-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Vix/Eo8eRACVwCglbQAIIwH/ZeSvApRDwCycSLA9hqHxsgtbTjO6XsyQuPQnUw9O y5hYlK+uWuiL7sdfNdzVzw== 0001005477-02-002188.txt : 20020515 0001005477-02-002188.hdr.sgml : 20020515 20020515134930 ACCESSION NUMBER: 0001005477-02-002188 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020331 FILED AS OF DATE: 20020515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PERRY CORP CENTRAL INDEX KEY: 0000919085 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04106 FILM NUMBER: 02650489 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVE STREET 2: 36TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2125834100 MAIL ADDRESS: STREET 1: 599 LEXINGTON STREET 2: 36TH FL CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 d37404_13f-hr.txt HOLDINGS REPORT United States Securities and Exchange Commission. Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2002 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Perry Corp. Address: 599 Lexington Avenue New York, New York 10022 13F File Number: 28-4106 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Randall Borkenstein Title: Controller Phone: (212) 583-4000 Signature, Place and Date of Signing: /s/ Randall Borkenstein New York, NY May 15, 2002 - ----------------------------------------------------------------- Report Type (Check only one.): |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: None. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 176 Form 13F Information Table Value Total: $1,681,668 (thousands) List of Other Included Managers: None. - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- See attached schedule
- --------------------------------- ------------ ---------- ------------ ------------------ ---------- -------- ---------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Investment Voting Authority Title of Market Value SH/ PUT/ ---------- -------- ---------- ------ ---- Name of Issuer Class CUSIP In 000's Quantity PRN CALL Discretion Managers Sole Shared None - --------------------------------- ------------ ---------- ------------ --------- --- ---- ---------- -------- ---------- ------ ---- Abraxas Petroleum Corp. Common Stock 003830106 645 485,010 SH SOLE N/A 485,010 0 0 Ace Ltd. Common Stock G0070K103 19,119 458,500 SH SOLE N/A 458,500 0 0 Aclara Biosciences Inc. Common Stock 00461P106 3,897 1,166,800 SH SOLE N/A 1,166,800 0 0 Adelphia Communications Common Stock 006848105 201 13,500 SH SOLE N/A 13,500 0 0 Adelphia Communications Common Stock 006848955 750 50,000 SH PUT SOLE N/A 50,000 0 0 Advanced Switching Common Stock 00757V106 396 391,600 SH SOLE N/A 391,600 0 0 Aes Corp Common Stock 00130H105 603 67,000 SH SOLE N/A 67,000 0 0 Aes Corp Common Stock 00130H955 1,000 100,000 SH PUT SOLE N/A 100,000 0 0 Allmerica Financial Corp Common Stock 019754100 7,462 166,200 SH SOLE N/A 166,200 0 0 Allstate Corp Common Stock 020002101 32,472 859,730 SH SOLE N/A 859,730 0 0 America Online Time Warner Common Stock 00184A105 17,655 746,500 SH SOLE N/A 746,500 0 0 America Online Time Warner Common Stock 00184A955 12,500 500,000 SH PUT SOLE N/A 500,000 0 0 American Express Common Stock 025816109 2,525 61,637 SH SOLE N/A 61,637 0 0 American International Group Common Stock 026874107 47,126 653,252 SH SOLE N/A 653,252 0 0 American International Group Common Stock 026874907 22,500 250,000 SH CALL SOLE N/A 250,000 0 0 American Standard Corp Common Stock 029712106 2,724 38,500 SH SOLE N/A 38,500 0 0 Annuity and Life Re Common Stock G03910109 