0000918537-19-000006.txt : 20191114 0000918537-19-000006.hdr.sgml : 20191114 20191114090602 ACCESSION NUMBER: 0000918537-19-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191114 DATE AS OF CHANGE: 20191114 EFFECTIVENESS DATE: 20191114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRICE MICHAEL F CENTRAL INDEX KEY: 0000918537 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13081 FILM NUMBER: 191216752 MAIL ADDRESS: STREET 1: C/O MFP INVESTORS LLC STREET 2: 909 THIRD AVE, 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000918537 XXXXXXXX 09-30-2019 09-30-2019 PRICE MICHAEL F

C/O MFP INVESTORS LLC 909 THIRD AVE, 33RD FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-13081 N Timothy E Ladin (212) 752-7280 Timothy E Ladin New York NY 11-14-2019 1 143 723411 false 1 0001105685 028-05359 MFP INVESTORS LLC INFORMATION TABLE 2 Price13F3Q19xmldata.xml PRICE13F3Q19DATA AT&T Inc. COM 00206R102 19866 525000 SH DFND 1 0 525000 0 AT&T Inc. COM 00206R102 1802 47623 SH SOLE 0 47623 0 0 Advanced Emissions Solutions Inc. COM 00770C101 11872 800000 SH DFND 1 0 800000 0 Alcentra Capital Corp COM 01374T102 1459 164090 SH DFND 1 0 164090 0 Alliance Data Systems Corp COM 018581108 7662 59800 SH DFND 1 0 59800 0 Alphabet Inc. CAP STK CL A 02079K305 3663 3000 SH SOLE 0 3000 0 0 Altaba Inc. COM 021346101 925 47500 SH DFND 1 0 47500 0 Altaba Inc. COM 021346101 198 10141 SH SOLE 0 10141 0 0 Altria Group Inc. COM 02209S103 4295 105000 SH DFND 1 0 105000 0 Amazon.Com Inc. COM 023135106 1736 1000 SH SOLE 0 1000 0 0 Amerant Bancorp Inc. CL A 023576101 6081 290000 SH DFND 1 0 290000 0 Anterix Inc COM 03676C100 1627 44931 SH DFND 1 0 44931 0 Atlantic Capital Bancshares COM 048269203 16475 950093 SH DFND 1 0 950093 0 BKF Capital Group, Inc. COM 05548G201 367 29380 SH DFND 1 0 29380 0 BRT Realty Trust COM 055645303 948 65000 SH DFND 1 0 65000 0 Baker Hughes Company COM 05722G100 232 10000 SH SOLE 0 10000 0 0 The Bancorp Bank COM 05969A105 4034 407500 SH DFND 1 0 407500 0 Banc of California, Inc. COM 05990K106 18912 1337500 SH DFND 1 0 1337500 0 Bank of America Corporation COM 060505104 204 7000 SH SOLE 0 7000 0 0 Blackberry Limited COM 09228F103 6405 1220000 SH DFND 1 0 1220000 0 Blackberry Limited COM 09228F103 331 63000 SH SOLE 0 63000 0 0 Boeing Co. COM 097023105 551 1447 SH SOLE 0 1447 0 0 CBM Bancorp, Inc. COM 1248XT104 350 25000 SH DFND 1 0 25000 0 CIBL, Inc. COM 12543Y104 398 215 SH DFND 1 0 215 0 CIT Group Inc. COM NEW 125581801 27639 610000 SH DFND 1 0 610000 0 CIT Group Inc. COM NEW 125581801 453 10000 SH SOLE 0 10000 0 0 Campbell Soup Company COM 134429109 13607 290000 SH DFND 1 0 290000 0 Carbon Natural Gas