13F-HR 1 egm13f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2002 Check here if Amendment: ____; Amendment Number: _____ This Amendment (Check only one.) ___ is a restatement. ___ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: EGM Capital Address: Two Embarcadero Center, Suite 1300 San Francisco, CA 94111 Form 13F File Number: 28-4994 The institutional investment manager filing this report and the person by whom it is signed hereby represent that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this Form. Person Signing this Report on Behalf of Reporting Manager: Name: Scott M. Bilyeu Title: Chief Financial Officer Phone: 415-782-9600 Signature, Place and Date of Signing: Scott M. Bilyeu San Francisco, CA October 22, 2002 [Signature] [City, State] [Date] Report Type (Check only one.): XXX 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) ___ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) ___ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: -0- Form 13F Information Table Entry Total: 161 Form 13F Information Table Value Total: 493,027 X 1000 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE. NAME OF ISSUER TITLE OF CUSIP VALUE SHARES INV. OTHER VOTING AUTH CLASS X1000 DISC MGR SOLE AT&T Corp. COM 001957109 3735 311000 SH Sole 311000 Abgenix, Inc. COM 00339b107 742 114400 SH Sole 114400 Advance Auto Parts COM 00751y106 19650 372577 SH Sole 370777 Advanced Fibre Communications COM 00754A105 2412 181800 SH Sole 181800 Affymetrix Inc. COM 00826T108 8179 393200 SH Sole 393200 Alliance Data Systems COM 018581108 2744 181100 SH Sole 181100 Alloy Online, Inc. COM 019855105 3528 424600 SH Sole 424600 Alteon COM 02144G107 930 531530 SH Sole 531530 Alteon Inc Prospectus Shares COM 02144g107 253 144330 SH Sole 144330 America Service Group, Inc. COM 02364L109 913 83100 SH Sole 83100 Applied Imaging Corp. COM 03820G106 1678 847568 SH Sole 847568 Array Biopharma COM 0426X1058 761 97700 SH Sole 97700 AtheroGenics COM 047439104 225 36000 SH Sole 36000 Autodesk Inc. COM 052769106 8502 671000 SH Sole 667200 Barr Laboratories Inc COM 068306109 7637 122604 SH Sole 122604 C-Cor.net Corp. COM 125010108 1030 277700 SH Sole 277700 CV Therapeutics Inc. COM 126667104 1342 64200 SH Sole 64200 Celadon Group Inc COM 150838100 484 43600 SH Sole 43600 CenturyTel COM 156700106 3647 162600 SH Sole 162600 Champion Enterprises, Inc. COM 158496109 298 101200 SH Sole 101200 Chico's COM 168615102 3779 237200 SH Sole 237200 China.com Corporation COM g2108n109 758 373500 SH Sole 373500 Conceptus Inc COM 206016107 1108 72400 SH Sole 72400 Concord EFS Inc. COM 206197105 6898 434400 SH Sole 429400 Cooper Tire & Rubber COM 216831107 8917 552500 SH Sole 549000 Cubist Pharmaceuticals, Inc. COM 229678107 1377 269400 SH Sole 269400 DRS Technologies Inc. COM 23330X100 10600 284800 SH Sole 284800 EP Medsystems COM 26881p038 100 50000 SH Sole 50000 EPIX Medical Inc. COM 26881Q101 317 70000 SH Sole 70000 Endo Pharmaceuticals Holdings COM 29264f205 6590 772600 SH Sole 772600 Ensco International Inc. COM 26874Q100 11979 478400 SH Sole 478400 Enzon, Inc. COM 293904108 3194 166200 SH Sole 166200 Equifax COM 294429105 4144 190600 SH Sole 190600 Evergreen Resources, Inc. COM 299900308 1324 32300 SH Sole 32300 Exelixis COM 30161q104 486 98200 SH Sole 98200 FEI Corp. COM 30241L109 3423 236900 SH Sole 236900 Family Dollar Store, Inc. COM 307000109 10279 382400 SH Sole 380600 First Horizon Pharmaceuticals COM 32051K106 2692 498450 SH Sole 498450 Furniture Brands COM 360921100 9761 425300 SH Sole 421200 Gartner, Inc. COM 366651107 10047 1240400 SH Sole 1240400 Genentech, Inc. COM 368710406 1286 39400 SH Sole 39400 Genstar Therapeutics, Inc. COM 37248d105 28 69100 SH Sole 69100 