EX-99.(H)(2) 6 amdfdadm_agmt.htm AMENDMENT TO THE AMENDED AND RESTATED FUND ADMINISTRATION SERVICING AGREEMENT Unassociated Document

 
 
AMENDMENT TO
AMENDED AND RESTATED FUND ADMINISTRATION SERVICING AGREEMENT

        This Amendment to the Amended and Restated Fund Administration Servicing Agreement (this “Amendment”), dated February 22, 2011, is made and entered into by and among LKCM Funds, a Delaware business trust (“Trust”), and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).

WHEREAS, the Trust and USBFS are parties to that certain Amended and Restated Fund Administration Servicing Agreement, dated November 17, 2009 (the “Agreement”).

WHEREAS, the Board of Trustees of the Trust has approved the establishment of the LKCM Small-Mid Cap Equity Fund (the “Fund”), a new series of the Trust; and

WHEREAS, the parties desire to amend the Agreement to extend the terms and provisions thereof to the Fund;

NOW, THEREFORE, the parties hereby agree as follows:

1.           Amendment.  Effective as of the date hereof, Exhibit A of the Agreement shall be replaced in its entirety by Exhibit A attached to this Amendment.

2.           Full Force and Effect.  Except as expressly set forth herein, the Agreement, as amended hereby, shall remain in full force and effect.

* * * * * * *

IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be duly executed effective as of the date first written above.
 
LKCM FUNDS
U.S. BANCORP FUND SERVICES, LLC
   
By: /s/ Jacob D. Smith                                                             
By: /s/ Michael R. McVoy                                 
   
Name: Jacob D. Smith                                                              
Name: Michael R. McVoy                                 
   
Title: Chief Financial Officer /Chief Compliance Officer    
Title: Executive Vice President                         
 
 
 
 
 

 
 
EXHIBIT A
 
Separate Series of LKCM Funds

Name of Series
LKCM Small Cap Equity Fund (Institutional Class)
LKCM Small Cap Equity Fund (Adviser Class)
LKCM Equity Fund (Institutional Class)
LKCM Equity Fund (Adviser Class)
LKCM Balanced Fund
LKCM Fixed Income Fund
LKCM International Fund
LKCM Aquinas Growth Fund
LKCM Aquinas Value Fund
LKCM Aquinas Small Cap Fund
LKCM Small-Mid Cap Equity Fund (Institutional Class)
LKCM Small-Mid Cap Equity Fund (Adviser Class)






 
 

 
 
LKCM Funds
 
FUND ADMINISTRATION & COMPLIANCE SERVICES
ANNUAL FEE SCHEDULE
Effective May 1, 2011
 
LKCM Small Cap Equity Fund
Annual fee based upon assets per fund
 [  ] basis points on the first $[  ]  million
 [  ]  basis points on the next $[  ] million
 [  ] basis points on the balance
 Minimum annual fee:  $[  ] first fund
 
LKCM Equity Fund
Annual fee based upon assets per fund
 [  ] basis points on the first $[  ] million
 [  ]  basis points on the next $[  ] million
 [  ]  basis points on the balance
  Minimum annual fee:  $[  ] first fund
 
LKCM Balanced Fund
Annual fee based upon assets per fund
 [  ] basis points on the first $[  ] million
 [  ]  basis points on the next $[  ] million
 [  ]  basis points on the balance
  Minimum annual fee:  $[  ] first fund
 
LKCM Fixed Income Fund
Annual fee based upon assets per fund
 [  ] basis points on the first $[  ] million
 [  ] basis points on the next $[  ]  million
 [  ] basis points on the balance
  Minimum annual fee:  $[  ] first fund
 
LKCM International Fund
Annual fee based upon assets per fund
 [  ] basis points on the first $[  ]  million
 [  ]  basis points on the next $[  ]  million
 [  ]  basis points on the next $[  ] million
 [  ] basis points on the balance
  Minimum annual fee:  $[  ] first fund
 
 
 
LKCM Smid-Cap Equity Fund
Annual fee based upon assets per fund
 [  ] basis points on the first $[  ] million
 [  ]  basis points on the next $[  ]  million
 [  ] basis points on the balance
  Minimum annual fee:  $[  ] first fund
 
 
 
 
 
CCO Support Services - $[  ] per year
 
Extraordinary services - quoted separately
 
Plus out-of-pocket expenses, including but not limited to:
 Postage, Stationery
 Programming, Special Reports
 Proxies, Insurance
 EDGAR filing
 Retention of records
 Federal and state regulatory filing fees
 Certain insurance premiums
 Expenses from board of directors meetings
 Auditing and legal expenses
 Blue Sky conversion expenses (if necessary)
 All other out-of-pocket expenses
 
Fees are billed monthly.