13F-HR 1 form_13f-perry.txt ----------------------------------- OMB APPROVAL ----------------------------------- OMB Number: 3235-0006 Expires: December 31, 2009 Estimated average burden hours per response..........22.6 ----------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Perry Corp. 767 Fifth Avenue New York, NY 10153 Form 13F File Number: 028-4106 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael C. Neus Title: General Counsel Phone: 212-583-4000 Signature, Place, and Date of Signing: /s/ Michael C. Neus New York, NY November 13, 2009 ------------------------ ------------------ ------------------------ [Signature] [City, State] [Date] The Resolute Energy Corporation position is the result of a business combination with Hicks Acquisition Company I, Inc. that was consummated on September 25, 2009. As a result of this transaction, each outstanding share of common stock of Hicks Acquisition Company I, Inc. held for the benefit of Perry Corp. was converted into the right to receive one share of Resolute Energy Corporation common stock. Report Type (Check only one.): [ ] 13F HOLDINGS REPORT.(Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 1 ------------------ Form 13F Information Table Entry Total: 49 ------------------ Form 13F Information Table Value Total: $1,511,903 ------------------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NO. NAME ------ ----------------------- 1. Richard C. Perry.
Perry Corp Form 13F Information Table Quarter ended September 30, 2009 INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET VALUE SHARES OR TITLE OF CUSIP (IN PRINCIPAL SH/ PUT/ SHARED SHARED OTHER ISSUER CLASS NUMBER THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MANAGERS SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ Abercrombie & Fitch Co CL A 002896207 $62,472 1,900,000 SH Shared 1 1,900,000 ------------------------------------------------------------------------------------------------------------------------------------ Allegheny Energy Inc COM 017361106 $7,266 274,000 SH Shared 1 274,000 ------------------------------------------------------------------------------------------------------------------------------------ American International Group UNIT 026874115 $10,352 896,300 SH Shared 1 896,300 ------------------------------------------------------------------------------------------------------------------------------------ American Superconductor Corp COM 030111108 $5,870 175,000 SH Shared 1 175,000 ------------------------------------------------------------------------------------------------------------------------------------ SPONSORED Anglo Gold Ashanti Ltd ADR 035128206 $5,299 130,000 SH Shared 1 130,000 ------------------------------------------------------------------------------------------------------------------------------------ AnnTaylor Stores Corp COM 036115103 $22,246 1,400,000 SH Shared 1 1,400,000 ------------------------------------------------------------------------------------------------------------------------------------ Atheros Communications Inc COM 04743P108 $31,836 1,200,000 SH Shared 1 1,200,000 ------------------------------------------------------------------------------------------------------------------------------------ Blockbuster Inc CL A 093679108 $2,140 2,000,000 SH Shared 1 2,000,000 ------------------------------------------------------------------------------------------------------------------------------------ Brocade Communications Systems COM 111621306 $35,370 4,500,000 SH Shared 1 4,500,000 ------------------------------------------------------------------------------------------------------------------------------------ Citigroup Inc COM 172967101 $6,961 1,438,282 SH Shared 1 1,438,282 ------------------------------------------------------------------------------------------------------------------------------------ Comverse Technology Inc COM 205862402 $20,694 2,365,000 SH Shared 1 2,365,000 ------------------------------------------------------------------------------------------------------------------------------------ Doral Financial Corp COM NEW 25811P886 $463 125,000 SH Shared 1 125,000 ------------------------------------------------------------------------------------------------------------------------------------ E*Trade Financial Corp COM 269246104 $1,188 678,800 SH Shared 1 678,800 ------------------------------------------------------------------------------------------------------------------------------------ Endurance Specialty Holdings SHS G30397106 $260,438 7,141,146 SH Shared 1 7,141,146 ------------------------------------------------------------------------------------------------------------------------------------ Globe Specialty Metals Inc COM 37954N206 $4,993 553,500 SH Shared 1 553,500 ------------------------------------------------------------------------------------------------------------------------------------ GT Solar International Inc COM 3623E0209 $3,201 550,887 SH Shared 1 550,887 ------------------------------------------------------------------------------------------------------------------------------------ Healthspring Inc COM 42224N101 $30,625 2,500,000 SH Shared 1 2,500,000 ------------------------------------------------------------------------------------------------------------------------------------ Hershey Co COM 427866108 $58,290 1,500,000 SH Shared 1 1,500,000 ------------------------------------------------------------------------------------------------------------------------------------ Humana Inc COM 444859102 $98,845 2,650,000 SH Shared 1 2,650,000 ------------------------------------------------------------------------------------------------------------------------------------ ICO Global Communications Hold CL A 44930K108 $953 1,108,489 SH Shared 1 1,108,489 ------------------------------------------------------------------------------------------------------------------------------------ ITT Educational Services Inc COM 45068B109 $46,924 425,000 SH Shared 1 425,000 ------------------------------------------------------------------------------------------------------------------------------------ Johnson & Johnson COM 478160104 $33,700 553,458 SH Shared 1 553,458 ------------------------------------------------------------------------------------------------------------------------------------
INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET VALUE SHARES OR TITLE OF CUSIP (IN PRINCIPAL SH/ PUT/ SHARED SHARED OTHER ISSUER CLASS NUMBER THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MANAGERS SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ Juniper Networks Inc COM 48203R104 $27,030 1,000,000 SH PUT Shared 1 1,000,000 ------------------------------------------------------------------------------------------------------------------------------------ Lexmark International Inc CL A 529771107 $43,080 2,000,000 SH Shared 1 2,000,000 ------------------------------------------------------------------------------------------------------------------------------------ Liz Claiborne Inc COM 539320101 $45,603 9,250,000 SH Shared 1 9,250,000 ------------------------------------------------------------------------------------------------------------------------------------ Lululemon Athletica Inc COM 550021109 $6,740 296,250 SH Shared 1 296,250 ------------------------------------------------------------------------------------------------------------------------------------ MetroPCS Communications Inc COM 591708102 $11,700 1,250,000 SH Shared 1 1,250,000 ------------------------------------------------------------------------------------------------------------------------------------ Myriad Pharmaceuticals Inc COM 62856H107 $6,446 1,100,000 SH Shared 1 1,100,000 ------------------------------------------------------------------------------------------------------------------------------------ Network Appliance Inc COM 64110D104 $5,332 200,000 SH Shared 1 200,000 ------------------------------------------------------------------------------------------------------------------------------------ North American Energy Partners COM 656844107 $27,591 4,598,466 SH Shared 1 4,598,466 ------------------------------------------------------------------------------------------------------------------------------------ Palm Inc New COM 696643105 $90,792 5,200,000 SH Shared 1 5,200,000 ------------------------------------------------------------------------------------------------------------------------------------ Panera Bread Co CL A 69840W108 $1,530 27,825 SH Shared 1 27,825 ------------------------------------------------------------------------------------------------------------------------------------ Penske Auto Group Inc COM 70959W103 $3,475 181,200 SH Shared 1 181,200 ------------------------------------------------------------------------------------------------------------------------------------ Platinum Underwriters Holdings COM G7127P100 $38,743 1,081,000 SH Shared 1 1,081,000 ------------------------------------------------------------------------------------------------------------------------------------ RadioShack Corp COM 750438103 $11,599 700,000 SH Shared 1 700,000 ------------------------------------------------------------------------------------------------------------------------------------ RenaissanceRe Holdings Ltd COM G7496G103 $28,371 518,100 SH PUT Shared 1 518,100 ------------------------------------------------------------------------------------------------------------------------------------ Resolute Energy Corporation COM 76116A108 $27,324 2,640,000 SH Shared 1 2,640,000 ------------------------------------------------------------------------------------------------------------------------------------ Resources Connection Inc COM 76122Q105 $10,236 600,000 SH Shared 1 600,000 ------------------------------------------------------------------------------------------------------------------------------------ Saks Inc COM 79377W108 $3,410 500,000 SH Shared 1 500,000 ------------------------------------------------------------------------------------------------------------------------------------ Schering-Plough Corp COM 806605101 $2,966 105,000 SH Shared 1 105,000 ------------------------------------------------------------------------------------------------------------------------------------ Sigma Designs Inc COM 826565103 $5,890 405,375 SH Shared 1 405,375 ------------------------------------------------------------------------------------------------------------------------------------ SPDR Gold Trust GOLD SHS 78463V107 $24,713 250,000 SH PUT Shared 1 250,000 ------------------------------------------------------------------------------------------------------------------------------------ STEC Inc COM 784774101 $43,351 1,475,010 SH Shared 1 1,475,010 ------------------------------------------------------------------------------------------------------------------------------------ Synaptics Inc COM 87157D109 $23,940 950,000 SH PUT Shared 1 950,000 ------------------------------------------------------------------------------------------------------------------------------------ Synaptics Inc COM 87157D109 $6,912 274,300 SH Shared 1 274,300 ------------------------------------------------------------------------------------------------------------------------------------ Universal American Corp COM 913377107 $64,162 6,811,233 SH Shared 1 6,811,233 ------------------------------------------------------------------------------------------------------------------------------------ VeriSign Inc COM 92343E102 $59,225 2,500,000 SH Shared 1 2,500,000 ------------------------------------------------------------------------------------------------------------------------------------ *W EXP Virgin Media Inc. 01/10/2011 92769L119 $1 17,349 SH Shared 1 17,349 ------------------------------------------------------------------------------------------------------------------------------------ Wyeth COM 983024100 $141,616 2,915,100 SH Shared 1 2,915,100 ------------------------------------------------------------------------------------------------------------------------------------ Total Fair Market Value $1,511,903 (in thousands)