0000919185-19-000002.txt : 20190214 0000919185-19-000002.hdr.sgml : 20190214 20190214163226 ACCESSION NUMBER: 0000919185-19-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190214 DATE AS OF CHANGE: 20190214 EFFECTIVENESS DATE: 20190214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HIGHBRIDGE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000919185 IRS NUMBER: 134131516 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04134 FILM NUMBER: 19607136 BUSINESS ADDRESS: STREET 1: 40 WEST 57TH ST. STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2122874900 MAIL ADDRESS: STREET 1: 40 WEST 57TH ST. STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: HIGHBRIDGE CAPITAL MANAGEMENT INC /NY DATE OF NAME CHANGE: 19980610 FORMER COMPANY: FORMER CONFORMED NAME: DUBIN & SWIECA ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19950817 13F-HR 1 primary_doc.xml 13F-HR LIVE false true 0000919185 XXXXXXXX 12-31-2018 12-31-2018 HIGHBRIDGE CAPITAL MANAGEMENT LLC

40 WEST 57TH ST. 32ND FLOOR NEW YORK NY 10019

13F HOLDINGS REPORT 028-04134 N John Oliva 212-287-4693 John Oliva New York NY 02-14-2019 0 353 3386584 true INFORMATION TABLE 2 table13f-20181231-live.xml DESCRIPTION FOR INFORMATION TABLE AMCI ACQUISITION CORP UNIT 00165R200 9955 1000000 SH DFND 1000000 0 0 ABEONA THERAPEUTICS INC WARRANT 00289Y115 788 250000 SH DFND 250000 0 0 ACTIVISION BLIZZARD INC COMMON 00507V109 2468 53000 SH DFND 53000 0 0 AEGERION PHARMACEUTICALS INC BOND 00767EAB8 39530 52100000 PRN DFND 0 0 0 AEMETIS INC COMMON 00770K202 0 70768 SH DFND 70768 0 0 ADVERUM BIOTECHNOLOGIES INC COMMON 00773U108 82 26030 SH DFND 26030 0 0 AEROJET ROCKETDYNE HLDGS INC BOND 007800AB1 16945 11500000 PRN DFND 0 0 0 ADVANCED MICRO DEVICES INC COMMON 007903107 7366 399035 SH DFND 399035 0 0 ADVANCED MICRO DEVICES INC OPTION 007903107 617 33400 SH Put DFND 33400 0 0 AGROFRESH SOLUTIONS WARRANT 00856G117 375 2630755 SH DFND 2630755 0 0 AIR TRANSPORT SERVICES GRP I BOND 00922RAB1 4762 5000000 PRN DFND 0 0 0 ALIBABA GROUP HLDG LTD OPTION 01609W102 4112 30000 SH Call DFND 30000 0 0 ALIBABA GROUP HLDG LTD OPTION 01609W102 34268 250000 SH Put DFND 250000 0 0 ALTA MESA RES INC COMMON 02133L109 613 613473 SH DFND 613473 0 0 ALTABA INC COMMON 021346101 2433 42000 SH DFND 42000 0 0 ALTICE USA INC COMMON 02156K103 14985 907055 SH DFND 907055 0 0 AMAZON COM INC COMMON 023135106 21779 14500 SH DFND 14500 0 0 AMAZON COM INC OPTION 023135106 22079 14700 SH Call DFND 14700 0 0 AMERICAN AIRLS GROUP INC COMMON 02376R102 899 28000 SH DFND 28000 0 0 AMERICAN AIRLS GROUP INC OPTION 02376R102 3211 100000 SH Call DFND 100000 0 0 AMERICAN AIRLS GROUP INC OPTION 02376R102 1503 46800 SH Put DFND 46800 0 0 AMERICAN AXLE & MFG HLDGS IN COMMON 024061103 5003 450746 SH