Chief Compliance Officer

0000919185-18-000006.txt : 20180814 0000919185-18-000006.hdr.sgml : 20180814 20180814163043 ACCESSION NUMBER: 0000919185-18-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180814 DATE AS OF CHANGE: 20180814 EFFECTIVENESS DATE: 20180814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HIGHBRIDGE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000919185 IRS NUMBER: 134131516 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04134 FILM NUMBER: 181018088 BUSINESS ADDRESS: STREET 1: 40 WEST 57TH ST. STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2122874900 MAIL ADDRESS: STREET 1: 40 WEST 57TH ST. STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: HIGHBRIDGE CAPITAL MANAGEMENT INC /NY DATE OF NAME CHANGE: 19980610 FORMER COMPANY: FORMER CONFORMED NAME: DUBIN & SWIECA ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19950817 13F-HR 1 primary_doc.xml 13F-HR LIVE false true 0000919185 XXXXXXXX 06-30-2018 06-30-2018 HIGHBRIDGE CAPITAL MANAGEMENT LLC

40 WEST 57TH ST. 32ND FLOOR NEW YORK NY 10019

13F HOLDINGS REPORT 028-04134 N John Oliva Chief Compliance Officer 212-287-4693 John Oliva New York NY 08-14-2018 0 863 4969795 true INFORMATION TABLE 2 table13f-20180630-live.xml DESCRIPTION FOR INFORMATION TABLE ABM INDS INC COMMON 000957100 6861 235124 SH DFND 235124 0 0 AK STL HLDG CORP COMMON 001547108 3341 769722 SH DFND 769722 0 0 AMC ENTMT HLDGS INC COMMON 00165C104 1847 116138 SH DFND 116138 0 0 AMN HEALTHCARE SERVICES INC OPTION 001744101 293 5000 SH Put DFND 5000 0 0 AT&T INC COMMON 00206R102 2247 69961 SH DFND 69961 0 0 AT&T INC OPTION 00206R102 13775 429000 SH Put DFND 429000 0 0 ABBOTT LABS OPTION 002824100 408 6700 SH Call DFND 6700 0 0 ABBOTT LABS OPTION 002824100 604 9900 SH Put DFND 9900 0 0 ABBVIE INC COMMON 00287Y109 6624 71495 SH DFND 71495 0 0 ABBVIE INC OPTION 00287Y109 296 3200 SH Call DFND 3200 0 0 ABBVIE INC OPTION 00287Y109 279 3000 SH Put DFND 3000 0 0 ABEONA THERAPEUTICS INC WARRANT 00289Y115 2671 250000 SH DFND 250000 0 0 ACCELERATE DIAGNOSTICS INC OPTION 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250000 SH DFND 250000 0 0 CARDINAL HEALTH INC COMMON 14149Y108 3487 71396 SH DFND 71396 0 0 CARE COM INC COMMON 141633107 743 35584 SH DFND 35584 0 0 CARMAX INC COMMON 143130102 7410 101689 SH DFND 101689 0 0 CARROLS RESTAURANT GROUP INC COMMON 14574X104 901 60654 SH DFND 60654 0 0 CARTER INC OPTION 146229109 206 1900 SH Put DFND 1900 0 0 CASEYS GEN STORES INC COMMON 147528103 770 7329 SH DFND 7329 0 0 CATERPILLAR INC DEL COMMON 149123101 1384 10200 SH DFND 10200 0 0 CATERPILLAR INC DEL OPTION 149123101 54501 401700 SH Call DFND 401700 0 0 CATERPILLAR INC DEL OPTION 149123101 234 1700 SH Put DFND 1700 0 0 CELGENE CORP COMMON 151020104 9993 125829 SH DFND 125829 0 0 CELGENE CORP OPTION 151020104 200 2500 SH Call DFND 2500 0 0 CELGENE CORP OPTION 151020104 200 2500 SH Put DFND 2500 0 0 CENTENNIAL RESOURCE DEV INC COMMON 15136A102 260 14401 SH DFND 14401 0 0 CERNER CORP OPTION 156782104 294 4900 SH Call DFND 4900 0 0 CERNER CORP OPTION 156782104 348 5800 SH Put DFND 5800 0 0 CHESAPEAKE ENERGY CORP BOND 165167CY1 4065 4000000 PRN DFND 0 0 0 CHILDRENS PL INC OPTION 168905107 396 3300 SH Call DFND 3300 0 0 CHILDRENS PL INC OPTION 168905107 445 3700 SH Put DFND 3700 0 0 CIENA CORP BOND 171779AJ0 23172 17500000 PRN DFND 0 0 0 CIMAREX ENERGY CO OPTION 171798101 539 5300 SH Call DFND 5300 0 0 CIMAREX ENERGY CO OPTION 171798101 488 4800 SH Put DFND 4800 0 0 CINCINNATI BELL INC NEW COMMON 171871502 264 16822 SH DFND 16822 0 0 CIRRUS LOGIC INC COMMON 172755100 2835 73959 SH DFND 73959 0 0 CISCO SYS INC OPTION 17275R102 1276 29600 SH Call DFND 29600 0 0 CISCO SYS INC OPTION 17275R102 1532 35600 SH Put DFND 35600 0 0 CITIGROUP INC OPTION 172967424 10038 150000 SH Call DFND 150000 0 0 CITIZENS FINL GROUP INC COMMON 174610105 1524 39158 SH DFND 39158 0 0 CITRIX SYS INC BOND 177376AD2 58150 40000000 PRN DFND 0 0 0 CLEVELAND CLIFFS INC COMMON 185899101 160 19000 SH DFND 19000 0 0 CLOROX CO DEL OPTION 189054109 355 2600 SH Call DFND 2600 0 0 CLOROX CO DEL OPTION 189054109 461 3400 SH Put DFND 3400 0 0 COCA COLA CO OPTION 191216100 420 9600 SH Call DFND 9600 0 0 COCA COLA CO OPTION 191216100 567 12900 SH Put DFND 12900 0 0 COGNEX CORP COMMON 192422103 767 17200 SH DFND 17200 0 0 COGNIZANT TECHNOLOGY SOLUTIO COMMON 192446102 632 8000 SH DFND 8000 0 0 COLGATE PALMOLIVE CO COMMON 194162103 15574 240300 SH DFND 240300 0 0 COLUMBIA SPORTSWEAR CO COMMON 198516106 944 10324 SH DFND 10324 0 0 COLUMBIA SPORTSWEAR CO OPTION 198516106 219 2400 SH Call DFND 2400 0 0 COLUMBIA SPORTSWEAR CO OPTION 198516106 274 3000 SH Put DFND 3000 0 0 COMFORT SYS USA INC COMMON 199908104 2159 47152 SH DFND 47152 0 0 COMERICA INC COMMON 200340107 14854 163374 SH DFND 163374 0 0 COMMSCOPE HLDG CO INC COMMON 20337X109 725 24809 SH DFND 24809 0 0 COMMUNITY HEALTH SYS INC NEW COMMON 203668108 314 94487 SH DFND 94487 0 0 COMMUNITY HEALTH SYS INC NEW RTS 203668116 100 10043260 SH DFND 10043260 0 0 COMMVAULT SYSTEMS INC COMMON 204166102 243 3692 SH DFND 3692 0 0 COMPANHIA PARANAENSE ENERG C ADR 20441B407 305 54663 SH DFND 54663 0 0 CONCHO RES INC OPTION 20605P101 500 3600 SH Call DFND 3600 0 0 CONCHO RES INC OPTION 20605P101 624 4500 SH Put DFND 4500 0 0 CONDUENT INC COMMON 206787103 1385 76234 SH DFND 76234 0 0 CONOCOPHILLIPS OPTION 20825C104 203 2900 SH Put DFND 2900 0 0 CONTROLADORA VUELA CIA DE AV ADR 21240E105 188 37015 SH DFND 37015 0 0 COREPOINT LODGING INC COMMON 21872L104 1999 77183 SH DFND 77183 0 0 COSTCO WHSL CORP NEW OPTION 22160K105 210 1000 SH Put DFND 1000 0 0 COTIVITI HLDGS INC COMMON 22164K101 5539 125517 SH DFND 125517 0 0 CRAY INC COMMON 225223304 715 29061 SH DFND 29061 0 0 CROWN HOLDINGS INC OPTION 228368106 262 5900 SH Call DFND 5900 0 0 CROWN HOLDINGS INC OPTION 228368106 317 7200 SH Put DFND 7200 0 0 CUBESMART COMMON 229663109 5162 160206 SH DFND 160206 0 0 CUBIC CORP COMMON 229669106 503 7829 SH DFND 7829 0 0 CUMMINS INC OPTION 231021106 226 1700 SH Call DFND 1700 0 0 CUMMINS INC OPTION 231021106 346 2600 SH Put DFND 2600 0 0 CURTISS WRIGHT CORP COMMON 231561101 5239 44019 SH DFND 44019 0 0 CYRUSONE INC COMMON 23283R100 3085 52858 SH DFND 52858 0 0 DFB HEALTHCARE