The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| Allison Transmission Holdings, Inc. | COM | 01973R101 | 791 | 22,500 | SH | DFND | 1 | 0 | 22,500 | 0 | |
| Alphabet Inc. | CAP STK CL A | 02079K305 | 4,836 | 3,300 | SH | DFND | 1 | 0 | 3,300 | 0 | |
| Alphabet Inc. | CAP STK CL A | 02079K305 | 4,397 | 3,000 | SH | SOLE | 0 | 3,000 | 0 | 0 | |
| Amazon.Com Inc. | COM | 023135106 | 11,021 | 3,500 | SH | SOLE | 0 | 3,500 | 0 | 0 | |
| Anterix Inc | COM | 03676C100 | 16,355 | 500,000 | SH | DFND | 1 | 0 | 500,000 | 0 | |
| Arista Networks Inc. | COM | 040413106 | 3,104 | 15,000 | SH | DFND | 1 | 0 | 15,000 | 0 | |
| Atlantic Capital Bancshares | COM | 048269203 | 10,784 | 950,093 | SH | DFND | 1 | 0 | 950,093 | 0 | |
| BCB Bancorp, Inc. | COM | 055298103 | 8,163 | 1,020,408 | SH | DFND | 1 | 0 | 1,020,408 | 0 | |
| BKF Capital Group, Inc. | COM | 05548G201 | 323 | 29,380 | SH | DFND | 1 | 0 | 29,380 | 0 | |
| BRT Realty Trust | COM | 055645303 | 521 | 44,217 | SH | DFND | 1 | 0 | 44,217 | 0 | |
| Baker Hughes Company | COM | 05722G100 | 66 | 5,000 | SH | SOLE | 0 | 5,000 | 0 | 0 | |
| The Bancorp Bank | COM | 05969A105 | 3,521 | 407,500 | SH | DFND | 1 | 0 | 407,500 | 0 | |
| Banc of California, Inc. | COM | 05990K106 | 13,536 | 1,337,500 | SH | DFND | 1 | 0 | 1,337,500 | 0 | |
| Bank of America Corporation | COM | 060505104 | 96 | 4,000 | SH | SOLE | 0 | 4,000 | 0 | 0 | |
| Bank of San Francisco | COM | 064774102 | 2,010 | 102,687 | SH | DFND | 1 | 0 | 102,687 | 0 | |
| Bausch Health Companies Inc. | COM | 071734107 | 1,904 | 122,500 | SH | DFND | 1 | 0 | 122,500 | 0 | |
| Blackberry Limited | COM | 09228F103 | 6,426 | 1,400,000 | SH | DFND | 1 | 0 | 1,400,000 | 0 | |
| Blackberry Limited | COM | 09228F103 | 289 | 63,000 | SH | SOLE | 0 | 63,000 | 0 | 0 | |
| CIBL, Inc. | COM | 12543Y104 | 366 | 215 | SH | DFND | 1 | 0 | 215 | 0 | |
| CIT Group Inc. | COM NEW | 125581801 | 11,699 | 660,600 | SH | DFND | 1 | 0 | 660,600 | 0 | |
| CIT Group Inc. | COM NEW | 125581801 | 177 | 10,000 | SH | SOLE | 0 | 10,000 | 0 | 0 | |
| Camden Property Trust | SH BEN INT | 133131102 | 1,877 | 21,100 | SH | DFND | 1 | 0 | 21,100 | 0 | |
| Carbon Natural Gas Co. | COM | 14115T208 | 59 | 211,112 | SH | DFND | 1 | 0 | 211,112 | 0 | |
| Carter Bank & Trust | COM | 146102108 | 1,053 | 158,400 | SH | DFND | 1 | 0 | 158,400 | 0 | |
| Constellation Brands | CL A | 21036P108 | 663 | 3,500 | SH | DFND | 1 | 0 | 3,500 | 0 | |
| Continental Resources Inc. | COM | 212015101 | 368 | 30,000 | SH | SOLE | 0 | 30,000 | 0 | 0 | |
