General Counsel

0000918537-17-000006.txt : 20170814 0000918537-17-000006.hdr.sgml : 20170814 20170814133518 ACCESSION NUMBER: 0000918537-17-000006 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170814 DATE AS OF CHANGE: 20170814 EFFECTIVENESS DATE: 20170814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRICE MICHAEL F CENTRAL INDEX KEY: 0000918537 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-13081 FILM NUMBER: 171029001 MAIL ADDRESS: STREET 1: C/O MFP INVESTORS LLC STREET 2: 909 THIRD AVE, 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0000918537 XXXXXXXX 06-30-2017 06-30-2017 true 1 RESTATEMENT PRICE MICHAEL F

C/O MFP INVESTORS LLC 909 THIRD AVE, 33RD FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-13081 N Timothy E. Ladin General Counsel (212) 752-7345 Timothy E. Ladin New York NY 08-14-2017 1 138 770600 false 1 0001105685 028-05359 MFP INVESTORS LLC INFORMATION TABLE 2 Price13F2Q17xmldata.xml PRICE13F2Q17FINALDATAFILE Advanced Emissions Solutions Inc. COM 00770C101 7328 800000 SH DFND 1 0 800000 0 Allscripts Healtcare Solutions, Inc. COM 01988PAD0 6093 477500 SH DFND 1 0 477500 0 Alphabet Inc. CAP STK CL A 02079K305 1580 1700 SH SOLE 0 1700 0 0 American Midstream Partners LP COM UNIT RP IN 02752P100 8606 669724 SH DFND 1 0 669724 0 American Midstream Partners LP COM UNIT RP IN 02752P100 203 15775 SH SOLE 0 15775 0 0 Anadarko Petroleum Corp. COM 032511107 2811 62000 SH DFND 1 0 62000 0 Apache Corporation COM 037411105 479 10000 SH SOLE 0 10000 0 0 Atlantic Capital Bancshares COM 048269203 18086 951893 SH DFND 1 0 951893 0 BKF Capital Group, Inc. COM 05548G201 220 29380 SH DFND 1 0 29380 0 BRT Realty Trust COM 055645303 1323 168369 SH DFND 1 0 168369 0 BMC Stock Holdings Inc. COM 05591B109 46680 2136386 SH DFND 1 0 2136386 0 Babcock & Wilcox Enterprises COM 05614L100 6837 581396 SH DFND 1 0 581396 0 Baker Hughes Inc. COM 057224107 1090 20000 SH SOLE 0 20000 0 0 The Bancorp Bank COM 05969A105 3089 407500 SH DFND 1 0 407500 0 Banc of California, Inc. COM 05990K106 27000 1255810 SH DFND 1 0 1255810 0 Bank of America Corporation COM 060505104 607 25000 SH SOLE 0 25000 0 0 Barnes & Noble Edu. Inc COM 06777U101 3373 317315 SH DFND 1 0 317315 0 Barnes & Noble Edu. Inc COM 06777U101 112 10554 SH SOLE 0 10554 0 0 Boeing Co. COM 097023105 2966 15000 SH SOLE 0 15000 0 0 Boston Scientific Corp. COM 101137107 8177 295000 SH DFND 1 0 295000 0 CIBL, Inc. COM 12543Y104 318 215 SH DFND 1 0 215 0 CIT Group Inc. COM NEW 125581801 21672 445000 SH DFND 1 0 445000 0 CIT Group Inc. COM NEW 125581801 487 10000 SH SOLE 0 10000 0 0 Cabela's Inc. COM 126804301 29710 500000 SH DFND 1 0 500000 0 Cabela's Inc. COM 126804301 1188 20000 SH SOLE 0 20000 0 0 Carbon Natural Gas Co. COM 14115T208 1267 211112 SH DFND 1 0 211112 0 Carrizo Oil & Gas, Inc. COM 144577103 1847 106000 SH DFND 1 0 106000 0 Carter Bank & Trust COM 146102108 1606 103600 SH DFND 1 0 103600 0 Central Steel & Wire Company COM 155411101 60 108 SH DFND 1 0 108 0 Citizens Financial Group COM 174610105 8206 230000 SH DFND 1 0 230000 0 Clifton Bancorp, Inc. COM 186873105 4853 293568 SH DFND 1 0 293568 0 Columbus McKinnon Corp. COM 199333105 3940 155000 SH DFND 1 0 155000 0 Continental Resources Inc. COM 212015101 3233 100000 SH DFND 1 0 100000 0 Continental Resources Inc. COM 212015101 11639 360000 SH SOLE 0 360000 0 0 Crimson Wine Group Ltd. COM 22662X100 10380 969200 SH DFND 1 0 969200 0 Dell Technologies Inc. COM CL V 24703L103 1256 20560 SH DFND 1 0 20560 0 Devon Energy Corp. New COM 25179M103 2558 80000 