ACQUISTION CO UNIT 23291E208 20330 2000000 SH DFND 2000000 0 0 DANA INCORPORATED COMMON 235825205 1229 60851 SH DFND 60851 0 0 DANAHER CORP DEL COMMON 235851102 10206 103427 SH DFND 103427 0 0 DANAHER CORP DEL OPTION 235851102 228 2300 SH Put DFND 2300 0 0 DAVE & BUSTERS ENTMT INC COMMON 238337109 2989 62796 SH DFND 62796 0 0 DECKERS OUTDOOR CORP COMMON 243537107 284 2518 SH DFND 2518 0 0 DEERE & CO COMMON 244199105 15168 108500 SH DFND 108500 0 0 DEL TACO RESTAURANTS INC COMMON 245496104 409 28831 SH DFND 28831 0 0 DELL TECHNOLOGIES INC COMMON 24703L103 10395 122903 SH DFND 122903 0 0 DENTSPLY SIRONA INC COMMON 24906P109 8178 186849 SH DFND 186849 0 0 DENTSPLY SIRONA INC OPTION 24906P109 207 4700 SH Call DFND 4700 0 0 DERMIRA INC BOND 24983LAB0 9690 11750000 PRN DFND 0 0 0 DEPOMED INC COMMON 249908104 70 10555 SH DFND 10555 0 0 DEPOMED INC BOND 249908AA2 46168 56516000 PRN DFND 0 0 0 DEVON ENERGY CORP NEW OPTION 25179M103 331 7500 SH Put DFND 7500 0 0 DEXCOM INC COMMON 252131107 10526 110828 SH DFND 110828 0 0 DIAMOND OFFSHORE DRILLING IN OPTION 25271C102 9773 468500 SH Put DFND 468500 0 0 DICKS SPORTING GOODS INC COMMON 253393102 2806 79578 SH DFND 79578 0 0 DIEBOLD NXDF INC COMMON 253651103 1009 84444 SH DFND 84444 0 0 DIEBOLD NXDF INC OPTION 253651103 141 11700 SH Put DFND 11700 0 0 DIODES INC COMMON 254543101 822 23846 SH DFND 23846 0 0 DISNEY WALT CO COMMON 254687106 566 5406 SH DFND 5406 0 0 DISCOVER FINL SVCS COMMON 254709108 1678 23822 SH DFND 23822 0 0 DISCOVERY INC OPTION 25470F104 278 10100 SH Call DFND 10100 0 0 DISCOVERY INC OPTION 25470F104 242 8800 SH Put DFND 8800 0 0 DOLPHIN ENTMT INC WARRANT 25686H118 21 59318 SH DFND 59318 0 0 DONNELLEY FINL SOLUTIONS INC COMMON 25787G100 352 20253 SH DFND 20253 0 0 DOWDUPONT INC COMMON 26078J100 25379 385000 SH DFND 385000 0 0 DOWDUPONT INC OPTION 26078J100 19776 300000 SH Call DFND 300000 0 0 EQT CORP COMMON 26884L109 6898 125000 SH DFND 125000 0 0 EQT CORP OPTION 26884L109 2933 53100 SH Call DFND 53100 0 0 EQT CORP OPTION 26884L109 7070 128100 SH Put DFND 128100 0 0 EAGLE BANCORP INC MD COMMON 268948106 434 7085 SH DFND 7085 0 0 EAGLE MATERIALS INC COMMON 26969P108 6061 57744 SH DFND 57744 0 0 EASTMAN CHEM CO COMMON 277432100 10053 100566 SH DFND 100566 0 0 EASTMAN CHEM CO OPTION 277432100 24990 250000 SH Call DFND 250000 0 0 EBAY INC OPTION 278642103 250 6800 SH Call DFND 6800 0 0 ECHOSTAR CORP COMMON 278768106 6305 141997 SH DFND 141997 0 0 ECOLAB INC OPTION 278865100 280 2000 SH Put DFND 2000 0 0 EDGEWELL PERS CARE CO OPTION 28035Q102 267 5300 SH Call DFND 5300 0 0 EDGEWELL PERS CARE CO OPTION 28035Q102 334 6600 SH Put DFND 6600 0 0 EDISON INTL COMMON 281020107 237 3753 SH DFND 3753 0 0 EGALET CORP COMMON 28226B104 623 1476374 SH DFND 1476374 0 0 EGALET CORP BOND 28226BAB0 375 1072000 PRN DFND 0 0 0 EIGER BIOPHARMACEUTICALS INC COMMON 28249U105 1721 141063 SH DFND 141063 0 0 ELECTRONIC ARTS INC COMMON 285512109 7601 53900 SH DFND 53900 0 0 ELLIE MAE INC OPTION 28849P100 228 2200 SH Put DFND 2200 0 0 EMCORE CORP COMMON 290846203 0 11075 SH DFND 11075 0 0 EMERSON ELEC CO OPTION 291011104 1128 16300 SH Call DFND 16300 0 0 EMERSON ELEC CO OPTION 291011104 2524 36500 SH Put DFND 36500 0 0 ENERGEN CORP COMMON 29265N108 2798 38425 SH DFND 38425 0 0 ENERGEN CORP OPTION 29265N108 2549 35000 SH Call DFND 35000 0 0 ENPHASE ENERGY INC COMMON 29355A107 166 24581 SH DFND 24581 0 0 EQUINIX INC COMMON 29444U700 8616 20042 SH DFND 20042 0 0 EQUITY RESIDENTIAL COMMON 29476L107 4395 69000 SH DFND 69000 0 0 EVERBRIDGE INC OPTION 29978A104 207 4400 SH Call DFND 4400 0 0 EVERI HLDGS INC COMMON 30034T103 98 13568 SH DFND 13568 0 0 EVERGY INC COMMON 30034W106 6302 112228 SH DFND 112228 0 0 EVERQUOTE INC COMMON 30041R108 4621 255000 SH DFND 255000 0 0 EXPEDIA GROUP INC COMMON 30212P303 3461 28795 SH DFND 28795 0 0 EXPEDIA GROUP INC OPTION 30212P303 252 2100 SH Put DFND 2100 0 0 EXTRA SPACE STORAGE INC COMMON 30225T102 848 8500 SH DFND 8500 0 0 EYENOVIA INC COMMON 30234E104 728 115584 SH DFND 115584 0 0 F M C CORP COMMON 302491303 5353 60000 SH DFND 60000 0 0 F M C CORP OPTION 302491303 617 6900 SH Call DFND 6900 0 0 F M C CORP OPTION 302491303 850 9500 SH Put DFND 9500 0 0 FACEBOOK INC OPTION 30303M102 583 3000 SH Call DFND 3000 0 0 FACEBOOK INC OPTION 30303M102 757 3900 SH Put DFND 3900 0 0 FACTSET RESH SYS INC COMMON 303075105 1513 7634 SH DFND 7634 0 0 FAIR ISAAC CORP OPTION 303250104 463 2400 SH Put DFND 2400 0 0 FAR PT ACQUISITION CORP UNIT 30734W208 20350 2000000 SH DFND 2000000 0 0 FEDERAL REALTY INVT TR COMMON 313747206 5062 40000 SH DFND 40000 0 0 FEDERAL STR ACQUISITION CORP COMMON 31421V107 19611 2000000 SH DFND 2000000 0 0 FEDERAL STR ACQUISITION CORP WARRANT 31421V115 1275 1000000 SH DFND 1000000 0 0 F5 NETWORKS INC OPTION 315616102 273 1600 SH Call DFND 1600 0 0 F5 NETWORKS INC OPTION 315616102 653 3800 SH Put DFND 3800 0 0 FIFTH THIRD BANCORP OPTION 316773100 2277 79300 SH Call DFND 79300 0 0 FINISAR CORP COMMON 31787A507 2445 135813 SH DFND 135813 0 0 FIRST DATA CORP NEW COMMON 32008D106 231 11013 SH DFND 11013 0 0 FIRST FNDTN INC COMMON 32026V104 228 12317 SH DFND 12317 0 0 FIRST HORIZON NATL CORP COMMON 320517105 11275 632000 SH DFND 632000 0 0 FIRST HAWAIIAN INC COMMON 32051X108 2211 76183 SH DFND 76183 0 0 FLAGSTAR BANCORP INC COMMON 337930705 4767 139133 SH DFND 139133 0 0 FITBIT INC COMMON 33812L102 293 44832 SH DFND 44832 0 0 FIVE BELOW INC OPTION 33829M101 9771 100000 SH Put DFND 100000 0 0 FOREST CITY RLTY TR INC COMMON 345605109 4790 210000 SH DFND 210000 0 0 FORTRESS BIOTECH INC COMMON 34960Q109 603 202383 SH DFND 202383 0 0 FORTUNE BRANDS HOME & SEC IN COMMON 34964C106 2681 49943 SH DFND 49943 0 0 FREEPORT-MCMORAN INC COMMON 35671D857 432 25000 SH DFND 25000 0 0 FREEPORT-MCMORAN INC OPTION 35671D857 6904 400000 SH Call DFND 400000 0 0 FRONTIER COMMUNICATIONS CORP COMMON 35906A306 75 13930 SH DFND 13930 0 0 GGP INC COMMON 36174X101 10233 500896 SH DFND 500896 0 0 GNC HLDGS INC BOND 36191GAB3 6933 10495000 PRN DFND 0 0 0 G-III APPAREL GROUP LTD COMMON 36237H101 4553 102535 SH DFND 102535 0 0 GTT COMMUNICATIONS INC OPTION 362393100 339 7500 SH Call DFND 7500 0 0 GTT COMMUNICATIONS INC OPTION 362393100 303 6700 SH Put DFND 6700 0 0 GMS INC COMMON 