3,404 175,900 SH SOLE N/A 175,900 0 0 Arena Pharmaceuticals Inc. Common Stock 040047102 7,119 715,500 SH SOLE N/A 715,500 0 0 Argonaut Technologies Common Stock 040175101 1,721 661,933 SH SOLE N/A 661,933 0 0 At Plastics Foreign Stock 001947100 14,960 14,133,591 SH SOLE N/A 14,133,591 0 0 At&t Corp Common Stock 001957109 1,585 100,976 SH SOLE N/A 100,976 0 0 At&t Wireless Common Stock 00209A106 3,714 415,000 SH SOLE N/A 415,000 0 0 At&t Wireless Common Stock 00209A956 3,500 350,000 SH PUT SOLE N/A 350,000 0 0 B P PLC Foreign Stock 055622104 21,964 413,631 SH SOLE N/A 413,631 0 0 Ballard Power Systems Inc Common Stock 05858H954 2,000 50,000 SH PUT SOLE N/A 50,000 0 0 Best Buy Co Common Stock 086516101 7,920 100,000 SH SOLE N/A 100,000 0 0 Biomarin Pharmaceutical Inc. Common Stock 09061G101 12,426 1,190,200 SH SOLE N/A 1,190,200 0 0 Borg-warner Automotive Common Stock 099724106 12,427 197,500 SH SOLE N/A 197,500 0 0 Burlington Northern Santa Fe Corp Common Stock 12189T104 14,114 467,666 SH SOLE N/A 467,666 0 0 Burlington Northern Santa Fe Corp Common Stock 12189T904 4,500 150,000 SH CALL SOLE N/A 150,000 0 0 Calpine Corp. Common Stock 131347106 3,111 245,000 SH SOLE N/A 245,000 0 0 Calpine Corp. Common Stock 131347906 6,000 350,000 SH CALL SOLE N/A 350,000 0 0 Calpine Corp. Common Stock 131347956 1,750 200,000 SH PUT SOLE N/A 200,000 0 0 Cardiac Science Common Stock 141410209 4,386 1,481,700 SH SOLE N/A 1,481,700 0 0 Catalytica Energy Systems Common Stock 148884109 395 117,500 SH SOLE N/A 117,500 0 0 Caterpillar Inc Common Stock 149123101 398 7,000 SH SOLE N/A 7,000 0 0 Charlotte Russe Holding Inc. Common Stock 161048103 545 21,000 SH SOLE N/A 21,000 0 0 China Unicom LTD Adr Foreign Stock 16945R104 1,560 162,500 SH SOLE N/A 162,500 0 0 Chronimed Inc Common Stock 171164106 3,201 477,700 SH SOLE N/A 477,700 0 0 Cigna Corp Common Stock 125509109 10,646 105,000 SH SOLE N/A 105,000 0 0 Circuit City-Car Max Group Common Stock 172737306 25,860 1,000,000 SH SOLE N/A 1,000,000 0 0 Clarion Cmrcl Common Stock 18051W109 1 68,800 SH SOLE N/A 68,800 0 0 Clear Channel Communications Common Stock 184502952 11,475 255,000 SH PUT SOLE N/A 255,000 0 0 Cna Surety Common Stock 12612L108 5,376 357,200 SH SOLE N/A 357,200 0 0 Coca Cola Co Common Stock 191216950 3,500 100,000 SH PUT SOLE N/A 100,000 0 0 Columbia Labs Common Stock 197779101 805 162,700 SH SOLE N/A 162,700 0 0 Comcast Corp Class A Common Stock 200300101 6,680 200,000 SH SOLE N/A 200,000 0 0 Conoco Common Stock 208251504 8,754 300,000 SH SOLE N/A 300,000 0 0 Cooper Cameron Common Stock 216640102 532 10,409 SH SOLE N/A 10,409 0 0 Corning Inc. Common Stock 219350105 91 12,000 SH SOLE N/A 12,000 0 0 Corning Inc. Common Stock 219350905 1,000 100,000 SH CALL SOLE N/A 100,000 0 0
- --------------------------------- ------------ ---------- ------------ ------------------ ---------- -------- ---------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Investment Voting Authority Title of Market Value SH/ PUT/ ---------- -------- ---------- ------ ---- Name of Issuer Class CUSIP In 000's Quantity PRN CALL Discretion Managers Sole Shared None - --------------------------------- ------------ ---------- ------------ --------- --- ---- ---------- -------- ---------- ------ ---- Corning Inc. Common Stock 219350955 1,000 100,000 SH PUT SOLE N/A 100,000 0 0 Corvis Common Stock 221009103 2,235 1,802,400 SH SOLE N/A 1,802,400 0 0 Crestline Capital Common Stock 226153104 46,770 1,390,300 SH SOLE N/A 1,390,300 0 0 Cytyc Corp Common Stock 232946103 