0000918537-20-000002.txt : 20200514
0000918537-20-000002.hdr.sgml : 20200514
20200514102219
ACCESSION NUMBER: 0000918537-20-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200514
DATE AS OF CHANGE: 20200514
EFFECTIVENESS DATE: 20200514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRICE MICHAEL F
CENTRAL INDEX KEY: 0000918537
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13081
FILM NUMBER: 20875776
MAIL ADDRESS:
STREET 1: C/O MFP INVESTORS LLC
STREET 2: 909 THIRD AVE, 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000918537
XXXXXXXX
03-31-2020
03-31-2020
PRICE MICHAEL F
C/O MFP INVESTORS LLC
909 THIRD AVE, 33RD FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-13081
N
Timothy E Ladin
General Counsel
(212) 752-7280
Timothy E Ladin
New York
NY
05-14-2020
1
123
493027
false
1
0001105685
028-05359
MFP INVESTORS LLC
INFORMATION TABLE
2
Price13F1Q20xmldata.xml
PRICE13F1Q20DATA
AT&T Inc.
COM
00206R102
15304
525000
SH
DFND
1
0
525000
0
AT&T Inc.
COM
00206R102
1388
47623
SH
SOLE
0
47623
0
0
Advanced Emissions Solutions Inc.
COM
00770C101
4040
614852
SH
DFND
1
0
614852
0
Alphabet Inc.
CAP STK CL A
02079K305
3486
3000
SH
SOLE
0
3000
0
0
Amazon.Com Inc.
COM
023135106
6824
3500
SH
SOLE
0
3500
0
0
Anterix Inc
COM
03676C100
2052
44931
SH
DFND
1
0
44931
0
Arconic Inc.
COM
03965L100
721
44900
SH
DFND
1
0
44900
0
Atlantic Capital Bancshares
COM
048269203
11278
950093
SH
DFND
1
0
950093
0
BCB Bancorp, Inc.
COM
055298103
10867
1020408
SH
DFND
1
0
1020408
0
BKF Capital Group, Inc.
COM
05548G201
286
29380
SH
DFND
1
0
29380
0
Baker Hughes Company
COM
05722G100
53
5000
SH
SOLE
0
5000
0
0
The Bancorp Bank
COM
05969A105
2474
407500
SH
DFND
1
0
407500
0
Banc of California, Inc.
COM
05990K106
10700
1337500
SH
DFND
1
0
1337500
0
Bank of America Corporation
COM
060505104
85
4000
SH
SOLE
0
4000
0
0
Blackberry Limited
COM
09228F103
4977
1205000
SH
DFND
1
0
1205000
0
Blackberry Limited
COM
09228F103
260
63000
SH
SOLE
0
63000
0
0
CIBL, Inc.
COM
12543Y104
376
215
SH
DFND
1
0
215
0
CIT Group Inc.
COM NEW
125581801
11402
660600
SH
DFND
1
0
660600
0
CIT Group Inc.
COM NEW
125581801
173
10000
SH
SOLE
0
10000
0
0
Carbon Natural Gas Co.
COM
14115T208
728
211112
SH
DFND
1
0
211112
0
Carter Bank & Trust
COM
146102108
5009
545693
SH
DFND
1
0
545693
0
Columbia Financial Inc.
COM
197641103
5237
363695
SH
DFND
1
0
363695
0
Continental Resources Inc.
COM
212015101
229
30000
SH
SOLE
0
30000
0
0
Crescent Capital BDC
COM
225655109
448
46471
SH
DFND
1
0
46471
0
Crimson Wine Group Ltd.
COM
22662X100
6509
1113596
SH
DFND
1
0
1113596
0
Devon Energy Corp. New
COM
25179M103
235
34000
SH
SOLE
0
34000
0
0
Dolby Laboratories Inc.
COM CL A
25659T107
29273
540000
SH
DFND
1
0
540000
0
Dolby Laboratories Inc.
COM CL A
25659T107
176
3255
SH
SOLE
0
3255
0
0
Dow Inc.
COM
260557103
591
20212
SH
SOLE
0
20212
0
0
Du Pont E I De Nemours & Co
COM
26614N102
689
20212
SH
SOLE
0
20212
0
0
Exxon Mobil Corp.
COM
30231G102
418
11000
SH
SOLE
0
11000
0
0
FLIR Systems Inc.
COM
302445101
3926
123114
SH
DFND
1
0
123114
0
FLIR Systems Inc.
COM
302445101
122
3822
SH
SOLE
0
3822
0
0
FMC Corp.
COM NEW
302491303
7515
92000
SH
DFND
1
0
92000
0
FFBW Inc.
COM
30260M103
2091
265000
SH
DFND
1
0
265000
0
FSB Bancorp
COM
30289C102
2642
187130
SH
DFND
1
0
187130
0
Facebook Inc.