36251C103 3277 120960 SH DFND 120960 0 0 GS ACQUISITION HLDGS CORP UNIT 36255F201 17400 1700000 SH DFND 1700000 0 0 GAMESTOP CORP NEW OPTION 36467W109 191 13100 SH Call DFND 13100 0 0 GAMESTOP CORP NEW OPTION 36467W109 218 15000 SH Put DFND 15000 0 0 GARDNER DENVER HLDGS INC COMMON 36555P107 2017 68623 SH DFND 68623 0 0 GENERAL DYNAMICS CORP OPTION 369550108 206 1100 SH Put DFND 1100 0 0 GENERAL ELECTRIC CO COMMON 369604103 526 38638 SH DFND 38638 0 0 GENERAL MLS INC COMMON 370334104 523 11811 SH DFND 11811 0 0 GENERAL MLS INC OPTION 370334104 398 9000 SH Call DFND 9000 0 0 GENERAL MLS INC OPTION 370334104 443 10000 SH Put DFND 10000 0 0 GENERAL MTRS CO COMMON 37045V100 1182 30000 SH DFND 30000 0 0 GENERAL MTRS CO OPTION 37045V100 7650 194100 SH Call DFND 194100 0 0 GENERAL MTRS CO OPTION 37045V100 7507 190400 SH Put DFND 190400 0 0 GILEAD SCIENCES INC OPTION 375558103 383 5400 SH Call DFND 5400 0 0 GILEAD SCIENCES INC OPTION 375558103 474 6700 SH Put DFND 6700 0 0 GOGO INC BOND 38046CAB5 29667 34000000 PRN DFND 0 0 0 GOLAR LNG LTD BOND 38046YAB7 19570 18000000 PRN DFND 0 0 0 GORES HLDGS II INC COMMON 382867109 36052 3550198 SH DFND 3550198 0 0 GORES HLDGS II INC WARRANT 382867117 1428 837499 SH DFND 837499 0 0 GRAHAM HLDGS CO COMMON 384637104 550 939 SH DFND 939 0 0 GREEN PLAINS INC COMMON 393222104 1830 100000 SH DFND 100000 0 0 GREENBRIER COS INC COMMON 393657101 2881 54605 SH DFND 54605 0 0 GREENSKY INC COMMON 39572G100 212 10000 SH DFND 10000 0 0 GUIDEWIRE SOFTWARE INC OPTION 40171V100 212 2400 SH Call DFND 2400 0 0 GUIDEWIRE SOFTWARE INC OPTION 40171V100 258 2900 SH Put DFND 2900 0 0 GULFPORT ENERGY CORP COMMON 402635304 6160 490077 SH DFND 490077 0 0 HCP INC COMMON 40414L109 9295 360000 SH DFND 360000 0 0 HP INC OPTION 40434L105 594 26200 SH Call DFND 26200 0 0 HP INC OPTION 40434L105 892 39300 SH Put DFND 39300 0 0 HAEMONETICS CORP COMMON 405024100 1660 18508 SH DFND 18508 0 0 HALLIBURTON CO COMMON 406216101 424 9400 SH DFND 9400 0 0 HANCOCK WHITNEY CORPORATION COMMON 410120109 3831 82113 SH DFND 82113 0 0 HANESBRANDS INC OPTION 410345102 235 10700 SH Call DFND 10700 0 0 HANESBRANDS INC OPTION 410345102 377 17100 SH Put DFND 17100 0 0 HARLEY DAVIDSON INC COMMON 412822108 3787 90000 SH DFND 90000 0 0 HARMONIC INC COMMON 413160102 160 37580 SH DFND 37580 0 0 HARTFORD FINL SVCS GROUP INC COMMON 416515104 10226 200000 SH DFND 200000 0 0 HEALTHSTREAM INC COMMON 42222N103 304 11127 SH DFND 11127 0 0 HEALTHEQUITY INC COMMON 42226A107 331 4419 SH DFND 4419 0 0 HEIDRICK & STRUGGLES INTL IN COMMON 422819102 1012 28919 SH DFND 28919 0 0 HIGHPOINT RES CORP COMMON 43114K108 136 22354 SH DFND 22354 0 0 HILTON GRAND VACATIONS INC COMMON 43283X105 9195 265007 SH DFND 265007 0 0 HOLLYFRONTIER CORP COMMON 436106108 2705 39537 SH DFND 39537 0 0 HOME DEPOT INC OPTION 437076102 217 1100 SH Call DFND 1100 0 0 HOME DEPOT INC OPTION 437076102 316 1600 SH Put DFND 1600 0 0 HONEYWELL INTL INC COMMON 438516106 4765 33076 SH DFND 33076 0 0 HORNBECK OFFSHORE SVCS INC N COMMON 440543106 1229 310318 SH DFND 310318 0 0 HORNBECK OFFSHORE SVCS INC N BOND 440543AN6 7190 8355000 PRN DFND 0 0 0 HOSTESS BRANDS INC WARRANT 44109J114 7744 4220163 SH DFND 4220163 0 0 HOULIHAN LOKEY INC COMMON 441593100 3989 77884 SH DFND 77884 0 0 HUDSON PAC PPTYS INC COMMON 444097109 3137 88527 SH DFND 88527 0 0 HUNTSMAN CORP OPTION 447011107 7300 250000 SH Put DFND 250000 0 0 IGI LABORATORIES INC BOND 449575AB5 34389 36204000 PRN DFND 0 0 0 ILG INC COMMON 44967H101 491 14861 SH DFND 14861 0 0 IBERIABANK CORP COMMON 450828108 10309 136000 SH DFND 136000 0 0 IDEX CORP OPTION 45167R104 464 3400 SH Call DFND 3400 0 0 IDEX CORP OPTION 45167R104 587 4300 SH Put DFND 4300 0 0 IDEXX LABS INC COMMON 45168D104 545 2500 SH DFND 2500 0 0 IDEXX LABS INC OPTION 45168D104 220 1000 SH Put DFND 1000 0 0 ILLUMINA INC COMMON 452327109 7388 26452 SH DFND 26452 0 0 IMPERVA INC COMMON 45321L100 4963 102861 SH DFND 102861 0 0 INPHI CORP OPTION 45772F107 222 6800 SH Call DFND 6800 0 0 INPHI CORP OPTION 45772F107 224 6900 SH Put DFND 6900 0 0 INOTEK PHARMACEUTICALS CORP BOND 45780VAB8 12692 12600000 PRN DFND 0 0 0 INSEEGO CORP BOND 45782BAA2 7517 8591000 PRN DFND 0 0 0 INTEGRATED DEVICE TECHNOLOGY BOND 458118AC0 24092 21141000 PRN DFND 0 0 0 INTEL CORP COMMON 458140100 746 15000 SH DFND 15000 0 0 INTEL CORP OPTION 458140100 270 5400 SH Put DFND 5400 0 0 INTEL CORP BOND 458140AF7 63217 26381000 PRN DFND 0 0 0 INTEGER HLDGS CORP COMMON 45826H109 5488 84895 SH DFND 84895 0 0 INTERNATIONAL BUSINESS MACHS OPTION 459200101 504 3600 SH Call DFND 3600 0 0 INTERNATIONAL BUSINESS MACHS OPTION 459200101 434 3100 SH Put DFND 3100 0 0 INVESCO QQQ TR OPTION 46090E103 48062 280000 SH Put DFND 280000 0 0 INVACARE CORP BOND 461203AH4 38466 29000000 PRN DFND 0 0 0 INTUITIVE SURGICAL INC COMMON 46120E602 229 479 SH DFND 479 0 0 INVITATION HOMES INC COMMON 46187W107 12899 559381 SH DFND 559381 0 0 IQVIA HLDGS INC COMMON 46266C105 8522 85373 SH DFND 85373 0 0 ISHARES INC OPTION 464286822 5657 120000 SH Call DFND 120000 0 0 ISHARES TR COMMON 464287184 8487 197500 SH DFND 197500 0 0 ISHARES TR OPTION 464287184 16544 385000 SH Call DFND 385000 0 0 ISHARES TR OPTION 464287184 9367 218000 SH Put DFND 218000 0 0 ISHARES TR OPTION 464287234 25998 600000 SH Put DFND 600000 0 0 ISHARES TR OPTION 464287432 12172 100000 SH Put DFND 100000 0 0 ISHARES TR OPTION 464287440 12814 125000 SH Put DFND 125000 0 0 ISHARES TR COMMON 464287515 767 4200 SH DFND 4200 0 0 ISHARES TR OPTION 464287655 165031 1007700 SH Put DFND 1007700 0 0 ITRON INC COMMON 465741106 2051 34152 SH DFND 34152 0 0 JACK IN THE BOX INC COMMON 466367109 10645 125056 SH DFND 125056 0 0 JAZZ INVESTMENTS I LTD BOND 472145AB7 16306 15000000 PRN DFND 0 0 0 JEFFERIES FINL GROUP INC COMMON 47233W109 6176 271610 SH DFND 271610 0 0 JOHNSON & JOHNSON COMMON 478160104 230 1899 SH DFND 1899 0 0 JOHNSON & JOHNSON OPTION 478160104 1175 9700 SH Call DFND 9700 0 0 JOHNSON & JOHNSON OPTION 478160104 1395 11500 SH Put DFND 11500 0 0 J2 GLOBAL INC BOND 48123VAC6 27038 20000000 PRN DFND 0 0 0 KAR AUCTION SVCS INC COMMON 48238T109 7823 142757 SH DFND 142757 0 0 KANSAS CITY SOUTHERN OPTION 485170302 10596 100000 SH Put DFND 100000 0 0 KAYNE ANDERSON ACQUISITION COMMON 