0000919185-20-000006.txt : 20200214 0000919185-20-000006.hdr.sgml : 20200214 20200214162440 ACCESSION NUMBER: 0000919185-20-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200214 EFFECTIVENESS DATE: 20200214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HIGHBRIDGE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000919185 IRS NUMBER: 134131516 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04134 FILM NUMBER: 20620439 BUSINESS ADDRESS: STREET 1: 277 PARK AVE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10172 BUSINESS PHONE: 2122874900 MAIL ADDRESS: STREET 1: 277 PARK AVE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10172 FORMER COMPANY: FORMER CONFORMED NAME: HIGHBRIDGE CAPITAL MANAGEMENT INC /NY DATE OF NAME CHANGE: 19980610 FORMER COMPANY: FORMER CONFORMED NAME: DUBIN & SWIECA ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19950817 13F-HR 1 primary_doc.xml 13F-HR LIVE false true 0000919185 XXXXXXXX 12-31-2019 12-31-2019 HIGHBRIDGE CAPITAL MANAGEMENT LLC

277 PARK AVE 23RD FLOOR NEW YORK NY 10172

13F HOLDINGS REPORT 028-04134 N John Oliva 212-287-4693 John Oliva New York NY 02-14-2020 0 63 904300 true INFORMATION TABLE 2 table13f-20191231-live.xml DESCRIPTION FOR INFORMATION TABLE AMCI ACQUISITION CORP WARRANT 00165R119 155 500844 SH DFND 500844 0 0 ACCELERATE DIAGNOSTICS INC BOND 00430HAB8 4008 5200000 PRN DFND 0 0 0 AEGERION PHARMACEUTICALS INC BOND 00767EAC6 24156 24775610 PRN DFND 0 0 0 AEMETIS INC COMMON 00770K202 0 70768 SH DFND 70768 0 0 AGROFRESH SOLUTIONS WARRANT 00856G117 20 3425000 SH DFND 3425000 0 0 AMERICAN INTL GROUP INC WARRANT 026874156 2261 220000 SH DFND 220000 0 0 ASHLAND GLOBAL HLDGS INC OPTION 044186104 15306 200000 SH Put DFND 200000 0 0 CAESARS ENTMT CORP BOND 127686AA1 19213 10000000 PRN DFND 0 0 0 CHESAPEAKE ENERGY CORP BOND 165167CY1 2858 6000000 PRN DFND 0 0 0 CLOVIS ONCOLOGY INC OPTION 189464100 1043 100000 SH Call DFND 100000 0 0 CLOVIS ONCOLOGY INC OPTION 189464100 13848 1328200 SH Put DFND 1328200 0 0 CLOVIS ONCOLOGY INC BOND 189464AC4 12121 19066000 PRN DFND 0 0 0 CONTURA ENERGY INC COMMON 21241B100 13485 1490000 SH DFND 1490000 0 0 CREE INC BOND 225447AB7 10638 10000000 PRN DFND 0 0 0 DTE ENERGY CO PREF CONV 233331842 37278 726000 SH DFND 726000 0 0 ASSERTIO THERAPEUTICS INC BOND 249908AA2 9307 12635000 PRN DFND 0 0 0 DOLPHIN ENTMT INC WARRANT 25686H118 3 110000 SH DFND 110000 0 0 GENERAL ELECTRIC CO OPTION 369604103 15624 1400000 SH Put DFND 1400000 0 0 GRAF INDL CORP WARRANT 384278115 595 1487200 SH DFND 1487200 0 0 HOSTESS BRANDS INC WARRANT 44109J114 15260 8339003 SH DFND 8339003 0 0 INTELSAT S A BOND 45790VAB6 20461 30554000 PRN DFND 0 0 0 INVACARE CORP BOND 461203AH4 33928 