0000918537-17-000002.txt : 20170515
0000918537-17-000002.hdr.sgml : 20170515
20170515115453
ACCESSION NUMBER: 0000918537-17-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170515
DATE AS OF CHANGE: 20170515
EFFECTIVENESS DATE: 20170515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRICE MICHAEL F
CENTRAL INDEX KEY: 0000918537
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13081
FILM NUMBER: 17842447
MAIL ADDRESS:
STREET 1: C/O MFP INVESTORS LLC
STREET 2: 667 MADISON AVE, 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10065
13F-HR
1
primary_doc.xml
13F-HR
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false
true
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0000918537
XXXXXXXX
03-31-2017
03-31-2017
PRICE MICHAEL F
C/O MFP INVESTORS LLC
667 MADISON AVE, 25TH FLOOR
NEW YORK
NY
10065
13F HOLDINGS REPORT
028-13081
N
Timothy E. Ladin
General Counsel
(212) 752-7345
Timothy E. Ladin
New York
NY
05-15-2017
1
138
807209
false
1
0001105685
MFP INVESTORS LLC
INFORMATION TABLE
2
Price13F1Q17xmldata.xml
Adelphia Recovery Trust
COM
00685R102
0
1478658
SH
DFND
1
0
1478658
0
Advanced Emissions Solutions Inc.
COM
00770C101
7632
800000
SH
DFND
1
0
800000
0
Allscripts Healtcare Solutions, Inc.
COM
01988PAD0
6055
477500
SH
DFND
1
0
477500
0
Ally Financial Inc.
COM
02005N100
11486
565000
SH
DFND
1
0
565000
0
Ally Financial Inc.
COM
02005N100
2480
122000
SH
SOLE
0
122000
0
0
American Midstream Partners LP
COM UNIT RP IN
02752P100
9626
648212
SH
DFND
1
0
648212
0
American Midstream Partners LP
COM UNIT RP IN
02752P100
234
15775
SH
SOLE
0
15775
0
0
American River Bankshares
COM
029326105
1386
93506
SH
DFND
1
0
93506
0
Anadarko Petroleum Corp.
COM
032511107
3844
62000
SH
DFND
1
0
62000
0
Apache Corporation
COM
037411105
514
10000
SH
SOLE
0
10000
0
0
Arconic Inc.
COM
03965L100
4610
175000
SH
DFND
1
0
175000
0
Atlantic Capital Bancshares
COM
048269203
18038
951893
SH
DFND
1
0
951893
0
BKF Capital Group, Inc.
COM
05548G201
215
29380
SH
DFND
1
0
29380
0
BRT Realty Trust
COM
055645303
1399
168369
SH
DFND
1
0
168369
0
BMC Stock Holdings Inc.
COM
05591B109
58534
2590000
SH
DFND
1
0
2590000
0
Baker Hughes Inc.
COM
057224107
1196
20000
SH
SOLE
0
20000
0
0
The Bancorp Bank
COM
05969A105
2078
407500
SH
DFND
1
0
407500
0
Banc of California, Inc.
COM
05990K106
25995
1255810
SH
DFND
1
0
1255810
0
Bank of America Corporation
COM
060505104
590
25000
SH
SOLE
0
25000
0
0
Barnes & Noble Edu. Inc
COM
06777U101
3043
317315
SH
DFND
1
0
317315
0
Barnes & Noble Edu. Inc
COM
06777U101
101
10554
SH
SOLE
0
10554
0
0
Boeing Co.
COM
097023105
2653
15000
SH
SOLE
0
15000
0
0
Boston Scientific Corp.
COM
101137107
12435
500000
SH
DFND
1
0
500000
0
CIBL, Inc.
COM
12543Y104
296
215
SH
DFND
1
0
215
0
CIT Group Inc.
COM NEW
125581801
21465
500000
SH
DFND
1
0
500000
0
CIT Group Inc.
COM NEW
125581801
987
23000
SH
SOLE
0
23000
0
0
Cabela's Inc.
COM
126804301
17813
335400
SH
DFND
1
0
335400
0
Cabela's Inc.
