0001548123-18-000151.txt : 20180702 0001548123-18-000151.hdr.sgml : 20180702 20180702144816 ACCESSION NUMBER: 0001548123-18-000151 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180628 FILED AS OF DATE: 20180702 DATE AS OF CHANGE: 20180702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nitta Michael S CENTRAL INDEX KEY: 0001412664 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23338 FILM NUMBER: 18932311 MAIL ADDRESS: STREET 1: 590C PAIEA ST CITY: HONOLULU STATE: HI ZIP: 96819 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE GROUP INC CENTRAL INDEX KEY: 0000918543 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 990307845 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 ALA MOANA BLVD. STREET 2: 3 WATERFRONT PLAZA, SUITE 555 CITY: HONOLULU STATE: HI ZIP: 96813 BUSINESS PHONE: 8085240900 MAIL ADDRESS: STREET 1: 500 ALA MOANA BLVD. STREET 2: 3 WATERFRONT PLAZA, SUITE 555 CITY: HONOLULU STATE: HI ZIP: 96813 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-06-28 0 0000918543 CASTLE GROUP INC CAGU 0001412664 Nitta Michael S 590C PAIEA ST HONOLULU HI 96819 0 1 0 0 Chief Financial Officer Common Stock 2009-05-24 4 S 0 5000 0.37 D 0 I By daughter Nicolle Common Stock 2009-05-24 4 P 0 5000 0.37 A 160200 D Common Stock 2014-05-15 4 P 0 6700 0.37 A 166900 D Common Stock 2014-08-21 4 P 0 5000 0.22 A 171900 D Common Stock 2015-08-05 4 P 0 5000 0.31 A 176900 D Common Stock 2018-06-14 4 P 0 4200 0.25 A 181100 D Warrant 1 2016-12-16 2021-12-15 Common Stock 50000 50000 D Transferred shares from his daughter. Ownership went from indirect to direct. Reporting person resigned as Chief Financial Officer of The Castle Group on December 31, 2007, and ceased to be a reporting person. At a meeting of the board of directors on June 28, 2018, Mr. Nitta was appointed Chief Financial Officer of the company. Transactions reported above occurred between the dates of December 31, 2007 and June 28, 2018. /s/ Michael S. Nitta 2018-06-29