-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FwRyUaS226OH+Ib7LcGPVCUDCn6Qm12DmIBF4H5zdXMbWphLTZTb5qKOnnbRBT3K /5gNXIzcTFgNLtpkV6VAOw== 0000950149-99-000259.txt : 19990217 0000950149-99-000259.hdr.sgml : 19990217 ACCESSION NUMBER: 0000950149-99-000259 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 19990216 GROUP MEMBERS: CMT ASSOCIATES, L.P. GROUP MEMBERS: KKR PARTNERS II LP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RELTEC CORP CENTRAL INDEX KEY: 0001052637 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 943227019 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-55721 FILM NUMBER: 99541327 BUSINESS ADDRESS: STREET 1: 5900 LANDERBROOK DRIVE STE 300 CITY: CLEVELAND STATE: OH ZIP: 44124-4019 BUSINESS PHONE: 4404603600 MAIL ADDRESS: STREET 1: 5900 LANDERBROOK DRIVE STREET 2: STE 300 CITY: CLEVELAND STATE: OH ZIP: 44124-4019 FORMER COMPANY: FORMER CONFORMED NAME: RELTEC HOLDINGS INC DATE OF NAME CHANGE: 19980108 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KKR PARTNERS II LP CENTRAL INDEX KEY: 0000918992 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O KOHLBERG KRAVIS ROBERTS & CO LP STREET 2: 9 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127508300 MAIL ADDRESS: STREET 1: KOHLBERG KRAVIS ROBERTS & CO STREET 2: 9 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 SC 13G 1 STATEMENT OF BENEFICIAL OWNERSHIP 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b)(1) RELTEC CORP. (Name of Issuer) COMMON STOCK, PAR VALUE $.01 PER SHARE (Title of Class of Securities) 759527-10-4 (CUSIP Number) December 31, 1998 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) - -------------------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 CUSIP NO. 759527-10-4 13G PAGE 2 OF 8 PAGES --------------------- ----- ----- (1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only) CMT ASSOCIATES, L.P. --------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ X ] --------------------------------------------------------------------- (3) SEC USE ONLY DELAWARE --------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION --------------------------------------------------------------------- (5) SOLE VOTING POWER NUMBER OF 45,042,183 SHARES -------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY -0- EACH -------------------------------------------------------- REPORTING (7) SOLE DISPOSITIVE POWER PERSON WITH 45,042,183 -------------------------------------------------------- (8) SHARED DISPOSITIVE POWER -0- -------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 45,042,183 --------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES [ ] --------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 79.9% --------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON PN --------------------------------------------------------------------- 3 CUSIP NO. 759527-10-4 13G PAGE 3 OF 8 PAGES --------------------- ----- ----- (1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (Entities Only) KKR PARTNERS II, L.P. --------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ X ] --------------------------------------------------------------------- (3) SEC USE ONLY --------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE --------------------------------------------------------------------- (5) SOLE VOTING POWER NUMBER OF 392,600 SHARES -------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY -0- EACH -------------------------------------------------------- REPORTING (7) SOLE DISPOSITIVE POWER PERSON WITH 392,600 -------------------------------------------------------- (8) SHARED DISPOSITIVE POWER -0- -------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 392,600 --------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES [ ] --------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.7% --------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON PN --------------------------------------------------------------------- 4 ITEM 1. (a) NAME OF ISSUER: Reltec Corp. (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 5900 Landerbrook Drive, Suite 300 Cleveland, OH 44124-4019 ITEM 2. (a) NAME OF PERSONS FILING: CMT Associates, L.P. KKR Partners II, L.P. (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE: c/o Kohlberg Kravis Roberts & Co. 9 West 57th Street New York, New York 10019 (c) CITIZENSHIP: CMT Associates, L.P. - Delaware KKR Partners II, L.P. - Delaware (d) TITLE OF CLASS OF SECURITIES: Common Stock, par value $.01 per share (e) CUSIP NUMBER: 759527-10-4 ITEM 3. Not applicable ITEM 4. OWNERSHIP (a) AMOUNT BENEFICIALLY OWNED: KKR Associates, L.P., a New York limited partnership, is the sole general partner of each of CMT Associates, L.P., a Delaware limited partnership and KKR Partners II, L.P., a Delaware limited partnership, in which capacity it may be deemed to be the beneficial owner of the shares of Reltec Corp. common stock beneficially owned by CMT Associates, L.P. and KKR Partners II, L.P. As Page 4 of 8 pages. 