COM
126804301
1062
20000
SH
SOLE
0
20000
0
0
Carbon Natural Gas Co.
COM
14115T208
1267
211112
SH
DFND
1
0
211112
0
Carrizo Oil & Gas, Inc.
COM
144577103
3038
106000
SH
DFND
1
0
106000
0
Carter Bank & Trust
COM
146102108
845
50000
SH
DFND
1
0
50000
0
Central Steel & Wire Company
COM
155411101
48
108
SH
DFND
1
0
108
0
Citizens Financial Group
COM
174610105
7947
230000
SH
DFND
1
0
230000
0
Clifton Bancorp, Inc.
COM
186873105
4753
293568
SH
DFND
1
0
293568
0
Columbus McKinnon Corp.
COM
199333105
3847
155000
SH
DFND
1
0
155000
0
Continental Resources Inc.
COM
212015101
2725
60000
SH
DFND
1
0
60000
0
Continental Resources Inc.
COM
212015101
13626
300000
SH
SOLE
0
300000
0
0
Crimson Wine Group Ltd.
COM
22662X100
9692
969200
SH
DFND
1
0
969200
0
Dell Technologies Inc.
COM CL V
24703L103
1317
20560
SH
DFND
1
0
20560
0
Devon Energy Corp. New
COM
25179M103
3338
80000
SH
SOLE
0
80000
0
0
Dolby Laboratories Inc.
COM
25659T107
49302
940700
SH
DFND
1
0
940700
0
Dolby Laboratories Inc.
COM
25659T107
433
8255
SH
SOLE
0
8255
0
0
Donnelley Financial Solutions, Inc.
COM
25787G100
3472
180000
SH
DFND
1
0
180000
0
Du Pont E I De Nemours & Co
COM
263534109
9238
115000
SH
DFND
1
0
115000
0
Du Pont E I De Nemours & Co
COM
263534109
2008
25000
SH
SOLE
0
25000
0
0
EchoSTar Corp.
CL A
278768106
2278
40000
SH
DFND
1
0
40000
0
Exxon Mobil Corp.
COM
30231G102
1640
20000
SH
SOLE
0
20000
0
0
FMC Corp.
COM
30249U101
13918
200000
SH
DFND
1
0
200000
0
FMC Corp.
COM NEW
30249U101
3480
50000
SH
SOLE
0
50000
0
0
FSB Bancorp
COM
30289C102
779
53382
SH
DFND
1
0
53382
0
Farmer Brothers Co.
COM
307675108
2418
68390
SH
DFND
1
0
68390
0
Farmer Brothers Co.
COM
307675108
99
2800
SH
SOLE
0
2800
0
0
Farmers & Merchants Bank
COM
308243104
1517
203
SH
SOLE
0
203
0
0
First Guaranty Bancshares, Inc.
COM
32043P106
1123
46410
SH
DFND
1
0
46410
0
Forest City Realty Trust A Shares
COM CL A
345605109
4356
200000
SH
DFND
1
0
200000
0
Franklin Resources Inc.
COM
354613101
13485
320000
SH
DFND
1
0
320000
0
Franklin Resources Inc.
COM
354613101
1160
27530
SH
SOLE
0
27530
0
0
GAMCO Investors, Inc.
COM
361438104
488
16500
SH
DFND
1
0
16500
0
General Electric Co.
COM
369604103
298
10000
SH
SOLE
0
10000
0
0
General Motors Corp.
COM
37045V100
6844
193560
SH
DFND
1
0
193560
0
GM '19 WRNT
W EXP 07/10/201
37045V126
189
10597
SH
DFND
1
0
10597
0
Getty Realty Corp.
COM
374297109
921
36427
SH
SOLE
0
36427
0
0
Global Eagle Entertainment
COM
37951D102
319
100000
SH
DFND
1
0
100000
0
Gulf Coast Ultra Deep Rty Trust Unit
COM
40222T104
501
5000000
SH
DFND
1
0
5000000
0
Gulf Coast Ultra Deep Rty Trust Unit
COM
40222T104
72
721942
SH
SOLE
0
721942
0
0
GulfMark Offshore, Inc.
