General Counsel

0000918537-22-000001.txt : 20220214 0000918537-22-000001.hdr.sgml : 20220214 20220214120037 ACCESSION NUMBER: 0000918537-22-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220214 DATE AS OF CHANGE: 20220214 EFFECTIVENESS DATE: 20220214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRICE MICHAEL F CENTRAL INDEX KEY: 0000918537 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13081 FILM NUMBER: 22627772 MAIL ADDRESS: STREET 1: C/O MFP INVESTORS LLC STREET 2: 909 THIRD AVE, 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000918537 XXXXXXXX 12-31-2021 12-31-2021 PRICE MICHAEL F

C/O MFP INVESTORS LLC 909 THIRD AVE, 33RD FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-13081 N Timothy E Ladin General Counsel 12127527345 Timothy E Ladin New York, NY X1 02-14-2022 1 159 903499 false 1 0001105685 028-05359 MFP INVESTORS LLC INFORMATION TABLE 2 Price13F4Q21xmldata.xml PRICE13F4Q21DATAFILE Allison Transmission Holdings, Inc. COM 01973R101 1091 30000 SH DFND 1 0 30000 0 Alphabet Inc. CAP STK CL A 02079K305 9560 3300 SH DFND 1 0 3300 0 Alphabet Inc. CAP STK CL A 02079K305 8691 3000 SH SOLE 0 3000 0 0 Amarin Corporation PLC SPONS ADR NEW 023111206 2393 710000 SH DFND 1 0 710000 0 Amazon.Com Inc. COM 023135106 11670 3500 SH SOLE 0 3500 0 0 Amerant Bancorp Inc. COM 023576101 15227 440724 SH DFND 1 0 440724 0 Anterix Inc COM 03676C100 32964 561000 SH DFND 1 0 561000 0 Athira Pharma, Inc. COM 04746L104 2058 157938 SH DFND 1 0 157938 0 Atlantic Capital Bancshares COM 048269203 25893 900000 SH DFND 1 0 900000 0 BCB Bancorp, Inc. COM 055298103 15751 1020808 SH DFND 1 0 1020808 0 BKF Capital Group, Inc. COM 05548G201 353 29380 SH DFND 1 0 29380 0 Baker Hughes Company COM 05722G100 120 5000 SH SOLE 0 5000 0 0 The Bancorp Bank COM 05969A105 8055 318266 SH DFND 1 0 318266 0 Banc of California, Inc. COM 05990K106 22299 1136532 SH DFND 1 0 1136532 0 Bank of San Francisco COM 064774102 2470 102687 SH DFND 1 0 102687 0 Bausch Health Companies Inc. COM 071734107 3382 122500 SH DFND 1 0 122500 0 Blackberry Limited COM 09228F103 7480 800000 SH DFND 1 0 800000 0 Blackberry Limited COM 09228F103 468 50000 SH SOLE 0 50000 0 0 Blue Foundry Bancorp COM 09549B104 4935 337289 SH DFND 1 0 337289 0 Brinker International, Inc. COM 109641100 4482 122500 SH DFND 1 0 122500 0 British American Tobacco - ADR SPONSORED ADR 110448107 561 15000 SH SOLE 0 15000 0 0 CIBL, Inc. COM 12543Y104 398 215 SH DFND 1 0 215 0 CIT Group Inc. COM NEW 125581801 32632 635600 SH DFND 1 0 635600 0 CIT Group Inc. COM NEW 125581801 513 10000 SH SOLE 0 10000 0 0 Carbon Energy Corp COM 14115T208 1 52778 SH DFND 1 0 52778 0 Carter Bankshares COM 146103106 2438 158400 SH DFND 1 0 158400 0 Catalyst Bancorp Inc COM 14888L101 77 5623 SH DFND 1 0 5623 0 Constellation Brands COM 21036P108 878 3500 SH DFND 1 0 3500 0 Continental Resources Inc. COM 212015101 895 20000 SH SOLE 0 20000 0 0 Crimson Wine Group Ltd. COM 22662X100 9426 1142600 SH DFND 1 0 1142600 0 Crown Holdings, Inc. COM 