General Counsel

0000918537-19-000001.txt : 20190214 0000918537-19-000001.hdr.sgml : 20190214 20190214093316 ACCESSION NUMBER: 0000918537-19-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190214 DATE AS OF CHANGE: 20190214 EFFECTIVENESS DATE: 20190214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRICE MICHAEL F CENTRAL INDEX KEY: 0000918537 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13081 FILM NUMBER: 19601614 MAIL ADDRESS: STREET 1: C/O MFP INVESTORS LLC STREET 2: 909 THIRD AVE, 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000918537 XXXXXXXX 12-31-2018 12-31-2018 PRICE MICHAEL F

C/O MFP INVESTORS LLC 909 THIRD AVE, 33RD FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-13081 N Timothy E Ladin General Counsel (212) 752-7280 Timothy E Ladin NEw York NY 02-14-2019 1 128 734155 false 1 0001105685 028-05359 MFP INVESTORS LLC INFORMATION TABLE 2 Price13F4Q18xmldata.xml PRICE13FQ418DATA AT&T Inc. COM 00206R102 24045 842500 SH DFND 1 0 842500 0 AT&T Inc. COM 00206R102 1359 47623 SH SOLE 0 47623 0 0 Advanced Emissions Solutions Inc. COM 00770C101 8440 800000 SH DFND 1 0 800000 0 Alcentra Capital Corp COM 01374T102 1370 211717 SH DFND 1 0 211717 0 Alliance Data Systems Corp COM 018581108 10971 73100 SH DFND 1 0 73100 0 Alphabet Inc. CAP STK CL A 02079K305 3135 3000 SH SOLE 0 3000 0 0 American Midstream Partners LP COM UNIT RP IN 02752P100 2332 769724 SH DFND 1 0 769724 0 American Midstream Partners LP COM UNIT RP IN 02752P100 17 5775 SH SOLE 0 5775 0 0 American River Bankshares COM 029326105 329 23602 SH DFND 1 0 23602 0 Anadarko Petroleum Corp. COM 032511107 2718 62000 SH DFND 1 0 62000 0 Atlantic Capital Bancshares COM 048269203 15553 950093 SH DFND 1 0 950093 0 BKF Capital Group, Inc. COM 05548G201 335 29380 SH DFND 1 0 29380 0 BRT Realty Trust COM 055645303 1926 168369 SH DFND 1 0 168369 0 BMC Stock Holdings Inc. COM 05591B109 19553 1263105 SH DFND 1 0 1263105 0 Babcock & Wilcox Enterprises COM 05614L100 227 582591 SH DFND 1 0 582591 0 Baker Hughes a GE Company COM 05722G100 215 10000 SH SOLE 0 10000 0 0 The Bancorp Bank COM 05969A105 3244 407500 SH DFND 1 0 407500 0 Banc of California, Inc. COM 05990K106 17203 1292500 SH DFND 1 0 1292500 0 Bank of America Corporation COM 060505104 246 10000 SH SOLE 0 10000 0 0 Barnes & Noble Edu. Inc COM 06777U101 1593 397300 SH DFND 1 0 397300 0 Blackberry Limited COM 09228F103 4142 582500 SH DFND 1 0 582500 0 Blackberry Limited COM 09228F103 356 50000 SH SOLE 0 50000 0 0 CBM Bancorp, Inc. COM 1248XT104 313 25000 SH DFND 1 0 25000 0 CIBL, Inc. COM 12543Y104 363 215 SH DFND 1 0 215 0 CIT Group Inc. COM NEW 125581801 22866 597500 SH DFND 1 0 597500 0 CIT Group Inc. COM NEW 125581801 383 10000 SH SOLE 0 10000 0 0 Campbell Soup Company COM 134429109 9567 290000 SH DFND 1 0 290000 0 Carbon Natural Gas Co. COM 14115T208 1953 211112 SH DFND 1 0 211112 0 Carter Bank & Trust COM 146102108 13370 891327 SH DFND 1 0 891327 0 Columbia Financial Inc. COM 197641103 7645 500000 SH DFND 1 0 500000 0 Continental Resources Inc. COM 212015101 4019 100000 SH DFND 1 0 100000 0 Continental Resources Inc. COM 212015101 6832 170000 SH SOLE 0 170000 0 0 Crimson Wine Group Ltd. COM 22662X100 8136 1039804 SH DFND 1 0 1039804 0 Cumulus Media Inc. COM 231082801 270 25000 