13F-HR 1 d01-35159.txt FORM 13F United States Securities and Exchange Commission. Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2001 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Perry Corp. Address: 599 Lexington Avenue New York, New York 10022 13F File Number: 28-4106 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Randall Borkenstein Title: Controller Phone: (212) 583-4000 Signature, Place and Date of Signing: /s/ Randall Borkenstein New York, NY November 13, 2001 ---------------------------------------------------------------------- Report Type (Check only one.): |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: -------------------------------------------------------------------------------- None. -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 197 Form 13F Information Table Value Total: $1,564,697 (thousands) Confidential information has been omitted from this public Form 13F report and filed separately with the Commission. No. 13F File Number Name None. -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- See attached schedule
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- --------- ---------- --- ---- ------- -------- ---------- ------ ---- ABRAXAS PETROLEUM CORP. COMMON STOCK 003830106 1,226 635,010 SH SOLE N/A 635,010 0 0 ACE LTD. COMMON STOCK G0070K103 3,897 135,000 SH SOLE N/A 135,000 0 0 ADELPHIA COMMUNICATIONS COMMON STOCK 006848105 1,193 53,704 SH SOLE N/A 53,704 0 0 ADOBE SYSTEMS COMMON STOCK 00724F101 451 18,800 SH SOLE N/A 18,800 0 0 ADVANCED FIBRE COMMUNICATIONS COMMON STOCK 00754A105 728 50,000 SH SOLE N/A 50,000 0 0 AES CORP COMMON STOCK 00130H105 449 35,000 SH SOLE N/A 35,000 0 0 AETNA INC COMMON STOCK 00817Y108 1,684 58,300 SH SOLE N/A 58,300 0 0 AGILENT TECHNOLOGIES INC. COMMON STOCK 00846U901 7,250 200,000 SH CALL SOLE N/A 200,000 0 0 ALKERMES INC COMMON STOCK 01642T108 531 27,100 SH SOLE N/A 27,100 0 0 ALLMERICA FINANCIAL CORP COMMON STOCK 019754100 7,454 166,200 SH SOLE N/A 166,200 0 0 ALLOS THERAPEUT COMMON STOCK 019777101 2,307 465,100 SH SOLE N/A 465,100 0 0 ALLSCRIPTS HEALTHCARE COMMON STOCK 01988P108 1,561 377,100 SH SOLE N/A 377,100 0 0 ALLSTATE CORP COMMON STOCK 020002101 37,863 1,013,730 SH SOLE N/A 1,013,730 0 0 AMER INTL GROUP COMMON STOCK 026874107 59,047 757,009 SH SOLE N/A 757,009 0 0 AMERICA ONLINE TIME WARNER COMMON STOCK 00184A105 8,159 246,500 SH SOLE N/A 246,500 0 0 AMERICAN EXPRESS COMMON STOCK 025816109 1,791 61,637 SH SOLE N/A 61,637 0 0 AMERICREDIT CORP COMMON STOCK 03060R101 1,107 35,000 SH SOLE N/A 35,000 0 0 AMYLIN PHARMACEUTICALS COMMON STOCK 032346108 117 21,100 SH SOLE N/A 21,100 0 0 ANALOG DEVICES COMMON STOCK 032654105 3,872 118,400 SH SOLE N/A 118,400 0 0 ANALOG DEVICES COMMON STOCK 032654905 5,250 100,000 SH CALL SOLE N/A 100,000 0 0 ANALOG DEVICES COMMON