0000919185-18-000008.txt : 20181113 0000919185-18-000008.hdr.sgml : 20181113 20181113163605 ACCESSION NUMBER: 0000919185-18-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181113 DATE AS OF CHANGE: 20181113 EFFECTIVENESS DATE: 20181113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HIGHBRIDGE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000919185 IRS NUMBER: 134131516 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04134 FILM NUMBER: 181178503 BUSINESS ADDRESS: STREET 1: 40 WEST 57TH ST. STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2122874900 MAIL ADDRESS: STREET 1: 40 WEST 57TH ST. STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: HIGHBRIDGE CAPITAL MANAGEMENT INC /NY DATE OF NAME CHANGE: 19980610 FORMER COMPANY: FORMER CONFORMED NAME: DUBIN & SWIECA ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19950817 13F-HR 1 primary_doc.xml 13F-HR LIVE false true 0000919185 XXXXXXXX 09-30-2018 09-30-2018 HIGHBRIDGE CAPITAL MANAGEMENT LLC

40 WEST 57TH ST. 32ND FLOOR NEW YORK NY 10019

13F HOLDINGS REPORT 028-04134 N John Oliva 212-287-4693 John Oliva New York NY 11-13-2018 0 467 4211280 true INFORMATION TABLE 2 table13f-20180930-live.xml DESCRIPTION FOR INFORMATION TABLE AK STL HLDG CORP COMMON 001547108 808 164873 SH DFND 164873 0 0 ABEONA THERAPEUTICS INC WARRANT 00289Y115 1981 250000 SH DFND 250000 0 0 ACCELERATE DIAGNOSTICS INC OPTION 00430H102 430 18700 SH Put DFND 18700 0 0 ACTIVISION BLIZZARD INC COMMON 00507V109 4991 60000 SH DFND 60000 0 0 ADOBE SYS INC COMMON 00724F101 5472 20267 SH DFND 20267 0 0 AEGERION PHARMACEUTICALS INC BOND 00767EAB8 44796 59000000 PRN DFND 0 0 0 AEMETIS INC COMMON 00770K202 0 70768 SH DFND 70768 0 0 ADVERUM BIOTECHNOLOGIES INC COMMON 00773U108 908 150000 SH DFND 150000 0 0 ADVANCED MICRO DEVICES INC COMMON 007903107 994 32173 SH DFND 32173 0 0 ADVANCED MICRO DEVICES INC OPTION 007903107 1032 33400 SH Put DFND 33400 0 0 AETNA INC NEW COMMON 00817Y108 24342 120000 SH DFND 120000 0 0 AGILENT TECHNOLOGIES INC COMMON 00846U101 1503 21300 SH DFND 21300 0 0 AGROFRESH SOLUTIONS WARRANT 00856G117 402 2060500 SH DFND 2060500 0 0 AIR LEASE CORP BOND 00912XAK0 44302 28151000 PRN DFND 0 0 0 AKORN INC COMMON 009728106 389 30000 SH DFND 30000 0 0 ALEXANDRIA REAL ESTATE EQ IN COMMON 015271109 7145 56800 SH DFND 56800 0 0 ALEXION PHARMACEUTICALS INC COMMON 015351109 1379 9920 SH DFND 9920 0 0 ALIBABA GROUP HLDG LTD OPTION 01609W102 2488 15100 SH Call DFND 15100 0 0 ALIBABA GROUP HLDG LTD OPTION 01609W102 82380 500000 SH Put DFND 500000 0 0 ALLIANCE DATA SYSTEMS CORP COMMON 018581108 716 3031 SH DFND 3031 0 0 ALPHABET INC COMMON 02079K107 20386 17081 SH DFND 17081 0 0 ALPHABET INC COMMON 02079K305 8938 7405 SH DFND 7405 0 0 ALTRIA GROUP INC COMMON 02209S103 3890 64508 SH DFND 64508 0 0 AMAZON COM INC COMMON 023135106 25270 12616 SH DFND 12616 0 0 AMERICAN AIRLS GROUP INC COMMON 02376R102 1170 28305 SH DFND 28305 0 0 AMERICAN AIRLS GROUP INC OPTION 02376R102 17252 417400 SH Put DFND 417400 0 0 AMERICAN EXPRESS CO COMMON 025816109 1203 11293 SH DFND 11293 0 0 AMERICAN INTL GROUP INC COMMON 026874784 12439 233632 SH DFND 233632 0 0 AMERICAN INTL GROUP INC OPTION 026874784 14375 270000 SH Call DFND 270000 0 0 AMERICAN WOODMARK CORPORATIO COMMON 030506109 374 4771 SH DFND 4771 0 0 AMERIPRISE FINL INC COMMON 03076C106 10336 70000 SH DFND 70000 0 0 AMPHENOL CORP NEW COMMON 032095101 6299 66992 SH DFND 66992 0 0 ANALOG DEVICES INC COMMON 032654105 3021 32676 SH DFND 32676 0 0 ANDEAVOR COMMON 03349M105 2497 16270 SH DFND 16270 0 0 APACHE CORP COMMON 037411105 593 12442 SH DFND 12442 0 0 APPLE INC COMMON 037833100 14694 65093 SH DFND 65093 0 0 AQUINOX PHARMACEUTICALS INC COMMON 03842B101 1407 480108 SH DFND 480108 0 0 ARCONIC INC COMMON 03965L100 1470 66771 SH DFND 66771 0 0 ARCONIC INC OPTION 03965L100 7704 350000 SH Call DFND 350000 0 0 ARES MGMT LP UNIT 04014Y101 2903 125000 SH DFND 125000 0 0 ASHLAND GLOBAL HLDGS INC COMMON 044186104 25310 301808 SH DFND 301808 0 0 ASHLAND GLOBAL HLDGS INC OPTION 044186104 11564 137900 SH