13F-HR 1 d02-35942.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2001 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Perry Corp. Address: 599 Lexington Avenue New York, New York 10022 13F File Number: 28-4106 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Lance Kravitz Title: Compliance Manager Phone: (212) 583-4000 Signature, Place, and Date of Signing: /s/ Lance Kravitz New York, NY February 13, 2001 -------------------------------------------------------------------------------- Report Type (Check only one.): |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: -------------------------------------------------------------------------------- None. -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 160 Form 13F Information Table Value Total: $1,416,935 (thousands) List of Other Included Managers: None. See attached schedule
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ----------- ------- -------- ------- Abraxas Petroleum Corp. Common Stock 003830106 838 635,010 SH SOLE N/A 635,010 0 0 Ace Ltd. Common Stock G0070K103 14,053 350,000 SH SOLE N/A 350,000 0 0 Aclara Biosciences Inc. Common Stock 00461P106 1,303 257,100 SH SOLE N/A 257,100 0 0 Acuity Brands Inc Common Stock 00508Y102 605 50,000 SH SOLE N/A 50,000 0 0 Adelphia Communications Common Stock 006848105 5,045 161,800 SH SOLE N/A 161,800 0 0 Advanced Switching Common Stock 00757V106 717 640,500 SH SOLE N/A 640,500 0 0 Aes Corp Common Stock 00130H105 572 35,000 SH SOLE N/A 35,000 0 0 Agilent Technologies Inc. Common Stock 00846U901 7,250 200,000 SH CALL SOLE N/A 200,000 0 0 Allmerica Financial Corp Common Stock 019754100 7,404 166,200 SH SOLE N/A 166,200 0 0 Allscripts Healthcare Common Stock 01988P108 1,131 349,199 SH SOLE N/A 349,199 0 0 Allstate Corp Common Stock 020002101 36,218 1,074,730 SH SOLE N/A 1,074,730 0 0 American International Group Common Stock 026874107 61,396 773,252 SH SOLE N/A 773,252 0 0 American International Group Common Stock 026874907 22,131 245,900 SH CALL SOLE N/A 245,900 0 0 America Online Time Warner Common Stock 00184A105 7,913 246,500 SH SOLE N/A 246,500 0 0 American Express Common Stock 025816109 2,200 61,637 SH SOLE N/A 61,637 0 0 American Standard Corp Common Stock 029712106 4,878 71,500 SH SOLE N/A 71,500 0 0 Ameritrade Common Stock 03072H109 252 42,600 SH SOLE N/A 42,600 0 0 Aon Corp. Common Stock 037389103 6,394 180,000 SH SOLE N/A 180,000 0 0 Arch Coal Inc Common Stock 039380100 1,964 86,500 SH SOLE N/A 86,500 0 0 Arena Pharmaceuticals Inc. Common Stock 040047102 469 39,000 SH SOLE N/A 39,000 0 0 Argonaut Technologies Common Stock 040175101 286 68,200 SH SOLE N/A 68,200 0 0 At Plastics Foreign Stock 001947100 12,417 14,129,991 SH SOLE N/A 14,129,991 0 0 At&t Corp Common Stock 001957109 5,795 319,476 SH SOLE N/A 319,476 0 0 Autozone Inc Common Stock 053332102 1,328 18,500 SH SOLE N/A 18,500 0 0 Autozone Inc Common Stock 053332952 3,500 50,000 SH PUT SOLE N/A 50,000 0 0 Beckman Coulter Inc. Common Stock 075811109 4,209 95,000 SH SOLE N/A 95,000 0 0 Best Buy Inc Common Stock 086516101 7,448 100,000 SH SOLE N/A 100,000 0 0 Best Buy Inc Common Stock 086516951 4,725 105,000 SH PUT SOLE N/A 105,000 0 0 Biomarin Pharmaceutical Inc. Common Stock 09061G101 6,684 497,300 SH SOLE N/A 497,300 0 0 Borg-warner Automotive Common Stock 099724106 10,319 197,500 SH SOLE N/A 197,500 0 0 Brocade communications Common Stock 111621908 48,500 418,000 SH CALL SOLE N/A 418,000 0 0 