 341908 0 OCCIDENTAL PETE CORP WARRANT 674599162 23886 1717164 PRN SOLE 0 1717164 0 OKTA INC BOND 679295AD7 44521 30878000 PRN SOLE 0 30878000 0 OMEROS CORP BOND 682143AG7 62197 55533000 PRN SOLE 0 55533000 0 PANACEA ACQUISITION CORP II COMMON G6882C106 8866 886642 SH SOLE 0 886642 0 PARATEK PHARMACEUTICALS INC BOND 699374AB0 45855 48847000 PRN SOLE 0 48847000 0 PERSHING SQUARE TONTINE HLDG OPTION 71531R909 1707 75000 SH Call SOLE 0 75000 0 PIVOTAL INVESTMENT CORP III COMMON 72582M106 15921 1632874 SH SOLE 0 1632874 0 PIVOTAL INVESTMENT CORP III WARRANT 72582M114 431 356404 PRN SOLE 0 356404 0 PLAYSTUDIOS INC WARRANT 72815G116 368 198974 PRN SOLE 0 198974 0 PMV CONSUMER ACQUISITION COR COMMON 693486102 6217 637678 SH SOLE 0 637678 0 PROPERTY SOLUTIONS ACQUISITI OPTION 74348Q958 1558 100000 SH Put SOLE 0 100000 0 PROPERTY SOLUTIONS ACQUISITI WARRANT 74348Q116 2003 500769 PRN SOLE 0 500769 0 PROTALIX BIOTHERAPEUTICS INC BOND 74365AAD3 22064 20914000 PRN SOLE 0 20914000 0 QELL ACQUISITION CORP COMMON G7307X105 3017 303248 SH SOLE 0 303248 0 QELL ACQUISITION CORP WARRANT G7307X113 3865 2415575 PRN SOLE 0 2415575 0 QUOTIENT LTD COMMON G73268107 17709 4865231 SH SOLE 0 4865231 0 RAMBUS INC DEL BOND 750917AG1 40536 30701000 PRN SOLE 0 30701000 0 REDBALL ACQUISITION CORP OPTION G7417R905 2443 250000 SH Call SOLE 0 250000 0 RICE ACQUISITION CORP II UNIT G75529118 4089 400100 SH SOLE 0 400100 0 RMG ACQUISITION CORP III COMMON G76088106 11463 1176883 SH SOLE 0 1176883 0 RMG ACQUISITION CORP III WARRANT G76088122 731 584770 PRN SOLE 0 584770 0 SANDBRIDGE ACQUISITION CORP COMMON 799793104 15033 1506267 SH SOLE 0 1506267 0 SANDRIDGE ENERGY INC COMMON 80007P869 4 575 SH SOLE 0 575 0 SAREPTA THERAPEUTICS INC BOND 803607AB6 51867 39000000 PRN SOLE 0 39000000 0 SARISSA CAPITAL ACQUISITN CO COMMON G7823W102 12234 1233230 SH SOLE 0 1233230 0 SARISSA CAPITAL ACQUISITN CO WARRANT G7823W110 854 642292 PRN SOLE 0 642292 0 SENSEONICS HLDGS INC BOND 81727UAA3 14580 13200000 PRN SOLE 0 13200000 0 SHELTER ACQUISITION CORP I UNIT 822821203 6700 670700 SH SOLE 0 670700 0 SILICON LABORATORIES INC BOND 826919AD4 26797 19287000 PRN SOLE 0 19287000 0 SILVER SPIKE ACQUISITN CORP COMMON G8201H105 12453 1277200 SH SOLE 0 1277200 0 SILVER SPIKE ACQUISITN CORP WARRANT G8201H113 336 258556 PRN SOLE 0 258556 0 SOCIAL CAPITAL HEDOSOPHA HLD OPTION G8251L955 1530 150000 SH Put SOLE 0 150000 0 SPARTACUS ACQUISITION