X0201 N-CEN LIVE 0000919160 XXXXXXXX N-1A S000005893 C000016117 S000005894 C000016118 S000005895 C000016119 C000161072 S000005896 C000016120 S000009156 C000024897 S000009157 C000024898 S000032927 C000101629 S000036495 C000111794 C000161073 GUINNESS ATKINSON FUNDS 811-08360 0000919160 54930097560RK2KMX577 P.O. Box 701 Milwaukee 53201 US-WI US 800-915-6566 Mutual Fund Administration, LLC 2220 E. Route 66, Suite 226 Glendora 91740 626-914-4141 Books and records related to fund administration services Foreside Fund Services, LLC Three Canal Plaza, Suite 100 Portland 04101 866-251-6920 Books and records related to distribution services ALPS Fund Services, Inc. 1290 Broadway, Suite 1100 Denver 80203 303-623-2577 Books and records related to fund accounting services U.S. Bank Global Fund Services 615 E. Michigan Sreet Milwaukee 53202 414-287-3387 Books and records related to transfer agent services Brown Brothers Harriman & Co. 50 Post Office Square Boston 02110 617-772-1480 Books and records related to custodian services Guinness AtkinsonTM Asset Management , Inc. 225 South Lake Avenue, Suite 201 Pasadena 91101 626-628-2739 Books and records related to investment advisory services Guinness AtkinsonTM Asset Management , Inc. 14 Queen Anne's Gate London GB SW1H 9AA 440-20-7222-0400 Books and records related to investment advisory services Y N N N-1A 8 Y Dr. Gunter Dufey N/A N James I Fordwood N/A N Dr. Bret A. Herscher N/A N J. Brooks Reece, Jr. N/A N Susan Penry-Williams N/A N Timothy W.N. 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