Burlington Northern Santa Fe Corp Common Stock 12189T104 13,343 467,666 SH SOLE N/A 467,666 0 0 Burlington Northern Santa Fe Corp Common Stock 12189T904 4,500 150,000 SH CALL SOLE N/A 150,000 0 0 Cablevision Systems Corp. Common Stock 12686C109 4,773 100,600 SH SOLE N/A 100,600 0 0 Calpine Corp. Common Stock 131347106 3,358 200,000 SH SOLE N/A 200,000 0 0 Cardiac Science Common Stock 141410209 517 116,200 SH SOLE N/A 116,200 0 0 Catalytica Energy Systems Common Stock 148884109 537 117,500 SH SOLE N/A 117,500 0 0 Charter Communications Inc. Common Stock 16117M107 1,349 82,120 SH SOLE N/A 82,120 0 0 Chronimed Inc Common Stock 171164106 2,319 362,300 SH SOLE N/A 362,300 0 0 Cisco Corp Common Stock 17275R902 22,000 550,000 SH CALL SOLE N/A 550,000 0 0 Citigroup Common Stock 172967101 2,524 50,000 SH SOLE N/A 50,000 0 0 Clarion Cmrcl Common Stock 18051W109 172 68,800 SH SOLE N/A 68,800 0 0 Cna Surety Common Stock 12612L108 6,518 420,500 SH SOLE N/A 420,500 0 0 Coca Cola Common Stock 191216950 3,500 100,000 SH PUT SOLE N/A 100,000 0 0 Comcast Corp Common Stock 200300101 9,236 256,555 SH SOLE N/A 256,555 0 0 Compaq Common Stock 204493900 6,250 500,000 SH CALL SOLE N/A 500,000 0 0 Conoco Common Stock 208251504 22,804 805,800 SH SOLE N/A 805,800 0 0 Cooper Cameron Common Stock 216640102 420 10,409 SH SOLE N/A 10,409 0 0 Cooper Industries Common Stock 216669901 1,000 25,000 SH CALL SOLE N/A 25,000 0 0 Core Labs Nv Common Stock N22717107 701 50,000 SH SOLE N/A 50,000 0 0 Corning Inc. Common Stock 219350905 10,831 350,000 SH CALL SOLE N/A 350,000 0 0 Corvis Common Stock 221009103 3,255 1,007,800 SH SOLE N/A 1,007,800 0 0 Crestline Capital Common Stock 226153104 47,363 1,524,900 SH SOLE N/A 1,524,900 0 0 Diacrin Inc. Common Stock 25243N103 120 64,900 SH SOLE N/A 64,900 0 0 Diamonds Trust Series I Common Stock 252787106 19,970 200,100 SH SOLE N/A 200,100 0 0 DJ Orthopedics Common Stock 23325G104 1,117 84,000 SH SOLE N/A 84,000 0 0 Dynegy Inc Common Stock 26816Q901 7,000 200,000 SH CALL SOLE N/A 200,000 0 0 Eastman Kodak Common Stock 277461959 26,000 950,000 SH PUT SOLE N/A 950,000 0 0
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ----------- ------- -------- ------- Eclipsys Corp. Common Stock 278856109 246 14,700 SH SOLE N/A 14,700 0 0 Elder-beerman Common Stock 284470101 925 314,611 SH SOLE N/A 314,611 0 0 EMC Corp Common Stock 268648902 63,000 1,050,000 SH CALL SOLE N/A 1,050,000 0 0 Emerson Common Stock 291011104 285 5,000 SH SOLE N/A 5,000 0 0 Enron Corp Common Stock 293561106 308 512,700 SH SOLE N/A 512,700 0 0 Enterasys Networks Common Stock 293637104 1,328 150,000 SH SOLE N/A 150,000 0 0 Entertainment Prop Common Stock 29380T105 9,402 485,900 SH SOLE N/A 485,900 0 0 Esenjay Exploration Common Stock 296426109 590 199,282 SH SOLE N/A 199,282 0 0 Fed Dept Stores Common Stock 31410H101 3,272 80,000 SH SOLE N/A 80,000 0 0 Foot Locker Inc. Common Stock 344849104 4,695 300,000 SH SOLE N/A 300,000 0 0 Gap Inc. Common Stock 364760958 2,000 200,000 SH PUT SOLE N/A 200,000 0 0 General Cable Common Stock 369300108 9,825 750,000 SH SOLE N/A 750,000 0 0 General Dynamics Common Stock 369550108 49,807 625,400 SH SOLE N/A 625,400 0 0 General Motors Class H Common Stock 370442832 9,927 642,500 SH SOLE N/A 642,500 0 0 General Motors Class H Common Stock 370442902 7,900 420,000 SH CALL SOLE N/A 420,000 0 0 General Motors Class H Common Stock 370442952 6,500 650,000 SH PUT SOLE N/A 650,000 0 0 Genomica