General Counsel

0000918537-21-000002.txt : 20210517 0000918537-21-000002.hdr.sgml : 20210517 20210517100506 ACCESSION NUMBER: 0000918537-21-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210517 DATE AS OF CHANGE: 20210517 EFFECTIVENESS DATE: 20210517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRICE MICHAEL F CENTRAL INDEX KEY: 0000918537 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13081 FILM NUMBER: 21928235 MAIL ADDRESS: STREET 1: C/O MFP INVESTORS LLC STREET 2: 909 THIRD AVE, 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000918537 XXXXXXXX 03-31-2021 03-31-2021 PRICE MICHAEL F

C/O MFP INVESTORS LLC 909 THIRD AVE, 33RD FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-13081 N Timothy E Ladin General Counsel 12127527345 Timothy E Ladin New York, NY X1 05-17-2021 1 153 834615 false 1 0001105685 028-05359 MFP INVESTORS LLC INFORMATION TABLE 2 Price13F1Q21xmldata.xlsx.xml PRICE13F1Q21DATAFILE Allison Transmission Holdings, Inc. COM 01973R101 919 22500 SH DFND 1 0 22500 0 Alphabet Inc. CAP STK CL A 02079K305 6806 3300 SH DFND 1 0 3300 0 Alphabet Inc. CAP STK CL A 02079K305 6188 3000 SH SOLE 0 3000 0 0 Amazon.Com Inc. COM 023135106 10829 3500 SH SOLE 0 3500 0 0 Amerant Bancorp Inc. COM 023576101 5237 281996 SH DFND 1 0 281996 0 Amerant Bancorp Inc. B Shares COM 023576200 2749 167083 SH DFND 1 0 167083 0 Anterix Inc COM 03676C100 26457 561000 SH DFND 1 0 561000 0 Atlantic Capital Bancshares COM 048269203 22897 950093 SH DFND 1 0 950093 0 BCB Bancorp, Inc. COM 055298103 14087 1020808 SH DFND 1 0 1020808 0 BKF Capital Group, Inc. COM 05548G201 353 29380 SH DFND 1 0 29380 0 BRT Realty Trust COM 055645303 746 44317 SH DFND 1 0 44317 0 Baker Hughes Company COM 05722G100 108 5000 SH SOLE 0 5000 0 0 The Bancorp Bank COM 05969A105 8443 407500 SH DFND 1 0 407500 0 Banc of California, Inc. COM 05990K106 20548 1136532 SH DFND 1 0 1136532 0 Bank of America Corporation COM 060505104 155 4000 SH SOLE 0 4000 0 0 Bank of San Francisco COM 064774102 2495 102687 SH DFND 1 0 102687 0 Bausch Health Companies Inc. COM 071734107 3888 122500 SH DFND 1 0 122500 0 Blackberry Limited COM 09228F103 13328 1581000 SH DFND 1 0 1581000 0 Blackberry Limited COM 09228F103 531 63000 SH SOLE 0 63000 0 0 CIBL, Inc. COM 12543Y104 376 215 SH DFND 1 0 215 0 CIT Group Inc. COM NEW 125581801 32740 635600 SH DFND 1 0 635600 0 CIT Group Inc. COM NEW 125581801 515 10000 SH SOLE 0 10000 0 0 CM Life Sciences II UNIT 02/25/2028 125842203 3840 300000 SH DFND 1 0 300000 0 Camden Property Trust SH BEN INT 133131102 2198 20000 SH DFND 1 0 20000 0 Carbon Energy Corp COM 14115T208 137 52778 SH DFND 1 0 52778 0 Carter Bankshares COM 146103106 2211 158400 SH DFND 1 0 158400 0 Constellation Brands CL A 21036P108 798 3500 SH DFND 1 0 3500 0 Continental Resources Inc. COM 212015101 776 30000 SH SOLE 0 30000 0 0 Crimson Wine Group Ltd. COM 22662X100 7598 1142600 SH DFND 1 0 1142600 0 