Georgia Gulf Corp COM 373200203 5535 242000 SH Sole 242000 Grant Prideco COM 38821G101 4805 562700 SH Sole 562700 Grey Wolf COM 397888108 450 125000 SH Sole 125000 HCC Insurance Holdings COM 404132101 9025 375900 SH Sole 373800 Harman International COM 413086109 11571 223600 SH Sole 221000 Hearst Argyle TV COM 422317107 3155 127000 SH Sole 127000 Hilb, Rogal & Hamilton COM 431294107 5536 134200 SH Sole 134200 Hollywood Entertainment COM 436141105 4555 313700 SH Sole 310000 Human Genome Sciences COM 444903108 625 51800 SH Sole 51800 Hydril COM 448774109 1075 43200 SH Sole 43200 Hyperion Solutions Corp. COM 44914m104 877 47800 SH Sole 47800 IDEC Pharmaceutical Corp. COM 449370105 1403 33800 SH Sole 33800 Imclone Systems Inc. COM 45245W109 427 54800 SH Sole 54800 Immucor Inc COM 452526106 244 15000 SH Sole 15000 Indevus Pharmaceuticals Inc. COM 454072109 3112 2007700 SH Sole 2007700 Ingram Micro Inc. COM 457153104 11129 836800 SH Sole 836800 Insurance Auto Auctions COM 457875102 9006 596000 SH Sole 588900 Int'l. Flavors & Fragrances In COM 459506101 9055 284300 SH Sole 284300 Intermune Pharmaceuticals, Inc COM 45885b100 604 18400 SH Sole 18400 Internet Security Systems, Inc COM 46060x107 5044 409400 SH Sole 409400 Interwoven COM 46114T102 1723 857300 SH Sole 857300 Intrado Inc. COM 46117a100 2502 259000 SH Sole 259000 Ishares S&P 500 Index fund COM 464287200 939 11500 SH Sole 11500 King Pharmaceuticals COM 495582108 460 25300 SH Sole 25300 La Quinta Corp. COM 50419u202 6038 1257900 SH Sole 1257900 Lawson Software COM 520780107 75 21300 SH Sole 21300 Lexington Corporate Property T COM 529043101 898 55800 SH Sole 55800 Lillian Vernon Corp COM 532430105 635 115600 SH Sole 115600 ML Biotech Holders Trust COM 09067d201 1558 20000 SH Sole 20000 Magma Design Automation COM 559181102 2728 305800 SH Sole 305800 Martek BioSciences Corp. COM 572901106 856 52250 SH Sole 52250 Medarex Inc. COM 583916101 3035 906100 SH Sole 906100 Metro One Telecommunications I COM 59163f105 587 69100 SH Sole 69100 Micromuse COM 595094103 3206 1272300 SH Sole 1272300 Mid-America Apartment Communit COM 59522J103 912 36600 SH Sole 36600 Millennium Pharmaceuticals Inc COM 599902103 1301 139600 SH Sole 139600 Minerals Technology COM 603158106 486 13100 SH Sole 13100 Mykrolis Corp COM 62852p103 1303 211800 SH Sole 211800 NPS Pharmaceuticals, Inc. COM 62936P103 1228 59700 SH Sole 59700 Natures Bounty COM 628782104 3750 288900 SH Sole 288900 Network Engines COM 64121A107 307 320000 SH Sole 320000 OSI Pharmaceuticals, Inc. COM 671040103 1230 72500 SH Sole 72500 Ocean Energy COM 67481E106 8449 423500 SH Sole 423500 Oil Service Holder's Trust COM 678002106 1001 20000 SH Sole 20000 Orchid BioSciences COM 68578p100 437 716100 SH Sole 716100 Organogenesis Inc. 144A COM 685906109 0 586206 SH Sole 586206 PRG-Schultz International COM 743168106 442 35700 SH Sole 35700 Parker Drilling Co. COM 701081101 209 95000 SH Sole 95000 Patterson Energy, Inc. COM 703414102 6270 245800 SH Sole 242900 Penwest Pharmaceuticals Co. COM 709754105 620 74400 SH Sole 74400 Petsmart COM 716768106 10029 563100 SH Sole 558900 Pharmaceutical Resources, Inc. COM 717125108 1091 39000 SH Sole 39000 Phoenix Footwear Group Inc COM 71903m100 415 53600 SH Sole 53600 Physiometrix COM 718928104 113 115000 SH Sole 115000 Power Integrations, Inc. COM 739276103 1911 156800 SH Sole 156800 Precision Drilling Corp. COM 74022D100 1102 36600 SH Sole 36600 Protein Design Labs, Inc. COM 74369L103 434 52300 SH Sole 52300 Quicklogic Corporation COM 74837p108 861 344500 SH Sole 344500 RF Micro Devices COM 749941100 4845 807500 SH Sole 807500 Regional Bank Holder's Trust COM 75902E100 984 9800 SH Sole 9800 Rent A Center COM 76009n100 9922 191000 