485BPOS 1 fp0033044_485bpos-xbrl.htm

AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON MAY 16, 2018

 

1933 Act File No. 33 -75340

1940 Act No. 811 -08360

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM N-1A

 

 

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [  ]
PRE-EFFECTIVE AMENDMENT NO. [  ]
POST-EFFECTIVE AMENDMENT NO. 78 [X]
AND/OR  
   
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 [  ]
AMENDMENT NO. 79 [X]

 

 

 

GUINNESS ATKINSON FUNDS

(Formerly Investec Funds)

(Exact Name of Registrant as Specified in Charter)

 

225 South Lake Avenue, Suite 201

Pasadena, California 91101

 

(Address of Principal Executive Offices, including Zip Code)

Registrant's Telephone Number, Including Area Code: (818) 716-2739

 

James J. Atkinson, President

Guinness Atkinson Funds

225 South Lake Avenue, Suite 201

Pasadena, California 91101

 

(Name and Address of Agent for Service)

 

Please send copies of communications to:

 

Alexandra Alberstadt, Esq

Perkins Coie LLP

30 Rockefeller Plaza, 22nd Floor

New York, New York 10112

 

It is proposed that this filing will become effective (check appropriate box):

 

[X]immediately upon filing pursuant to paragraph (b) of Rule 485; or
[  ]on _____________ pursuant to paragraph (b) of Rule 485; or
[  ]60 days after filing pursuant to paragraph (a)(1) of Rule 485;
[  ]on _____________ pursuant to paragraph (a)(1) of Rule 485; or
[  ]75 days after filing pursuant to paragraph (a)(2) of Rule 485; or
[  ]on _____________ pursuant to paragraph (a)(2) of Rule 485; or
[  ]on _____________ pursuant to paragraph (a)(3) of Rule 485.

 

If appropriate, check the following box:

[  ]This post-effective amendment designates a new effective date for a previously filed post-effective amendment.

 

 

 

 SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, Registrant certifies that it meets all of the requirements of effectiveness of this Registration Statement under Rule 485(b) under the Securities Act and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York and State of New York, on the 16 th day of May, 2018.

 

  GUINNESS ATKINSON FUNDS  
     
By: /s/ James Atkinson
  James Atkinson  
  President  

 

Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed on the 16th day of May, 2018, by the following persons in the capacities set forth below.

 

Signature   Title   Date
         
/s/ James Atkinson   President   May 16, 2018
James Atkinson        
         
/s/ Dr. Gunter Dufey*   Trustee   May 16, 2018
Dr. Gunter Dufey        
         
/s/ J.I. Fordwood*   Trustee   May 16, 2018
J.I. Fordwood        
         
/s/ Timothy Guinness*   Trustee   May 16, 2018
Timothy Guinness        
         
/s/ Bret A. Herscher*   Trustee   May 16, 2018
Bret A. Herscher        
         
/s/ J. Brooks Reece, Jr.*   Trustee and Chairman   May 16, 2018
J. Brooks Reece, Jr.        
         
/s/ Rita Dam   Treasurer   May 16, 2018
Rita Dam        
         
*By: /s/ Rita Dam        

Rita Dam

Attorney-in-Fact

       

 

 

 

INDEX TO EXHIBITS

 

Exhibit Exhibit No.
XBRL Instance Document EX-101.INS
XBRL Taxonomy Extension Schema Document EX-101.SCH
XBRL Taxonomy Extension Calculation Linkbase EX-101.CAL
XBRL Taxonomy Extension Definition Linkbase EX-101.DEF
XBRL Taxonomy Extension Labels Linkbase EX-101.LAB
XBRL Taxonomy Extension Presentation Linkbase EX-101.PRE