48661U102 989 100000 SH DFND 100000 0 0 KAYNE ANDERSON ACQUISITION UNIT 48661U201 6734 650000 SH DFND 650000 0 0 KEANE GROUP INC COMMON 48669A108 192 14048 SH DFND 14048 0 0 KEYCORP NEW COMMON 493267108 10591 542000 SH DFND 542000 0 0 KEYSIGHT TECHNOLOGIES INC COMMON 49338L103 719 12174 SH DFND 12174 0 0 KNIGHT SWIFT TRANSN HLDGS IN COMMON 499049104 22118 578876 SH DFND 578876 0 0 KOHLS CORP OPTION 500255104 335 4600 SH Put DFND 4600 0 0 KOPPERS HOLDINGS INC COMMON 50060P106 537 14015 SH DFND 14015 0 0 KROGER CO OPTION 501044101 240 8400 SH Call DFND 8400 0 0 KROGER CO OPTION 501044101 319 11200 SH Put DFND 11200 0 0 KRYSTAL BIOTECH INC COMMON 501147102 1025 68959 SH DFND 68959 0 0 LG DISPLAY CO LTD ADR 50186V102 2342 284200 SH DFND 284200 0 0 LKQ CORP COMMON 501889208 3520 110341 SH DFND 110341 0 0 LF CAP ACQUISITION CORP UNIT 50200K207 6045 600000 SH DFND 600000 0 0 L3 TECHNOLOGIES INC OPTION 502413107 211 1100 SH Call DFND 1100 0 0 L3 TECHNOLOGIES INC OPTION 502413107 210 1100 SH Put DFND 1100 0 0 LAM RESEARCH CORP COMMON 512807108 1054 6100 SH DFND 6100 0 0 LAMB WESTON HLDGS INC COMMON 513272104 5541 80869 SH DFND 80869 0 0 LANDCADIA HLDGS INC COMMON 51476W107 15196 1500000 SH DFND 1500000 0 0 LANDCADIA HLDGS INC WARRANT 51476W115 1154 1400000 SH DFND 1400000 0 0 LANDSTAR SYS INC OPTION 515098101 253 2300 SH Put DFND 2300 0 0 LAUDER ESTEE COS INC COMMON 518439104 2412 16900 SH DFND 16900 0 0 LEGGETT & PLATT INC OPTION 524660107 237 5300 SH Put DFND 5300 0 0 LIBERTY BROADBAND CORP COMMON 530307107 9833 130000 SH DFND 130000 0 0 LIBERTY EXPEDIA HOLDINGS COMMON 53046P109 243 5527 SH DFND 5527 0 0 LIBERTY MEDIA CORP DELAWARE COMMON 531229409 3682 81743 SH DFND 81743 0 0 LIBERTY MEDIA CORP DELAWARE COMMON 531229607 9775 215500 SH DFND 215500 0 0 LIBERTY MEDIA CORP DELAWARE BOND 531229AB8 31652 25500000 PRN DFND 0 0 0 LILLY ELI & CO OPTION 532457108 405 4700 SH Call DFND 4700 0 0 LILLY ELI & CO OPTION 532457108 405 4700 SH Put DFND 4700 0 0 LIMELIGHT NETWORKS INC COMMON 53261M104 715 160062 SH DFND 160062 0 0 LINCOLN NATL CORP IND OPTION 534187109 9960 160000 SH Call DFND 160000 0 0 LINDBLAD EXPEDITIONS HLDGS I WARRANT 535219117 1018 385541 SH DFND 385541 0 0 LIVE NATION ENTERTAINMENT IN OPTION 538034109 419 8600 SH Call DFND 8600 0 0 LIVE NATION ENTERTAINMENT IN OPTION 538034109 595 12200 SH Put DFND 12200 0 0 LOCKHEED MARTIN CORP OPTION 539830109 417 1400 SH Put DFND 1400 0 0 LOGMEIN INC COMMON 54142L109 9971 96569 SH DFND 96569 0 0 LOUISIANA PAC CORP COMMON 546347105 2537 93200 SH DFND 93200 0 0 LOWES COS INC OPTION 548661107 815 8500 SH Call DFND 8500 0 0 LOWES COS INC OPTION 548661107 1073 11200 SH Put DFND 11200 0 0 LULULEMON ATHLETICA INC COMMON 550021109 537 4304 SH DFND 4304 0 0 LUMENTUM HLDGS INC COMMON 55024U109 624 10783 SH DFND 10783 0 0 LUMENTUM HLDGS INC OPTION 55024U109 293 5000 SH Call DFND 5000 0 0 LUMENTUM HLDGS INC OPTION 55024U109 384 6600 SH Put DFND 6600 0 0 MBIA INC OPTION 55262C100 4520 500000 SH Call DFND 500000 0 0 M D C HLDGS INC OPTION 552676108 2308 75000 SH Put DFND 75000 0 0 MDC PARTNERS INC COMMON 552697104 96 20920 SH DFND 20920 0 0 MCBC HLDGS INC COMMON 55276F107 262 9039 SH DFND 9039 0 0 MGIC INVT CORP WIS COMMON 552848103 186 17354 SH DFND 17354 0 0 MGP INGREDIENTS INC NEW OPTION 55303J106 224 2500 SH Call DFND 2500 0 0 MKS INSTRUMENT INC COMMON 55306N104 4474 46748 SH DFND 46748 0 0 MSCI INC COMMON 55354G100 1253 7572 SH DFND 7572 0 0 MACERICH CO COMMON 554382101 5882 103500 SH DFND 103500 0 0 MACYS INC COMMON 55616P104 331 8848 SH DFND 8848 0 0 MADISON SQUARE GARDEN CO NEW COMMON 55825T103 2242 7227 SH DFND 7227 0 0 MAGELLAN HEALTH INC COMMON 559079207 4340 45232 SH DFND 45232 0 0 MAMMOTH ENERGY SVCS INC COMMON 56155L108 984 28985 SH DFND 28985 0 0 MANPOWERGROUP INC COMMON 56418H100 7350 85405 SH DFND 85405 0 0 MARRIOTT INTL INC NEW COMMON 571903202 7330 57900 SH DFND 57900 0 0 MASIMO CORP COMMON 574795100 3795 38865 SH DFND 38865 0 0 MASTERCARD INCORPORATED COMMON 57636Q104 2064 10500 SH DFND 10500 0 0 MASTERCARD INCORPORATED OPTION 57636Q104 394 2000 SH Call DFND 2000 0 0 MASTERCARD INCORPORATED OPTION 57636Q104 729 3700 SH Put DFND 3700 0 0 MAXIMUS INC COMMON 577933104 2260 36393 SH DFND 36393 0 0 MCCLATCHY CO COMMON 579489303 131 13213 SH DFND 13213 0 0 MCDONALDS CORP COMMON 580135101 6279 40072 SH DFND 40072 0 0 MCDONALDS CORP OPTION 580135101 203 1300 SH Put DFND 1300 0 0 MCKESSON CORP COMMON 58155Q103 1635 12260 SH DFND 12260 0 0 MEDNAX INC COMMON 58502B106 5384 124386 SH DFND 124386 0 0 MEDPACE HLDGS INC COMMON 58506Q109 596 13872 SH DFND 13872 0 0 MERCER INTL INC COMMON 588056101 470 26867 SH DFND 26867 0 0 MERCK & CO INC OPTION 58933Y105 218 3600 SH Put DFND 3600 0 0 MICROSOFT CORP COMMON 594918104 2525 25600 SH DFND 25600 0 0 MICROSOFT CORP OPTION 594918104 514 5200 SH Call DFND 5200 0 0 MICROSOFT CORP OPTION 594918104 526 5300 SH Put DFND 5300 0 0 MICROCHIP TECHNOLOGY INC BOND 595017AD6 61425 35000000 PRN DFND 0 0 0 MICRON TECHNOLOGY INC COMMON 595112103 343 6541 SH DFND 6541 0 0 MICRON TECHNOLOGY INC BOND 595112AY9 35926 20000000 PRN DFND 0 0 0 MINDBODY INC COMMON 60255W105 1776 46000 SH DFND 46000 0 0 MITEK SYS INC COMMON 606710200 216 24290 SH DFND 24290 0 0 MOBILEIRON INC COMMON 60739U204 342 76949 SH DFND 76949 0 0 MOHAWK INDS INC OPTION 608190104 493 2300 SH Call DFND 2300 0 0 MOHAWK INDS INC OPTION 608190104 665 3100 SH Put DFND 3100 0 0 MOLINA HEALTHCARE INC COMMON 60855R100 1262 12886 SH DFND 12886 0 0 MOLSON COORS BREWING CO OPTION 60871R209 360 5300 SH Call DFND 5300 0 0 MOLSON COORS BREWING CO OPTION 60871R209 447 6600 SH Put DFND 6600 0 0 MONDELEZ INTL INC OPTION 609207105 281 6900 SH Call DFND 6900 0 0 MONDELEZ INTL INC OPTION 609207105 412 10100 SH Put DFND 10100 0 0 MOOG INC COMMON 615394202 1411 18099 SH DFND 18099 0 0 MORGAN STANLEY COMMON 617446448 7616 160676 SH DFND 160676 0 0 MORGAN STANLEY OPTION 617446448 2575 54300 SH Call DFND 54300 0 0 MORGAN STANLEY OPTION 617446448 8460 178500 SH Put DFND 178500 0 0 MOTOROLA SOLUTIONS INC OPTION 620076307 384 3300 SH Call DFND 3300 0 0 MOTOROLA SOLUTIONS INC OPTION 620076307 457 3900 SH Put DFND 3900 0 0 NCR CORP NEW OPTION 62886E108 219 7300 SH Put DFND 7300 0 0 NEBULA ACQUISITION CORP UNIT 629076209 