STOCK 32654955 6,000 150,000 SH PUT SOLE N/A 150,000 0 0 AON CORP. COMMON STOCK 037389103 9,530 226,900 SH SOLE N/A 226,900 0 0 ARADIGM CORP. COMMON STOCK 038505103 361 111,200 SH SOLE N/A 111,200 0 0 ASTORIA FINANCIAL CORP COMMON STOCK 046265104 4,259 72,000 SH SOLE N/A 72,000 0 0 AT&T CORP COMMON STOCK 001957109 27,361 1,417,651 SH SOLE N/A 1,417,651 0 0 AT&T WIRELESS COMMON STOCK 00209A106 2,802 187,538 SH SOLE N/A 187,538 0 0 AT PLASTICS LONG FOREIGN STOCK 001947100 14,842 14,133,591 SH SOLE N/A 14,133,591 0 0 AVIRON COMMON STOCK 053762100 496 20,000 SH SOLE N/A 20,000 0 0 AXA (ADR) COMMON STOCK 054536107 390 19,901 SH SOLE N/A 19,901 0 0 BAKER HUGHES INC COMMON STOCK 057224107 2,746 94,850 SH SOLE N/A 94,850 0 0 BEST BUY INC COMMON STOCK 086516101 4,545 100,000 SH SOLE N/A 100,000 0 0 BEST BUY INC COMMON STOCK 086516951 4,725 105,000 SH PUT SOLE N/A 105,000 0 0 BIOMARIN PHARMACEUTICAL INC. COMMON STOCK 09061G101 7,860 807,000 SH SOLE N/A 807,000 0 0 BORG-WARNER AUTOMOTIVE COMMON STOCK 099724106 7,959 197,500 SH SOLE N/A 197,500 0 0 BORLAND SOFTWARE COMMON STOCK 099849101 1,563 194,100 SH SOLE N/A 194,100 0 0 BROCADE COMM COMMON STOCK 111621108 295 21,000 SH SOLE N/A 21,000 0 0 BROCADE COMM COMMON STOCK 111621908 51,200 508,000 SH SOLE N/A 508,000 0 0 BURLINGTON NORTHERN SANTA FE CORP COMMON STOCK 12189T104 12,510 467,666 SH SOLE N/A 467,666 0 0 CABLEVISION SYSTEMS CORP. COMMON STOCK 12686C109 1,256 30,674 SH SOLE N/A 30,674 0 0 CAPSTONE TURBINE CORPORATION COMMON STOCK 14067D102 1,280 211,893 SH SOLE N/A 211,893 0 0 CARDINAL HEALTH COMMON STOCK 14149Y908 7,500 100,000 SH CALL SOLE N/A 100,000 0 0 CARNIVAL CORP. COMMON STOCK 143658102 440 20,000 SH SOLE N/A 20,000 0 0 CELL GENESYS INC. COMMON STOCK 150921104 1,815 113,600 SH SOLE N/A 113,600 0 0 CERIDIAN CORP COMMON STOCK 156779100 4,308 297,100 SH SOLE N/A 297,100 0 0 CHARTER COMMUNICATIONS INC. COMMON STOCK 16117M107 1,018 82,140 SH SOLE N/A 82,140 0 0 CHRONIMED INC COMMON STOCK 171164106 1,121 367,400 SH SOLE N/A 367,400 0 0 CIENA CORP COMMON STOCK 171779101 1,542 150,000 SH SOLE N/A 150,000 0 0 CIGNA CORP COMMON STOCK 125509109 19,701 237,500 SH SOLE N/A 237,500 0 0 CISCO SYSTEMS COMMON STOCK 17275R102 2,812 231,100 SH SOLE N/A 231,100 0 0 CISCO SYSTEMS COMMON STOCK 17275R902 24,500 650,000 SH CALL SOLE N/A 650,000 0 0 CLARION CMRCL COMMON STOCK 18051W109 533 68,800 SH SOLE N/A 68,800 0 0 CNA SURETY COMMON STOCK 12612L108 5,646 419,800 SH SOLE N/A 419,800 0 0 COMCAST CORP COMMON STOCK 200300101 9,203 256,555 SH SOLE N/A 256,555 0 0 COMPAQ COMPUTER CORP COMMON STOCK 204493100 15,939 1,918,000 SH SOLE N/A 1,918,000 0 0 COMPAQ COMPUTER CORP COMMON STOCK 204493900 6,250 500,000 SH CALL SOLE N/A 500,000 0 0