Co. COM 14115T208 844 211112 SH DFND 1 0 211112 0 Carter Bank & Trust COM 146102108 15758 834175 SH DFND 1 0 834175 0 Celgene Corp. COM 151020104 13902 140000 SH DFND 1 0 140000 0 Columbia Financial Inc. COM 197641103 7895 500000 SH DFND 1 0 500000 0 Continental Resources Inc. COM 212015101 3079 100000 SH DFND 1 0 100000 0 Continental Resources Inc. COM 212015101 5234 170000 SH SOLE 0 170000 0 0 Crimson Wine Group Ltd. COM 22662X100 8305 1100000 SH DFND 1 0 1100000 0 Devon Energy Corp. New COM 25179M103 818 34000 SH SOLE 0 34000 0 0 The Walt Disney Company COM DISNEY 254687106 269 2065 SH SOLE 0 2065 0 0 Dolby Laboratories Inc. COM CL A 25659T107 44875 694231 SH DFND 1 0 694231 0 Dolby Laboratories Inc. COM CL A 25659T107 210 3255 SH SOLE 0 3255 0 0 Dow Inc. COM 260557103 963 20212 SH SOLE 0 20212 0 0 Du Pont E I De Nemours & Co COM 26614N102 6275 88000 SH DFND 1 0 88000 0 Du Pont E I De Nemours & Co COM 26614N102 1441 20212 SH SOLE 0 20212 0 0 Energy Transfer LP COM UT LTD PTN 29273V100 460 35168 SH SOLE 0 35168 0 0 Extraction Oil & Gas, Inc. COM 30227M105 974 331200 SH DFND 1 0 331200 0 Exxon Mobil Corp. COM 30231G102 777 11000 SH SOLE 0 11000 0 0 FLIR Systems Inc. COM 302445101 201 3822 SH SOLE 0 3822 0 0 FMC Corp. COM NEW 302491303 17536 200000 SH DFND 1 0 200000 0 FSB Bancorp COM 30289C102 3205 187130 SH DFND 1 0 187130 0 Facebook Inc. CL A 30303M102 961 5395 SH SOLE 0 5395 0 0 Farmers & Merchants Bank COM 308243104 1614 203 SH SOLE 0 203 0 0 Federal Life Group, Inc. COM 313533101 1 100 SH DFND 1 0 100 0 Federal Life Group, Inc. COM 313533101 1 100 SH SOLE 0 100 0 0 First Bank COM 31931U102 2167 200100 SH DFND 1 0 200100 0 First of Long Island Corp COM 320734106 1934 85000 SH DFND 1 0 85000 0 First Midwest Bancorp. COM 320867104 5584 286677 SH DFND 1 0 286677 0 Fox Corporation Class A CL A COM 35137L105 263 8333 SH DFND 1 0 8333 0 Fox Corporation Class B CL B COM 35137L204 1156 36666 SH DFND 1 0 36666 0 Franklin Resources Inc. COM 354613101 7469 258800 SH DFND 1 0 258800 0 Franklin Resources Inc. COM 354613101 1083 37530 SH SOLE 0 37530 0 0 GAMCO Investors, Inc. COM 361438104 1056 54000 SH DFND 1 0 54000 0 Groupon, Inc. COM 399473107 6118 2300000 SH DFND 1 0 2300000 0 Groupon, Inc. COM 399473107 532 200000 SH SOLE 0 200000 0 0 Gulf Coast Ultra Deep Rty Trust Unit UNIT BEN INT 40222T104 154 5000000 SH DFND 1 0 5000000 0 Gulf Coast Ultra Deep Rty Trust Unit UNIT BEN INT 40222T104 22 721942 SH SOLE 0 721942 0 0 Gyrodyne, LLC COM 403829104 1581 80850 SH DFND 1 0 80850 0 Gyrodyne, LLC COM 403829104 91 4658 SH SOLE 0 4658 0 0 Halliburton Co. COM 406216101 283 15000 SH SOLE 0 15000 0 0 HarborOne Bancorp Inc. NEW