13092 1300000 SH DFND 1300000 0 0 NIC INC COMMON 62914B100 408 26228 SH DFND 26228 0 0 NRG ENERGY INC COMMON 629377508 5317 173198 SH DFND 173198 0 0 NXP SEMICONDUCTORS N V BOND 62952QAB6 9002 7500000 PRN DFND 0 0 0 NANTHEALTH INC BOND 630104AB3 21483 30800000 PRN DFND 0 0 0 NATIONAL BEVERAGE CORP COMMON 635017106 362 3384 SH DFND 3384 0 0 NATIONAL VISION HLDGS INC COMMON 63845R107 3761 102854 SH DFND 102854 0 0 NAVIGATORS GROUP INC COMMON 638904102 2187 38363 SH DFND 38363 0 0 NETFLIX INC COMMON 64110L106 554 1415 SH DFND 1415 0 0 NETFLIX INC OPTION 64110L106 9863 25200 SH Put DFND 25200 0 0 NEW GOLD INC CDA COMMON 644535106 1221 587100 SH DFND 587100 0 0 NEWELL BRANDS INC COMMON 651229106 2878 111593 SH DFND 111593 0 0 NEWMONT MINING CORP COMMON 651639106 639 16945 SH DFND 16945 0 0 NEXTERA ENERGY INC PREF CONV 65339F820 14235 250000 SH DFND 250000 0 0 NEXEO SOLUTIONS INC WARRANT 65342H110 248 425338 SH DFND 425338 0 0 NICE SYS INC BOND 65366HAB9 1997 1500000 PRN DFND 0 0 0 NIKE INC COMMON 654106103 5274 66193 SH DFND 66193 0 0 NIKE INC OPTION 654106103 750 9400 SH Call DFND 9400 0 0 NIKE INC OPTION 654106103 957 12000 SH Put DFND 12000 0 0 NOVAVAX INC BOND 670002AB0 12066 20450000 PRN DFND 0 0 0 NUCOR CORP COMMON 670346105 356 5703 SH DFND 5703 0 0 NVIDIA CORP COMMON 67066G104 496 2096 SH DFND 2096 0 0 NUTRI SYS INC NEW COMMON 67069D108 1415 36768 SH DFND 36768 0 0 NXSTAGE MEDICAL INC COMMON 67072V103 1116 40000 SH DFND 40000 0 0 OASIS PETE INC NEW COMMON 674215108 526 40540 SH DFND 40540 0 0 OCCIDENTAL PETE CORP DEL COMMON 674599105 9953 118935 SH DFND 118935 0 0 OFFICE DEPOT INC COMMON 676220106 213 83500 SH DFND 83500 0 0 ON SEMICONDUCTOR CORP BOND 682189AK1 39431 30000000 PRN DFND 0 0 0 OVERSTOCK COM INC DEL COMMON 690370101 392 11639 SH DFND 11639 0 0 PG&E CORP COMMON 69331C108 11015 258812 SH DFND 258812 0 0 PNC FINL SVCS GROUP INC COMMON 693475105 4908 36331 SH DFND 36331 0 0 PNC FINL SVCS GROUP INC OPTION 693475105 4122 30500 SH Call DFND 30500 0 0 PNC FINL SVCS GROUP INC OPTION 693475105 204 1500 SH Put DFND 1500 0 0 PPG INDS INC COMMON 693506107 363 3500 SH DFND 3500 0 0 PANDORA MEDIA INC OPTION 698354107 83 10500 SH Put DFND 10500 0 0 PAPA JOHNS INTL INC COMMON 698813102 3804 75000 SH DFND 75000 0 0 PAR PACIFIC HOLDINGS INC COMMON 69888T207 416 23929 SH DFND 23929 0 0 PARATEK PHARMACEUTICALS INC OPTION 699374302 617 60500 SH Put DFND 60500 0 0 PARK HOTELS RESORTS INC COMMON 700517105 4327 141269 SH DFND 141269 0 0 PATTERSON COMPANIES INC COMMON 703395103 369 16295 SH DFND 16295 0 0 PAYPAL HLDGS INC COMMON 70450Y103 1045 12551 SH DFND 12551 0 0 PENN VA CORP NEW COMMON 70788V102 1573 18535 SH DFND 18535 0 0 PEPSICO INC COMMON 713448108 10480 96263 SH DFND 96263 0 0 PEPSICO INC OPTION 713448108 1049 9600 SH Call DFND 9600 0 0 PEPSICO INC OPTION 713448108 1308 12000 SH Put DFND 12000 0 0 PERSPECTA INC COMMON 715347100 631 30748 SH DFND 30748 0 0 PETIQ INC COMMON 71639T106 4432 165000 SH DFND 165000 0 0 PFIZER INC OPTION 717081103 594 16300 SH Call DFND 16300 0 0 PFIZER INC OPTION 717081103 784 21500 SH Put DFND 21500 0 0 PHILIP MORRIS INTL INC COMMON 718172109 215 2668 SH DFND 2668 0 0 PHYSICIANS RLTY TR COMMON 71943U104 2088 131000 SH DFND 131000 0 0 PILGRIMS PRIDE CORP NEW COMMON 72147K108 1186 58880 SH DFND 58880 0 0 PINNACLE FOODS INC DEL COMMON 72348P104 3948 60677 SH DFND 60677 0 0 PINNACLE FOODS INC DEL OPTION 72348P104 4229 65000 SH Call DFND 65000 0 0 PINNACLE FOODS INC DEL OPTION 72348P104 8133 125000 SH Put DFND 125000 0 0 PITNEY BOWES INC COMMON 724479100 6698 781571 SH DFND 781571 0 0 POLARITYTE INC COMMON 731094108 1648 70000 SH DFND 70000 0 0 POPULAR INC COMMON 733174700 2960 65465 SH DFND 65465 0 0 PORTLAND GEN ELEC CO COMMON 736508847 9775 228613 SH DFND 228613 0 0 PRECISION DRILLING CORP COMMON 74022D308 957 289470 SH DFND 289470 0 0 PREMIER INC COMMON 74051N102 4180 114919 SH DFND 114919 0 0 PROCTER AND GAMBLE CO OPTION 742718109 267 3400 SH Call DFND 3400 0 0 PROCTER AND GAMBLE CO OPTION 742718109 327 4200 SH Put DFND 4200 0 0 PROGRESSIVE CORP OHIO COMMON 743315103 2442 41298 SH DFND 41298 0 0 PROLOGIS INC COMMON 74340W103 15345 233590 SH DFND 233590 0 0 PROOFPOINT INC BOND 743424AD5 35656 24256000 PRN DFND 0 0 0 PROTALIX BIOTHERAPEUTICS INC BOND 74365AAD3 15276 17665000 PRN DFND 0 0 0 PURPLE INNOVATION INC WARRANT 74640Y114 63 100000 SH DFND 100000 0 0 QTS RLTY TR INC COMMON 74736A103 4820 122033 SH DFND 122033 0 0 Q2 HLDGS INC COMMON 74736L109 757 13274 SH DFND 13274 0 0 QUALCOMM INC COMMON 747525103 1457 25972 SH DFND 25972 0 0 QUANTA SVCS INC COMMON 74762E102 4361 130580 SH DFND 130580 0 0 QUEST DIAGNOSTICS INC OPTION 74834L100 209 1900 SH Put DFND 1900 0 0 QURATE RETAIL INC COMMON 74915M100 3543 166933 SH DFND 166933 0 0 R1 RCM INC COMMON 749397105 1182 136202 SH DFND 136202 0 0 RH COMMON 74967X103 236 1690 SH DFND 1690 0 0 RSP PERMIAN INC COMMON 74978Q105 948 21537 SH DFND 21537 0 0 RALPH LAUREN CORP OPTION 751212101 25207 200500 SH Put DFND 200500 0 0 RANGE RES CORP COMMON 75281A109 790 47200 SH DFND 47200 0 0 REALPAGE INC BOND 75606NAB5 35815 25222000 PRN DFND 0 0 0 REGENCY CTRS CORP COMMON 758849103 4749 76500 SH DFND 76500 0 0 REGENERON PHARMACEUTICALS COMMON 75886F107 287 833 SH DFND 833 0 0 RETROPHIN INC OPTION 761299106 1066 39100 SH Put DFND 39100 0 0 RINGCENTRAL INC COMMON 76680R206 3285 46693 SH DFND 46693 0 0 ROCKWELL COLLINS INC COMMON 774341101 16162 120000 SH DFND 120000 0 0 ROSS STORES INC OPTION 778296103 448 5300 SH Call DFND 5300 0 0 ROSS STORES INC OPTION 778296103 688 8100 SH Put DFND 8100 0 0 RYMAN HOSPITALITY PPTYS INC COMMON 78377T107 4490 54000 SH DFND 54000 0 0 SBA COMMUNICATIONS CORP NEW COMMON 78410G104 4411 26715 SH DFND 26715 0 0 SM ENERGY CO COMMON 78454L100 2736 106500 SH DFND 106500 0 0 SM ENERGY CO OPTION 78454L100 241 9400 SH Call DFND 9400 0 0 SM ENERGY CO OPTION 78454L100 341 13300 SH Put DFND 13300 0 0 SPDR S&P 500 ETF TR COMMON 78462F103 2713 10000 SH DFND 10000 0 0 SPDR S&P 500 ETF TR OPTION 78462F103 67820 250000 SH Put DFND 250000 0 0 SPDR GOLD TRUST OPTION 78463V107 23730 200000 SH Put DFND 200000 0 0 SPDR INDEX SHS FDS COMMON 78463X202 7666 200000 SH DFND 200000 0 0 SPDR INDEX SHS FDS OPTION 78463X202 38330 1000000 SH Put