| Crimson Wine Group Ltd. | COM | 22662X100 | 5,620 | 1,135,310 | SH | DFND | 1 | 0 | 1,135,310 | 0 | |
| Devon Energy Corp. New | COM | 25179M103 | 322 | 34,000 | SH | SOLE | 0 | 34,000 | 0 | 0 | |
| Dolby Laboratories Inc. | COM CL A | 25659T107 | 32,749 | 494,100 | SH | DFND | 1 | 0 | 494,100 | 0 | |
| Dolby Laboratories Inc. | COM CL A | 25659T107 | 216 | 3,255 | SH | SOLE | 0 | 3,255 | 0 | 0 | |
| Dow Inc. | COM | 260557103 | 951 | 20,212 | SH | SOLE | 0 | 20,212 | 0 | 0 | |
| Du Pont E I De Nemours & Co | COM | 26614N102 | 1,121 | 20,212 | SH | SOLE | 0 | 20,212 | 0 | 0 | |
| Edgewell Personal Care Company | COM | 28035Q102 | 1,093 | 39,200 | SH | DFND | 1 | 0 | 39,200 | 0 | |
| Equity Residential | SH BEN INT | 29476L107 | 1,499 | 29,200 | SH | DFND | 1 | 0 | 29,200 | 0 | |
| Evans Bancorp | COM NEW | 29911Q208 | 358 | 16,074 | SH | DFND | 1 | 0 | 16,074 | 0 | |
| Exxon Mobil Corp. | COM | 30231G102 | 378 | 11,000 | SH | SOLE | 0 | 11,000 | 0 | 0 | |
| FLIR Systems Inc. | COM | 302445101 | 137 | 3,822 | SH | SOLE | 0 | 3,822 | 0 | 0 | |
| FFBW Inc. | COM | 30260M103 | 2,743 | 293,022 | SH | DFND | 1 | 0 | 293,022 | 0 | |
| Facebook Inc. | COM | 30303M102 | 2,722 | 10,395 | SH | SOLE | 0 | 10,395 | 0 | 0 | |
| Farmers & Merchants Bank | COM | 308243104 | 1,238 | 203 | SH | SOLE | 0 | 203 | 0 | 0 | |
| Federal Life Group, Inc. | COM | 313533101 | 1 | 100 | SH | DFND | 1 | 0 | 100 | 0 | |
| Federal Life Group, Inc. | COM | 313533101 | 1 | 100 | SH | SOLE | 0 | 100 | 0 | 0 | |
| First Bank | COM | 31931U102 | 1,241 | 200,100 | SH | DFND | 1 | 0 | 200,100 | 0 | |
| First of Long Island Corp | COM | 320734106 | 1,259 | 85,000 | SH | DFND | 1 | 0 | 85,000 | 0 | |
| FirstEnergy Corp. | COM | 337932107 | 5,742 | 200,000 | SH | DFND | 1 | 0 | 200,000 | 0 | |
| Franklin Resources Inc. | COM | 354613101 | 7,123 | 350,000 | SH | DFND | 1 | 0 | 350,000 | 0 | |
| Franklin Resources Inc. | COM | 354613101 | 764 | 37,530 | SH | SOLE | 0 | 37,530 | 0 | 0 | |
| GAMCO Investors, Inc. | COM | 361438104 | 730 | 63,124 | SH | DFND | 1 | 0 | 63,124 | 0 | |
| Goldman Sachs Group Inc. | COM | 38141G104 | 1,005 | 5,000 | SH | SOLE | 0 | 5,000 | 0 | 0 | |
| Groupon, Inc. | COM | 399473107 | 204 | 10,000 | SH | SOLE | 0 | 10,000 | 0 | 0 | |
| Gulf Coast Ultra Deep Rty Trust Unit | UNIT BEN INT | 40222T104 | 35 | 5,000,000 | SH | DFND | 1 | 0 | 5,000,000 | 0 | |
| Gulf Coast Ultra Deep Rty Trust Unit | UNIT BEN INT | 40222T104 | 5 | 721,942 | SH | SOLE | 0 | 721,942 | 0 | 0 | |
| Gyrodyne, LLC | COM | 403829104 | 1,390 | 80,850 | SH | DFND | 1 | 0 | 80,850 | 0 | |
| Gyrodyne, LLC | COM | 403829104 | 80 | 4,658 | SH | SOLE | 0 | 4,658 | 0 | 0 | |