Call DFND 137900 0 0 ATHENAHEALTH INC COMMON 04685W103 16032 120000 SH DFND 120000 0 0 ATHENAHEALTH INC OPTION 04685W103 16032 120000 SH Put DFND 120000 0 0 AUTOMATIC DATA PROCESSING IN COMMON 053015103 3570 23699 SH DFND 23699 0 0 AUTOZONE INC COMMON 053332102 2530 3261 SH DFND 3261 0 0 AVALONBAY CMNTYS INC COMMON 053484101 4891 27000 SH DFND 27000 0 0 AZURRX BIOPHARMA INC COMMON 05502L105 338 131456 SH DFND 131456 0 0 BANK AMER CORP COMMON 060505104 7926 269061 SH DFND 269061 0 0 BANK AMER CORP OPTION 060505104 3877 131600 SH Call DFND 131600 0 0 BANK AMER CORP OPTION 060505104 8269 280700 SH Put DFND 280700 0 0 BAOZUN INC ADR 06684L103 2715 55900 SH DFND 55900 0 0 BARCLAYS BK PLC COMMON 06746L422 791 29660 SH DFND 29660 0 0 BARCLAYS BK PLC OPTION 06746L422 36673 1375000 SH Put DFND 1375000 0 0 BAUSCH HEALTH COS INC OPTION 071734107 1284 50000 SH Put DFND 50000 0 0 BEACON ROOFING SUPPLY INC COMMON 073685109 2081 57500 SH DFND 57500 0 0 BED BATH & BEYOND INC COMMON 075896100 975 65000 SH DFND 65000 0 0 BENITEC BIOPHARMA LTD ADR 082053307 647 273010 SH DFND 273010 0 0 BERKSHIRE HATHAWAY INC DEL COMMON 084670702 2551 11914 SH DFND 11914 0 0 BIOGEN INC COMMON 09062X103 2647 7491 SH DFND 7491 0 0 BLOOMIN BRANDS INC COMMON 094235108 5442 275000 SH DFND 275000 0 0 BOEING CO COMMON 097023105 2749 7391 SH DFND 7391 0 0 BOSTON PROPERTIES INC COMMON 101121101 4924 40000 SH DFND 40000 0 0 BOSTON SCIENTIFIC CORP COMMON 101137107 4292 111475 SH DFND 111475 0 0 BRISTOL MYERS SQUIBB CO COMMON 110122108 1908 30734 SH DFND 30734 0 0 BRISTOW GROUP INC BOND 110394AF0 15244 15000000 PRN DFND 0 0 0 BRIXMOR PPTY GROUP INC COMMON 11120U105 4955 283000 SH DFND 283000 0 0 BROADCOM INC COMMON 11135F101 7997 32410 SH DFND 32410 0 0 BROOKFIELD PROPERTY REIT INC COMMON 11282X103 2477 118337 SH DFND 118337 0 0 CIGNA CORPORATION COMMON 125509109 5299 25448 SH DFND 25448 0 0 CME GROUP INC COMMON 12572Q105 7217 42400 SH DFND 42400 0 0 CME GROUP INC OPTION 12572Q105 10213 60000 SH Call DFND 60000 0 0 CAMPING WORLD HLDGS INC COMMON 13462K109 5330 250000 SH DFND 250000 0 0 CARMAX INC COMMON 143130102 5227 70000 SH DFND 70000 0 0 CATERPILLAR INC DEL COMMON 149123101 4169 27343 SH DFND 27343 0 0 CELGENE CORP COMMON 151020104 991 11070 SH DFND 11070 0 0 CENTERPOINT ENERGY INC COMMON 15189T107 4148 150000 SH DFND 150000 0 0 CHARTER COMMUNICATIONS INC N COMMON 16119P108 3478 10672 SH DFND 10672 0 0 CHESAPEAKE ENERGY CORP BOND 165167CY1 3951 4000000 PRN DFND 0 0 0 CHEVRON CORP NEW COMMON 166764100 961 7857 SH DFND 7857 0 0 CHEVRON CORP NEW OPTION 166764100 12546 102600 SH Call DFND 102600 0 0 CHEVRON CORP NEW OPTION 166764100 9195 75200 SH Put DFND 75200 0 0 CHILDRENS PL INC COMMON 168905107 5751 45000 SH DFND 45000 0 0 CHURCHILL CAP CORP UNIT 17142R202 26390 2600000 SH DFND 2600000 0 0 CIENA CORP BOND 171779AJ0 33291 21500000 PRN DFND 0 0 0 CITIGROUP INC COMMON 172967424 4882 68045 SH DFND 68045 0 0 CITRIX SYS INC BOND 177376AD2 61500 40000000 PRN DFND 0 0 0 COCA COLA CO COMMON 191216100 2980 64512 SH DFND 64512 0 0 COGNIZANT TECHNOLOGY SOLUTIO COMMON 192446102 5312 68850 SH DFND 68850 0 0 COLONY STARWOOD HOMES BOND 19625XAB8 8273 7500000 PRN DFND 0 0 0 COMCAST CORP NEW COMMON 20030N101 2172 61339 SH DFND 61339 0 0 COMMUNITY HEALTH SYS INC NEW RTS 203668116 27 4500000 SH DFND 4500000 0 0 CONCHO RES INC COMMON 20605P101 785 5137 SH DFND 5137 0 0 CONSTELLATION BRANDS INC COMMON 21036P108 12053 55900 SH DFND 55900 0 0 CUBESMART COMMON 229663109 3715 130206 SH DFND 130206 0 0 CYRUSONE INC COMMON 23283R100 2219 35000 SH DFND 35000 0 0 DFB HEALTHCARE ACQUISTION CO COMMON 23291E109 19470 1999998 SH DFND 1999998 0 0 DFB HEALTHCARE ACQUISTION CO WARRANT 23291E117 986 666666 SH DFND 666666 0 0 DANAHER CORP DEL COMMON 235851102 4231 38943 SH DFND 38943 0 0 DELL TECHNOLOGIES INC COMMON 24703L103 9712 100000 SH DFND 100000 0 0 DELTA AIR LINES INC DEL COMMON 247361702 2356 40744 SH DFND 40744 0 0 DELTA AIR LINES INC DEL OPTION 247361702 11051 191100 SH Call DFND 191100 0 0 DELTA AIR LINES INC DEL OPTION 247361702 312 5400 