CL A NEW
402629208
92
277793
SH
DFND
1
0
277793
0
Gyrodyne, LLC
COM
403829104
1678
81000
SH
DFND
1
0
81000
0
Gyrodyne, LLC
COM
403829104
97
4658
SH
SOLE
0
4658
0
0
Halliburton Co.
COM
406216101
984
20000
SH
SOLE
0
20000
0
0
Helmerich & Payne Inc.
COM
423452101
5492
82500
SH
DFND
1
0
82500
0
Heritage Oaks Bancorp
COM
42724R107
3057
228971
SH
DFND
1
0
228971
0
Hertz Global Holdings, Inc.
COM
42806J106
3508
200000
SH
DFND
1
0
200000
0
Hess Corporation
COM
42809H107
15668
325000
SH
DFND
1
0
325000
0
Hess Corporation
COM
42809H107
8678
180000
SH
SOLE
0
180000
0
0
Highland Bankshares Inc.
COM
430893107
2755
396458
SH
DFND
1
0
396458
0
Howard Bancorp Inc.
COM
442496105
935
50000
SH
DFND
1
0
50000
0
Hugoton Realty Trust TEX Unit Ben Int
UNIT BEN INT
444717102
362
190440
SH
SOLE
0
190440
0
0
ICTC Group
COM
44931F108
147
3687
SH
DFND
1
0
3687
0
ICC Holdings, Inc.
COM
44931Q104
493
30000
SH
DFND
1
0
30000
0
Intel Corp.
COM
458140100
18035
500000
SH
DFND
1
0
500000
0
Intel Corp.
COM
458140100
45989
1275000
SH
SOLE
0
1275000
0
0
Investar Holding Corporation
COM
46134L105
3833
175000
SH
DFND
1
0
175000
0
Investors Bancorp, Inc.
COM
46146L101
7190
500000
SH
DFND
1
0
500000
0
Johnson & Johnson
COM
478160104
623
5000
SH
SOLE
0
5000
0
0
KLX Inc.
COM
482539103
4470
100000
SH
DFND
1
0
100000
0
Kaiser Aluminum Corp.
COM PAR $0.01
483007704
14909
186600
SH
DFND
1
0
186600
0
Kearny Financial Corp.
COM
48716P108
15050
1000000
SH
DFND
1
0
1000000
0
Kemper Corp.
COM
488401100
399
10000
SH
SOLE
0
10000
0
0
Keweenaw Land Association LTD.
COM
493026108
102
1000
SH
SOLE
0
1000
0
0
Keysight Technologies, Inc.
COM
49338L103
6867
190000
SH
DFND
1
0
190000
0
LICT Corp.
COM
50187G104
1925
275
SH
DFND
1
0
275
0
MB Bancorp Inc.
COM
55280E104
2524
170559
SH
DFND
1
0
170559
0
MSB Financial
COM
55352L101
2886
174897
SH
DFND
1
0
174897
0
The Macerich Company
COM
554382101
2454
38100
SH
DFND
1
0
38100
0
Meridian Bancorp, Inc.
COM
58958U103
1830
100000
SH
DFND
1
0
100000
0
National Presto Industries, Inc.
COM
637215104
5008
49000
SH
DFND
1
0
49000
0
News Corp
COM
65249B109
5980
460000
SH
DFND
1
0
460000
0
NI Holdings Inc.
COM
65342T106
3863
258750
SH
DFND
1
0
258750
0
Northeast Bancorp
COM
663904209
5536
361800
SH
DFND
1
0
361800
0
Peapack-Gladstone Financial Corp.
