X0505 N-CEN LIVE 0000919160 XXXXXXXX N-1A S000005893 C000016117 S000005894 C000016118 S000005895 C000016119 C000161072 S000005896 C000016120 S000009156 C000024897 S000065017 C000210495 S000069134 C000220961 S000069135 C000220962 S000069963 C000222800 S000097909 C000267420 S000097910 C000267421 S000097935 C000267448 GUINNESS ATKINSON FUNDS 811-08360 0000919160 54930097560RK2KMX577 251 SOUTH LAKE AVE SUITE 800 PASADENA 91101 US-CA US 6266282739 Mutual Fund Administration, LLC 2220 E. Route 66, Suite 226 Glendora 91740 626-914-4141 The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 Act Foreside Fund Services, LLC (dba ACA Group) Three Canal Plaza, Suite 100 Portland 04101 866-251-6920 The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 Act U.S. Bank Global Fund Services 615 E. Michigan Street Milwaukee 53202 414-287-3387 The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 Act Brown Brothers Harriman & Co. 50 Post Office Square Boston 02110 617-772-1480 The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 Act Guinness Atkinson Asset Management , Inc. 251 South Lake Avenue, Suite 800 Pasadena 91101 800-915-6566 The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 Act Guinness Atkinson Asset Management , Inc. 18 Smith Square Westminster London GB SW1P 3HZ 44-207-2225703 The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 Act N N N-1A 12 Y James I Fordwood N/A N Dr. Bret A. Herscher N/A N Jeffrey Long N/A N Timothy W.N. 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