0001548123-15-000059.txt : 20150323 0001548123-15-000059.hdr.sgml : 20150323 20150323191218 ACCESSION NUMBER: 0001548123-15-000059 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140528 FILED AS OF DATE: 20150323 DATE AS OF CHANGE: 20150323 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE GROUP INC CENTRAL INDEX KEY: 0000918543 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 990307845 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 ALA MOANA BLVD. STREET 2: 3 WATERFRONT PLAZA, SUITE 555 CITY: HONOLULU STATE: HI ZIP: 96813 BUSINESS PHONE: 8085240900 MAIL ADDRESS: STREET 1: 500 ALA MOANA BLVD. STREET 2: 3 WATERFRONT PLAZA, SUITE 555 CITY: HONOLULU STATE: HI ZIP: 96813 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mukai Stanley Yukiyoshi CENTRAL INDEX KEY: 0001413596 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23338 FILM NUMBER: 15720215 MAIL ADDRESS: STREET 1: 3 WATERFRONT PLAZA, 500 ALA MOANA BLVD STREET 2: SUITE 555 CITY: HONOLULU STATE: HI ZIP: 96813 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-05-28 0 0000918543 CASTLE GROUP INC CAGU 0001413596 Mukai Stanley Yukiyoshi 3 WATERFRONT PLAZA, 500 ALA MOANA BLVD 4TH FLOOR HONOLULU HI 96813 1 0 0 0 Common Stock 10000 D Common Stock 83334 I By Pension Common Stock 107000 I By Trust Warrant 1 2014-05-28 4 A 0 50000 0 A 2014-05-28 2019-05-27 Common Stock 50000 60000 D On May 28, 2014, the board of directors issued warrants for 50,000 shares of CAGU common stock at an exercise price of $1.00 per common share, exercisable on or before May 17, 2019. Reporting person also has a warrant to purchase 10,000 shares of CAGU common stock at an exercise price of $1.00 per common share, exercisable on or before August 15, 2015. /s/Stanley Mukai 2015-02-23