DFND 450746 0 0 AMERICAN INTL GROUP INC OPTION 026874784 5912 150000 SH Call DFND 150000 0 0 AMERICAN WOODMARK CORPORATIO COMMON 030506109 1179 21171 SH DFND 21171 0 0 ANADARKO PETE CORP OPTION 032511107 2192 50000 SH Call DFND 50000 0 0 APACHE CORP COMMON 037411105 1447 55142 SH DFND 55142 0 0 AQUINOX PHARMACEUTICALS INC COMMON 03842B101 1633 755774 SH DFND 755774 0 0 ARCONIC INC COMMON 03965L100 2694 159771 SH DFND 159771 0 0 ARES MANAGEMENT CORPORATION UNIT 03990B101 2307 129990 SH DFND 129990 0 0 ASHLAND GLOBAL HLDGS INC COMMON 044186104 18733 264000 SH DFND 264000 0 0 AVADEL PHARMACEUTICALS PLC ADR 05337M104 253 98000 SH DFND 98000 0 0 AVIS BUDGET GROUP COMMON 053774105 3322 147780 SH DFND 147780 0 0 AXA EQUITABLE HLDGS INC COMMON 054561105 697 41909 SH DFND 41909 0 0 AZURRX BIOPHARMA INC COMMON 05502L105 159 131456 SH DFND 131456 0 0 BANK AMER CORP COMMON 060505104 2144 87000 SH DFND 87000 0 0 BANK AMER CORP OPTION 060505104 2176 88300 SH Put DFND 88300 0 0 BARCLAYS BK PLC OPTION 06746L422 70320 1500000 SH Put DFND 1500000 0 0 BAUSCH HEALTH COS INC OPTION 071734107 924 50000 SH Put DFND 50000 0 0 BEACON ROOFING SUPPLY INC COMMON 073685109 460 14490 SH DFND 14490 0 0 BED BATH & BEYOND INC COMMON 075896100 736 65000 SH DFND 65000 0 0 BEMIS INC COMMON 081437105 3994 87012 SH DFND 87012 0 0 BENITEC BIOPHARMA LTD ADR 082053307 410 273010 SH DFND 273010 0 0 BLACKBERRY LTD COMMON 09228F103 2004 281878 SH DFND 281878 0 0 BOXWOOD MERGER CORP UNIT 10319T200 8453 850000 SH DFND 850000 0 0 BRISTOW GROUP INC BOND 110394AF0 5737 15000000 PRN DFND 0 0 0 CF FIN ACQUISITION CORP UNIT 12528N206 12506 1250000 SH DFND 1250000 0 0 CAESARS ENTMT CORP COMMON 127686103 679 100000 SH DFND 100000 0 0 CANADIAN PAC RY LTD COMMON 13645T100 3785 21308 SH DFND 21308 0 0 CARNIVAL CORP COMMON 143658300 7288 147837 SH DFND 147837 0 0 CENTENE CORP DEL COMMON 15135B101 1557 13500 SH DFND 13500 0 0 CENTRAL GARDEN & PET CO COMMON 153527205 4717 150960 SH DFND 150960 0 0 CHASERG TECHNLGY ACQUISITN C COMMON 16166A103 9675 1000000 SH DFND 1000000 0 0 CHASERG TECHNLGY ACQUISITN C WARRANT 16166A111 340 500000 SH DFND 500000 0 0 CHESAPEAKE ENERGY CORP BOND 165167CY1 3219 4000000 PRN DFND 0 0 0 CHEVRON CORP NEW COMMON 166764100 5121 47075 SH DFND 47075 0 0 CHEVRON CORP NEW OPTION 166764100 59890 550500 SH Call DFND 550500 0 0 CHEVRON CORP NEW OPTION 166764100 13153 120900 SH Put DFND 120900 0 0 CHURCHILL CAP CORP COMMON 17142R103 23888 2500000 SH DFND 2500000 0 0 CHURCHILL CAP CORP WARRANT 17142R111 1094 1250000 SH DFND 1250000 0 0 CINCINNATI BELL INC NEW COMMON 171871502 664 85379 SH DFND 85379 0 0 CLOVIS ONCOLOGY INC BOND 189464AC4 12670 18000000 PRN DFND 0 0 0 COGNIZANT TECHNOLOGY SOLUTIO COMMON 192446102 4824 76000 SH DFND 76000 0 0 COLONY