SH SOLE 0 80000 0 0 Dolby Laboratories Inc. COM 25659T107 47023 960446 SH DFND 1 0 960446 0 Dolby Laboratories Inc. COM 25659T107 404 8255 SH SOLE 0 8255 0 0 Donnelley Financial Solutions, Inc. COM 25787G100 2870 125000 SH DFND 1 0 125000 0 Du Pont E I De Nemours & Co COM 263534109 9282 115000 SH DFND 1 0 115000 0 Du Pont E I De Nemours & Co COM 263534109 2018 25000 SH SOLE 0 25000 0 0 EchoSTar Corp. CL A 278768106 279 4600 SH DFND 1 0 4600 0 Energen Corporation COM 29265N108 670 13562 SH DFND 1 0 13562 0 Exxon Mobil Corp. COM 30231G102 1615 20000 SH SOLE 0 20000 0 0 FMC Corp. COM 30249U101 14610 200000 SH DFND 1 0 200000 0 FMC Corp. COM NEW 30249U101 3653 50000 SH SOLE 0 50000 0 0 FSB Bancorp COM 30289C102 787 53382 SH DFND 1 0 53382 0 Farmer Brothers Co. COM 307675108 1603 53000 SH DFND 1 0 53000 0 Farmer Brothers Co. COM 307675108 85 2800 SH SOLE 0 2800 0 0 Farmers & Merchants Bank COM 308243104 1553 203 SH SOLE 0 203 0 0 Fifth Street Finance Corp. COM 31678A103 486 100000 SH DFND 1 0 100000 0 First Bank COM 31931U102 2331 200100 SH DFND 1 0 200100 0 Franklin Resources Inc. COM 354613101 14333 320000 SH DFND 1 0 320000 0 Franklin Resources Inc. COM 354613101 1233 27530 SH SOLE 0 27530 0 0 GAMCO Investors, Inc. COM 361438104 488 16500 SH DFND 1 0 16500 0 General Electric Co. COM 369604103 270 10000 SH SOLE 0 10000 0 0 General Motors Corp. COM 37045V100 6761 193560 SH DFND 1 0 193560 0 GM '19 WRNT W EXP 07/10/201 37045V126 184 10597 SH DFND 1 0 10597 0 Genworth MI Canada COM 37252B102 7502 272500 SH DFND 1 0 272500 0 Getty Realty Corp. COM 374297109 914 36427 SH SOLE 0 36427 0 0 Global Eagle Entertainment COM 37951D102 356 100000 SH DFND 1 0 100000 0 Gulf Coast Ultra Deep Rty Trust Unit COM 40222T104 325 5000000 SH DFND 1 0 5000000 0 Gulf Coast Ultra Deep Rty Trust Unit UNIT BEN INT 40222T104 47 721942 SH SOLE 0 721942 0 0 GulfMark Offshore, Inc. CL A NEW 402629208 58 277793 SH DFND 1 0 277793 0 Gyrodyne, LLC COM 403829104 1661 81000 SH DFND 1 0 81000 0 Gyrodyne, LLC COM 403829104 96 4658 SH SOLE 0 4658 0 0 Halliburton Co. COM 406216101 854 20000 SH SOLE 0 20000 0 0 Helmerich & Payne Inc. COM 423452101 5434 100000 SH DFND 1 0 100000 0 Hess Corporation COM 42809H107 14258 325000 SH DFND 1 0 325000 0 Hess Corporation COM 42809H107 8335 190000 SH SOLE 0 190000 0 0 Highland Bankshares Inc. COM 430893107 2874 396458 SH DFND 1 0 396458 0 Howard Bancorp Inc. COM 442496105 963 50000 SH DFND 1 0 50000 0 Hugoton Realty Trust TEX Unit Ben Int UNIT BEN INT 444717102 343 190440 SH SOLE 0 190440 0 0 ICTC Group COM 44931F108 111 3687 SH DFND 1 0 3687 0 ICC Holdings, Inc. COM 44931Q104 520 30000 SH DFND 1 0 30000 0 Innoviva, Inc. COM 45781M101 672 52500 SH DFND 1 0 52500 0 Intel Corp. COM 458140100 16870 500000 SH DFND 1 0 500000 0 Intel Corp. COM 458140100 43019 1275000 SH SOLE 0 1275000 0 0 Investar Holding Corporation COM 46134L105 4008 175000 SH DFND 1 0 175000 0 Investors Bancorp, Inc. COM 46146L101 6680 500000 SH DFND 1 0 500000 0 Johnson & Johnson COM 478160104 661 5000 SH SOLE 0 5000 0 0 Kaiser Aluminum Corp. COM PAR $0.01 483007704 9383 106000 SH DFND 1 0 106000 0 Kearny Financial Corp. COM 48716P108 14850 1000000 SH DFND 1 0 1000000 0 Kemper Corp. COM 488401100 386 10000 SH SOLE 0 10000 0 0 Keweenaw Land Association LTD. Common Stock 493026108 105 1000 SH SOLE 0 1000 0 0 Keysight Technologies, Inc. COM 49338L103 5937 152500 SH DFND 1 0 152500 0 LICT Corp. COM 50187G104 2750 275 SH DFND 1 0 275 0 MB Bancorp Inc. COM 55280E104 2567 170559 SH DFND 1 0 170559 0 MSB Financial COM 