9,671 359,400 SH SOLE N/A 359,400 0 0 DJ Orthopedics Common Stock 23325G104 672 84,000 SH SOLE N/A 84,000 0 0 Dollar General Common Stock 256669102 407 25,000 SH SOLE N/A 25,000 0 0 Dow Chemical Common Stock 260543903 4,900 140,000 SH CALL SOLE N/A 140,000 0 0 Duke Energy Common Stock 264399106 1,890 50,000 SH SOLE N/A 50,000 0 0 Duke Energy Common Stock 264399956 5,250 150,000 SH PUT SOLE N/A 150,000 0 0 Eastman Kodak Common Stock 277461959 20,000 750,000 SH PUT SOLE N/A 750,000 0 0 Eclipsys Corp. Common Stock 278856109 240 14,700 SH SOLE N/A 14,700 0 0 Elder-beerman Common Stock 284470101 818 314,611 SH SOLE N/A 314,611 0 0 Elizabeth Arden Inc. Common Stock 28660G106 585 50,200 SH SOLE N/A 50,200 0 0 Esenjay Exploration Common Stock 296426109 560 199,282 SH SOLE N/A 199,282 0 0 Fidelity National Financial Common Stock 316326107 20,877 791,700 SH SOLE N/A 791,700 0 0 Foot Locker Inc. Common Stock 344849104 1,294 80,000 SH SOLE N/A 80,000 0 0 General Cable Common Stock 369300108 13,687 958,500 SH SOLE N/A 958,500 0 0 General Dynamics Common Stock 369550108 58,756 625,400 SH SOLE N/A 625,400 0 0 General Motors Class H Common Stock 370442832 2,426 147,500 SH SOLE N/A 147,500 0 0 General Motors Class H Common Stock 370442902 6,400 320,000 SH CALL SOLE N/A 320,000 0 0 General Motors Class H Common Stock 370442952 6,500 650,000 SH PUT SOLE N/A 650,000 0 0 Genesis Health Ventures Common Stock 37183F107 9,967 548,547 SH SOLE N/A 548,547 0 0 Genesys Adr Foreign Stock 37185M100 266 41,392 SH SOLE N/A 41,392 0 0 Gentiva Health Services Common Stock 37247A102 6,950 280,700 SH SOLE N/A 280,700 0 0 Georgia Pacific Common Stock 373298108 5,990 200,000 SH SOLE N/A 200,000 0 0 Georgia Pacific Common Stock 373298908 8,700 230,000 sH CALL SOLE N/A 230,000 0 0 Golden State Bancorp Wts Warrant 381197136 286 227,318 SH SOLE N/A 227,318 0 0 Good Guys Inc Common Stock 382091106 1,375 500,000 SH SOLE N/A 500,000 0 0 Goodrich Corp Common Stock 382388106 50,646 1,600,700 SH SOLE N/A 1,600,700 0 0 Halliburton Common Stock 406216101 70,933 4,155,400 SH SOLE N/A 4,155,400 0 0 Halliburton Common Stock 406216901 10,344 526,500 SH CALL SOLE N/A 526,500 0 0 Hartford Financial Services Group Common Stock 416515104 6,655 97,700 SH SOLE N/A 97,700 0 0 Hilb, Rogal & Hamilton Co. Common Stock 431294107 8,284 265,500 SH SOLE N/A 265,500 0 0 Hollywood Casino Common Stock 436132203 1,649 100,000 SH SOLE N/A 100,000 0 0 Honeywell Common Stock 438516106 325 8,500 SH SOLE N/A 8,500 0 0 Horizon Group Properties Common Stock 44041U102 60 32,599 SH SOLE N/A 32,599 0 0 Hydril Common Stock 448774109 1,546 63,000 SH SOLE N/A 63,000 0 0 IBM Corp Common Stock 459200901 76,500 700,000 SH CALL SOLE N/A 700,000 0 0 Icn Pharmaceuticals Common Stock 448924100 19,844 625,000 SH SOLE N/A 625,000 0 0 Idt Corp Class B Shares Common Stock 448947309 185 10,500 SH SOLE N/A 10,500 0 0 Intergraph Common Stock 458683109 22,792 1,295,000 SH SOLE N/A 1,295,000 0 0 International Paper Common Stock 460146103 9,385 218,200 SH SOLE N/A 218,200 0 0 Inverness Medical Common Stock 46126P106 1,768 77,723 SH SOLE N/A 77,723 0 0 Investors Financial Services Common Stock 461915100 22,423 295,200 SH SOLE N/A 295,200 0 0 Johnson & Johnson Common Stock 478160104 94,920 1,461,427 SH SOLE N/A 1,461,427 0 0 Joy Global Inc. Common Stock 481165108 5,899 361,911 SH SOLE N/A 361,911 0 0 Kansas City Southern Common Stock 485170302 2,691 168,800 SH SOLE N/A 168,800 0 0 Kimberly Clark Corp Common Stock 494368103 352 5,443 SH SOLE N/A 5,443 0 0 KV Pharmaceutical Co - Class A Common Stock 482740206 3,265 112,200 SH SOLE N/A 112,200 0 0 L-3 Comm Hldgs Common Stock 502424104 12,118 108,200 SH SOLE N/A 108,200 0 0 La Farge North America Common Stock 505862102 32,041 741,000 SH SOLE N/A 741,000 0 0