228368106 1106 10000 SH DFND 1 0 10000 0 Cyxtera Tech Equity Warrants 7/29/26 *W EXP 09/10/202 23284C110 172 51416 SH DFND 1 0 51416 0 Devon Energy Corp. New COM 25179M103 617 14000 SH SOLE 0 14000 0 0 Discovery INC - A COM SER A 25470F104 2118 90000 SH DFND 1 0 90000 0 Discovery INC - C COM SER C 25470F302 2977 130000 SH DFND 1 0 130000 0 Dolby Laboratories Inc. COM CL A 25659T107 19758 207500 SH DFND 1 0 207500 0 Dolby Laboratories Inc. COM CL A 25659T107 310 3255 SH SOLE 0 3255 0 0 Dow Inc. COM 260557103 485 8546 SH SOLE 0 8546 0 0 Du Pont E I De Nemours & Co COM 26614N102 690 8546 SH SOLE 0 8546 0 0 EQRx, Inc. COM 26886C107 3820 560100 SH DFND 1 0 560100 0 EQRx, Inc. Warrant *W EXP 12/17/202 26886C115 107 100000 SH DFND 1 0 100000 0 Edgewell Personal Care Company COM 28035Q102 1600 35000 SH DFND 1 0 35000 0 ES Bancshares, Inc COM 296049109 3423 658183 SH DFND 1 0 658183 0 Exxon Mobil Corp. COM 30231G102 673 11000 SH SOLE 0 11000 0 0 FFBW Inc. COM 30260M103 3458 293022 SH DFND 1 0 293022 0 Facebook Inc. COM 30303M102 3496 10395 SH SOLE 0 10395 0 0 Farmers & Merchants Bank COM 308243104 1630 203 SH SOLE 0 203 0 0 Federal Life Group, Inc. COM 313533101 1 100 SH DFND 1 0 100 0 Federal Life Group, Inc. COM 313533101 1 100 SH SOLE 0 100 0 0 Ferrellgas Partners, LP LTD PARTNR INT 315293209 498 33896 SH DFND 1 0 33896 0 First Bank COM 31931U102 2903 200100 SH DFND 1 0 200100 0 First Citizens BancShares COM 31946M202 572 777 SH DFND 1 0 777 0 First of Long Island Corp COM 320734106 1835 85000 SH DFND 1 0 85000 0 Franklin Resources Inc. COM 354613101 13396 400000 SH DFND 1 0 400000 0 Franklin Resources Inc. COM 354613101 1257 37530 SH SOLE 0 37530 0 0 GAMCO Investors, Inc. COM 361438104 1577 63124 SH DFND 1 0 63124 0 Garrett Motion Inc. COM 366505105 462 57500 SH DFND 1 0 57500 0 Great Lakes Dredge & Dock COM 390607109 786 50000 SH DFND 1 0 50000 0 Groupon, Inc. COM 399473107 232 10000 SH SOLE 0 10000 0 0 Gulf Coast Ultra Deep Rty Trust Unit UNIT BEN INT 40222T104 80 5000000 SH DFND 1 0 5000000 0 Gulf Coast Ultra Deep Rty Trust Unit UNIT BEN INT 40222T104 12 721942 SH SOLE 0 721942 0 0 Gyrodyne, LLC COM 403829104 930 80850 SH DFND 1 0 80850 0 Gyrodyne, LLC COM 403829104 54 4658 SH SOLE 0 4658 0 0 Helmerich & Payne Inc. COM 423452101 2370 100000 SH DFND 1 0 100000 0 Hess Corporation COM 42809H107 983 13282 SH SOLE 0 13282 0 0 Hexcel Corp COM 428291108 10256 198000 SH DFND 1 0 198000 0 Highwoods Properties COM 431284108 329 7383 SH DFND 1 0 7383 0 Hugoton Realty Trust TEX Unit Ben Int UNIT BEN INT 444717102 2 8719 SH DFND 1 0 8719 0 Hugoton Realty Trust TEX Unit Ben Int Common Stock 444717102 37 190440 SH SOLE 0 190440 0 0 ICC Holdings, Inc. COM 44931Q104 943 56281 SH DFND 1 0 56281 0 Intel Corp. COM 458140100 46093 895000 SH DFND 1 0 895000 0 Intel Corp. COM 458140100 60359 1172025 SH SOLE 0 1172025 0 0 Ironwood Pharmaceuticals COM CL A 46333X108 6063 520000 SH DFND 1 0 520000 0 JBG SMITH Properties COM 46590V100 502 17500 SH DFND 1 0 