SH Put DFND 5400 0 0 DERMIRA INC BOND 24983LAB0 12821 15450000 PRN DFND 0 0 0 DIAMOND OFFSHORE DRILLING IN OPTION 25271C102 6002 300100 SH Put DFND 300100 0 0 DIAMONDBACK ENERGY INC COMMON 25278X109 2143 15855 SH DFND 15855 0 0 DISNEY WALT CO COMMON 254687106 4350 37195 SH DFND 37195 0 0 DISCOVERY INC COMMON 25470F104 1730 54076 SH DFND 54076 0 0 DISCOVERY INC COMMON 25470F302 1184 40000 SH DFND 40000 0 0 DITECH HLDG CORP WARRANT 25501G113 84 298764 SH DFND 298764 0 0 DITECH HLDG CORP WARRANT 25501G121 31 238943 SH DFND 238943 0 0 DOLLAR TREE INC COMMON 256746108 9601 117734 SH DFND 117734 0 0 DOLLAR TREE INC OPTION 256746108 4893 60000 SH Put DFND 60000 0 0 DOLPHIN ENTMT INC WARRANT 25686H118 28 110000 SH DFND 110000 0 0 DOWDUPONT INC COMMON 26078J100 17585 273438 SH DFND 273438 0 0 DUN & BRADSTREET CORP DEL NE COMMON 26483E100 6256 43900 SH DFND 43900 0 0 EOG RES INC COMMON 26875P101 4252 33331 SH DFND 33331 0 0 EQT CORP COMMON 26884L109 13937 315100 SH DFND 315100 0 0 EQT CORP OPTION 26884L109 4424 100000 SH Call DFND 100000 0 0 E TRADE FINANCIAL CORP COMMON 269246401 2724 52000 SH DFND 52000 0 0 EAST WEST BANCORP INC COMMON 27579R104 3019 50000 SH DFND 50000 0 0 EASTMAN CHEM CO COMMON 277432100 2331 24352 SH DFND 24352 0 0 ELECTRONIC ARTS INC COMMON 285512109 11568 96010 SH DFND 96010 0 0 EMCORE CORP COMMON 290846203 0 11075 SH DFND 11075 0 0 EMERSON ELEC CO OPTION 291011104 2527 33000 SH Call DFND 33000 0 0 EMERSON ELEC CO OPTION 291011104 3163 41300 SH Put DFND 41300 0 0 EQUINIX INC COMMON 29444U700 7724 17842 SH DFND 17842 0 0 EQUITY RESIDENTIAL COMMON 29476L107 4572 69000 SH DFND 69000 0 0 EVERQUOTE INC COMMON 30041R108 4161 280000 SH DFND 280000 0 0 F M C CORP COMMON 302491303 9355 107310 SH DFND 107310 0 0 FACEBOOK INC COMMON 30303M102 3906 23748 SH DFND 23748 0 0 FALCON MINERALS CORP WARRANT 30607B208 24 13900 SH DFND 13900 0 0 FAR PT ACQUISITION CORP COMMON 30734W109 19310 1999998 SH DFND 1999998 0 0 FAR PT ACQUISITION CORP WARRANT 30734W117 1047 665062 SH DFND 665062 0 0 FEDERAL REALTY INVT TR COMMON 313747206 5059 40000 SH DFND 40000 0 0 FEDERAL STR ACQUISITION CORP COMMON 31421V107 20180 2000000 SH DFND 2000000 0 0 FEDERAL STR ACQUISITION CORP WARRANT 31421V115 1016 700000 SH DFND 700000 0 0 FIDELITY NATL INFORMATION SV COMMON 31620M106 3004 27543 SH DFND 27543 0 0 FINISAR CORP COMMON 31787A507 972 51000 SH DFND 51000 0 0 FIRST DATA CORP NEW COMMON 32008D106 564 23062 SH DFND 23062 0 0 FIRST HORIZON NATL CORP COMMON 320517105 8492 492000 SH DFND 492000 0 0 FIRST REP BK SAN FRANCISCO C COMMON 33616C100 1674 17435 SH DFND 17435 0 0 FORUM MERGER II CORP COMMON 34986F103 14318 1500000 SH DFND 1500000 0 0 FORUM MERGER II CORP WARRANT 34986F111 848 1500000 SH DFND 1500000 0 0 FREEPORT-MCMORAN INC COMMON 35671D857 1462 105000 SH DFND 105000 0 0 FRONTIER COMMUNICATIONS CORP COMMON 35906A306 90 13930 SH DFND 13930 0 0 GNC HLDGS INC BOND 36191GAB3 8959 11495000 PRN DFND 0 0 0 GMS INC COMMON 36251C103 5696 245500 SH DFND 245500 0 0 GS ACQUISITION HLDGS CORP COMMON 36255F102 21915 2250000 SH DFND 2250000 0 0 GS ACQUISITION HLDGS CORP WARRANT 36255F110 921 566666 SH DFND 566666 0 0 GAIN CAP HLDGS INC BOND 36268WAF7 12597 12000000 PRN DFND 0 0 0 GENERAL MTRS CO OPTION 37045V100 5051 150000 SH Call DFND 150000 0 0 GENERAL MTRS CO OPTION 37045V100 1242 36900 SH Put DFND 36900 0 0 GILEAD SCIENCES INC COMMON 375558103 2435 31541 SH DFND 31541 0 0 GLOBAL BLOOD THERAPEUTICS IN COMMON 37890U108 2684 70635 SH DFND 70635 0 0 GOGO INC BOND 38046CAB5 30842 32724000 PRN DFND 0 0 0 GOLAR LNG LTD BOND 38046YAB7 26157 25000000 PRN DFND 0 0 0 GOLDMAN SACHS GROUP INC COMMON 38141G104 1533 6838 SH DFND 6838 0 0 GOLDMAN SACHS GROUP INC OPTION 38141G104 9642 43000 SH Call DFND 43000 0 0 GORES HLDGS II INC COMMON 382867109 23088 2175000 SH DFND 2175000 0 0 GORES HLDGS II INC WARRANT 382867117 1788 837499 SH DFND 837499 0 0 GORES HOLDINGS III INC UNIT 38286G208 15400 1505400 SH DFND 1505400 0 0 HCP INC COMMON 40414L109 8554 325000 SH DFND 325000 0 0 HDFC BANK LTD ADR 40415F101 2246 23867 