COM
704699107
2983
100800
SH
DFND
1
0
100800
0
Pennsylvania Real Estate Investment Trust
SH BEN INT
709102107
3331
220000
SH
DFND
1
0
220000
0
Permian Basin Rlty Trust
UNIT BEN INT
714236106
223
23841
SH
SOLE
0
23841
0
0
Plains All American Pipeline
UNIT LTD PARTN
726503105
12881
407500
SH
DFND
1
0
407500
0
Plains All American Pipeline
UNIT LTD PARTN
726503105
350
11081
SH
SOLE
0
11081
0
0
Plains GP Holdings LP
LTD PARTNR INT A
72651A207
5193
166130
SH
DFND
1
0
166130
0
Plains GP Holdings LP
LTD PARTNR INT A
72651A207
293
9388
SH
SOLE
0
9388
0
0
Popular, Inc.
COM NEW
733174700
12219
300000
SH
DFND
1
0
300000
0
Popular, Inc.
COM NEW
733174700
407
10000
SH
SOLE
0
10000
0
0
Prudential Bancorp Inc.
COM
74431A101
2165
121287
SH
DFND
1
0
121287
0
Quality Care Properties, Inc.
COM
747545101
1886
100000
SH
DFND
1
0
100000
0
Randolph Bancorp, Inc.
COM
752378109
887
57200
SH
DFND
1
0
57200
0
Regions Financial Corp.
COM
7591EP100
7577
521500
SH
DFND
1
0
521500
0
Resolute Forest Products
COM
76117w109
712
130621
SH
DFND
1
0
130621
0
SI Financial Group
COM
78425V104
1535
109241
SH
DFND
1
0
109241
0
S&W Seed Company
COM
785135104
15829
3197838
SH
DFND
1
0
3197838
0
William H. Sadlier, Inc.
COM
786327106
1061
21217
SH
DFND
1
0
21217
0
San Juan Basin Realty Trust Unit
UNIT BEN INT
798241105
726
100240
SH
SOLE
0
100240
0
0
Sanofi-Aventis SA, CVR
SPONSORED ADR
80105N113
1456
3235625
SH
DFND
1
0
3235625
0
Sanofi-Aventis SA, CVR
SPONSORED ADR
80105N113
157
348043
SH
SOLE
0
348043
0
0
Steel Holdings LP Ltd Prshp Unit
LTD PRTRSHIP U
85814R107
111
5773
SH
SOLE
0
5773
0
0
Taubman Centers, Inc.
COM
876664103
11554
175000
SH
DFND
1
0
175000
0
Tejon Ranch Co.
COM
879080109
11383
520000
SH
DFND
1
0
520000
0
Tenet Healthcare Corporation
COM NEW
88033G407
974
55000
SH
DFND
1
0
55000
0
Teva Pharmaceutical Industries Ltd.
ADR
881624209
21420
667500
SH
DFND
1
0
667500
0
Teva Pharmaceutical Industries Ltd.
COM
881624209
1685
52500
SH
SOLE
0
52500
0
0
Time Warner Inc.
COM
887317303
3908
40000
SH
DFND
1
0
40000
0
TowneBank Portsmouth VA
COM
89214P109
1815
56022
SH
DFND
1
0
56022
0
Trinity Place Holdings Inc.
COM
89656D101
30215
4133410
SH
DFND
1
0
4133410
0
Universal Stainless & Alloy Products, Inc.
COM
913837100
3131
184200
SH
DFND
1
0
184200
0
Vornado Realty Trust
SH BEN INT
929042109
602
6000
SH
DFND
1
0
6000
0
Waterstone Financial Inc.
COM
94188P101
21711
1189617
SH
DFND
1
0
1189617
0
Westlake Chemical Corp.
COM
960413102
14861
225000
SH
DFND
1
0
225000
0
Whitewave Foods Co.
COM
966244105
5615
100000
SH
DFND
1
0
100000
0
Wright Investors Service Holdings
COM
982345100
538
825691
SH
DFND
1
0
825691
0
Belmond Ltd. Class A
COM
G1154H107
3930
324800
SH
DFND
1
0
324800
0
TechnipFMC plc
COM
G87110105
14138
435000
SH
DFND
1
0
435000
0
Chubb Limited
COM
h1467j104
4592
33706
SH
DFND
1
0
33706
0
Constellium N.V.
CL A
N22035104
1188
182800
SH
DFND
1
0
182800
0