DFND 1000000 0 0 SPDR SERIES TRUST OPTION 78464A714 4856 100000 SH Put DFND 100000 0 0 SPDR SERIES TRUST OPTION 78464A870 14279 150000 SH Put DFND 150000 0 0 SVB FINL GROUP COMMON 78486Q101 1012 3505 SH DFND 3505 0 0 SABAN CAP ACQUISITION CORP COMMON 78516C106 20685 2050000 SH DFND 2050000 0 0 SABAN CAP ACQUISITION CORP WARRANT 78516C114 1159 875000 SH DFND 875000 0 0 SAEXPLORATION HLDGS INC COMMON 78636X204 1249 775699 SH DFND 775699 0 0 SANDERSON FARMS INC OPTION 800013104 307 2900 SH Put DFND 2900 0 0 SANMINA CORPORATION COMMON 801056102 3774 128827 SH DFND 128827 0 0 SANOFI COMMON 80105N113 3986 8065350 SH DFND 8065351 0 0 SANTANDER CONSUMER USA HDG I COMMON 80283M101 751 39347 SH DFND 39347 0 0 SCHEIN HENRY INC OPTION 806407102 247 3400 SH Put DFND 3400 0 0 SCHLUMBERGER LTD OPTION 806857108 2909 43400 SH Call DFND 43400 0 0 SCHLUMBERGER LTD OPTION 806857108 2621 39100 SH Put DFND 39100 0 0 SCHNEIDER NATIONAL INC COMMON 80689H102 1395 50717 SH DFND 50717 0 0 SCHWAB CHARLES CORP NEW OPTION 808513105 11242 220000 SH Call DFND 220000 0 0 SCIENTIFIC GAMES CORP COMMON 80874P109 231 4701 SH DFND 4701 0 0 SELECT SECTOR SPDR TR COMMON 81369Y407 446 4083 SH DFND 4083 0 0 SELECT SECTOR SPDR TR OPTION 81369Y407 1170 10700 SH Call DFND 10700 0 0 SELECT SECTOR SPDR TR OPTION 81369Y407 3924 35900 SH Put DFND 35900 0 0 SELECT SECTOR SPDR TR OPTION 81369Y605 28185 1060000 SH Call DFND 1060000 0 0 SENSEONICS HLDGS INC COMMON 81727U105 5952 1448161 SH DFND 1448161 0 0 SENSEONICS HLDGS INC BOND 81727UAA3 24069 16950000 PRN DFND 0 0 0 SERVICEMASTER GLOBAL HLDGS I COMMON 81761R109 1416 23807 SH DFND 23807 0 0 SERVICENOW INC COMMON 81762P102 1266 7342 SH DFND 7342 0 0 SHIRE PLC ADR 82481R106 8440 50000 SH DFND 50000 0 0 SIMON PPTY GROUP INC NEW COMMON 828806109 7346 43161 SH DFND 43161 0 0 SIMPLY GOOD FOODS CO WARRANT 82900L110 10355 2480225 SH DFND 2480225 0 0 SINCLAIR BROADCAST GROUP INC COMMON 829226109 789 24567 SH DFND 24567 0 0 SKECHERS U S A INC COMMON 830566105 5073 169029 SH DFND 169029 0 0 SMITH & NEPHEW PLC ADR 83175M205 13593 362200 SH DFND 362200 0 0 SMITH A O OPTION 831865209 202 3400 SH Put DFND 3400 0 0 SNAP ON INC COMMON 833034101 531 3300 SH DFND 3300 0 0 SNAP INC OPTION 83304A106 132 10100 SH Call DFND 10100 0 0 SONY CORP ADR 835699307 1461 28500 SH DFND 28500 0 0 SOUTH ST CORP COMMON 840441109 1283 14873 SH DFND 14873 0 0 SOUTHWESTERN ENERGY CO COMMON 845467109 1310 247200 SH DFND 247200 0 0 SPARTANNASH CO COMMON 847215100 305 11970 SH DFND 11970 0 0 SPECTRUM BRANDS HLDGS INC COMMON 84763R101 14365 176000 SH DFND 176000 0 0 SPIRE INC COMMON 84857L101 2613 36980 SH DFND 36980 0 0 SPLUNK INC COMMON 848637104 2048 20664 SH DFND 20664 0 0 STAMPS COM INC COMMON 852857200 883 3491 SH DFND 3491 0 0 STANLEY BLACK & DECKER INC COMMON 854502101 25343 190830 SH DFND 190830 0 0 STANLEY BLACK & DECKER INC OPTION 854502101 399 3000 SH Put DFND 3000 0 0 STARBUCKS CORP COMMON 855244109 6834 139904 SH DFND 139904 0 0 STARBUCKS CORP OPTION 855244109 12794 261900 SH Call DFND 261900 0 0 STARBUCKS CORP OPTION 855244109 3562 72900 SH Put DFND 72900 0 0 STARWOOD PPTY TR INC BOND 85571BAB1 22300 20000000 PRN DFND 0 0 0 STATE STR CORP COMMON 857477103 1992 21397 SH DFND 21397 0 0 STEWART INFORMATION SVCS COR COMMON 860372101 5167 119979 SH DFND 119979 0 0 STIFEL FINL CORP COMMON 860630102 326 6234 SH DFND 6234 0 0 STMICROELECTRONICS N V ADR 861012102 608 27500 SH DFND 27500 0 0 STRYKER CORP COMMON 863667101 5787 34275 SH DFND 34275 0 0 STRYKER CORP OPTION 863667101 323 1900 SH Call DFND 1900 0 0 STRYKER CORP OPTION 863667101 526 3100 SH Put DFND 3100 0 0 SUMITOMO MITSUI FINL GROUP I ADR 86562M209 1166 150000 SH DFND 150000 0 0 SUMMIT MATLS INC COMMON 86614U100 5530 210672 SH DFND 210672 0 0 SUMMIT MATLS INC OPTION 86614U100 13125 500000 SH Call DFND 500000 0 0 SUN CMNTYS INC COMMON 866674104 4150 42400 SH DFND 42400 0 0 SUPER MICRO COMPUTER INC OPTION 86800U104 223 9400 SH Call DFND 9400 0 0 SUPER MICRO COMPUTER INC OPTION 86800U104 383 16200 SH Put DFND 16200 0 0 SUPERVALU INC COMMON 868536301 888 43277 SH DFND 43277 0 0 SURGERY PARTNERS INC COMMON 86881A100 255 17133 SH DFND 17133 0 0 SYMANTEC CORP COMMON 871503108 3334 161429 SH DFND 161429 0 0 SYMANTEC CORP OPTION 871503108 288 14000 SH Call DFND 14000 0 0 SYMANTEC CORP OPTION 871503108 402 19500 SH Put DFND 19500 0 0 SYNOVUS FINL CORP COMMON 87161C501 10566 200000 SH DFND 200000 0 0 SYNNEX CORP COMMON 87162W100 1976 20472 SH DFND 20472 0 0 SYNERGY PHARMACEUTICALS DEL OPTION 871639308 174 100000 SH Put DFND 100000 0 0 TJX COS INC NEW OPTION 872540109 469 4900 SH Call DFND 4900 0 0 TJX COS INC NEW OPTION 872540109 917 9600 SH Put DFND 9600 0 0 T MOBILE US INC COMMON 872590104 230 3855 SH DFND 3855 0 0 T MOBILE US INC OPTION 872590104 11950 200000 SH Put DFND 200000 0 0 TPG PACE ENERGY HLDGS CORP COMMON 872656103 30464 2800000 SH DFND 2800000 0 0 TABLEAU SOFTWARE INC COMMON 87336U105 2000 20460 SH DFND 20460 0 0 TAIWAN SEMICONDUCTOR MFG LTD ADR 874039100 732 20000 SH DFND 20000 0 0 TAPESTRY INC COMMON 876030107 11678 250000 SH DFND 250000 0 0 TAYLOR MORRISON HOME CORP COMMON 87724P106 1596 76803 SH DFND 76803 0 0 TEGNA INC COMMON 87901J105 2485 229002 SH DFND 229002 0 0 TELIGENT INC NEW BOND 87960WAA2 17714 17500000 PRN DFND 0 0 0 TEMPUR SEALY INTL INC COMMON 88023U101 7246 150800 SH DFND 150800 0 0 TEMPUR SEALY INTL INC OPTION 88023U101 3604 75000 SH Call DFND 75000 0 0 TENET HEALTHCARE CORP COMMON 88033G407 259 7734 SH DFND 7734 0 0 TERRAFORM PWR INC COMMON 88104R209 22699 1939984 SH DFND 1939984 0 0 TESLA INC COMMON 88160R101 8816 25704 SH DFND 25704 0 0 TESLA INC OPTION 88160R101 19891 58000 SH Put DFND 58000 0 0 TESLA INC BOND 88160RAB7 28958 26250000 PRN DFND 0 0 0 TESLA INC BOND 88160RAC5 11262 10000000 PRN DFND 0 0 0 TEVA PHARMACEUTICAL INDS LTD OPTION 881624209 24320 1000000 SH Call DFND 1000000 0 0 TEXAS INSTRS INC OPTION 882508104 693 6300 SH Call DFND 6300 0 0 TEXAS INSTRS INC OPTION 882508104 671 6100 SH Put DFND 6100 0 0 THERMO FISHER SCIENTIFIC INC COMMON 883556102 1818 8778 SH DFND 8778 0 0 THOR INDS INC OPTION 885160101 223 2300 SH Call DFND 2300 0 0 THOR INDS INC OPTION 885160101 245 2500 SH Put DFND 2500 0 0 3-D SYS CORP DEL OPTION 88554D205 154 11200 SH Put