General Counsel

0000918537-19-000003.txt : 20190514 0000918537-19-000003.hdr.sgml : 20190514 20190514095138 ACCESSION NUMBER: 0000918537-19-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190514 DATE AS OF CHANGE: 20190514 EFFECTIVENESS DATE: 20190514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRICE MICHAEL F CENTRAL INDEX KEY: 0000918537 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13081 FILM NUMBER: 19820797 MAIL ADDRESS: STREET 1: C/O MFP INVESTORS LLC STREET 2: 909 THIRD AVE, 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000918537 XXXXXXXX 03-31-2019 03-31-2019 PRICE MICHAEL F

C/O MFP INVESTORS LLC 909 THIRD AVE, 33RD FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-13081 N Timothy E Ladin General Counsel (212) 752-7280 Timothy E Ladin New York NY 05-14-2019 1 128 806817 false 1 0001105685 028-05359 MFP INVESTORS LLC INFORMATION TABLE 2 Price13F1Q19xmldata.xml PRICE13F1Q19DATA AT&T Inc. COM 00206R102 26421 842500 SH DFND 1 0 842500 0 AT&T Inc. COM 00206R102 1493 47623 SH SOLE 0 47623 0 0 Advanced Emissions Solutions Inc. COM 00770C101 9248 800000 SH DFND 1 0 800000 0 Alcentra Capital Corp COM 01374T102 1588 211717 SH DFND 1 0 211717 0 Alliance Data Systems Corp COM 018581108 12791 73100 SH DFND 1 0 73100 0 Alphabet Inc. CAP STK CL A 02079K305 3531 3000 SH SOLE 0 3000 0 0 American Midstream Partners LP COM UNITS 02752P100 4489 868230 SH DFND 1 0 868230 0 American Midstream Partners LP COM UNITS 02752P100 30 5775 SH SOLE 0 5775 0 0 American River Bankshares COM 029326105 138 10602 SH DFND 1 0 10602 0 Anadarko Petroleum Corp. COM 032511107 2820 62000 SH DFND 1 0 62000 0 Atlantic Capital Bancshares COM 048269203 16940 950093 SH DFND 1 0 950093 0 BKF Capital Group, Inc. COM 05548G201 294 29380 SH DFND 1 0 29380 0 BRT Realty Trust COM 055645303 2337 168369 SH DFND 1 0 168369 0 BMC Stock Holdings Inc. COM 05591B109 22319 1263105 SH DFND 1 0 1263105 0 Babcock & Wilcox Enterprises COM 05614L100 244 582591 SH DFND 1 0 582591 0 Baker Hughes a GE Company CL A 05722G100 277 10000 SH SOLE 0 10000 0 0 The Bancorp Bank COM 05969A105 3293 407500 SH DFND 1 0 407500 0 Banc of California, Inc. COM 05990K106 18414 1330000 SH DFND 1 0 1330000 0 Bank of America Corporation COM 060505104 193 7000 SH SOLE 0 7000 0 0 Blackberry Limited COM 09228F103 6538 648000 SH DFND 1 0 648000 0 Blackberry Limited COM 09228F103 636 63000 SH SOLE 0 63000 0 0 CBM Bancorp, Inc. COM 1248XT104 324 25000 SH DFND 1 0 25000 0 CIBL, Inc. COM 12543Y104 376 215 SH DFND 1 0 215 0 CIT Group Inc. COM NEW 125581801 28662 597500 SH DFND 1 0 597500 0 CIT Group Inc. COM NEW 125581801 480 10000 SH SOLE 0 10000 0 0 Campbell Soup Company COM 134429109 11058 290000 SH DFND 1 0 290000 0 Carbon Natural Gas Co. COM 14115T208 2111 211112 SH DFND 1 0 211112 0 Carter Bank & Trust COM 146102108 17105 891327 SH DFND 1 0 891327 0 Celgene Corp. COM 151020104 10377 110000 SH DFND 1 0 110000 0 Columbia Financial Inc. COM 197641103 7835 500000 SH DFND 1 0 500000 0 Continental Resources Inc. COM 212015101 4477 100000 SH DFND 1 0 100000 0 Continental Resources Inc. COM 212015101 7611 170000 SH SOLE 0 170000 0 0 Crimson Wine Group Ltd. COM 22662X100 8938 1086082 SH DFND 1 0 1086082 0 Devon Energy Corp. New COM 25179M103 