Crown Holdings, Inc. COM 228368106 970 10000 SH DFND 1 0 10000 0 Devon Energy Corp. New COM 25179M103 743 34000 SH SOLE 0 34000 0 0 Dolby Laboratories Inc. COM CL A 25659T107 23446 237500 SH DFND 1 0 237500 0 Dolby Laboratories Inc. COM CL A 25659T107 321 3255 SH SOLE 0 3255 0 0 Dow Inc. COM 260557103 1292 20212 SH SOLE 0 20212 0 0 Du Pont E I De Nemours & Co COM 26614N102 1562 20212 SH SOLE 0 20212 0 0 Edgewell Personal Care Company COM 28035Q102 1953 49307 SH DFND 1 0 49307 0 eHealth, Inc. COM 28238P109 3637 50000 SH DFND 1 0 50000 0 Equity Residential SH BEN INT 29476L107 2149 30000 SH DFND 1 0 30000 0 ES Bancshares, Inc COM 296049109 3061 658183 SH DFND 1 0 658183 0 Exxon Mobil Corp. COM 30231G102 614 11000 SH SOLE 0 11000 0 0 FFBW Inc. COM 30260M103 3296 293022 SH DFND 1 0 293022 0 Facebook Inc. COM 30303M102 3062 10395 SH SOLE 0 10395 0 0 Falcon Capital Acquisition Corp COM CL A 30606L108 798 80000 SH DFND 1 0 80000 0 Falcon Capital Acquisition Warrant 8/20/27 *W EXP 08/20/202 30606L116 41 26666 SH DFND 1 0 26666 0 Farmers & Merchants Bank COM 308243104 1569 203 SH SOLE 0 203 0 0 Federal Life Group, Inc. COM 313533101 1 100 SH DFND 1 0 100 0 Federal Life Group, Inc. COM 313533101 1 100 SH SOLE 0 100 0 0 Ferrellgas Partners, L.P. COM 315293100 586 677925 SH DFND 1 0 677925 0 First Bank COM 31931U102 2435 200100 SH DFND 1 0 200100 0 First Citizens BancShares COM 31946M202 606 777 SH DFND 1 0 777 0 First of Long Island Corp COM 320734106 1806 85000 SH DFND 1 0 85000 0 Franklin Resources Inc. COM 354613101 11840 400000 SH DFND 1 0 400000 0 Franklin Resources Inc. COM 354613101 1111 37530 SH SOLE 0 37530 0 0 GAMCO Investors, Inc. COM 361438104 1171 63124 SH DFND 1 0 63124 0 Goldman Sachs Group Inc. COM 38141G104 1635 5000 SH SOLE 0 5000 0 0 W.R. Grace & Co. COM 38388F108 25536 426600 SH DFND 1 0 426600 0 Great Lakes Dredge & Dock COM 390607109 729 50000 SH DFND 1 0 50000 0 Groupon, Inc. COM 399473107 505 10000 SH SOLE 0 10000 0 0 Gulf Coast Ultra Deep Rty Trust Unit UNIT BEN INT 40222T104 200 5000000 SH DFND 1 0 5000000 0 Gulf Coast Ultra Deep Rty Trust Unit UNIT BEN INT 40222T104 29 721942 SH SOLE 0 721942 0 0 Gyrodyne, LLC COM 403829104 1242 80850 SH DFND 1 0 80850 0 Gyrodyne, LLC COM 403829104 72 4658 SH SOLE 0 4658 0 0 Helmerich & Payne Inc. COM 423452101 2696 100000 SH DFND 1 0 100000 0 Hess Corporation COM 42809H107 2001 28282 SH SOLE 0 28282 0 0 Hexcel Corp COM 428291108 11088 198000 SH DFND 1 0 198000 0 Highwoods Properties COM 431284108 450 10483 SH DFND 1 0 10483 0 Hugoton Realty Trust TEX Unit Ben Int UNIT BEN INT 444717102 1 8719 SH DFND 1 0 8719 0 Hugoton Realty Trust TEX Unit Ben Int UNIT BEN INT 444717102 25 190440 SH SOLE 0 190440 0 0 ICC Holdings, Inc. COM 44931Q104 734 49630 SH DFND 1 0 49630 0 Intel Corp. COM 458140100 53440 835000 SH DFND 1 0 835000 0 Intel Corp. COM 458140100 77250 1207025 SH SOLE 0 1207025 0 0 Investors Bancorp, Inc. COM 