COM NEW 41165Y100 281 27882 SH DFND 1 0 27882 0 Helmerich & Payne Inc. COM 423452101 4008 100000 SH DFND 1 0 100000 0 Hess Corporation COM 42809H107 2013 33282 SH SOLE 0 33282 0 0 Highland Bankshares Inc. COM 430893107 2282 270000 SH DFND 1 0 270000 0 Hugoton Realty Trust TEX Unit Ben Int UNIT BEN INT 444717102 55 190440 SH SOLE 0 190440 0 0 Huntsman Corp. COM 447011107 51 2198 SH SOLE 0 2198 0 0 ICC Holdings, Inc. COM 44931Q104 682 49630 SH DFND 1 0 49630 0 Innoviva, Inc. COM 45781M101 553 52500 SH DFND 1 0 52500 0 Intel Corp. COM 458140100 41657 808400 SH DFND 1 0 808400 0 Intel Corp. COM 458140100 63439 1231100 SH SOLE 0 1231100 0 0 Investors Bancorp, Inc. COM 46146L101 14683 1292500 SH DFND 1 0 1292500 0 Jefferies Financial Group COM 47233W109 8920 484500 SH DFND 1 0 484500 0 Kaiser Aluminum Corp. COM PAR $0.01 483007704 1979 20000 SH DFND 1 0 20000 0 Kearny Financial Corp. COM 48716P108 6128 469953 SH DFND 1 0 469953 0 LICT Corp. COM 50187G104 5390 275 SH DFND 1 0 275 0 Las Vegas Sands Corp. COM 517834107 242 4195 SH SOLE 0 4195 0 0 Livent Corp. COM 53814L108 3518 525000 SH DFND 1 0 525000 0 Livent Corp. COM 53814L108 282 42088 SH SOLE 0 42088 0 0 Luther Bank Corp COM 550550107 3456 305000 SH DFND 1 0 305000 0 MB Bancorp Inc. COM 55280E104 2690 171459 SH DFND 1 0 171459 0 MSB Financial COM 55352L101 2816 174897 SH DFND 1 0 174897 0 Madison Square Garden Co New CL A 55825T103 161 612 SH SOLE 0 612 0 0 Masco Corp. COM 574599106 202 4840 SH SOLE 0 4840 0 0 Meredith Corp. COM 589433101 7882 215000 SH DFND 1 0 215000 0 Meridian Corp. COM 58958P104 5328 300190 SH DFND 1 0 300190 0 Meridian Bancorp, Inc. COM 58958U103 1875 100000 SH DFND 1 0 100000 0 Mid-Southern Bancorp COM 59548Q107 2263 169485 SH DFND 1 0 169485 0 Bunge Limited COM 616962105 5662 100000 SH DFND 1 0 100000 0 Bunge Limited COM 616962105 2265 40000 SH SOLE 0 40000 0 0 News Corp COM 65249B109 6473 465000 SH DFND 1 0 465000 0 NI Holdings Inc. COM 65342T106 8016 467662 SH DFND 1 0 467662 0 Northeast Bancorp COM 663904209 5135 231637 SH DFND 1 0 231637 0 Oaktree Specialty Lending Corp. COM 67401P108 778 150100 SH DFND 1 0 150100 0 Occidental Petroleum COM 674599105 3558 80000 SH DFND 1 0 80000 0 PDL Community Bancorp COM 69290X101 1006 71565 SH DFND 1 0 71565 0 PG&E Corporation COM 69331C108 541 54068 SH SOLE 0 54068 0 0 Peapack-Gladstone Financial Corp. COM 704699107 2825 100800 SH DFND 1 0 100800 0 Permian Basin Rlty Trust UNIT BEN INT 714236106 72 13841 SH SOLE 0 13841 0 0 Plains All American Pipeline UNIT LTD PARTN 726503105 8456 407500 SH DFND 1 0 407500 0 Plains All American Pipeline UNIT LTD PARTN 726503105 230 11081 SH SOLE 0 11081 0 0 