17500 0 Kearny Financial Corp. COM NEW 48716P108 2486 187646 SH DFND 1 0 187646 0 Kohl's Corp. COM 500255104 6174 125000 SH DFND 1 0 125000 0 LICT Corp. COM 50187G104 7150 275 SH DFND 1 0 275 0 Laboratory Corporation of America COM 50540R409 25137 80000 SH DFND 1 0 80000 0 Las Vegas Sands Corp. COM 517834107 158 4195 SH SOLE 0 4195 0 0 Madison Square Garden Sports CL A 55825T103 2415 13900 SH DFND 1 0 13900 0 Madison Square Garden Sports CL A 55825T103 106 612 SH SOLE 0 612 0 0 Madison Square Garden Entertainment CL A 55826T102 5606 79700 SH DFND 1 0 79700 0 Madison Square Garden Entertainment CL A 55826T102 43 612 SH SOLE 0 612 0 0 Meridian Corp. COM 58958P104 9928 270000 SH DFND 1 0 270000 0 Mid-Southern Bancorp COM 59548Q107 2542 169485 SH DFND 1 0 169485 0 Mistras Group COM 60649T107 3715 500000 SH DFND 1 0 500000 0 Bunge Limited COM 616962105 36877 395000 SH DFND 1 0 395000 0 Bunge Limited COM 616962105 3734 40000 SH SOLE 0 40000 0 0 N-able Inc COM 62878D100 1027 92500 SH DFND 1 0 92500 0 Nathans Famous Inc. COM 632347100 623 10675 SH DFND 1 0 10675 0 News Corp COM 65249B109 10374 465000 SH DFND 1 0 465000 0 NI Holdings Inc. COM 65342T106 9999 528791 SH DFND 1 0 528791 0 Northeast Bancorp COM 663904209 8276 231637 SH DFND 1 0 231637 0 Oasis Petroleum Inc COM NEW 674215108 4095 32500 SH DFND 1 0 32500 0 One Liberty Properties, Inc. COM 682406103 9271 262770 SH DFND 1 0 262770 0 PDL Community Bancorp COM 69290X101 1230 84804 SH DFND 1 0 84804 0 Palantir Tech CL A 69608A108 506 27769 SH SOLE 0 27769 0 0 Park Aerospace Corp COM 70014A104 4505 341300 SH DFND 1 0 341300 0 Party City Holdco COM 702149105 7854 1410000 SH DFND 1 0 1410000 0 Peapack-Gladstone Financial Corp. COM 704699107 5156 145650 SH DFND 1 0 145650 0 Permian Basin Rlty Trust UNIT BEN INT 714236106 140 13841 SH SOLE 0 13841 0 0 Plains All American Pipeline UNIT LTD PARTN 726503105 3806 407500 SH DFND 1 0 407500 0 Plains All American Pipeline UNIT LTD PARTN 726503105 103 11081 SH SOLE 0 11081 0 0 Plains GP Holdings LP LTD PARTNR INT A 72651A207 1685 166130 SH DFND 1 0 166130 0 Plains GP Holdings LP LTD PARTNR INT A 72651A207 957 94388 SH SOLE 0 94388 0 0 Popular, Inc. COM UNIT RP IN 733174700 25703 313296 SH DFND 1 0 313296 0 Positive Phyisicians Holdings Inc COM 73740G106 6 450 SH DFND 1 0 450 0 Positive Phyisicians Holdings Inc COM 73740G106 6 450 SH SOLE 0 450 0 0 Provident Bancorp Inc COM NEW 74383L105 531 28550 SH DFND 1 0 28550 0 QualComm Inc. COM 747525103 134 732 SH SOLE 0 732 0 0 Redwire Corp COM 75776W103 1114 165000 SH DFND 1 0 165000 0 Resources Connection Inc COM 76122q105 446 25000 SH DFND 1 0 25000 0 Ruth's Hospitality Group, Inc. COM 783332109 1972 99100 SH DFND 1 0 99100 0 S&W Seed Company COM 785135104 47619 17442726 SH DFND 1 0 17442726 0 William H. Sadlier, Inc. COM 786327106 458 21217 SH DFND 1 0 21217 0 San Juan Basin Realty Trust Unit UNIT BEN INT 798241105 610 100240 SH SOLE 0 100240 0 0 Sarcos Technology and Robotics COM 80359A106 10629 1065000 SH DFND 