46146L101 10210 695000 SH DFND 1 0 695000 0 Ironwood Pharmaceuticals COM CL A 46333X108 5814 520000 SH DFND 1 0 520000 0 Jefferies Financial Group COM 47233W109 4160 138200 SH DFND 1 0 138200 0 Kaiser Aluminum Corp. COM PAR $0.01 483007704 1635 14800 SH DFND 1 0 14800 0 Kansas City Southern COM NEW 485170302 5885 22300 SH DFND 1 0 22300 0 Kearny Financial Corp. COM 48716P108 2267 187646 SH DFND 1 0 187646 0 Kohl's Corp. COM 500255104 1788 30000 SH DFND 1 0 30000 0 LICT Corp. COM 50187G104 6188 275 SH DFND 1 0 275 0 Laboratory Corporation of America COM NEW 50540R409 25503 100000 SH DFND 1 0 100000 0 Las Vegas Sands Corp. COM 517834107 255 4195 SH SOLE 0 4195 0 0 Loral Space & Communications Inc. COM 543881106 7780 206542 SH DFND 1 0 206542 0 Madison Square Garden Sports CL A 55825T103 1705 9500 SH DFND 1 0 9500 0 Madison Square Garden Sports CL A 55825T103 110 612 SH SOLE 0 612 0 0 Madison Square Garden Entertainment CL A 55826T102 3068 37500 SH DFND 1 0 37500 0 Madison Square Garden Entertainment CL A 55826T102 50 612 SH SOLE 0 612 0 0 Meridian Corp. COM 58958P104 7020 270000 SH DFND 1 0 270000 0 Meridian Bancorp, Inc. COM 58958U103 1842 100000 SH DFND 1 0 100000 0 Mid-Southern Bancorp COM 59548Q107 2576 169485 SH DFND 1 0 169485 0 Bunge Limited COM 616962105 31312 395000 SH DFND 1 0 395000 0 Bunge Limited COM 616962105 3171 40000 SH SOLE 0 40000 0 0 Nathans Famous Inc. COM 632347100 673 10675 SH DFND 1 0 10675 0 New Senior Investment Group COM 648691103 62 10000 SH DFND 1 0 10000 0 News Corp COM 65249B109 11825 465000 SH DFND 1 0 465000 0 NI Holdings Inc. COM 65342T106 9772 528791 SH DFND 1 0 528791 0 Northeast Bancorp COM 663904209 6113 231637 SH DFND 1 0 231637 0 One Liberty Properties, Inc. COM 682406103 6146 275963 SH DFND 1 0 275963 0 PDL Community Bancorp COM 69290X101 942 84804 SH DFND 1 0 84804 0 Palantir Tech CL A 69608A108 647 27769 SH SOLE 0 27769 0 0 Park Aerospace Corp COM 70014A104 198 15000 SH DFND 1 0 15000 0 Peapack-Gladstone Financial Corp. COM 704699107 4498 145650 SH DFND 1 0 145650 0 Permian Basin Rlty Trust UNIT BEN INT 714236106 55 13841 SH SOLE 0 13841 0 0 Plains All American Pipeline UNIT LTD PARTN 726503105 3708 407500 SH DFND 1 0 407500 0 Plains All American Pipeline UNIT LTD PARTN 726503105 101 11081 SH SOLE 0 11081 0 0 Plains GP Holdings LP LTD PARTNR INT A 72651A207 1562 166130 SH DFND 1 0 166130 0 Plains GP Holdings LP LTD PARTNR INT A 72651A207 887 94388 SH SOLE 0 94388 0 0 Popular, Inc. COM UNIT RP IN 733174700 22031 313296 SH DFND 1 0 313296 0 Positive Phyisicians Holdings Inc COM 73740G106 5 450 SH DFND 1 0 450 0 Positive Phyisicians Holdings Inc COM 73740G106 5 450 SH SOLE 0 450 0 0 Provident Bancorp Inc COM NEW 74383L105 828 57500 SH DFND 1 0 57500 0 QualComm Inc. COM 747525103 97 732 SH SOLE 0 732 0 0 Resources Connection Inc COM 76122q105 745 55000 SH DFND 1 0 55000 0 Ruth's Hospitality Group, Inc. COM 783332109 