COM
30303M102
1734
10395
SH
SOLE
0
10395
0
0
Farmers & Merchants Bank
COM
308243104
1218
203
SH
SOLE
0
203
0
0
Federal Life Group, Inc.
COM
313533101
1
100
SH
DFND
1
0
100
0
Federal Life Group, Inc.
COM
313533101
1
100
SH
SOLE
0
100
0
0
First Bank
COM
31931U102
1389
200100
SH
DFND
1
0
200100
0
First of Long Island Corp
COM
320734106
1475
85000
SH
DFND
1
0
85000
0
First Midwest Bancorp.
COM
320867104
1892
142962
SH
DFND
1
0
142962
0
Franklin Resources Inc.
COM
354613101
5090
305000
SH
DFND
1
0
305000
0
Franklin Resources Inc.
COM
354613101
626
37530
SH
SOLE
0
37530
0
0
GAMCO Investors, Inc.
COM
361438104
694
63124
SH
DFND
1
0
63124
0
Groupon, Inc.
COM
399473107
196
200000
SH
SOLE
0
200000
0
0
Gulf Coast Ultra Deep Rty Trust Unit
UNIT BEN INT
40222T104
83
5000000
SH
DFND
1
0
5000000
0
Gulf Coast Ultra Deep Rty Trust Unit
UNIT BEN INT
40222T104
12
721942
SH
SOLE
0
721942
0
0
Gyrodyne, LLC
COM
403829104
1180
80850
SH
DFND
1
0
80850
0
Gyrodyne, LLC
COM
403829104
68
4658
SH
SOLE
0
4658
0
0
HarborOne Bancorp
COM NEW
41165F101
210
27882
SH
DFND
1
0
27882
0
Helmerich & Payne Inc.
COM
423452101
1565
100000
SH
DFND
1
0
100000
0
Hess Corporation
COM
42809H107
942
28282
SH
SOLE
0
28282
0
0
Hexcel Corp
COM
428291108
1860
50000
SH
DFND
1
0
50000
0
Hugoton Realty Trust TEX Unit Ben Int
UNIT BEN INT
444717102
20
190440
SH
SOLE
0
190440
0
0
ICC Holdings, Inc.
COM
44931Q104
547
49630
SH
DFND
1
0
49630
0
Intel Corp.
COM
458140100
45645
843400
SH
DFND
1
0
843400
0
Intel Corp.
COM
458140100
65649
1213025
SH
SOLE
0
1213025
0
0
Investors Bancorp, Inc.
COM
46146L101
10427
1305000
SH
DFND
1
0
1305000
0
Ironwood Pharmaceuticals
COM CL A
46333X108
404
40000
SH
DFND
1
0
40000
0
Jefferies Financial Group
COM
47233W109
4105
300328
SH
DFND
1
0
300328
0
Kaiser Aluminum Corp.
COM PAR $0.01
483007704
589
8500
SH
DFND
1
0
8500
0
Kearny Financial Corp.
COM
48716P108
1289
150000
SH
DFND
1
0
150000
0
LICT Corp.
COM
50187G104
4125
275
SH
DFND
1
0
275
0
Las Vegas Sands Corp.
COM
517834107
178
4195
SH
SOLE
0
4195
0
0
Livent Corp.
COM
53814L108
1647
313663
SH
DFND
1
0
313663
0
Livent Corp.
COM
53814L108
221
42088
SH
SOLE
0
42088
0
0
Luther Bank Corp
COM
550550107
2797
305000
SH
DFND
1
0
305000
0
MSB Financial
COM
55352L101
404
32995
SH
DFND
1
0
32995
0
Madison Square Garden Co.
CL A
55825T103
129
612
SH
SOLE
0
612
0
0
Amerant Bancorp Inc.
CL A
58734F305
4519
293601
SH
DFND
1
0
293601
0
Meridian Corp.
COM
58958P104
4102
299890
SH
DFND
1
0
299890
0
Meridian Bancorp, Inc.
COM
58958U103
1122
100000
SH
DFND
1
0
100000
0
Mid-Southern Bancorp
COM
59548Q107
2169
169485
SH
DFND
1
0
169485
0
Bunge Limited
COM
616962105
4148
101100
SH
DFND
1
0
101100
0
Bunge Limited
COM
616962105
1641
40000
SH
SOLE
0
40000
0
0
News Corp
COM
65249B109
4173
465000
SH
DFND
1
0
465000
0
NI Holdings Inc.
COM
65342T106
7170
528791
SH
DFND
1
0
528791
0
Northeast Bancorp
COM
663904209
2701
231637
SH
DFND
1
0
231637
0
Oaktree Specialty Lending Corp.