STARWOOD HOMES BOND 19625XAB8 16393 16000000 PRN DFND 0 0 0 COMMUNITY HEALTH SYS INC NEW RTS 203668116 1 1500000 SH DFND 1500000 0 0 CONCRETE PUMPING HLDGS INC WARRANT 206704116 1742 2247100 SH DFND 2247100 0 0 CONTURA ENERGY INC COMMON 21241B100 56351 857186 SH DFND 857186 0 0 CROWN CASTLE INTL CORP NEW COMMON 22822V101 29284 269576 SH DFND 269576 0 0 CTRIP COM INTL LTD ADR 22943F100 10538 389428 SH DFND 389428 0 0 DFB HEALTHCARE ACQUISTION CO COMMON 23291E109 19620 1999998 SH DFND 1999998 0 0 DFB HEALTHCARE ACQUISTION CO WARRANT 23291E117 720 666666 SH DFND 666666 0 0 DELTA AIR LINES INC DEL COMMON 247361702 1098 22000 SH DFND 22000 0 0 DELTA AIR LINES INC DEL OPTION 247361702 18259 365900 SH Call DFND 365900 0 0 DELTA AIR LINES INC DEL OPTION 247361702 4635 92900 SH Put DFND 92900 0 0 DERMIRA INC OPTION 24983L104 2083 289700 SH Call DFND 289700 0 0 DERMIRA INC BOND 24983LAB0 11929 15580000 PRN DFND 0 0 0 ASSERTIO THERAPEUTICS INC BOND 249908AA2 41615 61000000 PRN DFND 0 0 0 DEVON ENERGY CORP NEW COMMON 25179M103 221 9800 SH DFND 9800 0 0 DIAMOND OFFSHORE DRILLING IN OPTION 25271C102 2833 300100 SH Put DFND 300100 0 0 DISCOVERY INC COMMON 25470F302 537 23300 SH DFND 23300 0 0 DISH NETWORK CORP COMMON 25470M109 3079 123325 SH DFND 123325 0 0 DOLLAR TREE INC COMMON 256746108 32166 356130 SH DFND 356130 0 0 DOLPHIN ENTMT INC WARRANT 25686H118 26 110000 SH DFND 110000 0 0 DOWDUPONT INC COMMON 26078J100 9466 177000 SH DFND 177000 0 0 ECHOSTAR CORP COMMON 278768106 5094 138736 SH DFND 138736 0 0 EMCORE CORP COMMON 290846203 0 11075 SH DFND 11075 0 0 EMERSON ELEC CO COMMON 291011104 2798 46835 SH DFND 46835 0 0 EMERSON ELEC CO OPTION 291011104 7003 117200 SH Call DFND 117200 0 0 EMERSON ELEC CO OPTION 291011104 3908 65400 SH Put DFND 65400 0 0 EVERQUOTE INC COMMON 30041R108 1095 261900 SH DFND 261900 0 0 F M C CORP COMMON 302491303 5547 75000 SH DFND 75000 0 0 FAR PT ACQUISITION CORP COMMON 30734W109 19330 1999998 SH DFND 1999998 0 0 FAR PT ACQUISITION CORP WARRANT 30734W117 865 665062 SH DFND 665062 0 0 FEDERAL STR ACQUISITION CORP WARRANT 31421V115 432 576172 SH DFND 576172 0 0 FINTECH ACQUISITION CORP III UNIT 31811A309 22523 2250000 SH DFND 2250000 0 0 FORUM MERGER II CORP COMMON 34986F103 11177 1155855 SH DFND 1155855 0 0 FORUM MERGER II CORP WARRANT 34986F111 653 1500000 SH DFND 1500000 0 0 FREEPORT-MCMORAN INC COMMON 35671D857 423 41000 SH DFND 41000 0 0 GNC HLDGS INC BOND 36191GAB3 7151 10000000 PRN DFND 0 0 0 GMS INC COMMON 36251C103 3648 245500 SH DFND 245500 0 0 GS ACQUISITION HLDGS CORP COMMON 36255F102 22028 2250000 SH DFND 2250000 0 0 GS ACQUISITION HLDGS CORP WARRANT 36255F110 680 566666 SH DFND 566666 0 0 GAIN CAP HLDGS INC BOND 36268WAF7 6427 6500000 PRN DFND 0 0 0 GENERAL ELECTRIC CO OPTION 