Common Stock 37243Q101 12,945 2,751,700 SH SOLE N/A 2,751,700 0 0 Georgia Pacific Common Stock 373298108 5,522 200,000 SH SOLE N/A 200,000 0 0 Georgia Pacific Common Stock 373298908 5,200 130,000 SH CALL SOLE N/A 130,000 0 0 Golden State Bancorp Wts Warrant 381197136 268 227,318 SH SOLE N/A 227,318 0 0 Goldman Sachs Common Stock 38141G954 2,100 42,000 SH PUT SOLE N/A 42,000 0 0 Halliburton Common Stock 406216901 4,750 250,000 SH CALL SOLE N/A 250,000 0 0 Hartford Financial Services Group Common Stock 416515104 23,442 373,100 SH SOLE N/A 373,100 0 0 Healtheon Corp Common Stock 94769M105 311 44,100 SH SOLE N/A 44,100 0 0 Hollywood Casino Common Stock 436132203 1,021 97,200 SH SOLE N/A 97,200 0 0 Horizon Group Properties Common Stock 44041U102 75 32,599 SH SOLE N/A 32,599 0 0 Hotjobs.com Ltd Common Stock 441474103 7,049 678,400 SH SOLE N/A 678,400 0 0 Hydril Common Stock 448774109 1,111 63,000 SH SOLE N/A 63,000 0 0 Idt Corp Class B Shares Common Stock 448947309 831 50,000 SH SOLE N/A 50,000 0 0 Intel Corp Common Stock 458140900 15,500 500,000 SH CALL SOLE N/A 500,000 0 0 Intergraph Common Stock 458683109 25,253 1,837,900 SH SOLE N/A 1,837,900 0 0 International Paper Common Stock 460146103 8,804 218,200 SH SOLE N/A 218,200 0 0 Inverness Medical Common Stock 46126P106 11,733 650,000 SH SOLE N/A 650,000 0 0 Investors Financial Services Common Stock 461915100 19,545 295,200 SH SOLE N/A 295,200 0 0 Johnson & Johnson Common Stock 478160104 86,370 1,461,429 SH SOLE N/A 1,461,429 0 0 Johnson Controls Common Stock 478366107 436 5,400 SH SOLE N/A 5,400 0 0 Joy Global Inc. Common Stock 481165108 1,733 103,147 SH SOLE N/A 103,147 0 0 Kansas City Southern Common Stock 485170302 2,385 168,800 SH SOLE N/A 168,800 0 0 Keynote Systems Common Stock 493308100 764 81,700 SH SOLE N/A 81,700 0 0 KV Pharmaceutical Co - Class A Common Stock 482740206 437 14,800 SH SOLE N/A 14,800 0 0 L-3 Comm Hldgs Common Stock 502424104 9,738 108,200 SH SOLE N/A 108,200 0 0 Lear Corporation Common Stock 521865105 763 20,000 SH SOLE N/A 20,000 0 0 Lincoln National Corp. Common Stock 534187109 19,671 405,000 SH SOLE N/A 405,000 0 0 Mack-cali Realty Corp Common Stock 554489104 602 19,400 SH SOLE N/A 19,400 0 0 Marsh & Mclennan Common Stock 571748102 17,729 165,000 SH SOLE N/A 165,000 0 0 Martin Marietta Materials Common Stock 573284106 39,813 854,360 SH SOLE N/A 854,360 0 0 Masco Corp. Common Stock 574599106 368 15,000 SH SOLE N/A 15,000 0 0 Mcdermott Int'l Common Stock 580037109 2,491 203,000 SH SOLE N/A 203,000 0 0 Merrill Lynch Common Stock 590188908 15,000 300,000 SH CALL SOLE N/A 300,000 0 0 Merrill Lynch Common Stock 590188958 13,300 370,000 SH PUT SOLE N/A 370,000 0 0 Mesa Royalty Trust Common Stock 590660106 - 75,824 SH SOLE N/A 75,824 0 0 Metlife Inc. Common Stock 59156R108 13,201 416,700 SH SOLE N/A 416,700 0 0 Mgic Investment Corp. Common Stock 552848103 617 10,000 SH SOLE N/A 10,000 0 0 Millipore Corp Common Stock 601073109 12,079 199,000 SH SOLE N/A 199,000 0 0 Momentum Business Common Stock 60877P108 4,223 212,200 SH SOLE N/A 212,200 0 0 Nasdaq 100 Trust Common Stock 631100104 3,772 96,949 SH SOLE N/A 96,949 0 0 National Service Industries Common Stock 637657107 20 10,000 SH SOLE N/A 10,000 0 0 Nortel Networks Common Stock 656568902 20,625 1,250,000 SH CALL SOLE N/A 1,250,000 0 0