COM
67401P108
226
69800
SH
DFND
1
0
69800
0
PDL Community Bancorp
COM
69290X101
871
84804
SH
DFND
1
0
84804
0
Peapack-Gladstone Financial Corp.
COM
704699107
2614
145650
SH
DFND
1
0
145650
0
Permian Basin Rlty Trust
UNIT BEN INT
714236106
39
13841
SH
SOLE
0
13841
0
0
Plains All American Pipeline
UNIT LTD PARTN
726503105
2152
407500
SH
DFND
1
0
407500
0
Plains All American Pipeline
UNIT LTD PARTN
726503105
59
11081
SH
SOLE
0
11081
0
0
Plains GP Holdings LP
LTD PARTNR INT A
72651A207
932
166130
SH
DFND
1
0
166130
0
Plains GP Holdings LP
LTD PARTNR INT A
72651A207
530
94388
SH
SOLE
0
94388
0
0
Popular, Inc.
COM UNIT RP IN
733174700
10965
313296
SH
DFND
1
0
313296
0
Positive Phyisicians Holdings Inc
COM
73740G106
5
450
SH
DFND
1
0
450
0
Positive Phyisicians Holdings Inc
COM
73740G106
5
450
SH
SOLE
0
450
0
0
Provident Bancorp Inc
COM NEW
74383L105
496
57500
SH
DFND
1
0
57500
0
Prudential Bancorp Inc.
COM
74431A101
1874
126596
SH
DFND
1
0
126596
0
QualComm Inc.
COM
747525103
50
732
SH
SOLE
0
732
0
0
Red Lion Hotels
COM
756764106
1825
1250000
SH
DFND
1
0
1250000
0
Ruth's Hospitality Group, Inc.
COM
783332109
242
36258
SH
DFND
1
0
36258
0
S&W Seed Company
COM
785135104
32754
15977491
SH
DFND
1
0
15977491
0
William H. Sadlier, Inc.
COM
786327106
845
21217
SH
DFND
1
0
21217
0
San Juan Basin Realty Trust Unit
UNIT BEN INT
798241105
211
100240
SH
SOLE
0
100240
0
0
SIGA Technologies
COM
826917106
5764
1205900
SH
DFND
1
0
1205900
0
Skyworks Solutions Inc.
COM
83088M102
173
1936
SH
SOLE
0
1936
0
0
Spirit AeroSystems Holdings
COM CL A
848574109
2393
100000
SH
DFND
1
0
100000
0
Steel Holdings LP Ltd Prshp Unit
LTD PRTRSHIP U
85814R107
31
5773
SH
SOLE
0
5773
0
0
Tallgrass Energy, LP
CLASS A SHS
874696107
82
5000
SH
DFND
1
0
5000
0
Taubman Centers, Inc.
COM
876664103
9004
215000
SH
DFND
1
0
215000
0
Tejon Ranch Co.
COM
879080109
6401
455231
SH
DFND
1
0
455231
0
Tidewater Warrant Exp 11/24/24
*W EXP 11/24/202
88642R174
1
7444
SH
DFND
1
0
7444
0
Tiffany & Co.
COM
886547108
3238
25000
SH
DFND
1
0
25000
0
Trinity Place Holdings Inc.
COM
89656D101
12210
6708538
SH
DFND
1
0
6708538
0
US Foods Holding Co
COM
912008109
390
22026
SH
SOLE
0
22026
0
0
Univar Solutions Inc.
COM
91336L107
1707
159200
SH
DFND
1
0
159200
0
Vericity, Inc.
COM
92347D100
688
86338
SH
DFND
1
0
86338
0
Vornado Realty Trust
SH BEN INT
929042109
7148
197393
SH
DFND
1
0
197393
0
WABCO Holdings Inc.
COM
92927K102
16544
122500
SH
DFND
1
0
122500
0
Waterstone Financial Inc.
COM
94188P101
12395
852506
SH
DFND
1
0
852506
0
Westlake Chemical Corp.
COM
960413102
3054
80000
SH
DFND
1
0
80000
0
Wright Investors Service Holdings
COM
982345100
355
825691
SH
DFND
1
0
825691
0
York Traditions Bank
COM
987159100
2052
144100
SH
DFND
1
0
144100
0
Allergan PLC
SHS
G0177J108
1328
7500
SH
DFND
1
0
7500
0
Nielsen Holdings PLC
SHS EUR
G6518L108
903
72000
SH
DFND
1
0
72000
0
Sirius International Insurance Group
COM
G8196D101
1527
179595
SH
DFND
1
0
179595
0
TechnipFMC plc
COM
G87110105
3690
547500
SH
DFND
1
0
547500
0
Chubb Limited
COM
h1467j104
2513
22500
SH
DFND
1
0
22500
0