369604103 4164 550000 SH Put DFND 550000 0 0 GENERAL MTRS CO COMMON 37045V100 3011 90000 SH DFND 90000 0 0 GENERAL MTRS CO OPTION 37045V100 14552 435000 SH Call DFND 435000 0 0 GENERAL MTRS CO OPTION 37045V100 10266 306900 SH Put DFND 306900 0 0 GLOBAL BLOOD THERAPEUTICS IN COMMON 37890U108 2053 50000 SH DFND 50000 0 0 GLU MOBILE INC COMMON 379890106 6410 794354 SH DFND 794354 0 0 GODADDY INC COMMON 380237107 28920 440720 SH DFND 440720 0 0 GOGO INC BOND 38046CAB5 38475 44224000 PRN DFND 0 0 0 GOLAR LNG LTD BOND 38046YAB7 6025 6450000 PRN DFND 0 0 0 GORES HOLDINGS III INC COMMON 38286G109 24238 2500000 SH DFND 2500000 0 0 GORES HOLDINGS III INC WARRANT 38286G117 577 501800 SH DFND 501800 0 0 GRAF INDL CORP COMMON 384278107 14415 1500000 SH DFND 1500000 0 0 GRAF INDL CORP WARRANT 384278115 593 1500000 SH DFND 1500000 0 0 GREEN PLAINS INC COMMON 393222104 8731 665951 SH DFND 665951 0 0 HDFC BANK LTD ADR 40415F101 5179 50000 SH DFND 50000 0 0 HANESBRANDS INC COMMON 410345102 326 26000 SH DFND 26000 0 0 HEICO CORP NEW COMMON 422806208 1581 25100 SH DFND 25100 0 0 HILTON WORLDWIDE HLDGS INC COMMON 43300A203 6906 96187 SH DFND 96187 0 0 HOLOGIC INC COMMON 436440101 10686 260000 SH DFND 260000 0 0 HOLOGIC INC OPTION 436440101 4110 100000 SH Call DFND 100000 0 0 HORNBECK OFFSHORE SVCS INC N COMMON 440543106 549 381503 SH DFND 381503 0 0 HORNBECK OFFSHORE SVCS INC N BOND 440543AN6 11695 13151000 PRN DFND 0 0 0 HOSTESS BRANDS INC WARRANT 44109J114 8362 9040000 SH DFND 9040000 0 0 IPG PHOTONICS CORP OPTION 44980X109 6797 60000 SH Call DFND 60000 0 0 ICICI BK LTD ADR 45104G104 3215 312460 SH DFND 312460 0 0 ILLUMINA INC COMMON 452327109 660 2200 SH DFND 2200 0 0 INCYTE CORP OPTION 45337C102 11249 176900 SH Call DFND 176900 0 0 INFINERA CORPORATION BOND 45667GAC7 8463 11603000 PRN DFND 0 0 0 INOTEK PHARMACEUTICALS CORP BOND 45780VAB8 11906 12600000 PRN DFND 0 0 0 INSEEGO CORP BOND 45782BAA2 28469 25466000 PRN DFND 0 0 0 INTERDIGITAL INC BOND 458660AD9 21012 20000000 PRN DFND 0 0 0 INVESCO QQQ TR COMMON 46090E103 2005 13000 SH DFND 13000 0 0 INVESCO QQQ TR OPTION 46090E103 92556 600000 SH Call DFND 600000 0 0 INVACARE CORP BOND 461203AF8 12970 18050000 PRN DFND 0 0 0 INVACARE CORP BOND 461203AH4 28672 42836000 PRN DFND 0 0 0 INTREXON CORP OPTION 46122T102 494 75400 SH Put DFND 75400 0 0 ISHARES INC OPTION 464286400 6360 166500 SH Call DFND 166500 0 0 ISHARES TR COMMON 464287184 5084 130100 SH DFND 130100 0 0 ISHARES TR OPTION 464287184 34616 885800 SH Call DFND 885800 0 0 ISHARES TR OPTION 464287184 23487 601000 SH Put DFND 601000 0 0 ISHARES TR OPTION 464287234 11718 300000 SH Call DFND 300000 0 0 ISHARES TR COMMON 464287309 1507 10000 SH DFND 10000 0 0 ISHARES TR OPTION 464287432 11130 91600 SH Call DFND 91600 0 0 ISHARES