0000918545-19-000001.txt : 20190401
0000918545-19-000001.hdr.sgml : 20190401
20190401143947
ACCESSION NUMBER: 0000918545-19-000001
CONFORMED SUBMISSION TYPE: NT 10-K
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190401
DATE AS OF CHANGE: 20190401
EFFECTIVENESS DATE: 20190401
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BALTIC INTERNATIONAL USA INC
CENTRAL INDEX KEY: 0000918545
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 760336843
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: NT 10-K
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26558
FILM NUMBER: 19720116
BUSINESS ADDRESS:
STREET 1: 6002 ROGERDALE ROAD
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77072
BUSINESS PHONE: 7139619299
MAIL ADDRESS:
STREET 1: 6002 ROGERDALE ROAD
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77072
NT 10-K
1
balticnt10k2018.txt
BALTIC NT 10-K 2018
+------------------+
UNITED STATES | OMB APPROVAL |
SECURITIES AND EXCHANGE COMMISSION +------------------+
Washington, D.C. 20549 | OMB Number: |
| 3235-0058 |
FORM 12b-25 | Expires: |
| February 28, 2022|
NOTIFICATION OF LATE FILING | Estimated |
| average burden |
(Check One): [X] Form 10-K [ ] Form 20-F [ ] Form 11-K | hours per |
[ ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR | response...2.50 |
+------------------+
For Period Ended: December 31, 2018 +------------------+
------------------- | SEC File No. |
[ ] Transition Report on Form 10-K | |
[ ] Transition Report on Form 20-F | 1-12908 |
[ ] Transition Report on Form 11-K +------------------+
[ ] Transition Report on Form 10-Q +------------------+
[ ] Transition Report on Form N-SAR | CUSIP No. |
| 058825100 |
For the Transition Period Ended: ________________________ +------------------+
[ Read Instruction (on back page) Before Preparing Form. Please Print or Type ]
Nothing in this form shall be construed to imply that the Commission has
verified any information contained herein.
If the notification relates to a portion of the filing checked above, identify
the Item(s) to which the notification relates:
--------------------------------------------------------------------------------
PART I - REGISTRANT INFORMATION
Baltic International USA, Inc.
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Full Name of Registrant
--------------------------------------------------------------------------------
Former Name if Applicable
6002 Rogerdale Road, Suite 300
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Address of Principal Executive Office (Street and Number)
Houston, Texas 77072
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City, State and Zip Code
PART II - RULES 12b-25(b) AND (c)
If the subject report could not be filed without unreasonable effort or expense
and the registrant seeks relief pursuant to Rule 12b-25(b), the following should
be completed. (Check box if appropriate)
| (a) The reasons described in reasonable detail in Part III of this form
| could not be eliminated without unreasonable effort or expense;
| (b) The subject annual report, semi-annual report, transition report on
| Form 10-K, Form 20-F, Form N-SAR or Form N-CSR, or portion thereof,
| will be filed on or before the fifteenth calendar day following the
[X] | prescribed due date; or the subject quarterly report of transition
| report on Form 10-Q or subject distribution report on Form 10-D, or
| portion thereof will be filed on or before the fifth calendar day
| following the prescribed due date; and
| (c) The accountant's statement or other exhibit required by Rule
| 12b-25(c) has been attached if applicable.
PART III - NARRATIVE
State below in reasonable detail the reasons why Forms 10-K, 20-F, 11-K, 10-Q,
10-D, N-SAR, N-CSR or the transition report or portion thereof, could not be
filed with the prescribed time period.
Financial statements are not available.
PART IV - OTHER INFORMATION
(1) Name and telephone number of person to contact in regard to this
notification.
David A. Grossman 713 961-9299
---------------------------- -------------- -------------------------
(Name) (Area Code) (Telephone Number)
(2) Have all other periodic reports required under Section 13 or 15(d) of
the Securities Exchange Act of 1934 or Section 30 of the Investment Company
Act of 1940 during the preceding 12 months or for such shorter period that
the registrant was required to file such report(s) been filed? If answer is
no, identify report(s). [X] Yes [ ] No
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(3) Is it anticipated that any significant changes in results of operations
from the corresponding period for the last fiscal year will be reflected by
the earnings statements to be included in the subject report or portion
thereof? [ ] Yes [X] No
If so, attach an explanation of the anticipated change, both narratively
and quantitatively, and, if appropriate, state the reasons why a reasonable
estimate of the results cannot be made.
================================================================================
Baltic International USA, Inc.
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(Name of Registrant as Specified in Charter)
has caused this notification to be signed on its behalf by the undersigned
hereunto duly authorized.
Date April 1, 2019 By /s/ David A. Grossman
------------------------------ --------------------------------------
David A. Grossman
Chief Executive Officer and
Chief Financial Officer