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- --------- ---------- --- ---- ------- -------- ---------- ------ ---- CONNETICS CORP COMMON STOCK 208192104 5,159 791,300 SH SOLE N/A 791,300 0 0 COOPER CAMERON COMMON STOCK 216640102 536 16,353 SH SOLE N/A 16,353 0 0 COOPER INDUSTRIES COMMON STOCK 216669101 20,030 483,000 SH SOLE N/A 483,000 0 0 CORE LABS NV COMMON STOCK N22717107 3,702 287,900 SH SOLE N/A 287,900 0 0 COREL CORP COMMON STOCK 21868Q109 1,671 803,500 SH SOLE N/A 803,500 0 0 CORIXA CORP COMMON STOCK 21887F100 106 10,200 SH SOLE N/A 10,200 0 0 CORNING INC. COMMON STOCK 219350905 10,831 350,000 SH CALL SOLE N/A 350,000 0 0 CORPORATE EXEC BOARD CO. COMMON STOCK 21988R102 207 7,931 SH SOLE N/A 7,931 0 0 CORVAS INTERNATIONAL INC. COMMON STOCK 221005101 428 75,800 SH SOLE N/A 75,800 0 0 COX COMMUNICATIONS COMMON STOCK 224044107 1,809 43,326 SH SOLE N/A 43,326 0 0 CRESTLINE CAPITAL COMMON STOCK 226153104 42,287 1,496,900 SH SOLE N/A 1,496,900 0 0 CRIIMI MAE COMMON STOCK 226603108 91 232,100 SH SOLE N/A 232,100 0 0 CSG SYSTEMS INTERNATIONAL COMMON STOCK 126349109 1,757 43,000 SH SOLE N/A 43,000 0 0 DELL COMPUTER COMMON STOCK 247025109 3,057 165,000 SH SOLE N/A 165,000 0 0 DELL COMPUTER COMMON STOCK 247025959 4,500 200,000 SH PUT SOLE N/A 200,000 0 0 DELUXE CORP COMMON STOCK 248019101 3,996 115,700 SH SOLE N/A 115,700 0 0 DUN & BRADSTREET COMMON STOCK 26483E100 3,013 107,600 SH SOLE N/A 107,600 0 0 EBAY COMMON STOCK 278642103 457 10,000 SH SOLE N/A 10,000 0 0 ECLIPSYS CORP. COMMON STOCK 278856109 329 25,000 SH SOLE N/A 25,000 0 0 ELAN CORP PLC (ADR) COMMON STOCK 284131208 1,076 22,210 SH SOLE N/A 22,210 0 0 ELDER-BEERMAN COMMON STOCK 284470101 1,117 314,611 SH SOLE N/A 314,611 0 0 EMC CORP COMMON STOCK 268648102 817 69,500 SH SOLE N/A 69,500 0 0 EMC CORP COMMON STOCK 268648902 63,000 1,050,000 SH SOLE N/A 1,050,000 0 0 ENTERTAINMENT PROP COMMON STOCK 29380T105 9,584 567,100 SH SOLE N/A 567,100 0 0 ESENJAY EXPLORATION COMMON STOCK 296426109 558 199,282 SH SOLE N/A 199,282 0 0 E-TRADE GROUP COMMON STOCK 269246904 1,000 100,000 SH CALL SOLE N/A 100,000 0 0 EXPEDIA INC. COMMON STOCK 302125109 1,098 45,400 SH SOLE N/A 45,400 0 0 FIDELITY NATIONAL FINANCIAL COMMON STOCK 316326107 12,347 459,169 SH SOLE N/A 459,169 0 0 FIRST AMER FINANCIAL COMMON STOCK 318522307 2,866 141,542 SH SOLE N/A 141,542 0 0 GENERAL CABLE COMMON STOCK 369300108 8,673 880,500 SH SOLE N/A 880,500 0 0 GENERAL DYNAMICS COMMON STOCK 369550108 55,235 625,400 SH SOLE N/A 625,400 0 0 GENERAL MOTORS CLASS H COMMON STOCK 370442832 12,380 928,700 SH SOLE N/A 928,700 0 0 GENERAL MOTORS CLASS H COMMON STOCK 370442902 5,563 425,000 SH CALL SOLE N/A 425,000 0 0 GENOMICA COMMON STOCK 37243Q101 3,814 1,525,400 SH SOLE N/A 1,525,400 0 0 GENTIVA HEALTH SERVICES COMMON STOCK 37247A102 3,789 210,600 SH SOLE N/A 210,600 0 0 GENZYME COMMON STOCK 372917954 1,900 40,000 SH PUT SOLE N/A 