TR OPTION 464287432 15821 130200 SH Put DFND 130200 0 0 ISHARES TR OPTION 464287440 2605 25000 SH Put DFND 25000 0 0 ISHARES TR OPTION 464287655 33475 250000 SH Call DFND 250000 0 0 ISHARES TR COMMON 464288513 10481 129243 SH DFND 129243 0 0 JELD-WEN HLDG INC COMMON 47580P103 783 55095 SH DFND 55095 0 0 J2 GLOBAL INC BOND 48123VAC6 34350 30000000 PRN DFND 0 0 0 KBR INC COMMON 48242W106 3567 235000 SH DFND 235000 0 0 KEYSIGHT TECHNOLOGIES INC COMMON 49338L103 776 12500 SH DFND 12500 0 0 LG DISPLAY CO LTD ADR 50186V102 1947 237742 SH DFND 237742 0 0 LF CAP ACQUISITION CORP WARRANT 50200K116 425 1000000 SH DFND 1000000 0 0 LAM RESEARCH CORP COMMON 512807108 2806 20600 SH DFND 20600 0 0 LAS VEGAS SANDS CORP COMMON 517834107 1963 37700 SH DFND 37700 0 0 LENNAR CORP COMMON 526057302 480 15300 SH DFND 15300 0 0 LIBERTY BROADBAND CORP COMMON 530307107 11127 154954 SH DFND 154954 0 0 LIBERTY MEDIA CORP DELAWARE COMMON 531229409 1284 34900 SH DFND 34900 0 0 LIBERTY MEDIA CORP DELAWARE COMMON 531229607 19045 515000 SH DFND 515000 0 0 LIBERTY MEDIA CORP DELAWARE BOND 531229AB8 32222 30000000 PRN DFND 0 0 0 LIBERTY MEDIA CORP DELAWARE BOND 531229AF9 12805 12375000 PRN DFND 0 0 0 LINDBLAD EXPEDITIONS HLDGS I WARRANT 535219117 5112 1600000 SH DFND 1600000 0 0 LIONS GATE ENTMNT CORP COMMON 535919500 1414 95000 SH DFND 95000 0 0 LIVE NATION ENTERTAINMENT IN COMMON 538034109 13497 274040 SH DFND 274040 0 0 LOWES COS INC COMMON 548661107 23432 253707 SH DFND 253707 0 0 M D C HLDGS INC OPTION 552676108 2811 100000 SH Put DFND 100000 0 0 MDC PARTNERS INC COMMON 552697104 1291 494602 SH DFND 494602 0 0 MKS INSTRUMENT INC COMMON 55306N104 6544 101296 SH DFND 101296 0 0 MKS INSTRUMENT INC OPTION 55306N104 4263 66000 SH Call DFND 66000 0 0 MADISON SQUARE GARDEN CO NEW COMMON 55825T103 5835 21798 SH DFND 21798 0 0 MADRIGAL PHARMACEUTICALS INC COMMON 558868105 1550 13750 SH DFND 13750 0 0 MAGNOLIA OIL & GAS CORP WARRANT 559663117 6636 2165000 SH DFND 2165000 0 0 MANNKIND CORP COMMON 56400P706 2649 2499491 SH DFND 2499491 0 0 MARATHON PETE CORP COMMON 56585A102 3836 65000 SH DFND 65000 0 0 MARINUS PHARMACEUTICALS INC COMMON 56854Q101 762 265567 SH DFND 265567 0 0 MARRIOTT VACATIONS WRLDWDE C COMMON 57164Y107 6522 92500 SH DFND 92500 0 0 MARRIOTT INTL INC NEW OPTION 571903202 1357 12500 SH Call DFND 12500 0 0 MARRIOTT INTL INC NEW OPTION 571903202 10487 96600 SH Put DFND 96600 0 0 MCCLATCHY CO COMMON 579489303 101 13206 SH DFND 13206 0 0 MEGALITH FINL ACQUISITION CO WARRANT 58518F117 275 600000 SH DFND 600000 0 0 MICROSOFT CORP COMMON 594918104 4500 44300 SH DFND 44300 0 0 MICROCHIP TECHNOLOGY INC OPTION 595017104 2013 28000 SH Call DFND 28000 0 0 MICRON TECHNOLOGY INC COMMON 595112103 3300 104000 SH DFND 104000 0 0 MICRON TECHNOLOGY