General Counsel

0000918537-18-000001.txt : 20180213 0000918537-18-000001.hdr.sgml : 20180213 20180213130004 ACCESSION NUMBER: 0000918537-18-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180213 DATE AS OF CHANGE: 20180213 EFFECTIVENESS DATE: 20180213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRICE MICHAEL F CENTRAL INDEX KEY: 0000918537 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13081 FILM NUMBER: 18601530 MAIL ADDRESS: STREET 1: C/O MFP INVESTORS LLC STREET 2: 909 THIRD AVE, 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000918537 XXXXXXXX 12-31-2017 12-31-2017 PRICE MICHAEL F

C/O MFP INVESTORS LLC 909 THIRD AVE, 33RD FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-13081 N Timothy E Ladin General Counsel (212) 752-7280 Timothy E Ladin New York NY 02-13-2018 1 134 804570 false 1 0001105685 028-05359 MFP INVESTORS LLC INFORMATION TABLE 2 Price13F4Q17xmldata.xml PRICE13F4Q17DATAFILE Advanced Emissions Solutions Inc. COM 00770C101 7728 800000 SH DFND 1 0 800000 0 Alliance Data Systems Corp COM 018581108 9784 38600 SH DFND 1 0 38600 0 Alphabet Inc. CAP STK CL A 02079K305 2107 2000 SH SOLE 0 2000 0 0 American Midstream Partners LP COM UNIT RP IN 02752P100 8941 669724 SH DFND 1 0 669724 0 American Midstream Partners LP COM UNIT RP IN 02752P100 211 15775 SH SOLE 0 15775 0 0 American River Bankshares COM 029326105 380 24950 SH DFND 1 0 24950 0 Anadarko Petroleum Corp. COM 032511107 3326 62000 SH DFND 1 0 62000 0 Apache Corporation COM 037411105 422 10000 SH SOLE 0 10000 0 0 Atlantic Capital Bancshares COM 048269203 16722 950093 SH DFND 1 0 950093 0 BKF Capital Group, Inc. COM 05548G201 441 29380 SH DFND 1 0 29380 0 BRT Realty Trust COM 055645303 1985 168369 SH DFND 1 0 168369 0 BMC Stock Holdings Inc. COM 05591B109 45540 1800000 SH DFND 1 0 1800000 0 Babcock & Wilcox Enterprises COM 05614L100 2556 450000 SH DFND 1 0 450000 0 Baker Hughes a GE Company CL A 05722G100 316 10000 SH SOLE 0 10000 0 0 The Bancorp Bank COM 05969A105 4026 407500 SH DFND 1 0 407500 0 Banc of California, Inc. COM 05990K106 26690 1292500 SH DFND 1 0 1292500 0 Bank of America Corporation COM 060505104 590 20000 SH SOLE 0 20000 0 0 Barnes & Noble Edu. Inc COM 06777U101 3274 397300 SH DFND 1 0 397300 0 Barnes & Noble Edu. Inc COM 06777U101 87 10554 SH SOLE 0 10554 0 0 Bojangles' Inc. COM 097488100 5546 470000 SH DFND 1 0 470000 0 Boston Scientific Corp. COM 101137107 7045 284200 SH DFND 1 0 284200 0 Brighthouse Financial Inc. COM 10922N103 11728 200000 SH DFND 1 0 200000 0 CIBL, Inc. COM 12543Y104 323 215 SH DFND 1 0 215 0 CIT Group Inc. COM NEW 125581801 26338 535000 SH DFND 1 0 535000 0 CIT Group Inc. COM 125581801 492 10000 SH SOLE 0 10000 0 0 Carbon Natural Gas Co. COM 14115T208 1989 211112 SH DFND 1 0 211112 0 Carter Bank & Trust COM 146102108 14981 853600 SH DFND 1 0 853600 0 Central Steel & Wire Company COM 155411101 54 108 SH DFND 1 0 108 0 Citizens Financial Group COM 174610105 7347 175000 SH DFND 1 0 175000 0 Clifton Bancorp, Inc. COM 186873105 5020 293568 SH DFND 1 0 293568 0 Continental Resources Inc. COM 212015101 5297 100000 SH DFND 1 0 100000 0 Continental Resources Inc. COM 212015101 13772 260000 SH SOLE 0 260000 0 0 Crimson Wine Group Ltd. COM 22662X100 10341 969200 SH DFND 1 0 969200 0 Devon Energy Corp. New COM 25179M103 2898 70000 SH SOLE 0 70000 0 0 Dolby Laboratories Inc. COM 25659T107 46500 750000 SH DFND 1 0 750000 0 Dolby Laboratories