-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RnZQ+UnRa7EYsomTA5ogLiwj/EQ8COAS+RMuooD/Hq6+aKN8OtuQTLEWdLD7C910 RNdI5SVbN31rJ8P0rlrq4g== 0001011438-07-000438.txt : 20070814 0001011438-07-000438.hdr.sgml : 20070814 20070814095514 ACCESSION NUMBER: 0001011438-07-000438 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070630 FILED AS OF DATE: 20070814 DATE AS OF CHANGE: 20070814 EFFECTIVENESS DATE: 20070814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PERRY CORP CENTRAL INDEX KEY: 0000919085 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04106 FILM NUMBER: 071051702 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVE STREET 2: 36TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2125834100 MAIL ADDRESS: STREET 1: 599 LEXINGTON STREET 2: 36TH FL CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 form_13f-perry.txt ----------------------------------- OMB APPROVAL ----------------------------------- OMB Number: 3235-0006 Expires: December 31, 2009 Estimated average burden hours per response..........22.6 ----------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2007 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Perry Corp. 767 Fifth Avenue New York, NY 10153 Form 13F File Number: 028-4106 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael C. Neus Title: General Counsel Phone: 212-583-4000 Signature, Place, and Date of Signing:
/s/ Michael C. Neus NEW YORK, NY AUGUST 14, 2007 - --------------------------- --------------------------- --------------------------- [Signature] [City, State] [Date]
Report Type (Check only one.): [ ] 13F HOLDINGS REPORT.(Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 1 ------------------ Form 13F Information Table Entry Total: 198 ------------------ Form 13F Information Table Value Total: $11,670,235 ------------------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NO. NAME ----------- ------------------------------- 1. Richard C. Perry.
Perry Corp Form 13F Information Table Quarter ended June 30, 2007 INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR VALUE PRINCIPAL SH/ PUT/ SHARED SHARED OTHER ISSUER TITLE OF CUSIP (IN AMOUNT PRN CALL SOLE DEFINED OTHER MANAGERS SOLE SHARED NONE OF CLASS NUMBERP THOUSANDS) - ------------------------------------------------------------------------------------------------------------------------------------ 1-800 Contacts Inc. COMMON 681977104 $36,144 1,540,658 SH Shared 1 1,540,658 - ------------------------------------------------------------------------------------------------------------------------------------ Abercrombie & Fitch Co. CL A 002896207 $22,646 310,300 SH Shared 1 310,300 - ------------------------------------------------------------------------------------------------------------------------------------ ABX Air Inc. COMMON 00080S101 $22,950 2,847,443 SH Shared 1 2,847,443 - ------------------------------------------------------------------------------------------------------------------------------------ AC Moore Arts & Crafts COMMON 00086T103 $8,099 413,000 SH Shared 1 413,000 - ------------------------------------------------------------------------------------------------------------------------------------ ACA Capital Holdings Inc. COMMON 000833103 $22,094 1,856,625 SH Shared 1 1,856,625 - ------------------------------------------------------------------------------------------------------------------------------------ Advance America Cash Advance Centers Inc. COMMON 00739W107 $37,976 2,140,700 SH Shared 1 2,140,700 - ------------------------------------------------------------------------------------------------------------------------------------ Advance Auto Parts COMMON 00751Y106 $102,225 2,522,210 SH Shared 1 2,522,210 - ------------------------------------------------------------------------------------------------------------------------------------ Aetna Inc. COMMON 00817Y108 $94,611 1,915,200 SH Shared 1 1,915,200 - ------------------------------------------------------------------------------------------------------------------------------------ Affordable Residential Communities COMMON 008273104 $58,584 4,956,325 SH Shared 1 4,956,325 - ------------------------------------------------------------------------------------------------------------------------------------ AirTran Holdings Inc. COMMON 00949P108 $11,206 1,026,200 SH Shared 1 1,026,200 - ------------------------------------------------------------------------------------------------------------------------------------ Alcan Aluminum COMMON 013716105 $14,227 175,000 SH Shared 1 175,000 - ------------------------------------------------------------------------------------------------------------------------------------ Alcoa COMMON 013817101 $11,146 275,000 SH Shared 1 275,000 - ------------------------------------------------------------------------------------------------------------------------------------ Allegheny Technologies Inc. COMMON 01741R102 $134,841 1,285,670 SH Shared 1 1,285,670 - ------------------------------------------------------------------------------------------------------------------------------------ Alliance Data Systems Corp. COMMON 018581108 $29,173 377,500 SH Shared 1 377,500 - ------------------------------------------------------------------------------------------------------------------------------------ Alliance Imaging Inc. COMMON 018606202 $1,889 201,200 SH Shared 1 201,200 - ------------------------------------------------------------------------------------------------------------------------------------ INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR VALUE PRINCIPAL SH/ PUT/ SHARED SHARED OTHER ISSUER TITLE OF CUSIP (IN AMOUNT PRN CALL SOLE DEFINED OTHER MANAGERS SOLE SHARED NONE OF CLASS NUMBERP THOUSANDS) - ------------------------------------------------------------------------------------------------------------------------------------ Alltel COMMON 020039103 $50,663 750,000 SH Shared 1 750,000 - ------------------------------------------------------------------------------------------------------------------------------------ Amer Intl Group Inc. COMMON 026874107 $33,842 483,252 SH Shared 1 483,252 - ------------------------------------------------------------------------------------------------------------------------------------ American Express COMMON 025816109 $3,771 61,637 SH Shared 1 61,637 - ------------------------------------------------------------------------------------------------------------------------------------ American Standard Cos Inc. COMMON 029712106 $19,446 329,700 SH Shared 1 329,700 - ------------------------------------------------------------------------------------------------------------------------------------ Amerigroup Corp COMMON 03073T102 $26,431 1,110,538 SH Shared 1 1,110,538 - ------------------------------------------------------------------------------------------------------------------------------------ Ameriprise Financial Inc. COMMON 03076C106 $784 12,327 SH Shared 1 12,327 - ------------------------------------------------------------------------------------------------------------------------------------ Ann Taylor Stores COMMON 036115103 $70,840 2,000,000 SH Shared 1 2,000,000 - ------------------------------------------------------------------------------------------------------------------------------------ Applera Corp. COMMON 038020103 $46,574 1,525,000 SH Shared 1 1,525,000 - ------------------------------------------------------------------------------------------------------------------------------------ Aquantive Inc. COMMON 03839G105 $71,934 1,127,500 SH Shared 1 1,127,500 - ------------------------------------------------------------------------------------------------------------------------------------ Arch Coal Inc. COMMON 039380100 $99,964 2,872,540 SH Shared 1 2,872,540 - ------------------------------------------------------------------------------------------------------------------------------------ Armor Holdings Inc. COMMON 042260109 $59,506 685,000 SH Shared 1 685,000 - ------------------------------------------------------------------------------------------------------------------------------------ Armstrong World Industries COMMON 04247X102 $76,758 1,530,561 SH Shared 1 1,530,561 - ------------------------------------------------------------------------------------------------------------------------------------ Aspen Insurance Holdings Ltd SHS G05384105 $47,881 1,705,766 SH Shared 1 1,705,766 - ------------------------------------------------------------------------------------------------------------------------------------ Atmel Corp COMMON 049513104 $19,799 3,561,000 SH Shared 1 3,561,000 - ------------------------------------------------------------------------------------------------------------------------------------ Bank of New York COMMON 064057102 $45,584 1,100,000 SH Shared 1 1,100,000 - ------------------------------------------------------------------------------------------------------------------------------------ Bankatlantic Bancorp Inc. CL A 065908501 $6,758 784,924 SH Shared 1 784,924 - ------------------------------------------------------------------------------------------------------------------------------------ Bausch & Lomb COMMON 071707103 $31,602 455,100 SH Shared 1 455,100 - ------------------------------------------------------------------------------------------------------------------------------------ INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR VALUE PRINCIPAL SH/ PUT/ SHARED SHARED OTHER ISSUER TITLE OF CUSIP (IN AMOUNT PRN CALL SOLE DEFINED OTHER MANAGERS SOLE SHARED NONE OF CLASS NUMBERP THOUSANDS) - ------------------------------------------------------------------------------------------------------------------------------------ Bea Systems Inc. COMMON 073325102 $18,284 1,335,600 SH Shared 1 1,335,600 - ------------------------------------------------------------------------------------------------------------------------------------ Berkley W R Corp COMMON 084423102 $8,486 260,772 SH Shared 1 260,772 - ------------------------------------------------------------------------------------------------------------------------------------ Borg Warner Inc. COMMON 099724106 $17,981 208,990 SH Shared 1 208,990 - ------------------------------------------------------------------------------------------------------------------------------------ SPONSORED British Petroleum ADR 055622104 $14,205 196,914 SH Shared 1 196,914 - ------------------------------------------------------------------------------------------------------------------------------------ Burger King COMMON 121208201 $10,273 390,000 SH Shared 1 390,000 - ------------------------------------------------------------------------------------------------------------------------------------ Burlington Northern Santa Fe Corp COMMON 12189T104 $471,769 5,541,100 SH Shared 1 5,541,100 - ------------------------------------------------------------------------------------------------------------------------------------ Cameron International Corp COMMON 13342B105 $1,488 20,818 SH Shared 1 20,818 - ------------------------------------------------------------------------------------------------------------------------------------ Capital One Financial COMMON 14040H105 $274,540 3,500,000 SH Shared 1 3,500,000 - ------------------------------------------------------------------------------------------------------------------------------------ Central Euro Distribution Corp COMMON 153435102 $18,868 545,000 SH Shared 1 545,000 - ------------------------------------------------------------------------------------------------------------------------------------ Chaparral Steel Co. COMMON 159423102 $76,901 1,070,000 SH Shared 1 1,070,000 - ------------------------------------------------------------------------------------------------------------------------------------ Chemed Corp COMMON 16359R103 $40,304 608,000 SH Shared 1 608,000 - ------------------------------------------------------------------------------------------------------------------------------------ Cheniere Energy Inc. COMMON 16411R208 $153,993 3,969,904 SH Shared 1 3,969,904 - ------------------------------------------------------------------------------------------------------------------------------------ SPONSORED China Medical ADR 169483104 $97,026 3,049,200 SH Shared 1 3,049,200 - ------------------------------------------------------------------------------------------------------------------------------------ Chipotle Mexican Grill CL B 169656204 $31,452 400,000 SH Shared 1 400,000 - ------------------------------------------------------------------------------------------------------------------------------------ Cintas Corp COMMON 172908105 $8,029 204,000 SH Shared 1 204,000 - ------------------------------------------------------------------------------------------------------------------------------------ Citadel Broadcasting Corp COMMON 17285T106 $10,699 1,658,725 SH Shared 1 1,658,725 - ------------------------------------------------------------------------------------------------------------------------------------ CKX Inc. COMMON 12562M106 $40,078 2,900,000 SH Shared 1 2,900,000 - ------------------------------------------------------------------------------------------------------------------------------------ INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR VALUE PRINCIPAL SH/ PUT/ SHARED SHARED OTHER ISSUER TITLE OF CUSIP (IN AMOUNT PRN CALL SOLE DEFINED OTHER MANAGERS SOLE SHARED NONE OF CLASS NUMBERP THOUSANDS) - ------------------------------------------------------------------------------------------------------------------------------------ Clear Channel Communications COMMON 184502102 $219,348 5,799,800 SH Shared 1 5,799,800 - ------------------------------------------------------------------------------------------------------------------------------------ Clearwire Corp CL A 185385309 $3,054 125,000 SH Shared 1 125,000 - ------------------------------------------------------------------------------------------------------------------------------------ Columbia Labs COMMON 197779101 $9,200 3,817,365 SH Shared 1 3,817,365 - ------------------------------------------------------------------------------------------------------------------------------------ Community Health Systems Inc. COMMON 203668108 $42,473 1,050,000 SH Shared 1 1,050,000 - ------------------------------------------------------------------------------------------------------------------------------------ SPONSORED Companhia Vale do Rio Doce ADR 204412209 $199,307 4,473,774 SH Shared 1 4,473,774 - ------------------------------------------------------------------------------------------------------------------------------------ CompuCredit Corp COMMON 20478N100 $17,305 495,000 SH Shared 1 495,000 - ------------------------------------------------------------------------------------------------------------------------------------ ConocoPhillips COMMON 20825C104 $7,850 100,000 SH Shared 1 100,000 - ------------------------------------------------------------------------------------------------------------------------------------ Constellation Energy Group COMMON 210371100 $104,604 1,200,000 SH Shared 1 1,200,000 - ------------------------------------------------------------------------------------------------------------------------------------ Coventry Health Care Inc. COMMON 222862104 $47,936 831,500 SH Shared 1 831,500 - ------------------------------------------------------------------------------------------------------------------------------------ CSX Corp COMMON 126408103 $80,468 1,785,000 SH Shared 1 1,785,000 - ------------------------------------------------------------------------------------------------------------------------------------ CVS Caremark Corp COMMON 126650100 $102,971 2,825,000 SH Shared 1 2,825,000 - ------------------------------------------------------------------------------------------------------------------------------------ Cypress Semiconductor COMMON 232806109 $79,792 3,426,000 SH Shared 1 3,426,000 - ------------------------------------------------------------------------------------------------------------------------------------ Cytyc Corp COMMON 232946103 $41,170 955,000 SH Shared 1 955,000 - ------------------------------------------------------------------------------------------------------------------------------------ Digene Corp COMMON 253752109 $10,839 180,500 SH Shared 1 180,500 - ------------------------------------------------------------------------------------------------------------------------------------ Digirad Corporation COMMON 253827109 $2,921 698,721 SH Shared 1 698,721 - ------------------------------------------------------------------------------------------------------------------------------------ Dillard Inc. CL A 254067101 $53,928 1,500,920 SH Shared 1 1,500,920 - ------------------------------------------------------------------------------------------------------------------------------------ DirecTV Group Inc. COMMON 25459L106 $5,778 250,000 SH Shared 1 250,000 - ------------------------------------------------------------------------------------------------------------------------------------ INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR VALUE PRINCIPAL SH/ PUT/ SHARED SHARED OTHER ISSUER TITLE OF CUSIP (IN AMOUNT PRN CALL SOLE DEFINED OTHER MANAGERS SOLE SHARED NONE OF CLASS NUMBERP THOUSANDS) - ------------------------------------------------------------------------------------------------------------------------------------ DirecTV Group Inc. COMMON 25459L106 $7,813 338,100 SH PUT Shared 1 338,100 - ------------------------------------------------------------------------------------------------------------------------------------ Doral Financial Corp COMMON 25811P100 $2,950 2,500,000 SH Shared 1 2,500,000 - ------------------------------------------------------------------------------------------------------------------------------------ Dow Jones And Co. COMMON 260561105 $117,772 2,050,000 SH Shared 1 2,050,000 - ------------------------------------------------------------------------------------------------------------------------------------ Dress Barn COMMON 261570105 $15,390 750,000 SH Shared 1 750,000 - ------------------------------------------------------------------------------------------------------------------------------------ Dsp Group COMMON 23332B106 $10,062 492,522 SH Shared 1 492,522 - ------------------------------------------------------------------------------------------------------------------------------------ E.W. Scripps Co. CL A 811054204 $27,528 602,500 SH Shared 1 602,500 - ------------------------------------------------------------------------------------------------------------------------------------ EGL Inc. COMMON 268484102 $8,134 175,000 SH Shared 1 175,000 - ------------------------------------------------------------------------------------------------------------------------------------ EMC Corp COMMON 268648102 $91,803 5,072,000 SH Shared 1 5,072,000 - ------------------------------------------------------------------------------------------------------------------------------------ Endurance Specialty Holdings SHS G30397106 $285,744 7,136,470 SH Shared 1 7,136,470 - ------------------------------------------------------------------------------------------------------------------------------------ Equinix Inc. COMMON 29444U502 $10,062 110,000 SH Shared 1 110,000 - ------------------------------------------------------------------------------------------------------------------------------------ Exelon Corp. COMMON 30161N101 $62,073 855,000 SH CALL Shared 1 855,000 - ------------------------------------------------------------------------------------------------------------------------------------ Federal Express COMMON 31428X106 $32,037 288,700 SH PUT Shared 1 288,700 - ------------------------------------------------------------------------------------------------------------------------------------ Fidelity National Financial CL A 31620R105 $60,959 2,572,121 SH Shared 1 2,572,121 - ------------------------------------------------------------------------------------------------------------------------------------ Fidelity National Information COMMON 31620M106 $196,550 3,621,037 SH Shared 1 3,621,037 - ------------------------------------------------------------------------------------------------------------------------------------ Fieldstone Investment Corp COMMON 31659U300 $2,360 648,454 SH Shared 1 648,454 - ------------------------------------------------------------------------------------------------------------------------------------ First Data Corp COMMON 319963104 $159,920 4,895,000 SH Shared 1 4,895,000 - ------------------------------------------------------------------------------------------------------------------------------------ First Solar Inc. COMMON 336433107 $29,288 328,013 SH Shared 1 328,013 - ------------------------------------------------------------------------------------------------------------------------------------ INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR VALUE PRINCIPAL SH/ PUT/ SHARED SHARED OTHER ISSUER TITLE OF CUSIP (IN AMOUNT PRN CALL SOLE DEFINED OTHER MANAGERS SOLE SHARED NONE OF CLASS NUMBERP THOUSANDS) - ------------------------------------------------------------------------------------------------------------------------------------ Flagstone Reinsurance Holdings SHS G3529T105 $6,326 474,915 SH Shared 1 474,915 - ------------------------------------------------------------------------------------------------------------------------------------ Foundation Coal Holdings Inc. COMMON 35039W100 $506 12,448 SH Shared 1 12,448 - ------------------------------------------------------------------------------------------------------------------------------------ Freeport-McMoRan Copper & Gold, Inc. COMMON 35671D857 $58,363 704,700 SH Shared 1 704,700 - ------------------------------------------------------------------------------------------------------------------------------------ General Dynamics COMMON 369550108 $28,319 362,042 SH Shared 1 362,042 - ------------------------------------------------------------------------------------------------------------------------------------ General Motors COMMON 370442105 $18,900 500,000 SH Shared 1 500,000 - ------------------------------------------------------------------------------------------------------------------------------------ Great Atlantic & Pac Tea COMMON 390064103 $15,079 449,586 SH Shared 1 449,586 - ------------------------------------------------------------------------------------------------------------------------------------ Greenlight Capital Re, Ltd CL A G4095J109 $563 25,000 SH Shared 1 25,000 - ------------------------------------------------------------------------------------------------------------------------------------ Harman International Industries COMMON 413086109 $26,280 225,000 SH Shared 1 225,000 - ------------------------------------------------------------------------------------------------------------------------------------ Harrah's Entertainment Inc. COMMON 413619107 $100,180 1,175,000 SH Shared 1 1,175,000 - ------------------------------------------------------------------------------------------------------------------------------------ Healthspring COMMON 42224N101 $102,728 5,389,700 SH Shared 1 5,389,700 - ------------------------------------------------------------------------------------------------------------------------------------ Healthtronics Surgical Svcs COMMON 42222L107 $4,732 1,087,920 SH Shared 1 1,087,920 - ------------------------------------------------------------------------------------------------------------------------------------ Helix Energy Solutions Group COMMON 42330P107 $33,792 846,708 SH Shared 1 846,708 - ------------------------------------------------------------------------------------------------------------------------------------ Hertz Global Holdings Inc. COMMON 42805T105 $18,599 700,000 SH Shared 1 700,000 - ------------------------------------------------------------------------------------------------------------------------------------ Hess Corporation COMMON 42809H107 $29,344 497,700 SH Shared 1 497,700 - ------------------------------------------------------------------------------------------------------------------------------------ COM UT Holly Energy Partners LTD PIN 435763107 $993 19,500 SH Shared 1 19,500 - ------------------------------------------------------------------------------------------------------------------------------------ Hudson Highland Group COMMON 443792106 $1,075 50,235 SH Shared 1 50,235 - ------------------------------------------------------------------------------------------------------------------------------------ ICO Global Comm Hldgs CL A 44930K108 $5,633 1,618,629 SH Shared 1 1,618,629 - ------------------------------------------------------------------------------------------------------------------------------------ INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR VALUE PRINCIPAL SH/ PUT/ SHARED SHARED OTHER ISSUER TITLE OF CUSIP (IN AMOUNT PRN CALL SOLE DEFINED OTHER MANAGERS SOLE SHARED NONE OF CLASS NUMBERP THOUSANDS) - ------------------------------------------------------------------------------------------------------------------------------------ Integrated Device Technology COMMON 458118106 $235,880 15,447,254 SH Shared 1 15,447,254 - ------------------------------------------------------------------------------------------------------------------------------------ Interactive Brokers COMMON 45841N107 $82,559 3,043,095 SH Shared 1 3,043,095 - ------------------------------------------------------------------------------------------------------------------------------------ Intercontinental Exchange Inc. COMMON 45865V100 $40,954 277,000 SH Shared 1 277,000 - ------------------------------------------------------------------------------------------------------------------------------------ International Securities Exchange CL A 46031W204 $48,424 741,000 SH Shared 1 741,000 - ------------------------------------------------------------------------------------------------------------------------------------ Invitrogen Corp COMMON 46185R100 $345,332 4,682,470 SH Shared 1 4,682,470 - ------------------------------------------------------------------------------------------------------------------------------------ Ionatron Inc. COMMON 462070103 $1,940 497,533 SH Shared 1 497,533 - ------------------------------------------------------------------------------------------------------------------------------------ IPC Holdings Ltd. ORD G4933P101 $67,727 2,097,446 SH Shared 1 2,097,446 - ------------------------------------------------------------------------------------------------------------------------------------ MSCI EAFE Ishares Trust INDEX 464287465 $379,619 4,700,000 SH PUT Shared 1 4,700,000 - ------------------------------------------------------------------------------------------------------------------------------------ I-trax Inc. COMMON 45069D203 $5,692 1,368,374 SH Shared 1 1,368,374 - ------------------------------------------------------------------------------------------------------------------------------------ Jamba Inc. COMMON 47023A101 $20,038 2,192,317 SH Shared 1 2,192,317 - ------------------------------------------------------------------------------------------------------------------------------------ *W EXP Jamba Inc. 06/28/2009 47023A119 $6,627 725,000 SH Shared 1 725,000 - ------------------------------------------------------------------------------------------------------------------------------------ Johnson & Johnson COMMON 478160104 $90,052 1,461,412 SH Shared 1 1,461,412 - ------------------------------------------------------------------------------------------------------------------------------------ Kendle International Inc. COMMON 48880L107 $2,081 56,600 SH Shared 1 56,600 - ------------------------------------------------------------------------------------------------------------------------------------ KKR Financial Corp COMMON 48248A306 $27,814 1,116,561 SH Shared 1 1,116,561 - ------------------------------------------------------------------------------------------------------------------------------------ Land America Financial Group COMMON 514936103 $42,861 444,200 SH Shared 1 444,200 - ------------------------------------------------------------------------------------------------------------------------------------ Lear Corporation COMMON 521865105 $19,586 550,000 SH Shared 1 550,000 - ------------------------------------------------------------------------------------------------------------------------------------ Liberty Media Corp - INT COM Interactive SER A 53071M104 $44,660 2,000,000 SH Shared 1 2,000,000 - ------------------------------------------------------------------------------------------------------------------------------------ INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR VALUE PRINCIPAL SH/ PUT/ SHARED SHARED OTHER ISSUER TITLE OF CUSIP (IN AMOUNT PRN CALL SOLE DEFINED OTHER MANAGERS SOLE SHARED NONE OF CLASS NUMBERP THOUSANDS) - ------------------------------------------------------------------------------------------------------------------------------------ Limited Inc. COMMON 532716107 $230,451 8,395,293 SH Shared 1 8,395,293 - ------------------------------------------------------------------------------------------------------------------------------------ Lionbridge Technologies COMMON 536252109 $16,112 2,735,524 SH Shared 1 2,735,524 - ------------------------------------------------------------------------------------------------------------------------------------ M/I Homes Inc. COMMON 55305B101 $20,376 766,000 SH Shared 1 766,000 - ------------------------------------------------------------------------------------------------------------------------------------ Manor Care Inc. COMMON 564055101 $39,174 600,000 SH Shared 1 600,000 - ------------------------------------------------------------------------------------------------------------------------------------ Mirant Corp COMMON 60467R100 $56,080 1,314,900 SH Shared 1 1,314,900 - ------------------------------------------------------------------------------------------------------------------------------------ Mohawk Industries, Inc. COMMON 608190104 $5,040 50,000 SH PUT Shared 1 50,000 - ------------------------------------------------------------------------------------------------------------------------------------ Montpelier Re Holdings Ltd. SHS G62185106 $38,521 2,077,730 SH Shared 1 2,077,730 - ------------------------------------------------------------------------------------------------------------------------------------ Motorola Corp Inc. COMMON 620076109 $9,735 550,000 SH Shared 1 550,000 - ------------------------------------------------------------------------------------------------------------------------------------ MRU Holdings Inc. COMMON 55348A102 $11,340 1,800,000 SH Shared 1 1,800,000 - ------------------------------------------------------------------------------------------------------------------------------------ MSC Software Corporation COMMON 553531104 $11,510 850,086 SH Shared 1 850,086 - ------------------------------------------------------------------------------------------------------------------------------------ Nasdaq Stock Market COMMON 631103108 $133,695 4,500,000 SH Shared 1 4,500,000 - ------------------------------------------------------------------------------------------------------------------------------------ *W EXP NationsHealth 08/24/2007 63860C118 $612 397,200 SH Shared 1 397,200 - ------------------------------------------------------------------------------------------------------------------------------------ Navigant Consulting, Inc. COMMON 63935N107 $3,803 204,900 SH Shared 1 204,900 - ------------------------------------------------------------------------------------------------------------------------------------ Newfield Exploration Co. COMMON 651290108 $4,555 100,000 SH Shared 1 100,000 - ------------------------------------------------------------------------------------------------------------------------------------ News Corp CL A 65248E104 $585,800 27,619,061 SH Shared 1 27,619,061 - ------------------------------------------------------------------------------------------------------------------------------------ Newstar Financial Inc. COMMON 65251F105 $14,230 1,000,000 SH Shared 1 1,000,000 - ------------------------------------------------------------------------------------------------------------------------------------ Norfolk Southern Corp. COMMON 655844108 $8,459 160,909 SH Shared 1 160,909 - ------------------------------------------------------------------------------------------------------------------------------------ INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR VALUE PRINCIPAL SH/ PUT/ SHARED SHARED OTHER ISSUER TITLE OF CUSIP (IN AMOUNT PRN CALL SOLE DEFINED OTHER MANAGERS SOLE SHARED NONE OF CLASS NUMBERP THOUSANDS) - ------------------------------------------------------------------------------------------------------------------------------------ North American Energy Partners COMMON 656844107 $93,165 4,598,466 SH Shared 1 4,598,466 - ------------------------------------------------------------------------------------------------------------------------------------ Northwest Airlines COMMON 667280408 $37,444 1,686,666 SH Shared 1 1,686,666 - ------------------------------------------------------------------------------------------------------------------------------------ Nuveen Investments Inc. CL A 67090F106 $34,183 550,000 SH Shared 1 550,000 - ------------------------------------------------------------------------------------------------------------------------------------ Nymex Holdings COMMON 62948N104 $38,200 304,066 SH Shared 1 304,066 - ------------------------------------------------------------------------------------------------------------------------------------ Occidental Petroleum COMMON 674599105 $28,940 500,000 SH Shared 1 500,000 - ------------------------------------------------------------------------------------------------------------------------------------ Ocwen Financial Corp COMMON 675746309 $48,173 3,613,888 SH Shared 1 3,613,888 - ------------------------------------------------------------------------------------------------------------------------------------ Office Depot COMMON 676220106 $212,604 7,016,646 SH Shared 1 7,016,646 - ------------------------------------------------------------------------------------------------------------------------------------ Old Republic International Corp. COMMON 680223104 $2,126 100,000 SH Shared 1 100,000 - ------------------------------------------------------------------------------------------------------------------------------------ Onebeacon Insurance Group Ltd CL A G67742109 $4,141 163,483 SH Shared 1 163,483 - ------------------------------------------------------------------------------------------------------------------------------------ Partner Re Ltd COMMON G6852T105 $24,986 322,400 SH Shared 1 322,400 - ------------------------------------------------------------------------------------------------------------------------------------ Peabody Energy Group COMMON 704549104 $133,045 2,750,000 SH Shared 1 2,750,000 - ------------------------------------------------------------------------------------------------------------------------------------ Pegasystems Inc. COMMON 705573103 $31,575 2,888,795 SH Shared 1 2,888,795 - ------------------------------------------------------------------------------------------------------------------------------------ PHH Corporation COMMON 693320202 $22,381 