0001398344-21-017799.txt : 20210827 0001398344-21-017799.hdr.sgml : 20210827 20210827124138 ACCESSION NUMBER: 0001398344-21-017799 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210827 PERIOD START: 20211231 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GUINNESS ATKINSON FUNDS CENTRAL INDEX KEY: 0000919160 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-08360 FILM NUMBER: 211216547 BUSINESS ADDRESS: STREET 1: 225 SOUTH LAKE AVENUE STREET 2: SUITE 216 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 626-914-1041 MAIL ADDRESS: STREET 1: 225 SOUTH LAKE AVENUE STREET 2: SUITE 216 CITY: PASADENA STATE: CA ZIP: 91101 FORMER COMPANY: FORMER CONFORMED NAME: INVESTEC FUNDS DATE OF NAME CHANGE: 20000927 FORMER COMPANY: FORMER CONFORMED NAME: GUINNESS FLIGHT INVESTMENT FUNDS DATE OF NAME CHANGE: 19970506 FORMER COMPANY: FORMER CONFORMED NAME: GUINNESS FLIGHT INVESTMENT FUNDS INC DATE OF NAME CHANGE: 19940217 0000919160 S000032927 Renminbi Yuan & Bond Fund C000101629 Renminbi Yuan & Bond Fund GARBX NPORT-P 1 primary_doc.xml NPORT-P false 0000919160 XXXXXXXX S000032927 C000101629 GUINNESS ATKINSON FUNDS 811-08360 0000919160 54930097560RK2KMX577 225 SOUTH LAKE AVENUE SUITE 216 Pasadena 91101 626-914-1041 Renminbi Yuan & Bond Fund S000032927 549300RPVVZNII7L1D89 2021-12-31 2021-06-30 N 4715670.28 177780.97 4537889.31 0 0 0 0 0 0 0 0 0 0 0 0 0 1071987.3 CNY N BANK OF CHI 3.3% 04/17/22/CNH/ N/A Y0560DAB2 1000000 PA 155209.73 3.42 Long DBT CORP CN Y 2 2022-04-17 Fixed 3.3 N N N N N N BANK OF CHINA 3.08% 4/28/26/CNH/ N/A N/A 1000000 PA 154735.07 3.41 Long DBT CORP CN N 2 2026-04-28 Fixed 3.08 N N N N N N BMW FINANCE 2.8% 08/11/23/CNH/ N/A N1420MV78 3000000 PA 463866.6 10.22 Long DBT CORP NL N 2 2023-08-11 Fixed 2.8 N N N N N N CBQ FINANCE L 4% 08/05/23/CNH/ N/A N/A 2000000 PA 312126.41 6.88 Long DBT CORP BM N 2 2023-08-05 Fixed 4 N N N N N N CHINA CONS 2.85% 04/22/23/CNH/ N/A N/A 1000000 PA 154541.8 3.41 Long DBT CORP CN N 2 2023-04-22 Fixed 2.85 N N N N N N CHINA DEVE 3.03% 11/27/23/CNH/ N/A Y1456TKD7 1000000 PA 156050.84 3.44 Long DBT CN Y 2 2023-11-27 Fixed 3.03 N N N N N N CHINA DEVE 3.23% 11/27/25/CNH/ N/A Y1456TKC9 1000000 PA 156389.44 3.45 Long DBT CN Y 2 2025-11-27 Fixed 3.23 N N N N N N EUROPEAN IN 2.7% 04/22/24/CNH/ N/A B3821TS63 1000000 PA 155447.84 3.43 Long DBT CORP XX N 2 2024-04-22 Fixed 2.7 N N N N N N EXPORT-IMPO 4.5% 01/27/24/CNH/ N/A Y2R84NN53 1000000 PA 160799.05 3.54 Long DBT KR N 2 2024-01-27 Fixed 4.5 N N N N N N FIRST ABU D 3.4% 08/18/25/CNH/ N/A N/A 4000000 PA 623442.65 13.74 Long DBT CORP AE N 2 2025-08-18 Fixed 3.4 N N N N N N HONG KONG M 2.7% 02/09/24/CNH/ N/A N/A 1000000 PA 154274.32 3.4 Long DBT HK N 2 2024-02-09 Fixed 2.7 N N N N N N HSBC HOLDIN 3.4% 06/29/27/CNH/ N/A N/A 1000000 PA 154249.58 3.4 Long DBT CORP GB N 2 2027-06-29 Fixed 3.4 N N N N N N KFW 2.7% 03/25/24/CNH/ N/A N/A 1000000 PA 155481.86 3.43 Long DBT CORP DE N 2 2024-03-25 Fixed 2.7 N N N N N N SUN HUNG KA 3.2% 08/14/27/CNH/ N/A G8T79UCL6 1000000 PA 154959.26 3.41 Long DBT CORP KY N 2 2027-08-14 Fixed 3.2 N N N N N N VOLKSWAGEN 2.9% 01/21/24/CNH/ N/A N93695TM1 1000000 PA 154478.41 3.4 Long DBT CORP NL N 2 2024-01-21 Fixed 2.9 N N N N N N WHARF FINA 3.25% 01/14/24/CNH/ N/A G9590NAJ8 1000000 PA 154071.77 3.4 Long DBT CORP VG N 2 2024-01-14 Fixed 3.25 N N N N N N WHARF REIC 3.2% 09/15/23/CNH/ N/A G9589QAP0 1000000 PA 154467.59 3.4 Long DBT CORP VG N 2 2023-09-15 Fixed 3.2 N N N N N N 2021-08-27 GUINNESS ATKINSON FUNDS /s/ Lyna Phan Lyna Phan Assistant Treasurer