SH DFND 23867 0 0 HANESBRANDS INC COMMON 410345102 184 10000 SH DFND 10000 0 0 HARRIS CORP DEL COMMON 413875105 1433 8470 SH DFND 8470 0 0 HARTFORD FINL SVCS GROUP INC COMMON 416515104 15079 301820 SH DFND 301820 0 0 HEICO CORP NEW COMMON 422806208 2768 36662 SH DFND 36662 0 0 HOLOGIC INC OPTION 436440101 22126 539900 SH Call DFND 539900 0 0 HOME DEPOT INC COMMON 437076102 5846 28222 SH DFND 28222 0 0 HONEYWELL INTL INC COMMON 438516106 5027 30213 SH DFND 30213 0 0 HORNBECK OFFSHORE SVCS INC N COMMON 440543106 2243 381503 SH DFND 381503 0 0 HORNBECK OFFSHORE SVCS INC N BOND 440543AN6 10995 12476000 PRN DFND 0 0 0 HOSTESS BRANDS INC WARRANT 44109J114 7992 7575000 SH DFND 7575000 0 0 HUAZHU GROUP LTD ADR 44332N106 3069 95000 SH DFND 95000 0 0 HUDSON PAC PPTYS INC COMMON 444097109 2897 88527 SH DFND 88527 0 0 HUNTINGTON BANCSHARES INC COMMON 446150104 15815 1060000 SH DFND 1060000 0 0 IGI LABORATORIES INC BOND 449575AB5 36460 38078000 PRN DFND 0 0 0 IDEXX LABS INC COMMON 45168D104 4244 17000 SH DFND 17000 0 0 ILLUMINA INC BOND 452327AH2 9079 6000000 PRN DFND 0 0 0 INFINERA CORPORATION COMMON 45667G103 1922 263300 SH DFND 263300 0 0 INOTEK PHARMACEUTICALS CORP BOND 45780VAB8 15130 13600000 PRN DFND 0 0 0 INSEEGO CORP BOND 45782BAA2 21314 19991000 PRN DFND 0 0 0 INTERCONTINENTAL EXCHANGE IN COMMON 45866F104 2738 36556 SH DFND 36556 0 0 INTERNATIONAL MNY EXPRESS IN WARRANT 46005L119 328 140000 SH DFND 140000 0 0 INVESCO QQQ TR COMMON 46090E103 3716 20000 SH DFND 20000 0 0 INTUIT COMMON 461202103 874 3843 SH DFND 3843 0 0 INVACARE CORP BOND 461203AH4 31240 28000000 PRN DFND 0 0 0 INVITATION HOMES INC COMMON 46187W107 13731 599381 SH DFND 599381 0 0 ISHARES INC OPTION 464286400 19108 566500 SH Call DFND 566500 0 0 ISHARES TR OPTION 464287184 15942 372300 SH Call DFND 372300 0 0 ISHARES TR OPTION 464287184 8067 188400 SH Put DFND 188400 0 0 ISHARES TR COMMON 464287234 1096 25530 SH DFND 25530 0 0 ISHARES TR COMMON 464287432 2932 25000 SH DFND 25000 0 0 ISHARES TR OPTION 464287432 25787 219900 SH Call DFND 219900 0 0 ISHARES TR OPTION 464287432 15268 130200 SH Put DFND 130200 0 0 ISHARES TR OPTION 464287556 8889 72900 SH Put DFND 72900 0 0 ISHARES TR OPTION 464287739 4001 50000 SH Put DFND 50000 0 0 JAZZ INVESTMENTS I LTD BOND 472145AB7 5369 5000000 PRN DFND 0 0 0 J2 GLOBAL INC BOND 48123VAC6 25988 20000000 PRN DFND 0 0 0 JUNIPER NETWORKS INC OPTION 48203R104 2997 100000 SH Call DFND 100000 0 0 KKR & CO INC OPTION 48251W104 2727 100000 SH Call DFND 100000 0 0 KAYNE ANDERSON ACQUISITION COMMON 48661U102 11837 1167312 SH DFND 1167312 0 0 KAYNE ANDERSON ACQUISITION WARRANT 48661U110 287 216666 SH DFND 216666 0 0 KEYCORP NEW COMMON 493267108 2852 143402 SH DFND 143402 0 0 KNIGHT SWIFT TRANSN HLDGS IN OPTION 499049104 3448 100000 SH Call DFND 100000 0 0 LG DISPLAY CO LTD ADR 50186V102 1734 200000 SH DFND 200000 0 0 LF CAP ACQUISITION CORP COMMON 50200K108 4790 500000 SH DFND 500000 0 0 LF CAP ACQUISITION CORP WARRANT 50200K116 315 600000 SH DFND 600000 0 0 LANDCADIA HLDGS INC WARRANT 51476W115 344 300000 SH DFND 300000 0 0 LAS VEGAS SANDS CORP COMMON 517834107 890 15000 SH DFND 15000 0 0 LAUDER ESTEE COS INC COMMON 518439104 1824 12554 SH DFND 12554 0 0 LEXINFINTECH HLDGS LTD ADR 528877103 854 86000 SH DFND 86000 0 0 LIBERTY MEDIA CORP DELAWARE COMMON 531229409 3254 74912 SH DFND 74912 0 0 LIBERTY MEDIA CORP DELAWARE BOND 531229AB8 31655 26000000 PRN DFND 0 0 0 LILLY ELI & CO COMMON 532457108 2874 26779 SH DFND 26779 0 0 LINCOLN NATL CORP IND COMMON 534187109 3326 49154 SH DFND 49154 0 0 LINCOLN NATL CORP IND OPTION 534187109 10826 160000 SH Call DFND 160000 0 0 LINDBLAD EXPEDITIONS HLDGS I WARRANT 535219117 3568 881000 SH DFND 881000 0 0 LOWES COS INC COMMON 548661107 1469 12790 SH DFND 12790 0 0 M D C HLDGS INC OPTION 552676108 2958 100000 SH Put DFND 100000 0 0 MDC PARTNERS INC COMMON 552697104 253 60920 SH DFND 60920 0 0 MKS INSTRUMENT INC COMMON 55306N104 6839 85320 SH DFND 85320 0 0 MKS INSTRUMENT INC OPTION 55306N104 2645 33000 SH Call DFND 33000 0 0 MSCI INC COMMON 55354G100 