INC OPTION 595112103 5746 181100 SH Put DFND 181100 0 0 MICRON TECHNOLOGY INC BOND 595112AY9 7203 6500000 PRN DFND 0 0 0 MOELIS & CO COMMON 60786M105 516 15000 SH DFND 15000 0 0 MOLINA HEALTHCARE INC COMMON 60855R100 1162 10000 SH DFND 10000 0 0 MOSAIC ACQUISITION CORP COMMON 61946M100 27856 2849700 SH DFND 2849700 0 0 MOSAIC ACQUISITION CORP WARRANT 61946M118 989 950000 SH DFND 950000 0 0 NEBULA ACQUISITION CORP COMMON 629076100 12772 1299999 SH DFND 1299999 0 0 NEBULA ACQUISITION CORP WARRANT 629076118 484 433333 SH DFND 433333 0 0 NRC GROUP HLDGS CORP WARRANT 629375114 484 605600 SH DFND 605600 0 0 NRG ENERGY INC COMMON 629377508 3960 100000 SH DFND 100000 0 0 NRG ENERGY INC OPTION 629377508 3960 100000 SH Put DFND 100000 0 0 NVR INC COMMON 62944T105 9936 4077 SH DFND 4077 0 0 NXP SEMICONDUCTORS N V BOND 62952QAB6 5015 5000000 PRN DFND 0 0 0 NANTHEALTH INC COMMON 630104107 394 724615 SH DFND 724615 0 0 NANTHEALTH INC BOND 630104AB3 20632 35250000 PRN DFND 0 0 0 NETFLIX INC OPTION 64110L106 1338 5000 SH Put DFND 5000 0 0 NETEASE INC ADR 64110W102 7498 31853 SH DFND 31853 0 0 NEW ORIENTAL ED & TECH GRP I ADR 647581107 3124 57000 SH DFND 57000 0 0 NICE SYS INC BOND 65366HAB9 27484 20000000 PRN DFND 0 0 0 NIKE INC COMMON 654106103 482 6500 SH DFND 6500 0 0 NORFOLK SOUTHERN CORP COMMON 655844108 434 2905 SH DFND 2905 0 0 NORFOLK SOUTHERN CORP OPTION 655844108 7103 47500 SH Call DFND 47500 0 0 NORFOLK SOUTHERN CORP OPTION 655844108 3679 24600 SH Put DFND 24600 0 0 NOVAVAX INC BOND 670002AB0 18354 30000000 PRN DFND 0 0 0 NOVELION THERAPEUTICS INC COMMON 67001K202 795 946842 SH DFND 946842 0 0 NUANCE COMMUNICATIONS INC BOND 67020YAN0 14120 16000000 PRN DFND 0 0 0 NVIDIA CORP OPTION 67066G104 6676 50000 SH Call DFND 50000 0 0 OASIS PETE INC NEW COMMON 674215108 1742 314995 SH DFND 314995 0 0 OASIS PETE INC NEW OPTION 674215108 1051 190000 SH Call DFND 190000 0 0 OASIS PETE INC NEW BOND 674215AJ7 3100 3500000 PRN DFND 0 0 0 OCCIDENTAL PETE CORP DEL COMMON 674599105 1640 26712 SH DFND 26712 0 0 OCCIDENTAL PETE CORP DEL OPTION 674599105 8194 133500 SH Call DFND 133500 0 0 OCCIDENTAL PETE CORP DEL OPTION 674599105 3376 55000 SH Put DFND 55000 0 0 ORGANOGENESIS HLDGS INC WARRANT 68621F110 686 3345000 SH DFND 3345000 0 0 OWENS CORNING NEW OPTION 690742101 2859 65000 SH Call DFND 65000 0 0 PAN AMERICAN SILVER CORP COMMON 697900108 13299 910879 SH DFND 910879 0 0 PARTY CITY HOLDCO INC COMMON 702149105 599 60000 SH DFND 60000 0 0 PAYPAL HLDGS INC COMMON 70450Y103 4101 48766 SH DFND 48766 0 0 PROTALIX BIOTHERAPEUTICS INC BOND 74365AAD3 16272 19407000 PRN DFND 0 0 0 PULTE GROUP INC OPTION 745867101 20792 800000 SH Put DFND 800000 0 0 RALPH LAUREN CORP COMMON 751212101 10149 98100 SH DFND 98100 0 0 RANGE RES CORP COMMON 