2726 109800 SH DFND 1 0 109800 0 S&W Seed Company COM 785135104 58425 16050785 SH DFND 1 0 16050785 0 William H. Sadlier, Inc. COM 786327106 615 21217 SH DFND 1 0 21217 0 San Juan Basin Realty Trust Unit UNIT BEN INT 798241105 397 100240 SH SOLE 0 100240 0 0 SIGA Technologies COM 826917106 7838 1205900 SH DFND 1 0 1205900 0 Skyworks Solutions Inc. COM 83088M102 355 1936 SH SOLE 0 1936 0 0 SolarWinds COM 83417Q105 2878 165000 SH DFND 1 0 165000 0 Starboard Value Acq Corp COM CL A 85521J109 1490 150000 SH DFND 1 0 150000 0 Steel Holdings LP Ltd Prshp Unit LTD PRTRSHIP U 85814R107 79 5773 SH SOLE 0 5773 0 0 Tastemaker Acquisition Corp COM CL A 876545104 575 59075 SH DFND 1 0 59075 0 Tastemaker ACQ WNT *W EXP 01/07/202 876545112 17 29537 SH DFND 1 0 29537 0 Tastemaker Acquisition Corp UNIT 12/31/2025 876545203 18 1800 SH DFND 1 0 1800 0 Tejon Ranch Co. COM 879080109 7676 458523 SH DFND 1 0 458523 0 Textron, Inc. COM 883203101 8132 145000 SH DFND 1 0 145000 0 Tidewater Warrant Exp 11/24/24 *W EXP 11/24/202 88642R174 3 7444 SH DFND 1 0 7444 0 Traditions Bancorp Inc COM 89269L102 2911 144100 SH DFND 1 0 144100 0 Trinity Place Holdings Inc. COM 89656D101 14021 6708538 SH DFND 1 0 6708538 0 TWC Tech Holdings II Corp COM 90117G105 590 60000 SH DFND 1 0 60000 0 TWC Tech Holdings Warrant 9/15/27 *W EXP 09/15/202 90117G113 21 20000 SH DFND 1 0 20000 0 Twitter COM 90184L102 19089 300000 SH DFND 1 0 300000 0 Univar Solutions Inc. COM 91336L107 1725 80100 SH DFND 1 0 80100 0 Vericity, Inc. COM 92347D100 413 41728 SH DFND 1 0 41728 0 ViasSat, Inc. COM 92552v100 1346 28000 SH DFND 1 0 28000 0 Viemed Healthcare COM 92663R105 1371 135442 SH DFND 1 0 135442 0 Vornado Realty Trust SH BEN INT 929042109 4984 109814 SH DFND 1 0 109814 0 Waterstone Financial Inc. COM 94188P101 11727 574300 SH DFND 1 0 574300 0 Wells Fargo & Co. COM 949746101 7814 200000 SH DFND 1 0 200000 0 Westlake Chemical Corp. COM 960413102 7103 80000 SH DFND 1 0 80000 0 William Penn Bancorp COM 96927A105 4605 405000 SH DFND 1 0 405000 0 Wright Investors Service Holdings COM 982345100 119 594097 SH DFND 1 0 594097 0 Alkermes PLC SHS G01767105 5697 305000 SH DFND 1 0 305000 0 Brookfield Property Partners LP UNIT LTD PARTN G16249107 6141 345200 SH DFND 1 0 345200 0 Genesis Park Acquisition SHS CL A G38245109 1049 100000 SH DFND 1 0 100000 0 Invesco Ltd. SHS G491BT108 2782 110300 SH DFND 1 0 110300 0 Nielsen Holdings PLC SHS EUR G6518L108 5341 212368 SH DFND 1 0 212368 0 Sarissa Capital Acquisition Corp CL A G7823W102 657 65000 SH DFND 1 0 65000 0 Sarissa Capital Acq Warrants 10/23/27 *W EXP 10/23/202 G7823W110 32 21666 SH DFND 1 0 21666 0 Pioneer Merger Corp. CL A SHS G7s24c103 972 100000 SH DFND 1 0 100000 0 Pioneer Merger Corp Warrant 1/7/26 *W EXP 01/07/202 G7s24c111 31 33332 SH DFND 1 0 33332 0 TechnipFMC plc COM G87110105 1926 249500 SH DFND 1 0 249500 0 Chubb Limited COM H1467j104 4028 25500 SH DFND 1 0 25500 0