9864 55600 SH DFND 55600 0 0 MACERICH CO COMMON 554382101 5335 96500 SH DFND 96500 0 0 MACYS INC COMMON 55616P104 5210 150000 SH DFND 150000 0 0 MADRIGAL PHARMACEUTICALS INC COMMON 558868105 2141 10000 SH DFND 10000 0 0 MAGNOLIA OIL & GAS CORP WARRANT 559663117 7697 1650000 SH DFND 1650000 0 0 MARATHON PETE CORP COMMON 56585A102 1823 22795 SH DFND 22795 0 0 MARRIOTT VACATIONS WRLDWDE C COMMON 57164Y107 15477 138500 SH DFND 138500 0 0 MARRIOTT INTL INC NEW COMMON 571903202 5162 39100 SH DFND 39100 0 0 MASTERCARD INCORPORATED COMMON 57636Q104 11063 49696 SH DFND 49696 0 0 MCCLATCHY CO COMMON 579489303 112 13206 SH DFND 13206 0 0 MEGALITH FINL ACQUISITION CO COMMON 58518F109 2379 250000 SH DFND 250000 0 0 MEGALITH FINL ACQUISITION CO WARRANT 58518F117 138 250000 SH DFND 250000 0 0 MERCHANTS BANCORP IND COMMON 58844R108 326 12824 SH DFND 12824 0 0 MERCK & CO INC COMMON 58933Y105 3660 51590 SH DFND 51590 0 0 MICROSOFT CORP COMMON 594918104 27355 239178 SH DFND 239178 0 0 MICROCHIP TECHNOLOGY INC OPTION 595017104 1973 25000 SH Call DFND 25000 0 0 MICROCHIP TECHNOLOGY INC BOND 595017AD6 47004 31000000 PRN DFND 0 0 0 MICRON TECHNOLOGY INC COMMON 595112103 2243 49600 SH DFND 49600 0 0 MICRON TECHNOLOGY INC OPTION 595112103 8192 181100 SH Put DFND 181100 0 0 MITSUBISHI UFJ FINL GROUP IN ADR 606822104 1315 212500 SH DFND 212500 0 0 MONDELEZ INTL INC COMMON 609207105 4813 112041 SH DFND 112041 0 0 MORGAN STANLEY COMMON 617446448 12650 271619 SH DFND 271619 0 0 MORGAN STANLEY OPTION 617446448 11694 251100 SH Call DFND 251100 0 0 MORGAN STANLEY OPTION 617446448 4014 86200 SH Put DFND 86200 0 0 NEBULA ACQUISITION CORP COMMON 629076100 12636 1299999 SH DFND 1299999 0 0 NEBULA ACQUISITION CORP WARRANT 629076118 564 433333 SH DFND 433333 0 0 NRG ENERGY INC COMMON 629377508 6919 185000 SH DFND 185000 0 0 NXP SEMICONDUCTORS N V BOND 62952QAB6 5213 5000000 PRN DFND 0 0 0 NANTHEALTH INC BOND 630104AB3 20685 32800000 PRN DFND 0 0 0 NATIONAL VISION HLDGS INC COMMON 63845R107 4514 100000 SH DFND 100000 0 0 NETFLIX INC COMMON 64110L106 3728 9966 SH DFND 9966 0 0 NETFLIX INC OPTION 64110L106 1871 5000 SH Put DFND 5000 0 0 NETEASE INC ADR 64110W102 3081 13500 SH DFND 13500 0 0 NEXTERA ENERGY INC COMMON 65339F101 5258 31373 SH DFND 31373 0 0 NEXEO SOLUTIONS INC WARRANT 65342H110 5882 5795000 SH DFND 5795000 0 0 NICE SYS INC BOND 65366HAB9 35511 24800000 PRN DFND 0 0 0 NIKE INC COMMON 654106103 2508 29600 SH DFND 29600 0 0 NORFOLK SOUTHERN CORP COMMON 655844108 5911 32747 SH DFND 32747 0 0 NORFOLK SOUTHERN CORP OPTION 655844108 2761 15300 SH Call DFND 15300 0 0 NOVAVAX INC BOND 670002AB0 18413 30000000 PRN DFND 0 0 0 NVIDIA CORP COMMON 67066G104 6089 21669 SH DFND 21669 0 0 NXSTAGE MEDICAL INC COMMON 67072V103 1959 70255 SH DFND 70255 0 0 O REILLY AUTOMOTIVE INC NEW COMMON 67103H107 1682 4843 SH DFND 4843 0 0 OASIS PETE INC NEW COMMON 674215108 325 22900 SH DFND 22900 0 0 OCCIDENTAL PETE CORP DEL COMMON 674599105 6348 77255 SH DFND 77255 0 0 ON SEMICONDUCTOR CORP BOND 682189AK1 29064 25000000 PRN DFND 0 0 0 OWENS CORNING NEW OPTION 690742101 2714 50000 SH Call DFND 50000 0 0 PNC FINL SVCS GROUP INC COMMON 693475105 13619 100000 SH DFND 100000 0 0 PVH CORP COMMON 693656100 14313 99121 SH DFND 99121 0 0 PACWEST BANCORP DEL COMMON 695263103 5861 123000 SH DFND 123000 0 0 PAPA JOHNS INTL INC COMMON 698813102 5897 115000 SH DFND 115000 0 0 PAPA JOHNS INTL INC OPTION 698813102 5897 115000 SH Put DFND 115000 0 0 PARK HOTELS RESORTS INC COMMON 700517105 3652 111269 SH DFND 111269 0 0 PARKER HANNIFIN CORP COMMON 701094104 2311 12563 SH DFND 12563 0 0 PARSLEY ENERGY INC COMMON 701877102 1662 56828 SH DFND 56828 0 0 PAYPAL HLDGS INC COMMON 70450Y103 2799 31868 SH DFND 31868 0 0 PEPSICO INC COMMON 713448108 5343 47789 SH DFND 47789 0 0 PERFICIENT INC COMMON 71375U101 2977 111702 SH DFND 111702 0 0 PERNIX THERAPEUTICS HLDGS IN COMMON 71426V306 11 11500 SH DFND 11500 0 0 PETIQ INC COMMON 71639T106 3573 90898 SH DFND 90898 0 0 PFIZER INC COMMON 717081103 9326 211629 SH DFND 211629 0 0 PHILIP MORRIS INTL INC