| HarborOne Bancorp | COM NEW | 41165F101 | 225 | 27,882 | SH | DFND | 1 | 0 | 27,882 | 0 | |
| Helmerich & Payne Inc. | COM | 423452101 | 1,465 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
| Hess Corporation | COM | 42809H107 | 1,158 | 28,282 | SH | SOLE | 0 | 28,282 | 0 | 0 | |
| Hexcel Corp | COM | 428291108 | 8,975 | 267,500 | SH | DFND | 1 | 0 | 267,500 | 0 | |
| Hugoton Realty Trust TEX Unit Ben Int | UNIT BEN INT | 444717102 | 23 | 190,440 | SH | SOLE | 0 | 190,440 | 0 | 0 | |
| ICC Holdings, Inc. | COM | 44931Q104 | 581 | 49,630 | SH | DFND | 1 | 0 | 49,630 | 0 | |
| Intel Corp. | COM | 458140100 | 51,780 | 1,000,000 | SH | DFND | 1 | 0 | 1,000,000 | 0 | |
| Intel Corp. | COM | 458140100 | 58,253 | 1,125,000 | SH | SOLE | 0 | 1,125,000 | 0 | 0 | |
| Intel Corp. | COM | 458140100 | 5,024 | 97,025 | SH | SOLE | 0 | 97,025 | 0 | 0 | |
| Inter Parfums Inc. | COM | 458334109 | 1,868 | 50,000 | SH | DFND | 1 | 0 | 50,000 | 0 | |
| Investors Bancorp, Inc. | COM | 46146L101 | 9,474 | 1,305,000 | SH | DFND | 1 | 0 | 1,305,000 | 0 | |
| Ironwood Pharmaceuticals | COM CL A | 46333X108 | 4,514 | 501,874 | SH | DFND | 1 | 0 | 501,874 | 0 | |
| Jefferies Financial Group | COM | 47233W109 | 6,750 | 375,000 | SH | DFND | 1 | 0 | 375,000 | 0 | |
| Kaiser Aluminum Corp. | COM PAR $0.01 | 483007704 | 1,447 | 27,000 | SH | DFND | 1 | 0 | 27,000 | 0 | |
| Kansas City Southern | COM NEW | 485170302 | 5,334 | 29,500 | SH | DFND | 1 | 0 | 29,500 | 0 | |
| Kearny Financial Corp. | COM | 48716P108 | 1,353 | 187,646 | SH | DFND | 1 | 0 | 187,646 | 0 | |
| LICT Corp. | COM | 50187G104 | 4,703 | 275 | SH | DFND | 1 | 0 | 275 | 0 | |
| Las Vegas Sands Corp. | COM | 517834107 | 196 | 4,195 | SH | SOLE | 0 | 4,195 | 0 | 0 | |
| Livent Corp. | COM | 53814L108 | 378 | 42,088 | SH | SOLE | 0 | 42,088 | 0 | 0 | |
| Madison Square Garden Sports | CL A | 55825T103 | 767 | 5,100 | SH | DFND | 1 | 0 | 5,100 | 0 | |
| Madison Square Garden Sports | CL A | 55825T103 | 92 | 612 | SH | SOLE | 0 | 612 | 0 | 0 | |
| Madison Square Garden Entertainment | CL A | 55826T102 | 1,164 | 17,000 | SH | DFND | 1 | 0 | 17,000 | 0 | |
| Madison Square Garden Entertainment | CL A | 55826T102 | 42 | 612 | SH | SOLE | 0 | 612 | 0 | 0 | |
| Amerant Bancorp Inc. | COM | 58734F305 | 2,607 | 280,012 | SH | DFND | 1 | 0 | 280,012 | 0 | |
| Meridian Corp. | COM | 58958P104 | 4,456 | 276,277 | SH | DFND | 1 | 0 | 276,277 | 0 | |
| Meridian Bancorp, Inc. | COM | 58958U103 | 1,035 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