DFND 11200 0 0 3M CO OPTION 88579Y101 336 1700 SH Call DFND 1700 0 0 3M CO OPTION 88579Y101 378 1900 SH Put DFND 1900 0 0 TIFFANY & CO NEW OPTION 886547108 563 4300 SH Put DFND 4300 0 0 TIMKEN CO COMMON 887389104 1921 44122 SH DFND 44122 0 0 TIVO CORP COMMON 88870P106 2595 192925 SH DFND 192925 0 0 TRACTOR SUPPLY CO OPTION 892356106 306 4000 SH Call DFND 4000 0 0 TRACTOR SUPPLY CO OPTION 892356106 321 4200 SH Put DFND 4200 0 0 TREEHOUSE FOODS INC COMMON 89469A104 1845 35134 SH DFND 35134 0 0 TRINITY BIOTECH INVT LTD BOND 89643QAB4 12494 15425000 PRN DFND 0 0 0 TRINITY INDS INC COMMON 896522109 1762 51433 SH DFND 51433 0 0 TRINITY MERGER CORP WARRANT 89653L114 193 500000 SH DFND 500000 0 0 TRUECAR INC OPTION 89785L107 155 15400 SH Call DFND 15400 0 0 TRUECAR INC OPTION 89785L107 121 11900 SH Put DFND 11900 0 0 TUTOR PERINI CORP COMMON 901109108 446 24200 SH DFND 24200 0 0 TWENTY FIRST CENTY FOX INC COMMON 90130A101 7049 141846 SH DFND 141846 0 0 TWENTY FIRST CENTY FOX INC OPTION 90130A101 9938 200000 SH Put DFND 200000 0 0 TWILIO INC COMMON 90138F102 241 4300 SH DFND 4300 0 0 TWITTER INC COMMON 90184L102 8406 192500 SH DFND 192500 0 0 TWITTER INC OPTION 90184L102 291 6700 SH Call DFND 6700 0 0 TWITTER INC OPTION 90184L102 314 7200 SH Put DFND 7200 0 0 2U INC COMMON 90214J101 226 2700 SH DFND 2700 0 0 2U INC OPTION 90214J101 259 3100 SH Call DFND 3100 0 0 2U INC OPTION 90214J101 291 3500 SH Put DFND 3500 0 0 TYSON FOODS INC OPTION 902494103 10328 150000 SH Put DFND 150000 0 0 UDR INC COMMON 902653104 4232 112736 SH DFND 112736 0 0 UGI CORP NEW COMMON 902681105 5633 108181 SH DFND 108181 0 0 U S G CORP COMMON 903293405 2928 67910 SH DFND 67910 0 0 U S CONCRETE INC COMMON 90333L201 268 5100 SH DFND 5100 0 0 ULTRAPAR PARTICIPACOES S A ADR 90400P101 211 17851 SH DFND 17851 0 0 UNDER ARMOUR INC COMMON 904311107 402 17900 SH DFND 17900 0 0 UNDER ARMOUR INC OPTION 904311107 667 29700 SH Call DFND 29700 0 0 UNDER ARMOUR INC OPTION 904311107 5292 235500 SH Put DFND 235500 0 0 UNITED PARCEL SERVICE INC OPTION 911312106 576 5400 SH Call DFND 5400 0 0 UNITED PARCEL SERVICE INC OPTION 911312106 862 8100 SH Put DFND 8100 0 0 UNITED RENTALS INC COMMON 911363109 4680 31704 SH DFND 31704 0 0 UNITED STATES STL CORP NEW COMMON 912909108 751 21600 SH DFND 21600 0 0 UNITED STATES STL CORP NEW OPTION 912909108 238 6900 SH Put DFND 6900 0 0 UNITED TECHNOLOGIES CORP COMMON 913017109 2501 20000 SH DFND 20000 0 0 UNIVAR INC COMMON 91336L107 1885 71819 SH DFND 71819 0 0 UNIVERSAL CORP VA COMMON 913456109 638 9666 SH DFND 9666 0 0 UNIVERSAL DISPLAY CORP OPTION 91347P105 399 4600 SH Call DFND 4600 0 0 UNIVERSAL DISPLAY CORP OPTION 91347P105 542 6300 SH Put DFND 6300 0 0 UPLAND SOFTWARE INC COMMON 91544A109 223 6500 SH DFND 6500 0 0 VAIL RESORTS INC COMMON 91879Q109 462 1684 SH DFND 1684 0 0 VALEANT PHARMACEUTICALS INTL COMMON 91911K102 928 39940 SH DFND 39940 0 0 VALEANT PHARMACEUTICALS INTL OPTION 91911K102 2926 125900 SH Call DFND 125900 0 0 VALEANT PHARMACEUTICALS INTL OPTION 91911K102 7909 340300 SH Put DFND 340300 0 0 VANECK VECTORS ETF TR COMMON 92189F718 933 35500 SH DFND 35500 0 0 VANECK VECTORS ETF TR OPTION 92189F718 10508 400000 SH Put DFND 400000 0 0 VANTAGE ENERGY ACQUISITION COMMON 92211L105 988 100000 SH DFND 100000 0 0 VANTAGE ENERGY ACQUISITION UNIT 92211L204 5165 500000 SH DFND 500000 0 0 VECTREN CORP COMMON 92240G101 1179 16498 SH DFND 16498 0 0 VECTOIQ ACQUISITION CORP COMMON 92243N103 9560 1000000 SH DFND 1000000 0 0 VECTOIQ ACQUISITION CORP WARRANT 92243N111 525 1000000 SH DFND 1000000 0 0 VERIFONE SYS INC COMMON 92342Y109 3911 171365 SH DFND 171365 0 0 VERISIGN INC OPTION 92343E102 523 3800 SH Call DFND 3800 0 0 VERISIGN INC OPTION 92343E102 439 3200 SH Put DFND 3200 0 0 VERIZON COMMUNICATIONS INC OPTION 92343V104 681 13600 SH Call DFND 13600 0 0 VERIZON COMMUNICATIONS INC OPTION 92343V104 970 19400 SH Put DFND 19400 0 0 VERINT SYS INC COMMON 92343X100 7945 179149 SH DFND 179149 0 0 VIACOM INC NEW COMMON 92553P201 3858 127932 SH DFND 127932 0 0 VIRTU FINL INC COMMON 928254101 9319 351000 SH DFND 351000 0 0 VISA INC COMMON 92826C839 1549 11700 SH DFND 11700 0 0 VISA INC OPTION 92826C839 276 2100 SH Call DFND 2100 0 0 VISA INC OPTION 92826C839 475 3600 SH Put DFND 3600 0 0 VISTRA ENERGY CORP COMMON 92840M102 674 28500 SH DFND 28500 0 0 VISTRA ENERGY CORP WARRANT 92840M128 4290 3516500 SH DFND 3516500 0 0 VORNADO RLTY TR COMMON 929042109 8004 108280 SH DFND 108280 0 0 VOYA FINL INC COMMON 929089100 22480 478300 SH DFND 478300 0 0 VOYA FINL INC OPTION 929089100 12690 270000 SH Call DFND 270000 0 0 VOYA FINL INC OPTION 929089100 9400 200000 SH Put DFND 200000 0 0 W & T OFFSHORE INC OPTION 92922P106 214 30000 SH Call DFND 30000 0 0 W & T OFFSHORE INC OPTION 92922P106 324 45200 SH Put DFND 45200 0 0 WABCO HLDGS INC OPTION 92927K102 293 2500 SH Put DFND 2500 0 0 WSFS FINL CORP COMMON 929328102 324 6080 SH DFND 6080 0 0 WALMART INC COMMON 931142103 11991 140000 SH DFND 140000 0 0 WASTE CONNECTIONS INC COMMON 94106B101 8032 106700 SH DFND 106700 0 0 WASTE MGMT INC DEL COMMON 94106L109 7850 96511 SH DFND 96511 0 0 WEIBO CORP ADR 948596101 1465 16500 SH DFND 16500 0 0 WELLS FARGO CO NEW OPTION 949746101 3460 62400 SH Call DFND 62400 0 0 WESTERN DIGITAL CORP COMMON 958102105 5001 64607 SH DFND 64607 0 0 WESTERN DIGITAL CORP OPTION 958102105 403 5200 SH Call DFND 5200 0 0 WESTERN DIGITAL CORP OPTION 958102105 480 6200 SH Put DFND 6200 0 0 WHITING PETE CORP NEW COMMON 966387409 499 9463 SH DFND 9463 0 0 WHITING PETE CORP NEW BOND 966387AL6 3818 4000000 PRN DFND 0 0 0 WILDHORSE RESOURCE DEV CORP COMMON 96812T102 261 10296 SH DFND 10296 0 0 WILEY JOHN & SONS INC COMMON 968223206 873 13992 SH DFND 13992 0 0 WILLIAMS SONOMA INC OPTION 969904101 565 9200 SH Call DFND 9200 0 0 WILLIAMS SONOMA INC OPTION 969904101 729 11900 SH Put DFND 11900 0 0 WILLSCOT CORP WARRANT 971375118 1786 810000 SH DFND 810000 0 0 WINNEBAGO INDS INC OPTION 974637100 485 12000 SH Call DFND 12000 0 0 WINNEBAGO INDS INC OPTION 974637100 333 8200 SH Put DFND 8200 0 0 WINTRUST FINL CORP COMMON 97650W108 1467 16859 SH DFND 16859 0 0 WORLD FUEL SVCS CORP COMMON 981475106 4259 208657 SH DFND 208657 0 0 XPO LOGISTICS INC COMMON 983793100 8054 80400 SH DFND 80400 0 0 