13F-HR 1 form_13f-perry.txt --------------------------- [ OMB APPROVAL ] [-------------------------] [OMB Number: 3235-0006] [Expires: August 31, 2012] [Estimated average burden ] [hours per response...22.6] --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Perry Corp. 767 Fifth Avenue New York, NY 10153 Form 13F File Number: 028-4106 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael C. Neus Title: General Counsel Phone: 212-583-4000 Signature, Place, and Date of Signing: /s/ Michael C. Neus New York, NY November 10, 2011 -------------------- ------------------ ------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [ ] 13F HOLDINGS REPORT.(Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 1 ----------- Form 13F Information Table Entry Total: 33 ----------- Form 13F Information Table Value Total: $2,389,182 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Name --- ---- 1. Richard C. Perry.
Perry Corp Form 13F Information Table Quarter ended September 30, 2011 COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVST OTHR VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCR MANGR SOLE SHARED NONE ----------------------------- ----------------- --------- ---------- ---------- --- ---- ------ ----- ---- --------- ---- Anadarko Petroleum Corp COM 032511107 $ 123,578 1,960,000 SH Shared 1 1,960,000 Anadarko Petroleum Corp COM 032511107 $ 31,525 500,000 SH CALL Shared 1 500,000 BP PLC SPONSORED ADR 055622104 $ 82,095 2,276,000 SH Shared 1 2,276,000 BP PLC SPONSORED ADR 055622104 $ 90,175 2,500,000 SH CALL Shared 1 2,500,000 General Motors Corp COM 37045V100 $ 40,360 2,000,000 SH Shared 1 2,000,000 General Motors Corp *W EXP 07/10/2019 37045V126 $ 210 26,422 SH Shared 1 26,422 General Motors Corp *W EXP 07/10/2016 37045V118 $ 308 26,422 SH Shared 1 26,422 Hartford Financial Services Grp *W EXP 06/26/2019 416515120 $ 1,647 171,200 SH Shared 1 171,200 Iron Mountain Inc COM 462846106 $ 142,448 4,505,000 SH Shared 1 4,505,000 Johnson & Johnson COM 478160104 $ 33,659 528,486 SH Shared 1 528,486 Lincoln National Corp *W EXP 07/10/2019 534187117 $ 1,117 120,676 SH Shared 1 120,676 Medco Health Solutions Inc COM 58405U102 $ 28,017 597,500 SH Shared 1 597,500 Motorola Mobility Holdings COM 620097105 $ 104,380 2,762,832 SH Shared 1 2,762,832 Nalco Holding Co COM 62985Q101 $ 23,096 660,250 SH Shared 1 660,250 News Corp CL B 65248E203 $ 13,811 885,289 SH Shared 1 885,289 North American Energy Partners COM 656844107 $ 26,763 4,598,466 SH Shared 1 4,598,466 PNC Financial Services Group *W EXP 12/31/2018 693475121 $ 3,308 370,000 SH Shared 1 370,000 Rite Aid Corp COM 767754104 $ 13,906 14,190,000 SH Shared 1 14,190,000 Royal Bank of Scotland Group ADR PREF SHS R 780097747 $ 5,121 495,699 SH Shared 1 495,699 Royal Bank of Scotland Group SP ADR PREF S 780097739 $ 44,291 3,986,560 SH Shared 1 3,986,560 Royal Bank of Scotland Group ADR PFD SER P 780097762 $ 2,697 256,857 SH Shared 1 256,857 Royal Bank of Scotland Group SP ADR PREF T 780097713 $ 41,446 3,439,511 SH Shared 1 3,439,511 Royal Bank of Scotland Group ADR PREF SHS Q 780097754 $ 30,076 2,645,164 SH Shared 1 2,645,164 Royal Bank of Scotland Group ADR PREF SER N 780097770 $ 19,231 1,812,498 SH Shared 1 1,812,498 Royal Bank of Scotland Group SP ADR PREF M 780097796 $ 51,263 4,795,370 SH Shared 1 4,795,370 ISHARES TR RUSSELL 2000 464287655 $ 82,304 1,280,000 SH CALL Shared 1 1,280,000 ISHARES TR RUSSELL 2000 464287655 $1,038,162 16,145,600 SH PUT Shared 1 16,145,600 Sanofi-Aventis RIGHT 12/31/2020 80105N113 $ 6,071 5,726,911 SH Shared 1 5,726,911 Southern Union Co COM 844030106 $ 61,593 1,518,190 SH Shared 1 1,518,190 United Community Banks Inc/GA COM 90984P303 $ 17,270 2,034,162 SH Shared 1 2,034,162 Universal American Corp COM 91338E101 $ 77,404 7,694,185 SH Shared 1 7,694,185 Yahoo! Inc COM 984332106 $ 67,167 5,100,000 SH Shared 1 5,100,000 Yahoo! Inc COM 984332106 $ 84,683 6,430,000 SH CALL Shared 1 6,430,000 Total Fair Market Value (in thousands) $2,389,182