717,100 SH Shared 1 717,100 - ------------------------------------------------------------------------------------------------------------------------------------ Platinum Underwriters Holdings COMMON G7127P100 $123,088 3,542,094 SH Shared 1 3,542,094 - ------------------------------------------------------------------------------------------------------------------------------------ Progressive Corp. COMMON 743315103 $17,033 711,800 SH Shared 1 711,800 - ------------------------------------------------------------------------------------------------------------------------------------ PXRE Group Limited COMMON G73018106 $7,559 1,629,200 SH Shared 1 1,629,200 - ------------------------------------------------------------------------------------------------------------------------------------ Qualcomm Inc. COMMON 747525103 $259,587 5,982,639 SH Shared 1 5,982,639 - ------------------------------------------------------------------------------------------------------------------------------------ INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR VALUE PRINCIPAL SH/ PUT/ SHARED SHARED OTHER ISSUER TITLE OF CUSIP (IN AMOUNT PRN CALL SOLE DEFINED OTHER MANAGERS SOLE SHARED NONE OF CLASS NUMBERP THOUSANDS) - ------------------------------------------------------------------------------------------------------------------------------------ Reliance Steel & Aluminum Co. COMMON 759509102 $3,521 62,592 SH Shared 1 62,592 - ------------------------------------------------------------------------------------------------------------------------------------ SPONSORED Rinker Group Ltd ADR 76687M101 $40,608 512,400 SH Shared 1 512,400 - ------------------------------------------------------------------------------------------------------------------------------------ Rite Aid Corp COMMON 767754104 $47,789 7,490,451 SH Shared 1 7,490,451 - ------------------------------------------------------------------------------------------------------------------------------------ Riverbed Technology Inc COMMON 768573107 $9,636 219,909 SH Shared 1 219,909 - ------------------------------------------------------------------------------------------------------------------------------------ Rob Half International Inc. COMMON 770323103 $9,563 262,000 SH Shared 1 262,000 - ------------------------------------------------------------------------------------------------------------------------------------ Scientific Games Corp CL A 80874P109 $55,920 1,600,010 SH Shared 1 1,600,010 - ------------------------------------------------------------------------------------------------------------------------------------ Sealy Corp COMMON 812139301 $8,472 512,834 SH Shared 1 512,834 - ------------------------------------------------------------------------------------------------------------------------------------ Sears Holdings Corp COMMON 812350106 $456,794 2,694,952 SH Shared 1 2,694,952 - ------------------------------------------------------------------------------------------------------------------------------------ Servicemaster COMMON 81760N109 $27,406 1,772,700 SH Shared 1 1,772,700 - ------------------------------------------------------------------------------------------------------------------------------------ SLM Corp COMMON 78442P106 $242,642 4,214,000 SH Shared 1 4,214,000 - ------------------------------------------------------------------------------------------------------------------------------------ SLM Corp COMMON 78442P106 $29,654 515,000 SH CALL Shared 1 515,000 - ------------------------------------------------------------------------------------------------------------------------------------ Spirit Aerospace Holdings Inc. CL A 848574109 $37,992 1,053,859 SH Shared 1 1,053,859 - ------------------------------------------------------------------------------------------------------------------------------------ Sunoco Inc. COMMON 86764P109 $47,641 597,900 SH Shared 1 597,900 - ------------------------------------------------------------------------------------------------------------------------------------ Sunpower Corp CL A 867652109 $7,881 125,000 SH Shared 1 125,000 - ------------------------------------------------------------------------------------------------------------------------------------ Symantec Corp COMMON 871503108 $127,012 6,287,701 SH Shared 1 6,287,701 - ------------------------------------------------------------------------------------------------------------------------------------ Symbion Inc. COMMON 871507109 $9,999 460,577 SH Shared 1 460,577 - ------------------------------------------------------------------------------------------------------------------------------------ Synaptics Inc. COMMON 87157D109 $358 10,000 SH Shared 1 10,000 - ------------------------------------------------------------------------------------------------------------------------------------ INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR VALUE PRINCIPAL SH/ PUT/ SHARED SHARED OTHER ISSUER TITLE OF CUSIP (IN AMOUNT PRN CALL SOLE DEFINED OTHER MANAGERS SOLE SHARED NONE OF CLASS NUMBERP THOUSANDS) - ------------------------------------------------------------------------------------------------------------------------------------ Synovus Financial Corp COMMON 87161C105 $30,547 995,000 SH Shared 1 995,000 - ------------------------------------------------------------------------------------------------------------------------------------ Tanox Inc. COMMON 87588Q109 $10,675 550,000 SH Shared 1 550,000 - ------------------------------------------------------------------------------------------------------------------------------------ Targa Resources Partners L.P. COM UNIT 87611X105 $13,830 412,850 SH Shared 1 412,850 - ------------------------------------------------------------------------------------------------------------------------------------ The Allstate Corporation COMMON 020002101 $15,273 248,300 SH Shared 1 248,300 - ------------------------------------------------------------------------------------------------------------------------------------ The Pantry Inc. COMMON 698657103 $11,525 250,000 SH Shared 1 250,000 - ------------------------------------------------------------------------------------------------------------------------------------ Threshold Pharmaceuticals Inc. COMMON 885807107 $1,836 1,492,751 SH Shared 1 1,492,751 - ------------------------------------------------------------------------------------------------------------------------------------ Time Warner Cable Inc. CL A 88732J108 $202,210 5,162,359 SH Shared 1 5,162,359 - ------------------------------------------------------------------------------------------------------------------------------------ Time Warner Inc. COMMON 887317105 $4,953 235,400 SH Shared 1 235,400 - ------------------------------------------------------------------------------------------------------------------------------------ TOUSA Inc. COMMON 872962105 $8,380 2,000,000 SH Shared 1 2,000,000 - ------------------------------------------------------------------------------------------------------------------------------------ Tribune Co. COMMON 896047107 $119,070 4,050,001 SH Shared 1 4,050,001 - ------------------------------------------------------------------------------------------------------------------------------------ Trident Microsystems COMMON 895919108 $7,378 402,057 SH Shared 1 402,057 - ------------------------------------------------------------------------------------------------------------------------------------ Trimas Corp COMMON 896215209 $8,571 709,500 SH Shared 1 709,500 - ------------------------------------------------------------------------------------------------------------------------------------ SPONSORED Trina Solar ADR 89628E104 $21,508 418,038 SH Shared 1 418,038 - ------------------------------------------------------------------------------------------------------------------------------------ Union Pacific Corp. COMMON 907818108 $92,761 805,570 SH Shared 1 805,570 - ------------------------------------------------------------------------------------------------------------------------------------ United Healthcare COMMON 91324P102 $356,057 6,962,400 SH Shared 1 6,962,400 - ------------------------------------------------------------------------------------------------------------------------------------ United Parcel Service, Inc. CL B 911312106 $36,500 500,000 SH PUT Shared 1 500,000 - ------------------------------------------------------------------------------------------------------------------------------------ Universal American Financial Corp. COMMON 913377107 $123,860 5,820,500 SH Shared 1 5,820,500 - ------------------------------------------------------------------------------------------------------------------------------------ US Airways Group, Inc. COMMON 90341W108 $2,429 80,249 SH Shared 1 80,249 - ------------------------------------------------------------------------------------------------------------------------------------ INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET SHARES OR VALUE PRINCIPAL SH/ PUT/ SHARED SHARED OTHER ISSUER TITLE OF CUSIP (IN AMOUNT PRN CALL SOLE DEFINED OTHER MANAGERS SOLE SHARED NONE OF CLASS NUMBERP THOUSANDS) - ------------------------------------------------------------------------------------------------------------------------------------ Verint Systems Inc. COMMON 92343X100 $13,423 428,842 SH Shared 1 428,842 - ------------------------------------------------------------------------------------------------------------------------------------ Verisign Inc. COMMON 92343E102 $105,142 3,313,650 SH Shared 1 3,313,650 - ------------------------------------------------------------------------------------------------------------------------------------ *W EXP Virgin Media 01/10/2011 92769L119 $1,246 51,118 SH Shared 1 17,349 - ------------------------------------------------------------------------------------------------------------------------------------ Vistacare Inc. COMMON 92839Y109 $11,308 1,151,570 SH Shared 1 1,151,570 - ------------------------------------------------------------------------------------------------------------------------------------ Walgreen Co COMMON 931422109 $114,293 2,625,000 SH Shared 1 2,625,000 - ------------------------------------------------------------------------------------------------------------------------------------ Washington Real Estate SH BEN INT 939653101 $3,400 100,000 SH Shared 1 100,000 - ------------------------------------------------------------------------------------------------------------------------------------ Wellpoint Inc. COMMON 94973V107 $12,866 161,171 SH Shared 1 161,171 - ------------------------------------------------------------------------------------------------------------------------------------ Wells Fargo COMMON 949746101 $63,886 1,816,480 SH Shared 1 1,816,480 - ------------------------------------------------------------------------------------------------------------------------------------ Wendy's International Inc. COMMON 950590109 $34,913 950,000 SH Shared 1 950,000 - ------------------------------------------------------------------------------------------------------------------------------------ Wesco International Inc. COMMON 95082P105 $42,103 696,500 SH Shared 1 696,500 - ------------------------------------------------------------------------------------------------------------------------------------ XM Satellite Holdings Inc. CL A 983759101 $3,878 330,000 SH Shared 1 330,000 - ------------------------------------------------------------------------------------------------------------------------------------ Yahoo Inc. COMMON 984332106 $48,834 1,800,000 SH Shared 1 1,800,000 - ------------------------------------------------------------------------------------------------------------------------------------ Total Fair Market Value $11,670,235 (in thousands)
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