COMMON 718172109 791 9705 SH DFND 9705 0 0 PIONEER NAT RES CO COMMON 723787107 3808 21860 SH DFND 21860 0 0 POLARITYTE INC COMMON 731094108 669 35000 SH DFND 35000 0 0 PRAXAIR INC COMMON 74005P104 10086 62750 SH DFND 62750 0 0 PRINCIPAL FINL GROUP INC COMMON 74251V102 585 9980 SH DFND 9980 0 0 PROCTER AND GAMBLE CO COMMON 742718109 1941 23325 SH DFND 23325 0 0 PRIORITY TECHNOLOGY HLDGS IN WARRANT 74275G115 35 22909 SH DFND 22909 0 0 PROLOGIS INC COMMON 74340W103 13650 201352 SH DFND 201352 0 0 PROTALIX BIOTHERAPEUTICS INC BOND 74365AAD3 20120 19665000 PRN DFND 0 0 0 PRUDENTIAL FINL INC COMMON 744320102 1341 13234 SH DFND 13234 0 0 PUBLIC SVC ENTERPRISE GROUP COMMON 744573106 1039 19687 SH DFND 19687 0 0 PULTE GROUP INC OPTION 745867101 9908 400000 SH Put DFND 400000 0 0 QTS RLTY TR INC COMMON 74736A103 4226 99033 SH DFND 99033 0 0 RALPH LAUREN CORP OPTION 751212101 20633 150000 SH Put DFND 150000 0 0 RANGE RES CORP COMMON 75281A109 595 35000 SH DFND 35000 0 0 RAYTHEON CO COMMON 755111507 2460 11906 SH DFND 11906 0 0 REALPAGE INC BOND 75606NAB5 41238 25222000 PRN DFND 0 0 0 REGENCY CTRS CORP COMMON 758849103 7211 111500 SH DFND 111500 0 0 RESMED INC COMMON 761152107 1084 9400 SH DFND 9400 0 0 RESMED INC OPTION 761152107 2884 25000 SH Put DFND 25000 0 0 RESTORATION HARDWARE HLDGS I BOND 761283AC4 9263 7500000 PRN DFND 0 0 0 RETROPHIN INC COMMON 761299106 3478 121041 SH DFND 121041 0 0 RETROPHIN INC OPTION 761299106 1123 39100 SH Put DFND 39100 0 0 RETROPHIN INC BOND 761299AB2 41563 40500000 PRN DFND 0 0 0 RINGCENTRAL INC COMMON 76680R206 3769 40500 SH DFND 40500 0 0 ROCKWELL COLLINS INC COMMON 774341101 14047 100000 SH DFND 100000 0 0 ROSS STORES INC COMMON 778296103 1182 11930 SH DFND 11930 0 0 RYMAN HOSPITALITY PPTYS INC COMMON 78377T107 4653 54000 SH DFND 54000 0 0 S&P GLOBAL INC COMMON 78409V104 769 3937 SH DFND 3937 0 0 SBA COMMUNICATIONS CORP NEW COMMON 78410G104 4291 26715 SH DFND 26715 0 0 SPDR S&P 500 ETF TR OPTION 78462F103 172107 592000 SH Call DFND 592000 0 0 SPDR S&P 500 ETF TR OPTION 78462F103 130824 450000 SH Put DFND 450000 0 0 SPDR GOLD TRUST OPTION 78463V107 16914 150000 SH Put DFND 150000 0 0 SVB FINL GROUP COMMON 78486Q101 1051 3380 SH DFND 3380 0 0 SABAN CAP ACQUISITION CORP COMMON 78516C106 20736 2050000 SH DFND 2050000 0 0 SABAN CAP ACQUISITION CORP WARRANT 78516C114 1072 875000 SH DFND 875000 0 0 SABRE CORP COMMON 78573M104 8476 325000 SH DFND 325000 0 0 SAEXPLORATION HLDGS INC COMMON 78636X873 1000 97065 SH DFND 97065 0 0 SALESFORCE COM INC COMMON 79466L302 4852 30509 SH DFND 30509 0 0 SANOFI COMMON 80105N113 4685 8900881 SH DFND 8900880 0 0 SCHLUMBERGER LTD COMMON 806857108 4242 69634 SH DFND 69634 0 0 SCHLUMBERGER LTD OPTION 806857108 5032 82600 SH Call DFND 82600 0 0 SCHLUMBERGER LTD OPTION 806857108 8894 146000 SH Put DFND 146000 0 0 SCHWAB CHARLES CORP NEW COMMON 808513105 738 15023 SH DFND 15023 0 0 SCIENTIFIC GAMES CORP COMMON 80874P109 1240 48800 SH DFND 48800 0 0 SEMICONDUCTOR MFG INTL CORP ADR 81663N206 271 50000 SH DFND 50000 0 0 SEMPRA ENERGY COMMON 816851109 1294 11377 SH DFND 11377 0 0 SENSEONICS HLDGS INC BOND 81727UAA3 30471 19000000 PRN DFND 0 0 0 SERVICENOW INC COMMON 81762P102 5634 28800 SH DFND 28800 0 0 SERVICENOW INC BOND 81762PAC6 41009 27500000 PRN DFND 0 0 0 SHIRE PLC ADR 82481R106 16315 90000 SH DFND 90000 0 0 SIMON PPTY GROUP INC NEW COMMON 828806109 3864 21861 SH DFND 21861 0 0 SINCLAIR BROADCAST GROUP INC COMMON 829226109 539 19000 SH DFND 19000 0 0 SMITH & NEPHEW PLC ADR 83175M205 3338 90010 SH DFND 90010 0 0 SONY CORP ADR 835699307 2772 45700 SH DFND 45700 0 0 SPARTAN ENERGY ACQUISITON CO UNIT 846784114 30435 3000000 SH DFND 3000000 0 0 SPECTRUM BRANDS HLDGS INC NE COMMON 84790A105 9611 128634 SH DFND 128634 0 0 SPLUNK INC COMMON 848637104 7085 58600 SH DFND 58600 0 0 SPRINT CORP COMMON 85207U105 2289 350000 SH DFND 350000 0 0 STANLEY BLACK & DECKER INC COMMON 854502101 28204 192593 SH DFND 192593 0 0 STARBUCKS CORP OPTION 855244109 6355 111800 SH Call DFND 111800 0 0 STARBUCKS CORP OPTION 855244109 5013 88200 SH Put