40,000 0 0 GLENAYRE TECHNOLOGIES INC. COMMON STOCK 377899109 124 203,200 SH SOLE N/A 203,200 0 0 GOLDEN STATE BANCORP WTS LONG WARRANT 381197136 286 227,318 SH SOLE N/A 227,318 0 0 GOLDMAN SACHS COMMON STOCK 38141G954 2,100 42,000 SH PUT SOLE N/A 42,000 0 0 HARTFORD FINANCIAL SERVICES GROUP COMMON STOCK 416515104 14,550 247,700 SH SOLE N/A 247,700 0 0 HEWLETT PACKARD COMMON STOCK 428236903 4,000 200,000 SH CALL SOLE N/A 200,000 0 0 HOLLYWOOD CASINO COMMON STOCK 436132203 1,854 274,600 SH SOLE N/A 274,600 0 0 HORIZON GROUP PROPERTIES COMMON STOCK 44041U102 95 32,599 SH SOLE N/A 32,599 0 0 HOUSEHOLD INTL COMMON STOCK 441815107 395 7,000 SH SOLE N/A 7,000 0 0 HYDRIL COMMON STOCK 448774109 1,871 134,289 SH SOLE N/A 134,289 0 0 ICOS CORP COMMON STOCK 449295104 285 5,800 SH SOLE N/A 5,800 0 0 INTEL CORP COMMON STOCK 458140100 1,846 90,300 SH SOLE N/A 90,300 0 0 INTEL CORP COMMON STOCK 458140900 26,750 900,000 SH CALL SOLE N/A 900,000 0 0 INTEL CORP COMMON STOCK 458140950 6,000 200,000 SH PUT SOLE N/A 200,000 0 0 INTERGRAPH COMMON STOCK 458683109 15,884 1,784,700 SH SOLE N/A 1,784,700 0 0 INTERNATIONAL PAPER COMMON STOCK 460146103 6,128 175,900 SH SOLE N/A 175,900 0 0 INVERNESS MEDICAL COMMON STOCK 461268104 88,067 2,383,400 SH SOLE N/A 2,383,400 0 0 INVESTORS FINANCIAL SERVICES COMMON STOCK 461915100 17,015 295,200 SH SOLE N/A 295,200 0 0 JDS UNIPHASE CORP COMMON STOCK 46612J101 209 33,040 SH SOLE N/A 33,040 0 0 JOHN HANCOCK FINANCIAL SERVICES COMMON STOCK 41014S106 939 23,500 SH SOLE N/A 23,500 0 0
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- --------- ---------- --- ---- ------- -------- ---------- ------ ---- JOHNSON & JOHNSON COMMON STOCK 478160104 53,594 967,398 SH SOLE N/A 967,398 0 0 JOY GLOBAL INC. COMMON STOCK 481165108 72,417 4,860,229 SH SOLE N/A 4,860,229 0 0 KANSAS CITY SOUTHERN COMMON STOCK 485170302 2,026 168,800 SH SOLE N/A 168,800 0 0 KEYNOTE SYSTEMS COMMON STOCK 493308100 1,900 250,000 SH SOLE N/A 250,000 0 0 L-3 COMM HLDGS COMMON STOCK 502424104 9,462 108,200 SH SOLE N/A 108,200 0 0 LINCOLN NATIONAL CORP. COMMON STOCK 534187109 466 10,000 SH SOLE N/A 10,000 0 0 MACK-CALI REALTY CORP COMMON STOCK 554489104 2,635 85,000 SH SOLE N/A 85,000 0 0 MARINE DRILL COMMON STOCK 568240204 1,872 180,000 SH SOLE N/A 180,000 0 0 MARSH & MCLENNAN COMMON STOCK 571748102 8,220 85,000 SH SOLE N/A 85,000 0 0 MARTIN MARIETTA MATERIALS COMMON STOCK 573284106 33,414 854,360 SH SOLE N/A 854,360 0 0 MASCO CORP. COMMON STOCK 574599106 715 35,000 SH SOLE N/A 35,000 0 0 MAXIM INTEGRATED COMMON STOCK 57772K101 349 10,000 SH SOLE N/A 10,000 0 0 MEAD CORP COMMON STOCK 582834107 11,505 415,650 SH SOLE N/A 415,650 0 0 MERRILL LYNCH & CO COMMON STOCK 590188958 13,300 370,000 SH PUT SOLE N/A 370,000 0 0 METLIFE INC. COMMON STOCK 59156R108 9,554 321,700 SH SOLE N/A 