CORP COMMON 84677L109 11096 1104111 SH SOLE 0 1104111 0 SPARTAN ACQUISITION CORP III COMMON 84677R106 20234 2068891 SH SOLE 0 2068891 0 SPARTAN ACQUISITION CORP III WARRANT 84677R114 628 527976 PRN SOLE 0 527976 0 SPDR S&P 500 ETF TR OPTION 78462F953 214030 500000 SH Put SOLE 0 500000 0 STABLE RD ACQUISITION CORP WARRANT 85236Q117 3418 813866 PRN SOLE 0 813866 0 STARBOARD VALUE ACQUISITN CO COMMON 85521J109 5032 503233 SH SOLE 0 503233 0 SUSTAINABLE OPPORTNTS ACQ CO COMMON G8598Y109 28045 2818568 SH SOLE 0 2818568 0 SUSTAINABLE OPPORTNTS ACQ CO WARRANT G8598Y117 2343 1626882 PRN SOLE 0 1626882 0 TALKSPACE INC COMMON 87427V103 1247 150000 SH SOLE 0 150000 0 THERAVANCE BIOPHARMA INC BOND 88339KAA0 28693 30000000 PRN SOLE 0 30000000 0 THERAVANCE BIOPHARMA INC COMMON G8807B106 8533 587666 SH SOLE 0 587666 0 THUNDER BRDG CAP PRTNRS IV I UNIT 88605L206 2978 299923 SH SOLE 0 299923 0 TORTOISE ACQUISITION CORP II WARRANT G89554128 206 95129 PRN SOLE 0 95129 0 TRINITY BIOTECH INVT LTD BOND 89643QAB4 37754 53175000 PRN SOLE 0 53175000 0 TUSCAN HLDGS CORP WARRANT 90069K112 7624 1832802 PRN SOLE 0 1832802 0 TUSCAN HLDGS CORP II COMMON 90070A103 13216 1315006 SH SOLE 0 1315006 0 TUSCAN HLDGS CORP II WARRANT 90070A111 36 36015 PRN SOLE 0 36015 0 TWC TECH HLDGS II CORP COMMON 90117G105 29422 2962907 SH SOLE 0 2962907 0 TWC TECH HLDGS II CORP WARRANT 90117G113 2746 1582584 PRN SOLE 0 1582584 0 UGI CORP NEW PREF CONV 902681113 10660 100000 SH SOLE 0 100000 0 UPHEALTH INC COMMON 91532B101 61 9010 SH SOLE 0 9010 0 VELODYNE LIDAR INC COMMON 92259F101 1438 135127 SH SOLE 0 135127 0 VEONEER INC BOND 92336XAA7 11879 9350000 PRN SOLE 0 9350000 0 VERASTEM INC BOND 92337CAA2 26740 28000000 PRN SOLE 0 28000000 0 VIACOMCBS INC COMMON 92556H206 44616 987082 SH SOLE 0 987082 0 VIEW INC WARRANT 92671V114 3409 1981823 PRN SOLE 0 1981823 0 VISTAS MEDIA ACQUISITION CO WARRANT 92840T115 2392 2044474 PRN SOLE 0 2044474 0 VPC IMPACT ACQUISITION HLDG WARRANT G9460L118 219 190490 PRN SOLE 0 190490 0 VPC IMPACT ACQUISITION HLDG COMMON G9460L126 7544 771386 SH SOLE 0 771386 0 WAYFAIR INC BOND 94419LAD3 113939 42000000 PRN SOLE 0 42000000 0 WM TECHNOLOGY INC WARRANT 92971A117 3266 513478 PRN SOLE 0 513478 0 WORKDAY INC BOND 98138HAF8 82649 50000000 PRN SOLE 0 50000000 0 YELLOWSTONE ACQUISITION CO COMMON 98566K105 4486 446322 SH SOLE 0 446322 0 ZENDESK INC BOND 98936JAD3 37800 25840000 PRN SOLE 0 25840000 0