DFND 88200 0 0 STEWART INFORMATION SVCS COR COMMON 860372101 5391 119777 SH DFND 119777 0 0 STMICROELECTRONICS N V ADR 861012102 229 12500 SH DFND 12500 0 0 SUMMIT MATLS INC OPTION 86614U100 9090 500000 SH Call DFND 500000 0 0 SUNTRUST BKS INC COMMON 867914103 3134 46919 SH DFND 46919 0 0 SYNOVUS FINL CORP COMMON 87161C501 12638 276000 SH DFND 276000 0 0 SYNERGY PHARMACEUTICALS DEL OPTION 871639308 170 100000 SH Put DFND 100000 0 0 T MOBILE US INC COMMON 872590104 2664 37966 SH DFND 37966 0 0 TABLEAU SOFTWARE INC COMMON 87336U105 3129 28000 SH DFND 28000 0 0 TAPESTRY INC COMMON 876030107 8797 175000 SH DFND 175000 0 0 TEGNA INC COMMON 87901J105 2264 189284 SH DFND 189284 0 0 TELIGENT INC NEW BOND 87960WAA2 19893 18500000 PRN DFND 0 0 0 TEMPUR SEALY INTL INC COMMON 88023U101 2645 50000 SH DFND 50000 0 0 TEMPUR SEALY INTL INC OPTION 88023U101 15870 300000 SH Call DFND 300000 0 0 TERRAFORM PWR INC COMMON 88104R209 17580 1522000 SH DFND 1522000 0 0 TESARO INC BOND 881569AA5 8153 6129000 PRN DFND 0 0 0 TESLA INC COMMON 88160R101 2344 8852 SH DFND 8852 0 0 TESLA INC OPTION 88160R101 12312 46500 SH Put DFND 46500 0 0 TESLA INC BOND 88160RAB7 34510 34750000 PRN DFND 0 0 0 TESLA INC BOND 88160RAC5 20174 21000000 PRN DFND 0 0 0 TESLA INC BOND 88160RAD3 5111 5000000 PRN DFND 0 0 0 TEVA PHARMACEUTICAL INDS LTD OPTION 881624209 21540 1000000 SH Call DFND 1000000 0 0 TEXAS INSTRS INC COMMON 882508104 3636 33890 SH DFND 33890 0 0 TIFFANY & CO NEW COMMON 886547108 8383 65000 SH DFND 65000 0 0 TITAN MED INC COMMON 88830X819 510 239500 SH DFND 239500 0 0 TREEHOUSE FOODS INC COMMON 89469A104 1029 21500 SH DFND 21500 0 0 TRINITY BIOTECH INVT LTD BOND 89643QAB4 21142 26425000 PRN DFND 0 0 0 TRINITY MERGER CORP WARRANT 89653L114 245 500000 SH DFND 500000 0 0 TUTOR PERINI CORP COMMON 901109108 399 21200 SH DFND 21200 0 0 TWENTY FIRST CENTY FOX INC COMMON 90130A101 34055 735046 SH DFND 735046 0 0 TWENTY FIRST CENTY FOX INC OPTION 90130A101 5166 111500 SH Put DFND 111500 0 0 UDR INC COMMON 902653104 4558 112736 SH DFND 112736 0 0 U S CONCRETE INC COMMON 90333L201 229 5000 SH DFND 5000 0 0 UNION PAC CORP COMMON 907818108 5145 31596 SH DFND 31596 0 0 UNITED MICROELECTRONICS CORP ADR 910873405 640 247998 SH DFND 247998 0 0 UNITED STATES STL CORP NEW COMMON 912909108 543 17800 SH DFND 17800 0 0 UNITED TECHNOLOGIES CORP COMMON 913017109 5005 35801 SH DFND 35801 0 0 UNITEDHEALTH GROUP INC COMMON 91324P102 9983 37523 SH DFND 37523 0 0 UNITI GROUP INC OPTION 91325V108 8060 400000 SH Put DFND 400000 0 0 UNIVERSAL HLTH SVCS INC COMMON 913903100 1023 8002 SH DFND 8002 0 0 VANECK VECTORS ETF TR OPTION 92189F718 7557 300000 SH Put DFND 300000 0 0 VANTAGE ENERGY ACQUISITION COMMON 92211L105 5997 599998 SH DFND 599998 0 0 VANTAGE ENERGY ACQUISITION WARRANT 92211L113 271 166666 SH DFND 166666 0 0 VECTOIQ ACQUISITION CORP WARRANT 92243N111 598 980700 SH DFND 980700 0 0 VENTAS INC COMMON 92276F100 699 12849 SH DFND 12849 0 0 VERIZON COMMUNICATIONS INC COMMON 92343V104 3434 64321 SH DFND 64321 0 0 VERTEX PHARMACEUTICALS INC COMMON 92532F100 2742 14224 SH DFND 14224 0 0 VIRTU FINL INC COMMON 928254101 9162 448000 SH DFND 448000 0 0 VISA INC COMMON 92826C839 8220 54769 SH DFND 54769 0 0 VISTRA ENERGY CORP COMMON 92840M102 8110 325950 SH DFND 325950 0 0 VISTRA ENERGY CORP WARRANT 92840M128 2074 1406131 SH DFND 1406131 0 0 VORNADO RLTY TR COMMON 929042109 10894 149236 SH DFND 149236 0 0 VOYA FINL INC COMMON 929089100 18919 380897 SH DFND 380897 0 0 VOYA FINL INC OPTION 929089100 24835 500000 SH Call DFND 500000 0 0 WASTE MGMT INC DEL COMMON 94106L109 2171 24025 SH DFND 24025 0 0 WELLS FARGO CO NEW COMMON 949746101 5487 104392 SH DFND 104392 0 0 WESTERN ALLIANCE BANCORP COMMON 957638109 7908 139000 SH DFND 139000 0 0 WESTROCK CO COMMON 96145D105 1683 31495 SH DFND 31495 0 0 WEX INC COMMON 96208T104 2291 11411 SH DFND 11411 0 0 WHITING PETE CORP NEW BOND 966387AL6 3836 4000000 PRN DFND 0 0 0 WINTRUST FINL CORP COMMON 97650W108 8749 103000 SH DFND 103000 0 0 WORKDAY INC COMMON 98138H101 551 3775 SH DFND 3775 0 0 WORLDPAY