5 of December 31, 1998, (1) CMT Associates, L.P. was the record owner of 45,042,183 shares of common stock of Reltec Corp.; and (2) KKR Partners II, L.P. was the record owner of 392,600 shares of common stock of Reltec Corp. In addition to the foregoing, as of December 31, 1998, KKR Associates, L.P. was the record owner of 396,500 shares of common stock of Reltec Corp. Henry R. Kravis, George R. Roberts, Paul E. Raether, Robert I. MacDonnell, Michael W. Michelson, James H. Greene, Jr., Michael T. Tokarz, Edward A. Gilhuly, Perry Golkin, Clifton S. Robbins and Scott Stuart are the general partners of KKR Associates, L.P., and Messrs. Kravis and Roberts are also the members of the Executive Committee of KKR Associates, L.P., and in such capacity may be deemed to share beneficial ownership of any shares of common stock of Reltec Corp. that KKR Associates, L.P. may beneficially own or be deemed to beneficially own, but disclaim any such beneficial ownership. (b) PERCENT OF CLASS: See Item 11 of each cover page. (c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: (i) Sole power to vote or direct the vote: See Item 5 of each cover page. (ii) Shared power to vote or to direct the vote: See Item 6 of each cover page. (iii) Sole power to dispose or to direct the disposition of: See Item 7 of each cover page. (iv) Shared power to dispose or to direct the disposition of: See Item 8 of each cover page. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON See Item 4 above. Page 5 of 8 pages. 6 ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP CMT Associates, L.P. and KKR Partners II, L.P. are limited partnerships, the sole general partner of each of which is KKR Associates, L.P. As sole general partner of each of CMT Associates, L.P. and KKR Partners II, L.P., KKR Associates, L.P. may be deemed to be the beneficial owner of the securities held by such limited partnerships. CMT Associates, L.P. and KKR Partners II, L.P. may be deemed to be a group in relation to their respective investments in Reltec Corp. CMT Associates, L.P. and KKR Partners II, L.P. do not affirm the existence of a group. ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not applicable. ITEM 10. CERTIFICATION Not applicable. Page 6 of 8 pages. 7 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 16, 1999 CMT ASSOCIATES, L.P. By: KKR ASSOCIATES, L.P. Its: General Partner By: \s\ Salvatore Badalamenti ------------------------- Name: Salvatore Badalamenti Title: Attorney-in-Fact for Henry R. Kravis, General Partner KKR PARTNERS II, L.P. By: KKR ASSOCIATES, L.P. Its: General Partner By: \s\ Salvatore Badalamenti ------------------------- Name: Salvatore Badalamenti Title: Attorney-in-Fact for Henry R. Kravis, General Partner Page 7 of 8 pages. 8 EXHIBIT INDEX Exhibit 1 - Joint Filing Agreement Exhibit 24 - Power of Attorney Page 8 of 8 pages. EX-1 2 JOINT FILING AGREEMENT 1 EXHIBIT 1 JOINT FILING AGREEMENT Pursuant to Rule 13d-1(k)(1)(iii), we the undersigned agree that the Schedule 13G, to which this Joint Filing Agreement is attached as Exhibit 1, is filed on behalf of each of us. CMT ASSOCIATES, L.P. By: KKR ASSOCIATES, L.P. Its: General Partner By: \s\ Salvatore Badalamenti ------------------------- Name: Salvatore Badalamenti Title: Attorney-in-Fact for Henry R. Kravis, General Partner KKR PARTNERS II, L.P. By: KKR ASSOCIATES, L.P. Its: General Partner By: \s\ Salvatore Badalamenti ------------------------- Name: Salvatore Badalamenti Title: Attorney-in-Fact for Henry R. Kravis, General Partner EX-24 3 POWER OF ATTORNEY 1 EXHIBIT 24 POWER OF ATTORNEY Know all men by these presents that Henry R. Kravis does hereby make, constitute and appoint Salvatore Badalamenti as a true and lawful attorney-in-fact of the undersigned with full powers of substitution and revocation, for and in the name, place and stead of the undersigned, (both in the undersigned's individual capacity and as a member of any limited liability company or limited partnership for which the undersigned is otherwise authorized to sign), to execute and deliver such forms as may be required to be filed from time to time with the Securities and Exchange Commission with respect to any investments of KKR 1996 Fund L.P. or KKR Associates, L.P. (including any amendments or supplements to any reports from schedules previously filed by such persons or entities): (i) pursuant to Sections 13(d) and 16(a) of the Securities Exchange Act of 1934, as amended (the "Act"), including without limitation, Schedules 13D, statements on Form 3, Form 4 and Form 5 and (ii) in connection with any applications for EDGAR access codes, including without limitation the Form ID. /s/ Henry R. Kravis --------------------------- Name: Henry R. Kravis January 31, 1997 -----END PRIVACY-ENHANCED MESSAGE-----