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ----------- ------- -------- ------- Northrop Grumman Common Stock 666807102 26,004 257,949 SH SOLE N/A 257,949 0 0 Owens-illinois Common Stock 690768403 11,231 1,124,200 SH SOLE N/A 1,124,200 0 0 Parker-hannifin Common Stock 701094104 1,157 25,200 SH SOLE N/A 25,200 0 0 Peabody Energy Group Common Stock 704549104 333 11,800 SH SOLE N/A 11,800 0 0 Peoplesoft Common Stock 712713106 216 5,367 SH SOLE N/A 5,367 0 0 Peoplesoft Common Stock 712713906 4,250 100,000 SH CALL SOLE N/A 100,000 0 0 Pepsico Inc Common Stock 713448958 6,000 150,000 SH PUT SOLE N/A 150,000 0 0 Price Communications Common Stock 741437305 2,463 129,000 SH SOLE N/A 129,000 0 0 Providian Financial Common Stock 74406A102 2,272 640,000 SH SOLE N/A 640,000 0 0 Prudential Common Stock 744320102 13,276 400,000 SH SOLE N/A 400,000 0 0 Quintiles Trans Common Stock 748767100 1,839 114,600 SH SOLE N/A 114,600 0 0 R. H. Donnelley Corp. Common Stock 74955W307 1,592 54,800 SH SOLE N/A 54,800 0 0 Radiance Medical Systems Common Stock 750241101 275 169,800 SH SOLE N/A 169,800 0 0 Reebok Intl Common Stock 758110100 2,202 83,100 SH SOLE N/A 83,100 0 0 Regis Corp Common Stock 758932107 6,110 237,000 SH SOLE N/A 237,000 0 0 Reinsurance Group of America Common Stock 759351109 11,165 335,500 SH SOLE N/A 335,500 0 0 Rite Aid Corp Common Stock 767754104 759 150,000 SH SOLE N/A 150,000 0 0 Rockwell Collins Common Stock 774341101 7,268 372,700 SH SOLE N/A 372,700 0 0 Rockwell Intl Corp Common Stock 773903109 7,435 416,300 SH SOLE N/A 416,300 0 0 Sagent Technlogies Common Stock 786693101 220 271,739 SH SOLE N/A 271,739 0 0 Scotts Co Common Stock 810186106 35,773 751,532 SH SOLE N/A 751,532 0 0 Sears Roebuck & Co Common Stock 812387108 21,784 457,255 SH SOLE N/A 457,255 0 0 Sirius Satellite Radio Common Stock 82966U103 2,326 200,000 SH SOLE N/A 200,000 0 0 Snap-on Inc. Common Stock 833034101 9,812 291,500 SH SOLE N/A 291,500 0 0 St Paul Company Common Stock 792860108 4,749 108,000 SH SOLE N/A 108,000 0 0 Stewart and Steven Common Stock 860342104 931 49,500 SH SOLE N/A 49,500 0 0 Stilwell Financial Inc. Common Stock 860831106 18,379 675,200 SH SOLE N/A 675,200 0 0 Sun Microsystems Common Stock 866810104 467 38,000 SH SOLE N/A 38,000 0 0 Sun Microsystems Common Stock 866810904 375 25,000 SH CALL SOLE N/A 25,000 0 0 Sun Microsystems Common Stock 866810954 2,500 250,000 SH PUT SOLE N/A 250,000 0 0 Superior Industries International Common Stock 868168105 1,328 33,000 SH SOLE N/A 33,000 0 0 Telik Inc. Common Stock 87959M109 136 10,100 SH SOLE N/A 10,100 0 0 Texas Instruments Common Stock 882508904 17,500 400,000 SH CALL SOLE N/A 400,000 0 0 Textron Common Stock 883203101 3,773 91,000 SH SOLE N/A 91,000 0 0 Tyco Inc Common Stock 902124956 16,500 300,000 SH PUT SOLE N/A 300,000 0 0 Union Pacific Common Stock 907818108 23,799 417,535 SH SOLE N/A 417,535 0 0 United Defense Industries Inc. Common Stock 91018B104 3,280 155,800 SH SOLE N/A 155,800 0 0 United Healthcare Common Stock 91324P102 878 12,400 SH SOLE N/A 12,400 0 0 Verity Inc Common Stock 92343C106 2,072 102,300 SH SOLE N/A 102,300 0 0 Viewpoint Common Stock 92672P108 6,034 886,100 SH SOLE N/A 886,100 0 0 Visteon Corp Common Stock 92839U107 1,579 105,000 SH SOLE N/A 105,000 0 0 World Com Inc Common Stock 98157D906 1,250 100,000 SH CALL SOLE N/A 100,000 0 0 Wells Fargo Common Stock 949746101 40,630 934,660 SH SOLE N/A 934,660 0 0 Xm Satellite Common Stock 983759101 1,836 100,000 SH SOLE N/A 100,000 0 0 Yahoo Inc Common Stock 984332956 2,150 190,000 SH PUT SOLE N/A 190,000 0 0