- --------------------------------- ------------ ---------- ------------ ------------------ ---------- -------- ---------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Investment Voting Authority Title of Market Value SH/ PUT/ ---------- -------- ---------- ------ ---- Name of Issuer Class CUSIP In 000's Quantity PRN CALL Discretion Managers Sole Shared None - --------------------------------- ------------ ---------- ------------ --------- --- ---- ---------- -------- ---------- ------ ---- Lear Corporation Common Stock 521865105 2,047 43,000 SH SOLE N/A 43,000 0 0 Lincoln National Corp. Common Stock 534187109 6,493 128,000 SH SOLE N/A 128,000 0 0 Martin Marietta Materials Common Stock 573284106 36,071 854,360 SH SOLE N/A 854,360 0 0 Mcdermott Int'l Common Stock 580037109 6,298 405,000 SH SOLE N/A 405,000 0 0 Merrill Lynch & Co. Common Stock 590188908 12,000 200,000 SH CALL SOLE N/A 200,000 0 0 Metlife Inc. Common Stock 59156R108 9,765 310,000 SH SOLE N/A 310,000 0 0 Mgic Investment Corp. Common Stock 552848103 684 10,000 SH SOLE N/A 10,000 0 0 Millipore Corp Common Stock 601073109 8,804 199,000 SH SOLE N/A 199,000 0 0 Mykrolis Common Stock 62852P103 2,059 134,685 SH SOLE N/A 134,685 0 0 Natus Medical Common Stock 639050103 4,642 1,006,900 SH SOLE N/A 1,006,900 0 0 Northrop Grumman Common Stock 666807102 29,161 257,949 SH SOLE N/A 257,949 0 0 Ntl Inc Common Stock 629407107 50 250,000 SH SOLE N/A 250,000 0 0 Nvidia Corp Common Stock 67066G904 47,000 750,000 SH CALL SOLE N/A 750,000 0 0 Oakley Inc Common Stock 673662102 2,112 118,000 SH SOLE N/A 118,000 0 0 Office Depot Common Stock 676220106 496 25,000 SH SOLE N/A 25,000 0 0 On Assignment Inc. Common Stock 682159108 300 16,800 SH SOLE N/A 16,800 0 0 Owens-illinois Common Stock 690768403 1,950 114,700 SH SOLE N/A 114,700 0 0 Pacific Sunwear Of California Common Stock 694873100 1,230 50,000 SH SOLE N/A 50,000 0 0 Parker-hannifin Common Stock 701094104 2,745 55,000 SH SOLE N/A 55,000 0 0 Peabody Energy Group Common Stock 704549104 342 11,800 SH SOLE N/A 11,800 0 0 Pepsico Common Stock 713448958 6,000 150,000 SH PUT SOLE N/A 150,000 0 0 Pharmacyclics Inc. Common Stock 716933106 6,325 817,200 SH SOLE N/A 817,200 0 0 Praecis Pharmaceuticals Common Stock 739421105 5,512 1,058,000 SH SOLE N/A 1,058,000 0 0 Principal Financial Group Common Stock 74251V102 9,488 375,000 SH SOLE N/A 375,000 0 0 Prudential Common Stock 744320102 24,064 775,000 SH SOLE N/A 775,000 0 0 Quintiles Trans Common Stock 748767100 2,037 114,600 SH SOLE N/A 114,600 0 0 Qwest Communications Common Stock 749121909 3,000 200,000 SH CALL SOLE N/A 200,000 0 0 R. H. Donnelley Corp. Common Stock 74955W307 8,100 266,200 SH SOLE N/A 266,200 0 0 Radiance Medical Systems Common Stock 750241101 224 180,900 SH SOLE N/A 180,900 0 0 Reebok Intl Common Stock 758110100 4,211 155,800 SH SOLE N/A 155,800 0 0 Regis Corp Common Stock 758932107 6,655 237,000 SH SOLE N/A 237,000 0 0 Reinsurance Group of America Common Stock 759351109 10,332 330,000 SH SOLE N/A 330,000 0 0 Rite Aid Corp Common Stock 767754104 519 150,000 SH SOLE N/A 150,000 0 0 Ryder Systems Common Stock 783549108 1,099 37,200 SH SOLE N/A 37,200 0 0 Ryland Group Common Stock 783764103 1,082 12,000 SH SOLE N/A 12,000 0 0 S&p 500 Index Common Stock 78462F103 