Inc. COM 25659T107 512 8255 SH SOLE 0 8255 0 0 Donnelley Financial Solutions, Inc. COM 25787G100 2436 125000 SH DFND 1 0 125000 0 DowDuPont Inc. COM 26078J100 10500 147430 SH DFND 1 0 147430 0 DowDuPont Inc. COM 26078J100 2283 32050 SH SOLE 0 32050 0 0 Energen Corporation COM 29265N108 3598 62500 SH DFND 1 0 62500 0 Enduro Royalty Trust TR UNIT 29269K100 248 78860 SH DFND 1 0 78860 0 Exxon Mobil Corp. COM 30231G102 1673 20000 SH SOLE 0 20000 0 0 FMC Corp. COM 30249U101 18932 200000 SH DFND 1 0 200000 0 FMC Corp. COM 30249U101 4733 50000 SH SOLE 0 50000 0 0 FSB Bancorp COM 30289C102 2827 166286 SH DFND 1 0 166286 0 Farmers & Merchants Bank COM 308243104 1596 203 SH SOLE 0 203 0 0 First Bank COM 31931U102 2771 200100 SH DFND 1 0 200100 0 Franklin Resources Inc. COM 354613101 9151 211200 SH DFND 1 0 211200 0 Franklin Resources Inc. COM 354613101 1193 27530 SH SOLE 0 27530 0 0 GAMCO Investors, Inc. COM 361438104 489 16500 SH DFND 1 0 16500 0 General Electric Co. COM 369604103 70 4000 SH SOLE 0 4000 0 0 Getty Realty Corp. COM 374297109 989 36427 SH SOLE 0 36427 0 0 Global Eagle Entertainment COM 37951D102 229 100000 SH DFND 1 0 100000 0 Groupon, Inc. COM 399473107 2499 490000 SH DFND 1 0 490000 0 Gulf Coast Ultra Deep Rty Trust Unit UNIT BEN INT 40222T104 155 5000000 SH DFND 1 0 5000000 0 Gulf Coast Ultra Deep Rty Trust Unit UNIT BEN INT 40222T104 22 721942 SH SOLE 0 721942 0 0 GulfMark Offshore, Inc. COM 402629505 3839 134759 SH DFND 1 0 134759 0 Gyrodyne, LLC COM 403829104 1609 80100 SH DFND 1 0 80100 0 Gyrodyne, LLC COM 403829104 94 4658 SH SOLE 0 4658 0 0 Halliburton Co. COM 406216101 977 20000 SH SOLE 0 20000 0 0 Helmerich & Payne Inc. COM 423452101 6464 100000 SH DFND 1 0 100000 0 Hess Corporation COM 42809H107 8307 175000 SH DFND 1 0 175000 0 Hess Corporation COM 42809H107 9019 190000 SH SOLE 0 190000 0 0 Highland Bankshares Inc. COM 430893107 2895 396458 SH DFND 1 0 396458 0 Howard Bancorp Inc. COM 442496105 1100 50000 SH DFND 1 0 50000 0 Hugoton Realty Trust TEX Unit Ben Int UNIT BEN INT 444717102 267 190440 SH SOLE 0 190440 0 0 ICTC Group COM 44931F108 258 3687 SH DFND 1 0 3687 0 ICC Holdings, Inc. COM 44931Q104 488 30000 SH DFND 1 0 30000 0 Innoviva, Inc. COM 45781M101 745 52500 SH DFND 1 0 52500 0 Intel Corp. COM 458140100 23080 500000 SH DFND 1 0 500000 0 Intel Corp. COM 458140100 57931 1255000 SH SOLE 0 1255000 0 0 Investar Holding Corporation COM 46134L105 384 15915 SH DFND 1 0 15915 0 Investors Bancorp, Inc. COM 46146L101 7495 540000 SH DFND 1 0 540000 0 JBG SMITH Properties COM 46590V100 104 3000 SH DFND 1 0 3000 0 Kaiser Aluminum Corp. COM PAR $0.01 483007704 6358 59500 SH DFND 1 0 59500 0 Kearny Financial Corp. COM 48716P108 14450 1000000 SH DFND 1 0 1000000 0 Kemper Corp. COM 488401100 413 6000 SH SOLE 0 6000 0 0 Keweenaw Land Association LTD. COM 493026108 99 1000 SH SOLE 0 1000 0 0 Keysight Technologies, Inc. COM 49338L103 3578 86000 SH DFND 1 0 86000 0 LICT Corp. COM 50187G104 3204 275 SH DFND 1 0 275 0 Luther Burbank Corporation COM 550550107 1505 125000 SH DFND 1 0 125000 0 MB Bancorp Inc. COM 55280E104 2686 170559 SH DFND 1 0 170559 0 MSB Financial COM 55352L101 3113 174897 SH DFND 1 0 174897 0 The Macerich Company COM 554382101 6568 100000 SH DFND 1 0 100000 0 Meridian Bank of Malvern COM 58958P104 3497 175000 SH DFND 1 0 175000 0 Meridian Bancorp, Inc. COM 58958U103 2060 100000 SH DFND 1 0 100000 0 National Presto Industries, Inc. COM 