INC COMMON 981558109 1457 14389 SH DFND 14389 0 0 XCEL ENERGY INC COMMON 98389B100 1846 39100 SH DFND 39100 0 0 YAHOO INC BOND 984332AF3 63200 50000000 PRN DFND 0 0 0 YAMANA GOLD INC COMMON 98462Y100 436 175000 SH DFND 175000 0 0 YUM BRANDS INC COMMON 988498101 1098 12079 SH DFND 12079 0 0 YUM CHINA HLDGS INC COMMON 98850P109 1457 41500 SH DFND 41500 0 0 ZILLOW GROUP INC COMMON 98954M101 288 6516 SH DFND 6516 0 0 ZILLOW GROUP INC COMMON 98954M200 1227 27732 SH DFND 27732 0 0 ZIMMER BIOMET HLDGS INC COMMON 98956P102 5781 43971 SH DFND 43971 0 0 ZIONS BANCORPORATION OPTION 989701107 40120 800000 SH Call DFND 800000 0 0 ZIONS BANCORPORATION WARRANT 989701115 53904 3003000 SH DFND 3003000 0 0 ALLEGION PUB LTD CO COMMON G0176J109 1143 12616 SH DFND 12616 0 0 ALLERGAN PLC COMMON G0177J108 2677 14055 SH DFND 14055 0 0 AVISTA HEALTHCARE PUB ACQ CO WARRANT G0726L117 324 2150000 SH DFND 2150000 0 0 AVISTA HEALTHCARE PUB ACQ CO COMMON G0726L125 10216 1010000 SH DFND 1010000 0 0 AXALTA COATING SYS LTD COMMON G0750C108 2770 95000 SH DFND 95000 0 0 ACCENTURE PLC IRELAND COMMON G1151C101 1680 9872 SH DFND 9872 0 0 BUNGE LIMITED COMMON G16962105 15803 230000 SH DFND 230000 0 0 BUNGE LIMITED OPTION G16962105 7558 110000 SH Put DFND 110000 0 0 CAPITOL INVT CORP IV COMMON G18920101 12885 1299549 SH DFND 1299549 0 0 CAPITOL INVT CORP IV WARRANT G18920127 641 433183 SH DFND 433183 0 0 EATON CORP PLC COMMON G29183103 2392 27585 SH DFND 27585 0 0 ESTRE AMBIENTAL INC WARRANT G3206V118 53 170000 SH DFND 170000 0 0 EVEREST RE GROUP LTD COMMON G3223R108 1044 4571 SH DFND 4571 0 0 FGL HLDGS WARRANT G3402M110 8928 4554800 SH DFND 4554800 0 0 GTY TECHNOLOGY HOLDINGS INC COMMON G4182A102 20936 2066697 SH DFND 2066697 0 0 GTY TECHNOLOGY HOLDINGS INC WARRANT G4182A128 616 492666 SH DFND 492666 0 0 HUDSON LTD COMMON G46408103 3086 136795 SH DFND 136795 0 0 INGERSOLL-RAND PLC COMMON G47791101 1157 11311 SH DFND 11311 0 0 WEATHERFORD INTL PLC OPTION G48833100 505 186300 SH Put DFND 186300 0 0 MARVELL TECHNOLOGY GROUP LTD OPTION G5876H105 2895 150000 SH Call DFND 150000 0 0 MEDTRONIC PLC COMMON G5960L103 3968 40342 SH DFND 40342 0 0 APTIV PLC COMMON G6095L109 2685 32004 SH DFND 32004 0 0 MOSAIC ACQUISITION CORP COMMON G62848109 27817 2850000 SH DFND 2850000 0 0 MOSAIC ACQUISITION CORP WARRANT G62848125 1220 950000 SH DFND 950000 0 0 NABORS INDUSTRIES LTD COMMON G6359F103 2977 483252 SH DFND 483252 0 0 NEW FRONTIER CORP COMMON G6485P108 9585 1000000 SH DFND 1000000 0 0 NEW FRONTIER CORP WARRANT G6485P124 570 499890 SH DFND 499890 0 0 NORWEGIAN CRUISE LINE HLDG L COMMON G66721104 6847 119224 SH DFND 119224 0 0 OCEAN RIG UDW INC COMMON G66964118 4328 125000 SH DFND 125000 0 0 PLATINUM EAGLE ACQUISITIN CO COMMON G7126L100 14753 1500000 SH DFND 1500000 0 0 PLATINUM EAGLE ACQUISITIN CO WARRANT G7126L118 650 500000 SH DFND 500000 0 0 QUOTIENT LTD COMMON G73268107 15375 2036337 SH DFND 2036337 0 0 SOCIAL CAP HEDOSOPHIA HLDGS COMMON G8250R103 29715 3000000 SH DFND 3000000 0 0 SOCIAL CAP HEDOSOPHIA HLDGS WARRANT G8250R129 840 792817 SH DFND 792817 0 0 TPG PACE HLDGS CORP WARRANT G89827110 1551 906750 SH DFND 906750 0 0 TPG PACE HLDGS CORP COMMON G89827128 27461 2725654 SH DFND 2725654 0 0 TRAVELPORT WORLDWIDE LTD COMMON G9019D104 3806 225600 SH DFND 225600 0 0 VENATOR MATLS PLC COMMON G9329Z100 900 100000 SH DFND 100000 0 0 TRANSOCEAN LTD OPTION H8817H100 4290 307500 SH Put DFND 307500 0 0 SPOTIFY TECHNOLOGY S A COMMON L8681T102 4214 23300 SH DFND 23300 0 0 ORBOTECH LTD COMMON M75253100 4363 73403 SH DFND 73403 0 0 FIAT CHRYSLER AUTOMOBILES N COMMON N31738102 52705 3010000 SH DFND 3010000 0 0 FIAT CHRYSLER AUTOMOBILES N OPTION N31738102 33231 1889250 SH Call DFND 1889250 0 0 FIAT CHRYSLER AUTOMOBILES N OPTION N31738102 126977 7233628 SH Put DFND 7233628 0 0 NXP SEMICONDUCTORS N V COMMON N6596X109 31797 371900 SH DFND 371900 0 0 QIAGEN NV COMMON N72482123 13121 346509 SH DFND 346509 0 0 QIAGEN NV BOND N72482AA5 55338 41800000 PRN DFND 0 0 0 ROYAL CARIBBEAN CRUISES LTD COMMON V7780T103 1168 8988 SH DFND 8988 0 0