75281A109 383 40000 SH DFND 40000 0 0 REALPAGE INC BOND 75606NAB5 9700 7500000 PRN DFND 0 0 0 RED HAT INC COMMON 756577102 14929 85000 SH DFND 85000 0 0 RESMED INC COMMON 761152107 911 8000 SH DFND 8000 0 0 RESMED INC OPTION 761152107 3416 30000 SH Put DFND 30000 0 0 RETROPHIN INC COMMON 761299106 1474 65146 SH DFND 65146 0 0 RETROPHIN INC OPTION 761299106 885 39100 SH Put DFND 39100 0 0 RETROPHIN INC BOND 761299AB2 40322 45000000 PRN DFND 0 0 0 SPDR S&P 500 ETF TR COMMON 78462F103 3749 15000 SH DFND 15000 0 0 SPDR S&P 500 ETF TR OPTION 78462F103 89972 360000 SH Call DFND 360000 0 0 SPDR S&P 500 ETF TR OPTION 78462F103 144954 580000 SH Put DFND 580000 0 0 SPDR GOLD TRUST OPTION 78463V107 36375 300000 SH Put DFND 300000 0 0 SPDR INDEX SHS FDS COMMON 78463X202 608 18282 SH DFND 18282 0 0 SPDR INDEX SHS FDS OPTION 78463X202 2496 75000 SH Call DFND 75000 0 0 SPDR INDEX SHS FDS OPTION 78463X202 1281 38500 SH Put DFND 38500 0 0 SPDR SERIES TRUST OPTION 78464A714 2931 71500 SH Put DFND 71500 0 0 SPDR SERIES TRUST OPTION 78464A730 10612 400000 SH Put DFND 400000 0 0 SPDR SERIES TRUST COMMON 78464A870 6457 90000 SH DFND 90000 0 0 SABAN CAP ACQUISITION CORP COMMON 78516C106 10120 1000000 SH DFND 1000000 0 0 SABAN CAP ACQUISITION CORP WARRANT 78516C114 481 875000 SH DFND 875000 0 0 SAEXPLORATION HLDGS INC COMMON 78636X873 563 300917 SH DFND 300917 0 0 SANCHEZ ENERGY CORP COMMON 79970Y105 65 241431 SH DFND 241431 0 0 SANOFI COMMON 80105N113 4556 9494367 SH DFND 9494368 0 0 SCHLUMBERGER LTD COMMON 806857108 1916 53100 SH DFND 53100 0 0 SCHLUMBERGER LTD OPTION 806857108 9922 275000 SH Call DFND 275000 0 0 SCHLUMBERGER LTD OPTION 806857108 1916 53100 SH Put DFND 53100 0 0 SCHULTZE SPL PURP ACQUISITIO UNIT 80821R208 4980 500000 SH DFND 500000 0 0 SCIENTIFIC GAMES CORP COMMON 80874P109 1613 90214 SH DFND 90214 0 0 SELECT SECTOR SPDR TR OPTION 81369Y308 5612 110500 SH Put DFND 110500 0 0 SELECT SECTOR SPDR TR OPTION 81369Y506 9778 170500 SH Call DFND 170500 0 0 SENSEONICS HLDGS INC BOND 81727UAA3 20769 19000000 PRN DFND 0 0 0 SENTINEL ENERGY SVCS INC WARRANT 81728P113 1058 1275000 SH DFND 1275000 0 0 SHIRE PLC ADR 82481R106 8702 50000 SH DFND 50000 0 0 SILICON LABORATORIES INC BOND 826919AB8 15895 15000000 PRN DFND 0 0 0 SINCLAIR BROADCAST GROUP INC COMMON 829226109 395 15000 SH DFND 15000 0 0 SNAP ON INC COMMON 833034101 872 6000 SH DFND 6000 0 0 SPARTAN ENERGY ACQUISITON CO COMMON 846784106 28845 3000000 SH DFND 3000000 0 0 SPARTAN ENERGY ACQUISITON CO WARRANT 846784122 975 1000000 SH DFND 1000000 0 0 SPECTRUM BRANDS HLDGS INC NE COMMON 84790A105 1770 41900 SH DFND 41900 0 0 STANLEY BLACK & DECKER INC COMMON 854502101 479 4000 SH DFND 4000 0 0 SYNERGY PHARMACEUTICALS DEL COMMON 871639308 12 100000 SH DFND 100000 0 0 SYNERGY