0000899243-17-022155.txt : 20170915 0000899243-17-022155.hdr.sgml : 20170915 20170915171320 ACCESSION NUMBER: 0000899243-17-022155 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170914 FILED AS OF DATE: 20170915 DATE AS OF CHANGE: 20170915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARSHAW STEVEN T CENTRAL INDEX KEY: 0001196823 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23486 FILM NUMBER: 171088586 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NN INC CENTRAL INDEX KEY: 0000918541 STANDARD INDUSTRIAL CLASSIFICATION: BALL & ROLLER BEARINGS [3562] IRS NUMBER: 621096725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 207 MOCKINGBIRD LANE CITY: JOHNSON CITY STATE: TN ZIP: 37604 BUSINESS PHONE: 423-434-8300 MAIL ADDRESS: STREET 1: 207 MOCKINGBIRD LANE CITY: JOHNSON CITY STATE: TN ZIP: 37604 FORMER COMPANY: FORMER CONFORMED NAME: NN BALL & ROLLER INC DATE OF NAME CHANGE: 19940203 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-09-14 0 0000918541 NN INC NNBR 0001196823 WARSHAW STEVEN T 207 MOCKINGBIRD LANE JOHNSON CITY TN 37604 1 0 0 0 Common Stock 2017-09-14 4 M 0 2000 9.36 A 58732 D Common Stock 2017-09-14 4 S 0 2000 26.82 D 56732 D Common Stock 2017-09-15 4 M 0 3000 9.36 A 59732 D Common Stock 2017-09-15 4 S 0 3000 27.25 D 56732 D Stock Options (Right to Buy) 9.36 2017-09-14 4 M 0 2000 0.00 D 2009-03-06 2018-03-06 Common Stock 2000 6000 D Stock Options (Right to Buy) 9.36 2017-09-15 4 M 0 3000 0.00 D 2009-03-06 2018-03-06 Common Stock 3000 3000 D Corresponds to option exercise price. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.77 to $26.88, inclusive. The reporting person undertakes to provide to NN, Inc., any security holder of NN, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.75, inclusive. The reporting person undertakes to provide to NN, Inc., any security holder of NN, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. /s/ Matthew S. Heiter by Power of Attorney 2017-09-15