321,700 0 0 MGIC INVESTMENT CORP. COMMON STOCK 552848103 653 10,000 SH SOLE N/A 10,000 0 0 MICRO THERAPEUTICS INC. COMMON STOCK 59500W100 100 21,500 SH SOLE N/A 21,500 0 0 MICROSOFT COMMON STOCK 594918104 1,085 21,200 SH SOLE N/A 21,200 0 0 MILLICOM COMMON STOCK L6388F102 494 46,600 SH SOLE N/A 46,600 0 0 MILLIPORE CORP COMMON STOCK 601073109 10,535 199,000 SH SOLE N/A 199,000 0 0 MOMENTUM BUSINESS COMMON STOCK 60877P108 7,673 432,300 SH SOLE N/A 432,300 0 0 NASDAQ 100 TRUST COMMON STOCK 631100104 3,003 103,610 SH SOLE N/A 103,610 0 0 NATIONAL SEMICONDUCTOR COMMON STOCK 637640103 319 14,500 SH SOLE N/A 14,500 0 0 NEWPORT CORP COMMON STOCK 651824104 705 50,000 SH SOLE N/A 50,000 0 0 NEWPORT NEWS COMMON STOCK 652228107 38,714 576,100 SH SOLE N/A 576,100 0 0 NEWS CORP LTD A COMMON STOCK 652487703 834 39,177 SH SOLE N/A 39,177 0 0 NMS COMMUNICATIONS COMMON STOCK 629248105 397 254,700 SH SOLE N/A 254,700 0 0 NVIDIA CORP COMMON STOCK 67066G104 412 15,000 SH SOLE N/A 15,000 0 0 ORACLE CORP COMMON STOCK 68389X105 315 25,000 SH SOLE N/A 25,000 0 0 OSI PHARMACEUTICALS INC. COMMON STOCK 671040103 306 9,400 SH SOLE N/A 9,400 0 0 OWENS-ILLINOIS COMMON STOCK 690768403 7,566 1,877,500 SH SOLE N/A 1,877,500 0 0 PACIFIC GULF PROPERTIES COMMON STOCK 694396102 845 483,000 SH SOLE N/A 483,000 0 0 PANAMSAT COMMON STOCK 697933109 2,756 118,200 SH SOLE N/A 118,200 0 0 PARKER-HANNIFIN COMMON STOCK 701094104 5,265 153,500 SH SOLE N/A 153,500 0 0 PEABODY ENERGY GROUP COMMON STOCK 704549104 284 11,800 SH SOLE N/A 11,800 0 0 PEOPLESOFT COMMON STOCK 712713106 1,349 74,797 SH SOLE N/A 74,797 0 0 PEOPLESOFT COMMON STOCK 712713906 4,250 100,000 SH CALL SOLE N/A 100,000 0 0 PHARMA RESOURCES COMMON STOCK 717125108 5,363 150,000 SH SOLE N/A 150,000 0 0 PHARMACYCLICS INC. COMMON STOCK 716933106 354 20,000 SH SOLE N/A 20,000 0 0 PHOENIX COS INC COMMON STOCK 71902E109 5,491 380,000 SH SOLE N/A 380,000 0 0 PINNACLE HOLDINGS COMMON STOCK 72346N101 195 500,000 SH SOLE N/A 500,000 0 0 PRICE COMMUNICATIONS COMMON STOCK 741437305 2,565 151,300 SH SOLE N/A 151,300 0 0 PRIDE INTERNATIONAL COMMON STOCK 741932907 2,100 210,000 SH CALL SOLE N/A 210,000 0 0 QLOGIC COMMON STOCK 747277901 4,000 100,000 SH CALL SOLE N/A 100,000 0 0 QUINTILES TRANS COMMON STOCK 748767100 1,673 114,600 SH SOLE N/A 114,600 0 0 RALSTON PURINA COMMON STOCK 751277302 41,000 1,250,000 SH SOLE N/A 1,250,000 0 0 RAWLINGS SPORT COMMON STOCK 754459105 824 265,900 SH SOLE N/A 265,900 0 0 RECKSON ASSOC REALTY CORP COMMON STOCK 75621K106 1,449 60,000 SH SOLE N/A 60,000 0 0 REGIS CORP COMMON STOCK 758932107 4,956 237,000 SH SOLE N/A 237,000 0 0 RITE AID CORP COMMON STOCK 767754104 1,158 150,000 SH SOLE N/A 150,000 0 0 ROCKWELL COLLINS COMMON STOCK 774341101 7,492 527,600 SH SOLE N/A 527,600 0 0 ROCKWELL INTL CORP COMMON STOCK 773903109 7,726 526,300 SH SOLE N/A 526,300 0 0 S&P 500 DEPOSITORY RECEIPTS COMMON STOCK 78462F103 5,792 55,454 SH SOLE N/A 55,454 0 0 SAGENT TECHNLOGIES COMMON STOCK 786693101 352 279,739 SH SOLE N/A 279,739 0 0 SANTA FE INTL COMMON STOCK G7805C108 2,121 99,800 SH SOLE N/A 99,800 0 0