SH Sole 191000 Rimage Corp. COM 766721104 396 44000 SH Sole 44000 Rowan Companies, Inc. COM 779382100 9363 502300 SH Sole 502300 Ruby Tuesday, Inc. COM 781182100 282 15000 SH Sole 15000 Salem Communications COM 794093104 2121 94600 SH Sole 94600 Scios Nova Inc. COM 808905103 3759 147700 SH Sole 147700 Scotts Company COM 810186106 7304 175200 SH Sole 174100 Spartech Corp. COM 847220209 4300 203200 SH Sole 203200 Spectralink Corp. COM 847580107 381 67000 SH Sole 67000 Spinnaker Exploration Co. COM 84855W109 5898 205500 SH Sole 205500 Sportsman's Guide Inc COM 848907200 668 98300 SH Sole 98300 Steel Dynamics Corp. COM 858119100 10379 792900 SH Sole 792900 SunGard Data Systems Inc. COM 867363103 13286 683100 SH Sole 678800 Synaptics Inc. COM 874764854 232 48300 SH Sole 48300 Tefron Ltd COM m87482101 751 214700 SH Sole 214700 Tekelec COM 879101103 7792 902900 SH Sole 902900 Telecom Holder's Trust COM 87927p200 1815 84900 SH Sole 84900 The Bisys Group, Inc. COM 055472104 7672 459100 SH Sole 453700 Therasense COM 883381105 963 69000 SH Sole 69000 Ticketmaster Online COM 88633p203 7979 523200 SH Sole 523200 Tom Brown COM 115660201 6183 270000 SH Sole 270000 Tularik Inc. COM 899165104 501 73100 SH Sole 73100 UTD Therapeutic COM 91307C102 1285 78100 SH Sole 78100 UTStarcom COM 918076100 3533 231400 SH Sole 231400 Urstadt Biddle Properties COM 917286205 936 80000 SH Sole 80000 Valspar Corp COM 920355104 7676 205800 SH Sole 205800 Verisign COM 92343E102 1777 351800 SH Sole 351800 Vertex Pharmaceuticals, Inc. COM 92532F100 965 52200 SH Sole 52200 Viacom Inc COM 925524308 5474 135000 SH Sole 135000 West Marine COM 954235107 4391 345500 SH Sole 345500 Women's First Healthcare COM 978150100 3520 752200 SH Sole 752200 Yellow Corporation COM 985509108 3515 119100 SH Sole 117700 Zoran Corporation COM 98975F101 2691 244600 SH Sole 244600 Adaptec Inc. CVBOND 00651fac2 966 1000000 PRN Sole 1000000 Amdocs Limited CVBOND 02342TAB5 543 600000 PRN Sole 600000 Arbor Software Corp. CVBOND 038918ac2 1337 1430000 PRN Sole 1430000 Aspen Technology, Inc. CVBOND 045327ab9 603 1055000 PRN Sole 1055000 CheckFree CVBOND 162816AC6 887 1000000 PRN Sole 1000000 Curagen CVBOND 23126RAC5 1772 2660000 PRN Sole 2660000 DDi Corp. CVBOND 233162AA4 283 1500000 PRN Sole 1500000 E*Trade Group, Inc CVBOND 269246AB0 1090 1700000 PRN Sole 1700000 Hutchinson Technology CVBOND 448407AC0 939 1000000 PRN Sole 1000000 Manugistics Group CVBOND 565011AB9 609 1400000 PRN Sole 1400000 Medarex, Inc. CVBOND 583916AA9 639 1100000 PRN Sole 1100000 Millennium Pharmaceuticals CVBOND 599902AB9 790 1000000 PRN Sole 1000000 Parker Drilling Co. CVBOND 701081AD3 927 1040000 PRN Sole 1040000 Photronics, Inc. CVBOND 719405aa0 914 1000000 PRN Sole 1000000 Protein Design CVBOND 74369LAB9 868 1100000 PRN Sole 1100000 Quantum Corp. CVBOND 747906ac9 1825 2310000 PRN Sole 2310000 RadiSys Corp. CVBOND 750459AB5 1043 1350000 PRN Sole 1350000 Rational Software CVBOND 75409PAC7 526 655000 PRN Sole 655000 Richardson Electronics, Ltd. CVBOND 763165AB3 286 402000 PRN Sole 402000 Richardson Electronics, Ltd. CVBOND 763165AC1 836 1056000 PRN Sole 1056000 Terayon Communications CVBOND 880775AC5 843 1400000 PRN Sole 1400000 Allen Telecom Series D cvpfd 018091207 820 20000 SH Sole 20000 CenturyTel PEPS cvpfd 156700403 765 36000 SH Sole 36000 Newell Rubbermaid QUIPS cvpfd 651195307 1154 26000 SH Sole 26000 Newfield Financial Trust Cv Pf cvpfd 651291205 784 15000 SH Sole 15000 Northrup Grumman Equity Securi cvpfd 666807409 1060 8200 SH Sole 8200 Provident Financial Group cvpfd 74386x205 480 18700 SH Sole 18700 Titan Corp cvpfd 888262300 819 24000 SH Sole 24000 Union Pacific Tides cvpfd 907824403 929 18400 SH Sole 18400 SM\3237\010\1205939.01