637215104 2337 23500 SH DFND 1 0 23500 0 New York REIT COM 64976L109 1611 410000 SH DFND 1 0 410000 0 News Corp COM 65249B109 7457 460000 SH DFND 1 0 460000 0 NI Holdings Inc. COM 65342T106 4394 258750 SH DFND 1 0 258750 0 Northeast Bancorp COM 663904209 4688 202500 SH DFND 1 0 202500 0 Oaktree Specialty Lending Corp. COM 67401P108 489 100000 SH DFND 1 0 100000 0 PCSB Financial COM 69324R104 381 20000 SH SOLE 0 20000 0 0 Pandora Media Inc. COM 698354107 1615 335000 SH DFND 1 0 335000 0 Papa Murphy's Holdings COM 698814100 12466 2317178 SH DFND 1 0 2317178 0 Peapack-Gladstone Financial Corp. COM 704699107 3530 100800 SH DFND 1 0 100800 0 Permian Basin Rlty Trust UNIT BEN INT 714236106 211 23841 SH SOLE 0 23841 0 0 Plains All American Pipeline UNIT LTD PARTN 726503105 8411 407500 SH DFND 1 0 407500 0 Plains All American Pipeline UNIT LTD PARTN 726503105 229 11081 SH SOLE 0 11081 0 0 Plains GP Holdings LP LTD PARTNR INT A 72651A207 3647 166130 SH DFND 1 0 166130 0 Plains GP Holdings LP LTD PARTNR INT A 72651A207 2072 94388 SH SOLE 0 94388 0 0 Popular, Inc. COM UNIT RP IN 733174700 10647 300000 SH DFND 1 0 300000 0 Popular, Inc. COM UNIT RP IN 733174700 355 10000 SH SOLE 0 10000 0 0 Prudential Bancorp Inc. COM 74431A101 2135 121287 SH DFND 1 0 121287 0 Quality Care Properties, Inc. COM 747545101 1381 100000 SH DFND 1 0 100000 0 Randolph Bancorp, Inc. COM 752378109 878 57200 SH DFND 1 0 57200 0 Regions Financial Corp. COM 7591EP100 9012 521500 SH DFND 1 0 521500 0 SI Financial Group COM 78425V104 1606 109241 SH DFND 1 0 109241 0 S&W Seed Company COM 785135104 26576 6814339 SH DFND 1 0 6814339 0 William H. Sadlier, Inc. COM 786327106 1347 21217 SH DFND 1 0 21217 0 San Juan Basin Realty Trust Unit UNIT BEN INT 798241105 826 100240 SH SOLE 0 100240 0 0 Sanofi-Aventis SA, CVR SPONSORED ADR 80105N113 1230 3235625 SH DFND 1 0 3235625 0 Sanofi-Aventis SA, CVR SPONSORED ADR 80105N113 132 348043 SH SOLE 0 348043 0 0 ShotSpotter, Inc. COM 82536T107 4104 292116 SH DFND 1 0 292116 0 Steel Holdings LP Ltd Prshp Unit LTD PRTRSHIP U 85814R107 113 5773 SH SOLE 0 5773 0 0 Tejon Ranch Co. COM 879080109 14081 678285 SH DFND 1 0 678285 0 Tenet Healthcare Corporation COM NEW 88033G407 6064 400000 SH DFND 1 0 400000 0 Teva Pharmaceutical Industries Ltd. SPONSORED ADR 881624209 1987 104875 SH SOLE 0 104875 0 0 Time Warner Inc. COM NEW 887317303 10245 112000 SH DFND 1 0 112000 0 Time Warner Inc. COM NEW 887317303 503 5500 SH SOLE 0 5500 0 0 Trinity Place Holdings Inc. COM 89656D101 29993 4315561 SH DFND 1 0 4315561 0 Veeco Instruments Inc. COM 922417100 298 20100 SH DFND 1 0 20100 0 Vornado Realty Trust SH BEN INT 929042109 469 6000 SH DFND 1 0 6000 0 Waterstone Financial Inc. COM 94188P101 20283 1189617 SH DFND 1 0 1189617 0 Westlake Chemical Corp. COM 960413102 23969 225000 SH DFND 1 0 225000 0 Williams-Sonoma, Inc. COM 969904101 3981 77000 SH DFND 1 0 77000 0 Wright Investors Service Holdings COM 982345100 429 825691 SH DFND 1 0 825691 0 XPO Logistics, Inc. COM 983793100 16028 175000 SH DFND 1 0 175000 0 XPO Logistics, Inc. COM 983793100 733 8000 SH SOLE 0 8000 0 0 York Traditions Bank COM 987159100 2391 131000 SH DFND 1 0 131000 0 Belmond Ltd. Class A COM G1154H107 4165 340000 SH DFND 1 0 340000 0 TechnipFMC plc COM G87110105 13626 435200 SH DFND 1 0 435200 0 Chubb Limited COM h1467j104 4925 33706 SH DFND 1 0 33706 0 Constellium N.V. CL A N22035104 2230 200000 SH DFND 1 0 200000 0