PHARMACEUTICALS DEL OPTION 871639308 12 100000 SH Put DFND 100000 0 0 TAKE-TWO INTERACTIVE SOFTWAR COMMON 874054109 566 5500 SH DFND 5500 0 0 TEGNA INC COMMON 87901J105 433 39802 SH DFND 39802 0 0 TELIGENT INC NEW BOND 87960WAA2 13447 18500000 PRN DFND 0 0 0 TENABLE HLDGS INC COMMON 88025T102 3607 162540 SH DFND 162540 0 0 TERRAFORM PWR INC COMMON 88104R209 8776 782191 SH DFND 782191 0 0 TESARO INC BOND 881569AA5 45800 21054000 PRN DFND 0 0 0 TESLA INC COMMON 88160R101 18956 56960 SH DFND 56960 0 0 TESLA INC OPTION 88160R101 18070 54300 SH Put DFND 54300 0 0 TESLA INC BOND 88160RAB7 15610 15000000 PRN DFND 0 0 0 TESLA INC BOND 88160RAC5 40509 36000000 PRN DFND 0 0 0 TEVA PHARMACEUTICAL INDS LTD OPTION 881624209 15420 1000000 SH Call DFND 1000000 0 0 TITAN MED INC COMMON 88830X819 238 195000 SH DFND 195000 0 0 TRANSUNION COMMON 89400J107 2886 50812 SH DFND 50812 0 0 TREEHOUSE FOODS INC COMMON 89469A104 749 14769 SH DFND 14769 0 0 TRINITY BIOTECH INVT LTD BOND 89643QAB4 20876 26425000 PRN DFND 0 0 0 TRINITY MERGER CORP WARRANT 89653L114 189 500000 SH DFND 500000 0 0 TUTOR PERINI CORP COMMON 901109108 339 21200 SH DFND 21200 0 0 TWENTY FIRST CENTY FOX INC COMMON 90130A101 9624 200000 SH DFND 200000 0 0 TWENTY FIRST CENTY FOX INC OPTION 90130A101 5365 111500 SH Put DFND 111500 0 0 TWITTER INC COMMON 90184L102 6009 209086 SH DFND 209086 0 0 II VI INC BOND 902104AB4 9716 10000000 PRN DFND 0 0 0 U S CONCRETE INC COMMON 90333L201 423 12000 SH DFND 12000 0 0 UNISYS CORP COMMON 909214306 558 48000 SH DFND 48000 0 0 UNITED MICROELECTRONICS CORP ADR 910873405 444 247998 SH DFND 247998 0 0 UNITED RENTALS INC COMMON 911363109 4316 42095 SH DFND 42095 0 0 UNITED TECHNOLOGIES CORP COMMON 913017109 7187 67500 SH DFND 67500 0 0 UNITI GROUP INC COMMON 91325V108 797 51184 SH DFND 51184 0 0 UNITI GROUP INC OPTION 91325V108 6228 400000 SH Put DFND 400000 0 0 VECTOIQ ACQUISITION CORP WARRANT 92243N111 456 980700 SH DFND 980700 0 0 VERASTEM INC BOND 92337CAA2 17240 21625000 PRN DFND 0 0 0 VERRA MOBILITY CORP COMMON 92511U102 488 50001 SH DFND 50001 0 0 VIAVI SOLUTIONS INC BOND 925550AB1 14927 15000000 PRN DFND 0 0 0 VISA INC COMMON 92826C839 3694 28000 SH DFND 28000 0 0 VISTRA ENERGY CORP COMMON 92840M102 6409 280000 SH DFND 280000 0 0 VOYA FINL INC COMMON 929089100 5720 142500 SH DFND 142500 0 0 WESTERN DIGITAL CORP COMMON 958102105 924 25000 SH DFND 25000 0 0 WESTLAKE CHEM CORP OPTION 960413102 1986 30000 SH Call DFND 30000 0 0 WHITING PETE CORP NEW COMMON 966387409 3148 138758 SH DFND 138758 0 0 WHITING PETE CORP NEW BOND 966387AL6 8509 9000000 PRN DFND 0 0 0 WYNN RESORTS LTD COMMON 983134107 1652 16700 SH DFND 16700 0 0 YAMANA GOLD INC COMMON 98462Y100 421 178200 SH DFND 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