55352L101 3052 174897 SH DFND 1 0 174897 0 The Macerich Company COM 554382101 2212 38100 SH DFND 1 0 38100 0 Meridian Bancorp, Inc. COM 58958U103 1690 100000 SH DFND 1 0 100000 0 National Presto Industries, Inc. COM 637215104 2873 26000 SH DFND 1 0 26000 0 News Corp COM 65249B109 6302 460000 SH DFND 1 0 460000 0 NI Holdings Inc. COM 65342T106 4626 258750 SH DFND 1 0 258750 0 Northeast Bancorp COM 663904209 4782 235000 SH DFND 1 0 235000 0 PCSB Financial COM 69324R104 341 20000 SH SOLE 0 20000 0 0 Pacific Premier Bancorp, Inc. COM 69478X105 320 8675 SH DFND 1 0 8675 0 Pandora Media Inc. COM 698354107 1184 132700 SH DFND 1 0 132700 0 Papa Murphy's Holdings COM 698814100 9038 2068145 SH DFND 1 0 2068145 0 Peapack-Gladstone Financial Corp. COM 704699107 3154 100800 SH DFND 1 0 100800 0 Pennsylvania Real Estate Investment Trust SH BEN INT 709102107 2490 220000 SH DFND 1 0 220000 0 Permian Basin Rlty Trust UNIT BEN INT 714236106 207 23841 SH SOLE 0 23841 0 0 Plains All American Pipeline UNIT LTD PARTN 726503105 10705 407500 SH DFND 1 0 407500 0 Plains All American Pipeline UNIT LTD PARTN 726503105 291 11081 SH SOLE 0 11081 0 0 Plains GP Holdings LP LTD PARTNR INT A 72651A207 4346 166130 SH DFND 1 0 166130 0 Plains GP Holdings LP LTD PARTNR INT A 72651A207 2469 94388 SH SOLE 0 94388 0 0 Popular, Inc. COM NEW 733174700 12513 300000 SH DFND 1 0 300000 0 Popular, Inc. COM NEW 733174700 417 10000 SH SOLE 0 10000 0 0 Prudential Bancorp Inc. COM 74431A101 2203 121287 SH DFND 1 0 121287 0 Quality Care Properties, Inc. COM 747545101 1831 100000 SH DFND 1 0 100000 0 Randolph Bancorp, Inc. COM 752378109 909 57200 SH DFND 1 0 57200 0 Regions Financial Corp. COM 7591EP100 7635 521500 SH DFND 1 0 521500 0 SI Financial Group COM 78425V104 1759 109241 SH DFND 1 0 109241 0 S&W Seed Company COM 785135104 13271 3197838 SH DFND 1 0 3197838 0 William H. Sadlier, Inc. COM 786327106 1242 21217 SH DFND 1 0 21217 0 San Juan Basin Realty Trust Unit UNIT BEN INT 798241105 683 100240 SH SOLE 0 100240 0 0 Sanofi-Aventis SA, CVR SPONSORED ADR 80105N113 1230 3235625 SH DFND 1 0 3235625 0 Sanofi-Aventis SA, CVR SPONSORED ADR 80105N113 132 348043 SH SOLE 0 348043 0 0 Steel Holdings LP Ltd Prshp Unit LTD PRTRSHIP U 85814R107 107 5773 SH SOLE 0 5773 0 0 Taubman Centers, Inc. COM 876664103 10421 175000 SH DFND 1 0 175000 0 Tejon Ranch Co. COM 879080109 10733 520000 SH DFND 1 0 520000 0 Tenet Healthcare Corporation COM NEW 88033G407 1880 97224 SH DFND 1 0 97224 0 Teva Pharmaceutical Industries Ltd. SPONSORED ADR 881624209 22174 667500 SH DFND 1 0 667500 0 Teva Pharmaceutical Industries Ltd. SPONSORED ADR 881624209 1744 52500 SH SOLE 0 52500 0 0 Time Warner Inc. COM 887317303 5021 50000 SH DFND 1 0 50000 0 Trinity Place Holdings Inc. COM 89656D101 30057 4227438 SH DFND 1 0 4227438 0 Vornado Realty Trust SH BEN INT 929042109 563 6000 SH DFND 1 0 6000 0 Warrior Met Coal, Inc. COM 93627C101 1113 65000 SH DFND 1 0 65000 0 Waterstone Financial Inc. COM 94188P101 22424 1189617 SH DFND 1 0 1189617 0 Westlake Chemical Corp. COM 960413102 14897 225000 SH DFND 1 0 225000 0 World Point Terminals COM 98159G107 10 600 SH DFND 1 0 600 0 Wright Investors Service Holdings COM 982345100 495 825691 SH DFND 1 0 825691 0 XPO Logistics, Inc. COM 983793100 6463 100000 SH DFND 1 0 100000 0 Belmond Ltd. Class A COM G1154H107 4522 340000 SH DFND 1 0 340000 0 TechnipFMC plc COM G87110105 11832 435000 SH DFND 1 0 435000 0 Chubb Limited COM h1467j104 4900 33706 SH DFND 1 0 33706 0 Constellium N.V. COM N22035104 1380 200000 SH DFND 1 0 200000 0