1 0 1065000 0 Scholastic Corporation COM 807066105 20983 525103 SH DFND 1 0 525103 0 Scotts Miracle-Gro CL A 810186106 1288 8000 SH DFND 1 0 8000 0 Sharecare Inc Warrants *W EXP 07/01/202 81948W112 17 26666 SH DFND 1 0 26666 0 SIGA Technologies COM 826917106 8637 1148577 SH DFND 1 0 1148577 0 Skyworks Solutions Inc. COM 83088M102 300 1936 SH SOLE 0 1936 0 0 SolarWinds COM 83417Q204 1880 132500 SH DFND 1 0 132500 0 SomaLogic, Inc. CLASS A COM 83444K105 3492 300000 SH DFND 1 0 300000 0 SomaLogic, Inc. Warrant *W EXP 03/01/202 83444K113 200 60000 SH DFND 1 0 60000 0 Southwest Gas Corp. COM 844895102 3958 56500 SH DFND 1 0 56500 0 Steel Holdings LP Ltd Prshp Unit LTD PRTRSHIP U 85814R107 242 5773 SH SOLE 0 5773 0 0 Tastemaker Acquisition Corp COM CL A 876545104 602 60875 SH DFND 1 0 60875 0 Tastemaker ACQ WNT *W EXP 01/07/202 876545112 15 30437 SH DFND 1 0 30437 0 Tejon Ranch Co. COM 879080109 8775 459925 SH DFND 1 0 459925 0 Telestat Corp CL A & CL B SHS 879512309 7973 278100 SH DFND 1 0 278100 0 Texas Capital Bancshares, Inc. COM 88224Q107 17244 286200 SH DFND 1 0 286200 0 Textron, Inc. COM 883203101 4246 55000 SH DFND 1 0 55000 0 Tidewater Warrant Exp 11/24/24 *W EXP 11/24/202 88642R174 2 7444 SH DFND 1 0 7444 0 Traditions Bancorp Inc COM 89269L102 3149 144100 SH DFND 1 0 144100 0 Trinity Place Holdings Inc. COM 89656D101 16217 8813801 SH DFND 1 0 8813801 0 Turning Point Brands, Inc. COM 90041L105 5573 147500 SH DFND 1 0 147500 0 Turtle Beach Corp COM NEW 900450206 2827 127000 SH DFND 1 0 127000 0 Twitter COM 90184L102 21934 507500 SH DFND 1 0 507500 0 ViasSat, Inc. COM 92552v100 1648 37000 SH DFND 1 0 37000 0 Viemed Healthcare COM 92663R105 5377 1030000 SH DFND 1 0 1030000 0 Vornado Realty Trust SH BEN INT 929042109 4597 109814 SH DFND 1 0 109814 0 Waterstone Financial Inc. COM 94188P101 12554 574300 SH DFND 1 0 574300 0 Wells Fargo & Co. COM 949746101 9596 200000 SH DFND 1 0 200000 0 Westlake Chemical Corp. COM 960413102 7479 77000 SH DFND 1 0 77000 0 William Penn Bancorp COM 96927A105 5496 455000 SH DFND 1 0 455000 0 Wright Investors Service Holdings COM 982345100 172 594097 SH DFND 1 0 594097 0 Constellium SE CL A SHS F21107101 358 20000 SH DFND 1 0 20000 0 Alkermes PLC SHS G01767105 8388 360600 SH DFND 1 0 360600 0 Invesco Ltd. SHS G491BT108 2539 110300 SH DFND 1 0 110300 0 Nielsen Holdings PLC SHS EUR G6518L108 4613 224900 SH DFND 1 0 224900 0 RenaissanceRe Holdings COM G7496G103 15917 94000 SH DFND 1 0 94000 0 Sarissa Capital Acquisition Corp CL A G7823W102 636 65000 SH DFND 1 0 65000 0 Sarissa Capital Acq Warrants 10/23/27 *W EXP 10/23/202 G7823W110 21 21666 SH DFND 1 0 21666 0 Pioneer Merger Corp. CL A SHS G7S24C103 987 100000 SH DFND 1 0 100000 0 Pioneer Merger Corp Warrant 1/7/26 *W EXP 01/07/202 G7S24C111 22 33332 SH DFND 1 0 33332 0 TechnipFMC plc COM G87110105 1477 249500 SH DFND 1 0 249500 0 Cellebrite DI Warrant *W EXP 08/30/202 M2197Q115 35 20000 SH DFND 1 0 20000 0 Atlas Corp. SHARES Y0436Q109 993 70000 SH DFND 1 0 70000 0