47,870 418,006 SH SOLE N/A 418,006 0 0 Safeco Corp. Common Stock 786429100 13,735 429,100 SH SOLE N/A 429,100 0 0 Sagent Technlogies Common Stock 786693101 266 271,739 SH SOLE N/A 271,739 0 0 Scotts Co Common Stock 810186106 20,601 450,000 SH SOLE N/A 450,000 0 0 Sears Roebuck & Co Common Stock 812387108 23,443 457,255 SH SOLE N/A 457,255 0 0 Sirius Satellite Radio Common Stock 82966U103 7,793 1,470,400 SH SOLE N/A 1,470,400 0 0 Skechers Common Stock 830566105 976 51,600 SH SOLE N/A 51,600 0 0 Snap-on Inc. Common Stock 833034101 14,539 427,000 SH SOLE N/A 427,000 0 0 Sprint Corp PCS Common Stock 852061906 1,500 100,000 SH CALL SOLE N/A 100,000 0 0 St Paul Company Common Stock 792860108 917 20,000 SH SOLE N/A 20,000 0 0 Stage Stores Inc Common Stock 85254C305 4,375 164,600 SH SOLE N/A 164,600 0 0 Stewart and Steven Common Stock 860342104 5,629 290,900 SH SOLE N/A 290,900 0 0 Stilwell Financial Inc. Common Stock 860831106 16,536 675,200 SH SOLE N/A 675,200 0 0 Superior Industries International Common Stock 868168105 1,122 23,000 SH SOLE N/A 23,000 0 0 Synaptics Inc. Common Stock 87157D109 173 10,000 SH SOLE N/A 10,000 0 0 Telik Inc. Common Stock 87959M109 122 10,100 SH SOLE N/A 10,100 0 0
- --------------------------------- ------------ ---------- ------------ ------------------ ---------- -------- ---------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: Investment Voting Authority Title of Market Value SH/ PUT/ ---------- -------- ---------- ------ ---- Name of Issuer Class CUSIP In 000's Quantity PRN CALL Discretion Managers Sole Shared None - --------------------------------- ------------ ---------- ------------ --------- --- ---- ---------- -------- ---------- ------ ---- Texas Instruments Common Stock 882508104 559 16,900 SH SOLE N/A 16,900 0 0 Texas Instruments Common Stock 882508904 4,000 100,000 SH CALL SOLE N/A 100,000 0 0 Textron Common Stock 883203101 971 19,000 SH SOLE N/A 19,000 0 0 Trw Inc Common Stock 872649108 8,621 167,500 SH SOLE N/A 167,500 0 0 Tweeter Home Entertainment Common Stock 901167106 1,035 53,100 SH SOLE N/A 53,100 0 0 Tyco International Common Stock 902124106 15,179 469,657 SH SOLE N/A 469,657 0 0 Tyco International Common Stock 902124906 23,000 450,000 SH CALL SOLE N/A 450,000 0 0 Tyco International Common Stock 902124956 15,000 550,000 SH PUT SOLE N/A 550,000 0 0 Ual Corp Common Stock 902549104 471 28,800 SH SOLE N/A 28,800 0 0 Ual Corp Common Stock 902549900 2,750 150,000 SH CALL SOLE N/A 150,000 0 0 Ual Corp Common Stock 902549950 9,600 607,500 SH PUT SOLE N/A 607,500 0 0 Union Pacific Common Stock 907818108 25,946 417,535 SH SOLE N/A 417,535 0 0 United Defense Industries Inc. Common Stock 91018B104 718 26,800 SH SOLE N/A 26,800 0 0 Us Industries Inc Common Stock 912080108 968 254,800 SH SOLE N/A 254,800 0 0 Verity Inc Common Stock 92343C106 1,360 77,300 SH SOLE N/A 77,300 0 0 Vicinity Corp. Common Stock 925653107 1,724 820,900 SH SOLE N/A 820,900 0 0 Viewpoint Common Stock 92672P108 864 142,900 SH SOLE N/A 142,900 0 0 Viropharma Inc. Common Stock 928241108 1,136 200,000 SH SOLE N/A 200,000 0 0 Visteon Corp Common Stock 92839U107 12,123 732,500 SH SOLE N/A 732,500 0 0 Webmd Corp Common Stock 94769M105 3,183 415,000 SH SOLE N/A 415,000 0 0 Wells Fargo Common Stock 949746101 46,172 934,660 SH SOLE N/A 934,660 0 0 Willis Group Holdings LTD Common Stock G96655108 8,074 326,900 SH SOLE N/A 326,900 0 0 WorldCom Inc. Common Stock 98157D906 3,625 350,000 SH CALL SOLE N/A 350,000 0 0
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