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- --------- ---------- --- ---- ------- -------- ---------- ------ ---- SCOTTS CO COMMON STOCK 810186106 30,268 887,632 SH SOLE N/A 887,632 0 0 SEARS ROEBUCK & CO COMMON STOCK 812387108 15,839 457,255 SH SOLE N/A 457,255 0 0 SILVER STREAM SOFTWARE INC. COMMON STOCK 827907106 743 210,500 SH SOLE N/A 210,500 0 0 SNAP-ON INC. COMMON STOCK 833034101 6,610 296,000 SH SOLE N/A 296,000 0 0 SPRINT COMMON STOCK 852061100 5,162 215,000 SH SOLE N/A 215,000 0 0 STILWELL FINANCIAL INC. COMMON STOCK 860831106 13,166 675,200 SH SOLE N/A 675,200 0 0 SUN MICROSYSTEMS COMMON STOCK 866810904 375 25,000 SH CALLSOLE N/A 25,000 0 0 TANOX INC COMMON STOCK 87588Q109 295 20,000 SH SOLE N/A 20,000 0 0 TELEFONICA DEL PERU COMMON STOCK 879384105 673 192,202 SH SOLE N/A 192,202 0 0 TELIK INC. COMMON STOCK 87959M109 98 15,000 SH SOLE N/A 15,000 0 0 TELLABS INC. COMMON STOCK 879664100 592 60,000 SH SOLE N/A 60,000 0 0 TEXAS INSTRUMENTS COMMON STOCK 882508904 868 34,750 SH SOLE N/A 34,750 0 0 TEXAS INSTRUMENTS COMMON STOCK 882508904 17,500 400,000 SH CALLSOLE N/A 400,000 0 0 TRIMERIS COMMON STOCK 896263100 534 15,100 SH SOLE N/A 15,100 0 0 UNION PACIFIC COMMON STOCK 907818108 19,582 417,536 SH SOLE N/A 417,536 0 0 UNITEDGLOBALCOM COMMON STOCK 913247508 1,206 520,000 SH SOLE N/A 520,000 0 0 VERITY INC COMMON STOCK 92343C106 1,019 101,400 SH SOLE N/A 101,400 0 0 VERTEX PHARACEUTICALS COMMON STOCK 92532F100 5,540 310,000 SH SOLE N/A 310,000 0 0 VIEWPOINT COMMON STOCK 92672P108 3,439 1,026,572 SH SOLE N/A 1,026,572 0 0 WACHOVIA BANK COMMON STOCK 929903102 45,403 1,464,600 SH SOLE N/A 1,464,600 0 0 WALGREEN CO COMMON STOCK 931422109 3,347 97,200 SH SOLE N/A 97,200 0 0 WALGREEN CO COMMON STOCK 931422959 3,888 97,200 SH PUT SOLE N/A 97,200 0 0 WEBMD CORP COMMON STOCK 94769M105 8,035 1,881,800 SH SOLE N/A 1,881,800 0 0 WELLS FARGO COMMON STOCK 949746101 41,546 934,660 SH SOLE N/A 934,660 0 0 WH ENERGY COMMON STOCK 92925E108 2,376 169,700 SH SOLE N/A 169,700 0 0 WILLAMETTE COMMON STOCK 969133107 32,829 729,700 SH SOLE N/A 729,700 0 0 WORLDCOM INC. COMMON STOCK 98157D106 5,035 335,000 SH SOLE N/A 335,000 0 0 WORLDCOM INC. COMMON STOCK 98157D906 1,250 100,000 SH CALLSOLE N/A 100,000 0 0 XILINX INC COMMON STOCK 983919101 235 10,000 SH SOLE N/A 10,000 0 0 XL CAPITAL LTD COMMON STOCK G98255105 2,765 35,000 SH SOLE N/A 35,000 0 0 YAHOO INC COMMON STOCK 984332106 1,006 114,500 SH SOLE N/A 114,500 0 0 YAHOO INC COMMON STOCK 984332956 2,150 190,000 SH PUT SOLE N/A 190,000 0 0