1073 34000 SH SOLE 0 34000 0 0 Dolby Laboratories Inc. COM CL A 25659T107 34186 542900 SH DFND 1 0 542900 0 Dolby Laboratories Inc. COM CL A 25659T107 205 3255 SH SOLE 0 3255 0 0 DowDuPont Inc. COM 26078J100 15726 295000 SH DFND 1 0 295000 0 DowDuPont Inc. COM 26078J100 3233 60640 SH SOLE 0 60640 0 0 elf Beauty Inc. COM 26856L103 345 32500 SH DFND 1 0 32500 0 Extraction Oil & Gas, Inc. COM 30227M105 1401 331200 SH DFND 1 0 331200 0 Exxon Mobil Corp. COM 30231G102 889 11000 SH SOLE 0 11000 0 0 FMC Corp. COM NEW 302491303 19397 252500 SH DFND 1 0 252500 0 FMC Corp. COM NEW 302491303 3073 40000 SH SOLE 0 40000 0 0 FSB Bancorp COM 30289C102 3105 181713 SH DFND 1 0 181713 0 Farmers & Merchants Bank COM 308243104 1665 203 SH SOLE 0 203 0 0 Federal Life Group, Inc. COM 313533101 1 100 SH DFND 1 0 100 0 Federal Life Group, Inc. COM 313533101 1 100 SH SOLE 0 100 0 0 First Bank COM 31931U102 2307 200100 SH DFND 1 0 200100 0 First of Long Island Corp COM 320734106 1864 85000 SH DFND 1 0 85000 0 Fox Corp A CL A COM 35137L105 306 8333 SH DFND 1 0 8333 0 Fox Corp B CL B COM 35137L204 1316 36666 SH DFND 1 0 36666 0 Franklin Resources Inc. COM 354613101 7413 223700 SH DFND 1 0 223700 0 Franklin Resources Inc. COM 354613101 912 27530 SH SOLE 0 27530 0 0 GAMCO Investors, Inc. COM 361438104 1107 54000 SH DFND 1 0 54000 0 General Electric Company COM 369604103 1998 200000 SH DFND 1 0 200000 0 Groupon, Inc. COM 399473107 8165 2300000 SH DFND 1 0 2300000 0 Groupon, Inc. COM 399473107 710 200000 SH SOLE 0 200000 0 0 Gulf Coast Ultra Deep Rty Trust Unit UNIT BEN INT 40222T104 140 5000000 SH DFND 1 0 5000000 0 Gulf Coast Ultra Deep Rty Trust Unit UNIT BEN INT 40222T104 20 721942 SH SOLE 0 721942 0 0 Gyrodyne, LLC COM 403829104 1455 80850 SH DFND 1 0 80850 0 Gyrodyne, LLC COM 403829104 84 4658 SH SOLE 0 4658 0 0 Halliburton Co. COM 406216101 440 15000 SH SOLE 0 15000 0 0 Helmerich & Payne Inc. COM 423452101 5556 100000 SH DFND 1 0 100000 0 Hess Corporation COM 42809H107 4113 68282 SH SOLE 0 68282 0 0 Highland Bankshares Inc. COM 430893107 2617 396458 SH DFND 1 0 396458 0 Hugoton Realty Trust TEX Unit Ben Int UNIT BEN INT 444717102 93 190440 SH SOLE 0 190440 0 0 ICC Holdings, Inc. COM 44931Q104 671 49630 SH DFND 1 0 49630 0 Innoviva, Inc. COM 45781M101 737 52500 SH DFND 1 0 52500 0 Intel Corp. COM 458140100 42960 800000 SH DFND 1 0 800000 0 Intel Corp. COM 458140100 66051 1230000 SH SOLE 0 1230000 0 0 Investors Bancorp, Inc. COM 46146L101 15227 1285000 SH DFND 1 0 1285000 0 Jack in the Box Inc. COM 466367109 2699 33302 SH DFND 1 0 33302 0 Jefferies Financial Group COM 47233W109 8456 450000 SH DFND 1 0 450000 0 Kaiser Aluminum Corp. COM PAR $0.01 483007704 5237 50000 SH DFND 1 0 50000 0 Kearny Financial Corp. COM 48716P108 12420 965000 SH DFND 1 0 965000 0 LICT Corp. COM 50187G104 4290 275 SH DFND 1 0 275 0 Livent Corp. COM 53814L108 5526 450000 SH DFND 1 0 450000 0 Livent Corp. COM 53814L108 517 42088 SH SOLE 0 42088 0 0 Luther Bank Corp COM 550550107 3081 305000 SH DFND 1 0 305000 0 MB Bancorp Inc. COM 55280E104 2829 171459 SH DFND 1 0 171459 0 MSB Financial COM 55352L101 3139 174897 SH DFND 1 0 174897 0 The Medicines Company COM 584688105 5311 190000 SH DFND 1 0 190000 0 Mercantil Bank Holding Corp. CL A