SH DFND 1 0 25000 0 Devon Energy Corp. New COM 25179M103 766 34000 SH SOLE 0 34000 0 0 Dolby Laboratories Inc. COM 25659T107 33573 542900 SH DFND 1 0 542900 0 Dolby Laboratories Inc. COM 25659T107 201 3255 SH SOLE 0 3255 0 0 DowDuPont Inc. COM 26078J100 15777 295000 SH DFND 1 0 295000 0 DowDuPont Inc. COM 26078J100 3243 60640 SH SOLE 0 60640 0 0 Extraction Oil & Gas, Inc. COM 30227M105 1421 331200 SH DFND 1 0 331200 0 Exxon Mobil Corp. COM 30231G102 886 13000 SH SOLE 0 13000 0 0 FMC Corp. COM 302491303 18488 250000 SH DFND 1 0 250000 0 FMC Corp. COM 302491303 3328 45000 SH SOLE 0 45000 0 0 FSB Bancorp COM 30289C102 3089 181713 SH DFND 1 0 181713 0 Farmers & Merchants Bank COM 308243104 1563 203 SH SOLE 0 203 0 0 Federal Life Group, Inc. COM 313533101 1 100 SH DFND 1 0 100 0 First Bank COM 31931U102 2425 200100 SH DFND 1 0 200100 0 First of Long Island Corp COM 320734106 1696 85000 SH DFND 1 0 85000 0 Franklin Resources Inc. COM 354613101 6190 208700 SH DFND 1 0 208700 0 Franklin Resources Inc. COM 354613101 817 27530 SH SOLE 0 27530 0 0 GAMCO Investors, Inc. COM 361438104 912 54000 SH DFND 1 0 54000 0 General Electric Co. COM 369604103 1287 170000 SH DFND 1 0 170000 0 Groupon, Inc. COM 399473107 7360 2300000 SH DFND 1 0 2300000 0 Groupon, Inc. COM 399473107 640 200000 SH SOLE 0 200000 0 0 Gulf Coast Ultra Deep Rty Trust Unit UNIT BEN INT 40222T104 143 5000000 SH DFND 1 0 5000000 0 Gulf Coast Ultra Deep Rty Trust Unit UNIT BEN INT 40222T104 21 721942 SH SOLE 0 721942 0 0 Gyrodyne, LLC COM 403829104 1398 80800 SH DFND 1 0 80800 0 Gyrodyne, LLC COM 403829104 81 4658 SH SOLE 0 4658 0 0 Halcon Resources Group COM PAR NEW 40537Q605 306 180000 SH DFND 1 0 180000 0 Halliburton Co. COM 406216101 399 15000 SH SOLE 0 15000 0 0 Helmerich & Payne Inc. COM 423452101 4794 100000 SH DFND 1 0 100000 0 Hess Corporation COM 42809H107 2765 68282 SH SOLE 0 68282 0 0 Highland Bankshares Inc. COM 430893107 2062 396458 SH DFND 1 0 396458 0 Hugoton Realty Trust TEX Unit Ben Int UNIT BEN INT 444717102 103 190440 SH SOLE 0 190440 0 0 ICC Holdings, Inc. COM 44931Q104 677 49630 SH DFND 1 0 49630 0 Innoviva, Inc. COM 45781M101 916 52500 SH DFND 1 0 52500 0 Intel Corp. COM 458140100 37544 800000 SH DFND 1 0 800000 0 Intel Corp. COM 458140100 58663 1250000 SH SOLE 0 1250000 0 0 Investors Bancorp, Inc. COM 46146L101 13364 1285000 SH DFND 1 0 1285000 0 JBG SMITH Properties COM 46590V100 310 8912 SH DFND 1 0 8912 0 Jack in the Box Inc. COM 466367109 2585 33302 SH DFND 1 0 33302 0 Jefferies Financial Group COM 47233W109 7812 450000 SH DFND 1 0 450000 0 Kaiser Aluminum Corp. COM PAR $0.01 483007704 5072 56800 SH DFND 1 0 56800 0 Kearny Financial Corp. COM 48716P108 17854 1392697 SH DFND 1 0 1392697 0 LICT Corp. COM 50187G104 3974 275 SH DFND 1 0 275 0 Luther Bank Corp COM 550550107 2751 305000 SH DFND 1 0 305000 0 MB Bancorp Inc. COM 55280E104 2418 171459 SH DFND 1 0 171459 0 MSB Financial COM 55352L101 3122 174897 SH DFND 1 0 174897 0 The Macerich Company COM 554382101 4328 100000 SH DFND 1 0 100000 0 The Medicines Company COM 584688105 3637 190000 SH DFND 1 0 190000 0 Mercantil Bank Holding Corp. CL A NEW 58734F305 5204 400000 SH DFND 1 0 400000 0 Meredith Corp. COM 589433101 18605 358200 SH DFND 1 0 358200 0 Meridian Corp. COM 58958P104 