| Mid-Southern Bancorp | COM | 59548Q107 | 2,186 | 169,485 | SH | DFND | 1 | 0 | 169,485 | 0 | |
| Bunge Limited | COM | 616962105 | 18,052 | 395,000 | SH | DFND | 1 | 0 | 395,000 | 0 | |
| Bunge Limited | COM | 616962105 | 1,828 | 40,000 | SH | SOLE | 0 | 40,000 | 0 | 0 | |
| Nathans Famous Inc. | COM | 632347100 | 522 | 10,181 | SH | DFND | 1 | 0 | 10,181 | 0 | |
| News Corp | COM | 65249B109 | 6,519 | 465,000 | SH | DFND | 1 | 0 | 465,000 | 0 | |
| NI Holdings Inc. | COM | 65342T106 | 8,931 | 528,791 | SH | DFND | 1 | 0 | 528,791 | 0 | |
| Noble Energy Inc. | COM | 655044105 | 2,351 | 275,000 | SH | DFND | 1 | 0 | 275,000 | 0 | |
| Northeast Bancorp | COM | 663904209 | 4,262 | 231,637 | SH | DFND | 1 | 0 | 231,637 | 0 | |
| One Liberty Properties, Inc. | COM | 682406103 | 3,746 | 228,981 | SH | DFND | 1 | 0 | 228,981 | 0 | |
| Open Lending Corporation | COM CL A | 68373J104 | 2,550 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
| PDL Community Bancorp | COM | 69290X101 | 748 | 84,804 | SH | DFND | 1 | 0 | 84,804 | 0 | |
| Palantir Tech | CL A | 69608A108 | 328 | 34,508 | SH | SOLE | 0 | 34,508 | 0 | 0 | |
| Peapack-Gladstone Financial Corp. | COM | 704699107 | 2,207 | 145,650 | SH | DFND | 1 | 0 | 145,650 | 0 | |
| Permian Basin Rlty Trust | UNIT BEN INT | 714236106 | 34 | 13,841 | SH | SOLE | 0 | 13,841 | 0 | 0 | |
| Plains All American Pipeline | UNIT LTD PARTN | 726503105 | 2,437 | 407,500 | SH | DFND | 1 | 0 | 407,500 | 0 | |
| Plains All American Pipeline | UNIT LTD PARTN | 726503105 | 66 | 11,081 | SH | SOLE | 0 | 11,081 | 0 | 0 | |
| Plains GP Holdings LP | LTD PARTNR INT A | 72651A207 | 1,012 | 166,130 | SH | DFND | 1 | 0 | 166,130 | 0 | |
| Plains GP Holdings LP | LTD PARTNR INT A | 72651A207 | 575 | 94,388 | SH | SOLE | 0 | 94,388 | 0 | 0 | |
| Popular, Inc. | COM UNIT RP IN | 733174700 | 11,363 | 313,296 | SH | DFND | 1 | 0 | 313,296 | 0 | |
| Positive Phyisicians Holdings Inc | COM | 73740G106 | 5 | 450 | SH | DFND | 1 | 0 | 450 | 0 | |
| Positive Phyisicians Holdings Inc | COM | 73740G106 | 5 | 450 | SH | SOLE | 0 | 450 | 0 | 0 | |
| Provident Bancorp Inc | COM NEW | 74383L105 | 448 | 57,500 | SH | DFND | 1 | 0 | 57,500 | 0 | |
| QualComm Inc. | COM | 747525103 | 86 | 732 | SH | SOLE | 0 | 732 | 0 | 0 | |
| Red Lion Hotels | COM | 756764106 | 2,688 | 1,250,000 | SH | DFND | 1 | 0 | 1,250,000 | 0 | |
| Resources Connection Inc | COM | 76122q105 | 635 | 55,000 | SH | DFND | 1 | 0 | 55,000 | 0 | |
| Ruth's Hospitality Group, Inc. | COM | 783332109 | 6,937 | 627,200 | SH | DFND | 1 | 0 | 627,200 | 0 | |
| S&W Seed Company | COM | 785135104 | 39,624 | 15,977,491 | SH | DFND | 1 | 0 | 15,977,491 | 0 | |