XEROX CORP COMMON 984121608 4168 173655 SH DFND 173655 0 0 XEROX CORP OPTION 984121608 4800 200000 SH Call DFND 200000 0 0 YRC WORLDWIDE INC COMMON 984249607 622 61887 SH DFND 61887 0 0 YRC WORLDWIDE INC OPTION 984249607 198 19700 SH Call DFND 19700 0 0 YRC WORLDWIDE INC OPTION 984249607 137 13700 SH Put DFND 13700 0 0 YAHOO INC BOND 984332AF3 75193 55000000 PRN DFND 0 0 0 YAMANA GOLD INC COMMON 98462Y100 450 155000 SH DFND 155000 0 0 YELP INC COMMON 985817105 1222 31201 SH DFND 31201 0 0 ZAGG INC COMMON 98884U108 366 21161 SH DFND 21161 0 0 ZEBRA TECHNOLOGIES CORP COMMON 989207105 5078 35453 SH DFND 35453 0 0 ZENDESK INC COMMON 98936J101 4614 84677 SH DFND 84677 0 0 ZILLOW GROUP INC COMMON 98954M200 2634 44600 SH DFND 44600 0 0 ZIMMER BIOMET HLDGS INC COMMON 98956P102 203 1822 SH DFND 1822 0 0 ZIONS BANCORPORATION WARRANT 989701115 52122 2570100 SH DFND 2570100 0 0 ZOETIS INC COMMON 98978V103 233 2738 SH DFND 2738 0 0 ZOETIS INC OPTION 98978V103 250 2900 SH Call DFND 2900 0 0 ZOETIS INC OPTION 98978V103 605 7100 SH Put DFND 7100 0 0 ZUMIEZ INC COMMON 989817101 213 8494 SH DFND 8494 0 0 ASPEN INSURANCE HOLDINGS LTD COMMON G05384105 4070 100000 SH DFND 100000 0 0 ATHENE HLDG LTD COMMON G0684D107 3094 70573 SH DFND 70573 0 0 AXIS CAPITAL HOLDINGS LTD COMMON G0692U109 3800 68317 SH DFND 68317 0 0 AVISTA HEALTHCARE PUB ACQ CO WARRANT G0726L117 470 1010000 SH DFND 1010000 0 0 AVISTA HEALTHCARE PUB ACQ CO COMMON G0726L125 10125 1010000 SH DFND 1010000 0 0 AXALTA COATING SYS LTD COMMON G0750C108 8049 265571 SH DFND 265571 0 0 BANK OF NT BUTTERFIELD&SON L COMMON G0772R208 1710 37398 SH DFND 37398 0 0 ACCENTURE PLC IRELAND OPTION G1151C101 492 3000 SH Call DFND 3000 0 0 ACCENTURE PLC IRELAND OPTION G1151C101 751 4600 SH Put DFND 4600 0 0 BRIGHTSPHERE INVESTMNT GRP P COMMON G1644T109 1650 115731 SH DFND 115731 0 0 BUNGE LIMITED COMMON G16962105 28868 414122 SH DFND 414122 0 0 CAPITOL INVT CORP IV UNIT G18920119 13353 1299550 SH DFND 1299550 0 0 COSAN LTD COMMON G25343107 1523 199502 SH DFND 199502 0 0 COCA COLA EUROPEAN PARTNERS COMMON G25839104 8484 208768 SH DFND 208768 0 0 EATON CORP PLC OPTION G29183103 245 3300 SH Call DFND 3300 0 0 EATON CORP PLC OPTION G29183103 333 4500 SH Put DFND 4500 0 0 ESSENT GROUP LTD COMMON G3198U102 3005 83898 SH DFND 83898 0 0 ESTRE AMBIENTAL INC WARRANT G3206V118 72 170000 SH DFND 170000 0 0 FERROGLOBE PLC COMMON G33856108 3751 437832 SH DFND 437832 0 0 FGL HLDGS COMMON G3402M102 2710 322895 SH DFND 322895 0 0 FGL HLDGS WARRANT G3402M110 3357 2751991 SH DFND 2751991 0 0 GENPACT LIMITED COMMON G3922B107 334 11548 SH DFND 11548 0 0 GTY TECHNOLOGY HOLDINGS INC COMMON G4182A102 14883 1478000 SH DFND 1478000 0 0 GTY TECHNOLOGY HOLDINGS INC WARRANT G4182A128 591 492666 SH DFND 492666 0 0 HUDSON LTD COMMON G46408103 3760 215000 SH DFND 215000 0 0 WEATHERFORD INTL PLC OPTION G48833100 613 186300 SH Put DFND 186300 0 0 MALLINCKRODT PUB LTD CO OPTION G5785G107 196 10500 SH Call DFND 10500 0 0 MALLINCKRODT PUB LTD CO OPTION G5785G107 320 17100 SH Put DFND 17100 0 0 MEDTRONIC PLC OPTION G5960L103 461 5400 SH Call DFND 5400 0 0 MEDTRONIC PLC OPTION G5960L103 686 8000 SH Put DFND 8000 0 0 MOSAIC ACQUISITION CORP COMMON G62848109 27602 2850000 SH DFND 2850000 0 0 MOSAIC ACQUISITION CORP WARRANT G62848125 1140 950000 SH DFND 950000 0 0 NABORS INDUSTRIES LTD COMMON G6359F103 5391 840919 SH DFND 840919 0 0 NEW FRONTIER CORP UNIT G6485P116 10040 1000000 SH DFND 1000000 0 0 NOMAD FOODS LTD COMMON G6564A105 3041 158467 SH DFND 158467 0 0 NORWEGIAN CRUISE LINE HLDG L COMMON G66721104 11029 233434 SH DFND 233434 0 0 OCEAN RIG UDW INC COMMON G66964118 2210 74990 SH DFND 74990 0 0 PLATINUM EAGLE ACQUISITIN CO UNIT G7126L126 15173 1500000 SH DFND 1500000 0 0 QUOTIENT LTD COMMON G73268107 615 76591 SH DFND 76591 0 0 PENTAIR PLC OPTION G7S00T104 228 5400 SH Call DFND 5400 0 0 PENTAIR PLC OPTION G7S00T104 245 5800 SH Put DFND 5800 0 0 SHIP FINANCE INTERNATIONAL L COMMON G81075106 934 62497 SH DFND 62497 0 0 SHIP FINANCE INTERNATIONAL L BOND G81075AF3 22854 22025000 PRN DFND 0 0 0 SIGNET JEWELERS LIMITED COMMON G81276100 706 12659 SH DFND 12659 0 0 SINA CORP COMMON G81477104 11010 129998 SH DFND 129998 0 0 SINA CORP OPTION G81477104 277 3300 SH Call DFND 3300 0 0 SINA CORP OPTION G81477104 379 4500 SH Put DFND 4500 0 0 SOCIAL CAP HEDOSOPHIA HLDGS COMMON G8250R103 30015 3000000 SH DFND 3000000 0 0 SOCIAL CAP HEDOSOPHIA HLDGS WARRANT G8250R129 1489 825000 SH DFND 825000 0 0 TPG PACE HLDGS CORP WARRANT G89827110 1535 908550 SH DFND 908550 0 0 TPG PACE HLDGS CORP COMMON G89827128 27107 2725654 SH DFND 2725654 0 0 TRAVELPORT WORLDWIDE LTD COMMON G9019D104 936 50500 SH DFND 50500 0 0 VENATOR MATLS PLC COMMON G9329Z100 15582 952420 SH DFND 952420 0 0 GOLAR LNG LTD BERMUDA OPTION G9456A100 2946 100000 SH Call DFND 100000 0 0 XL GROUP LTD COMMON G98294104 11195 200088 SH DFND 200088 0 0 XL GROUP LTD OPTION G98294104 2798 50000 SH Put DFND 50000 0 0 TRANSOCEAN LTD OPTION H8817H100 3542 263500 SH Put DFND 263500 0 0 MELLANOX TECHNOLOGIES LTD COMMON M51363113 8738 103651 SH DFND 103651 0 0 ORBOTECH LTD COMMON M75253100 3300 53403 SH DFND 53403 0 0 TOWER SEMICONDUCTOR LTD COMMON M87915274 518 23547 SH DFND 23547 0 0 WIX COM LTD COMMON M98068105 1695 16900 SH DFND 16900 0 0 FIAT CHRYSLER AUTOMOBILES N COMMON N31738102 66512 3521000 SH DFND 3521000 0 0 FIAT CHRYSLER AUTOMOBILES N OPTION N31738102 36029 1889250 SH Call DFND 1889250 0 0 FIAT CHRYSLER AUTOMOBILES N OPTION N31738102 128620 6771028 SH Put DFND 6771028 0 0 NXP SEMICONDUCTORS N V COMMON N6596X109 39692 363240 SH DFND 363240 0 0 NXP SEMICONDUCTORS N V OPTION N6596X109 12238 112000 SH Call DFND 112000 0 0 NXP SEMICONDUCTORS N V OPTION N6596X109 38245 350000 SH Put DFND 350000 0 0 PLAYA HOTELS & RESORTS NV COMMON N70544106 201 18619 SH DFND 18619 0 0 QIAGEN NV COMMON N72482123 11290 309917 SH DFND 309917 0 0 QIAGEN NV BOND N72482AA5 43605 34200000 PRN DFND 0 0 0 TRONOX LTD COMMON Q9235V101 4802 244000 SH DFND 244000 0 0 TRONOX LTD OPTION Q9235V101 4920 250000 SH Call DFND 250000 0 0 ROYAL CARIBBEAN CRUISES LTD COMMON V7780T103 7770 75000 SH DFND 75000 0 0 FLEX LTD OPTION Y2573F102 426 30200 SH Call DFND 30200 0 0 FLEX LTD OPTION Y2573F102 561 39700 SH Put DFND 39700 0 0