Plains GP Holdings LP LTD PARTNR INT A 72651A207 3527 166130 SH DFND 1 0 166130 0 Plains GP Holdings LP LTD PARTNR INT A 72651A207 2004 94388 SH SOLE 0 94388 0 0 Popular, Inc. COM UNIT RP IN 733174700 13114 242500 SH DFND 1 0 242500 0 Positive Phyisicians Holdings Inc COM 73740G106 5 450 SH DFND 1 0 450 0 Positive Phyisicians Holdings Inc COM 73740G106 5 450 SH SOLE 0 450 0 0 Prudential Bancorp Inc. COM 74431A101 2210 129896 SH DFND 1 0 129896 0 QualComm Inc. COM 747525103 56 732 SH SOLE 0 732 0 0 Red Lion Hotels COM 756764106 3953 610100 SH DFND 1 0 610100 0 Regions Financial Corp. COM 7591EP100 5013 316878 SH DFND 1 0 316878 0 S&W Seed Company COM 785135104 37949 15945017 SH DFND 1 0 15945017 0 William H. Sadlier, Inc. COM 786327106 1008 21217 SH DFND 1 0 21217 0 San Juan Basin Realty Trust Unit UNIT BEN INT 798241105 303 100240 SH SOLE 0 100240 0 0 Sanofi-Aventis SA, CVR SPONSORED ADR 80105N113 1814 3235625 SH DFND 1 0 3235625 0 Sanofi-Aventis SA, CVR SPONSORED ADR 80105N113 195 348043 SH SOLE 0 348043 0 0 SIGA Technologies COM 826917106 660 128974 SH DFND 1 0 128974 0 Skyworks Solutions Inc. COM 83088M102 153 1936 SH SOLE 0 1936 0 0 South Plains Financial, Inc. COM 83946P107 658 40356 SH DFND 1 0 40356 0 Spectrum Brands Holdings Inc. COM 84790A105 641 12141 SH DFND 1 0 12141 0 Steel Holdings LP Ltd Prshp Unit LTD PRTRSHIP U 85814R107 74 5773 SH SOLE 0 5773 0 0 Tallgrass Energy, LP CLASS A SHS 874696107 101 5000 SH DFND 1 0 5000 0 Tejon Ranch Co. COM 879080109 7721 455000 SH DFND 1 0 455000 0 Teva Pharmaceutical Industries Ltd. SPONSORED ADR 881624209 715 103910 SH SOLE 0 103910 0 0 Tidewater Warrant Exp 11/24/24 *W EXP 11/24/202 88642R174 6 7444 SH DFND 1 0 7444 0 Trinity Place Holdings Inc. COM 89656D101 26834 6708538 SH DFND 1 0 6708538 0 US Foods Holding Co COM 912008109 905 22026 SH SOLE 0 22026 0 0 Univar Solutions Inc COM 91336L107 2325 112000 SH DFND 1 0 112000 0 Vericity, Inc. COM 92347D100 1267 90507 SH DFND 1 0 90507 0 Vornado Realty Trust SH BEN INT 929042109 7444 117000 SH DFND 1 0 117000 0 Vornado Realty Trust SH BEN INT 929042109 244 3838 SH SOLE 0 3838 0 0 WABCO Holdings Inc. COM 92927K102 16384 122500 SH DFND 1 0 122500 0 Waterstone Financial Inc. COM 94188P101 16665 970000 SH DFND 1 0 970000 0 Westlake Chemical Corp. COM 960413102 6015 91800 SH DFND 1 0 91800 0 Wright Investors Service Holdings COM 982345100 363 825691 SH DFND 1 0 825691 0 York Traditions Bank COM 987159100 2515 144100 SH DFND 1 0 144100 0 TechnipFMC plc COM G87110105 7778 322200 SH DFND 1 0 322200 0 Chubb Limited COM h1467j104 4440 27500 SH DFND 1 0 27500 0 Constellium N.V. COM N22035104 3311 260509 SH DFND 1 0 260509 0