5154 300190 SH DFND 1 0 300190 0 Meridian Bancorp, Inc. COM 58958U103 1432 100000 SH DFND 1 0 100000 0 Mid-Southern Bancorp COM 59548Q107 1812 156578 SH DFND 1 0 156578 0 Bunge Limited COM 616962105 26987 505000 SH DFND 1 0 505000 0 Bunge Limited COM 616962105 2138 40000 SH SOLE 0 40000 0 0 News Corp COM 65249B109 5278 465000 SH DFND 1 0 465000 0 NI Holdings Inc. COM 65342T106 6975 443400 SH DFND 1 0 443400 0 Northeast Bancorp COM 663904209 3875 231637 SH DFND 1 0 231637 0 Oaktree Specialty Lending Corp. COM 67401P108 635 150100 SH DFND 1 0 150100 0 pdvWireless COM 69290R104 1661 44431 SH DFND 1 0 44431 0 PDL Community Bancorp COM 69290X101 631 49501 SH DFND 1 0 49501 0 PCSB Financial COM 69324R104 7 369 SH SOLE 0 369 0 0 Papa Murphy's Holdings COM 698814100 12024 2531369 SH DFND 1 0 2531369 0 Peapack-Gladstone Financial Corp. COM 704699107 2538 100800 SH DFND 1 0 100800 0 Permian Basin Rlty Trust UNIT BEN INT 714236106 82 13841 SH SOLE 0 13841 0 0 Plains All American Pipeline UNIT LTD PARTN 726503105 8166 407500 SH DFND 1 0 407500 0 Plains All American Pipeline UNIT LTD PARTN 726503105 222 11081 SH SOLE 0 11081 0 0 Plains GP Holdings LP LTD PARTNR INT A 72651A207 3339 166130 SH DFND 1 0 166130 0 Plains GP Holdings LP LTD PARTNR INT A 72651A207 1897 94388 SH SOLE 0 94388 0 0 Popular, Inc. COM UNIT RP IN 733174700 14166 300000 SH DFND 1 0 300000 0 Prudential Bancorp Inc. COM 74431A101 2286 129896 SH DFND 1 0 129896 0 Red Hat, Inc. COM 756577102 1054 6000 SH DFND 1 0 6000 0 Regions Financial Corp. COM 7591EP100 4240 316878 SH DFND 1 0 316878 0 SI Financial Group COM 78425V104 1750 137500 SH DFND 1 0 137500 0 S&W Seed Company COM 785135104 28860 15945017 SH DFND 1 0 15945017 0 William H. Sadlier, Inc. COM 786327106 1018 21217 SH DFND 1 0 21217 0 San Juan Basin Realty Trust Unit UNIT BEN INT 798241105 481 100240 SH SOLE 0 100240 0 0 Sanofi-Aventis SA, CVR SPONSORED ADR 80105N113 1553 3235625 SH DFND 1 0 3235625 0 Sanofi-Aventis SA, CVR SPONSORED ADR 80105N113 167 348043 SH SOLE 0 348043 0 0 Steel Holdings LP Ltd Prshp Unit LTD PRTRSHIP U 85814R107 77 5773 SH SOLE 0 5773 0 0 Tejon Ranch Co. COM 879080109 7544 455000 SH DFND 1 0 455000 0 Teva Pharmaceutical Industries Ltd. SPONSORED ADR 881624209 1617 104875 SH SOLE 0 104875 0 0 Tidewater Warrant Exp 11/24/24 *W EXP 11/24/202 88642R174 4 7444 SH DFND 1 0 7444 0 Trinity Place Holdings Inc. COM 89656D101 19883 4581392 SH DFND 1 0 4581392 0 Twenty First Century Fox A CL A 90130A101 1203 25000 SH DFND 1 0 25000 0 Twenty-First Century Fox Class B CL B 90130A200 5256 110000 SH DFND 1 0 110000 0 Vornado Realty Trust SH BEN INT 929042109 6699 108000 SH DFND 1 0 108000 0 Waterstone Financial Inc. COM 94188P101 20131 1201121 SH DFND 1 0 1201121 0 Westlake Chemical Corp. COM 960413102 6074 91800 SH DFND 1 0 91800 0 Williams-Sonoma, Inc. COM 969904101 2775 55000 SH DFND 1 0 55000 0 Wright Investors Service Holdings COM 982345100 314 825691 SH DFND 1 0 825691 0 XPO Logistics, Inc. COM 983793100 7273 127500 SH DFND 1 0 127500 0 York Traditions Bank COM 987159100 2450 131000 SH DFND 1 0 131000 0 TechnipFMC plc COM G87110105 6309 322200 SH DFND 1 0 322200 0 Chubb Limited COM h1467j104 4354 33706 SH DFND 1 0 33706 0 Constellium N.V. COM N22035104 2167 310000 SH DFND 1 0 310000 0