NEW 58734F305 5572 400000 SH DFND 1 0 400000 0 Meredith Corp. COM 589433101 19794 358200 SH DFND 1 0 358200 0 Meridian Corp. COM 58958P104 5415 300190 SH DFND 1 0 300190 0 Meridian Bancorp, Inc. COM 58958U103 1569 100000 SH DFND 1 0 100000 0 Mid-Southern Bancorp COM 59548Q107 1946 156578 SH DFND 1 0 156578 0 Bunge Limited COM 616962105 18840 355000 SH DFND 1 0 355000 0 Bunge Limited COM 616962105 2123 40000 SH SOLE 0 40000 0 0 News Corp COM 65249B109 5785 465000 SH DFND 1 0 465000 0 NI Holdings Inc. COM 65342T106 7159 447447 SH DFND 1 0 447447 0 Northeast Bancorp COM 663904209 4790 231637 SH DFND 1 0 231637 0 Oaktree Specialty Lending Corp. COM 67401P108 778 150100 SH DFND 1 0 150100 0 pdvWireless COM 69290R104 1562 44431 SH DFND 1 0 44431 0 PDL Community Bancorp COM 69290X101 998 71565 SH DFND 1 0 71565 0 Papa Murphy's Holdings COM 698814100 13264 2531369 SH DFND 1 0 2531369 0 Peapack-Gladstone Financial Corp. COM 704699107 2643 100800 SH DFND 1 0 100800 0 Permian Basin Rlty Trust UNIT BEN INT 714236106 104 13841 SH SOLE 0 13841 0 0 Plains All American Pipeline UNIT LTD PARTN 726503105 9988 407500 SH DFND 1 0 407500 0 Plains All American Pipeline UNIT LTD PARTN 726503105 272 11081 SH SOLE 0 11081 0 0 Plains GP Holdings LP LTD PARTNR INT A 72651A207 4140 166130 SH DFND 1 0 166130 0 Plains GP Holdings LP LTD PARTNR INT A 72651A207 2352 94388 SH SOLE 0 94388 0 0 Popular, Inc. COM NEW 733174700 13851 265700 SH DFND 1 0 265700 0 Prudential Bancorp Inc. COM 74431A101 2254 129896 SH DFND 1 0 129896 0 Red Hat, Inc. COM 756577102 2923 16000 SH DFND 1 0 16000 0 Regions Financial Corp. COM 7591EP100 4484 316878 SH DFND 1 0 316878 0 SI Financial Group COM 78425V104 1508 116824 SH DFND 1 0 116824 0 S&W Seed Company COM 785135104 42733 15945017 SH DFND 1 0 15945017 0 William H. Sadlier, Inc. COM 786327106 1125 21217 SH DFND 1 0 21217 0 San Juan Basin Realty Trust Unit UNIT BEN INT 798241105 538 100240 SH SOLE 0 100240 0 0 Sanofi-Aventis SA, CVR SPONSORED ADR 80105N113 1456 3235625 SH DFND 1 0 3235625 0 Sanofi-Aventis SA, CVR SPONSORED ADR 80105N113 157 348043 SH SOLE 0 348043 0 0 Steel Holdings LP Ltd Prshp Unit LTD PRTRSHIP U 85814R107 80 5773 SH SOLE 0 5773 0 0 Tejon Ranch Co. COM 879080109 8008 455000 SH DFND 1 0 455000 0 Teva Pharmaceutical Industries Ltd. SPONSORED ADS 881624209 1644 104875 SH SOLE 0 104875 0 0 Tidewater Warrant Exp 11/24/24 *W EXP 11/24/202 88642R174 13 7444 SH DFND 1 0 7444 0 Trinity Place Holdings Inc. COM 89656D101 18326 4581392 SH DFND 1 0 4581392 0 Vornado Realty Trust SH BEN INT 929042109 7284 108000 SH DFND 1 0 108000 0 WABCO Holdings Inc. COM 92927K102 10429 79110 SH DFND 1 0 79110 0 Wabtec Corp COM 929740108 67 913 SH DFND 1 0 913 0 Waterstone Financial Inc. COM 94188P101 16448 999246 SH DFND 1 0 999246 0 Westlake Chemical Corp. COM 960413102 6230 91800 SH DFND 1 0 91800 0 Williams-Sonoma, Inc. COM 969904101 3095 55000 SH DFND 1 0 55000 0 Wright Investors Service Holdings COM 982345100 372 825691 SH DFND 1 0 825691 0 York Traditions Bank COM 987159100 2469 131000 SH DFND 1 0 131000 0 TechnipFMC plc COM G87110105 7578 322200 SH DFND 1 0 322200 0 Chubb Limited COM h1467j104 4722 33706 SH DFND 1 0 33706 0 Constellium N.V. COM N22035104 2474 310000 SH DFND 1 0 310000 0