| William H. Sadlier, Inc. | COM | 786327106 | 690 | 21,217 | SH | DFND | 1 | 0 | 21,217 | 0 | |
| San Juan Basin Realty Trust Unit | UNIT BEN INT | 798241105 | 252 | 100,240 | SH | SOLE | 0 | 100,240 | 0 | 0 | |
| SIGA Technologies | COM | 826917106 | 8,285 | 1,205,900 | SH | DFND | 1 | 0 | 1,205,900 | 0 | |
| Skyworks Solutions Inc. | COM | 83088M102 | 282 | 1,936 | SH | SOLE | 0 | 1,936 | 0 | 0 | |
| Steel Holdings LP Ltd Prshp Unit | LTD PRTRSHIP U | 85814R107 | 36 | 5,773 | SH | SOLE | 0 | 5,773 | 0 | 0 | |
| Taubman Centers, Inc. | COM | 876664103 | 2,414 | 72,500 | SH | DFND | 1 | 0 | 72,500 | 0 | |
| Tejon Ranch Co. | COM | 879080109 | 6,488 | 458,523 | SH | DFND | 1 | 0 | 458,523 | 0 | |
| Textron, Inc. | COM | 883203101 | 6,124 | 169,700 | SH | DFND | 1 | 0 | 169,700 | 0 | |
| Tidewater Warrant Exp 11/24/24 | *W EXP 11/24/202 | 88642R174 | 2 | 7,444 | SH | DFND | 1 | 0 | 7,444 | 0 | |
| Trinity Place Holdings Inc. | COM | 89656D101 | 9,459 | 6,708,538 | SH | DFND | 1 | 0 | 6,708,538 | 0 | |
| COM | 90184L102 | 4,450 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | ||
| US Foods Holding Co | COM | 912008109 | 1,111 | 50,000 | SH | DFND | 1 | 0 | 50,000 | 0 | |
| US Foods Holding Co | COM | 912008109 | 489 | 22,026 | SH | SOLE | 0 | 22,026 | 0 | 0 | |
| Univar Solutions Inc. | COM | 91336L107 | 2,827 | 167,500 | SH | DFND | 1 | 0 | 167,500 | 0 | |
| Vericity, Inc. | COM | 92347D100 | 701 | 68,715 | SH | DFND | 1 | 0 | 68,715 | 0 | |
| ViasSat, Inc. | COM | 92552v100 | 963 | 28,000 | SH | DFND | 1 | 0 | 28,000 | 0 | |
| Vornado Realty Trust | SH BEN INT | 929042109 | 8,596 | 255,000 | SH | DFND | 1 | 0 | 255,000 | 0 | |
| Waterstone Financial Inc. | COM | 94188P101 | 8,896 | 574,300 | SH | DFND | 1 | 0 | 574,300 | 0 | |
| Westlake Chemical Corp. | COM | 960413102 | 5,058 | 80,000 | SH | DFND | 1 | 0 | 80,000 | 0 | |
| Wright Investors Service Holdings | COM | 982345100 | 289 | 825,691 | SH | DFND | 1 | 0 | 825,691 | 0 | |
| York Traditions Bank | COM | 987159100 | 1,968 | 144,100 | SH | DFND | 1 | 0 | 144,100 | 0 | |
| Alkermes PLC | SHS | G01767105 | 3,521 | 212,500 | SH | DFND | 1 | 0 | 212,500 | 0 | |
| Nielsen Holdings PLC | SHS EUR | G6518L108 | 1,085 | 76,508 | SH | DFND | 1 | 0 | 76,508 | 0 | |
| Sirius International Insurance Group | COM | G8196D101 | 2,090 | 180,795 | SH | DFND | 1 | 0 | 180,795 | 0 | |
| TechnipFMC plc | COM | G87110105 | 3,455 | 547,500 | SH | DFND | 1 | 0 | 547,500 | 0 | |
| Chubb Limited | COM | h1467j104 | 2,961 | 25,500 | SH | DFND | 1 | 0 | 25,500 | 0 | |