36400000 PRN DFND 0 0 0 INVACARE CORP BOND 461203AJ0 16216 17550000 PRN DFND 0 0 0 IONIS PHARMACEUTICALS INC COMMON 462222100 5803 96060 SH DFND 96060 0 0 LUMENTUM HLDGS INC BOND 55024UAB5 33392 22865000 PRN DFND 0 0 0 MEDICINES CO OPTION 584688105 6387 75200 SH Put DFND 75200 0 0 NIO INC OPTION 62914V106 3187 793000 SH Put DFND 793000 0 0 NANTHEALTH INC BOND 630104AB3 24386 35600000 PRN DFND 0 0 0 NESCO HLDGS INC WARRANT 64083J112 177 402353 SH DFND 402353 0 0 NOVAVAX INC BOND 670002AB0 13008 32118000 PRN DFND 0 0 0 NUANCE COMMUNICATIONS INC BOND 67020YAG5 11604 10962000 PRN DFND 0 0 0 OASIS PETE INC NEW BOND 674215AJ7 4246 5400000 PRN DFND 0 0 0 OMEROS CORP BOND 682143AE2 37815 38800000 PRN DFND 0 0 0 OPKO HEALTH INC COMMON 68375N103 2098 1426947 SH DFND 1426947 0 0 OPKO HEALTH INC BOND 68375NAD5 19160 24500000 PRN DFND 0 0 0 PARATEK PHARMACEUTICALS INC BOND 699374AB0 27328 37825000 PRN DFND 0 0 0 PARKER DRILLING CO COMMON 701081507 30176 1341195 SH DFND 1341195 0 0 PLUG POWER INC BOND 72919PAB9 16563 11000000 PRN DFND 0 0 0 PROTALIX BIOTHERAPEUTICS INC BOND 74365AAD3 12813 14407000 PRN DFND 0 0 0 PULTE GROUP INC OPTION 745867101 25220 650000 SH Put DFND 650000 0 0 RMG ACQUISITION CORP WARRANT 749641114 181 297473 SH DFND 297473 0 0 RANPAK HLDGS CORP WARRANT 75321W111 1242 1160780 SH DFND 1160780 0 0 RETROPHIN INC BOND 761299AB2 16374 20850000 PRN DFND 0 0 0 RINGCENTRAL INC BOND 76680RAD9 35816 17055000 PRN DFND 0 0 0 SPDR S&P 500 ETF TR OPTION 78462F103 96558 300000 SH Put DFND 300000 0 0 SPDR SERIES TRUST OPTION 78464A870 28533 300000 SH Put DFND 300000 0 0 SAEXPLORATION HLDGS INC COMMON 78636X873 1161 381765 SH DFND 381765 0 0 SANOFI COMMON 80105N113 4623 3907852 SH DFND 3907853 0 0 SEA LTD BOND 81141RAB6 6414 3000000 PRN DFND 0 0 0 STANLEY BLACK & DECKER INC PREF CONV 854502846 5969 55000 SH DFND 55000 0 0 SYNAPTICS INC BOND 87157DAD1 19483 17500000 PRN DFND 0 0 0 TARGET HOSPITALITY CORP WARRANT 87615L115 430 1000865 SH DFND 1000865 0 0 TELIGENT INC NEW BOND 87960WAA2 9188 21000000 PRN DFND 0 0 0 TRINITY BIOTECH INVT LTD BOND 89643QAB4 22971 30425000 PRN DFND 0 0 0 VERASTEM INC COMMON 92337C104 32 24200 SH DFND 24200 0 0 VERASTEM INC BOND 92337CAB0 15024 16829000 PRN DFND 0 0 0 VIRGIN GALACTIC HOLDINGS INC WARRANT 92766K114 5324 1579588 SH DFND 1579588 0 0 WAYFAIR INC BOND 94419LAD3 32961 31750000 PRN DFND 0 0 0 ZIONS BANCORPORATION N A WARRANT 989701115 28207 1441700 SH DFND 1441700 0 0 ESTRE AMBIENTAL INC WARRANT G3206V118 9 3625000 SH DFND 3625000 0 0 QUOTIENT LTD COMMON G73268107 19717 2073267 SH DFND 2073267 0 0 PACIFIC DRILLING SA LUXEMBOU COMMON L7257P205 12752 3125587 SH DFND 3125587 0 0 DENBURY RES INC DEL BOND U2481AAK4 184 262000 PRN DFND 0 0 0