General Counsel

0000918537-17-000001.txt : 20170214 0000918537-17-000001.hdr.sgml : 20170214 20170214115530 ACCESSION NUMBER: 0000918537-17-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 EFFECTIVENESS DATE: 20170214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRICE MICHAEL F CENTRAL INDEX KEY: 0000918537 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13081 FILM NUMBER: 17605314 MAIL ADDRESS: STREET 1: C/O MFP INVESTORS LLC STREET 2: 667 MADISON AVE, 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000918537 XXXXXXXX 12-31-2016 12-31-2016 PRICE MICHAEL F

C/O MFP INVESTORS LLC 667 MADISON AVE, 25TH FLOOR NEW YORK NY 10065

13F HOLDINGS REPORT 028-13081 N Timothy E. Ladin General Counsel (212) 752-7345 Timothy E. Ladin New York NY 02-14-2017 1 139 824193 false 1 0001105685 028-05359 MFP INVESTORS LLC INFORMATION TABLE 2 Price13F4Q16xmldata.xml 13F4Q16DATAFILE American River Bankshares COM 029326105 2267 150000 SH DFND 1 0 150000 0 Anadarko Petroleum Corp. COM 032511107 4323 62000 SH DFND 1 0 62000 0 Astoria Financial Corp COM 046265104 933 50000 SH DFND 1 0 50000 0 Atlantic Capital Bancshares COM 048269203 18086 951893 SH DFND 1 0 951893 0 BRT Realty Trust COM 055645303 1379 168369 SH DFND 1 0 168369 0 Baker Hughes Inc. COM 057224107 1299 20000 SH SOLE 0 20000 0 0 Bank of America Corporation COM 060505104 2210 100000 SH SOLE 0 100000 0 0 Boardwalk Pipeline Partners, LP UT LTD PARTNER 096627104 2368 136417 SH DFND 1 0 136417 0 Boeing Co. COM 097023105 3114 20000 SH SOLE 0 20000 0 0 Boston Scientific Corp. COM 101137107 15141 700000 SH DFND 1 0 700000 0 CIT Group Inc. COM NEW 125581801 21340 500000 SH DFND 1 0 500000 0 CIT Group Inc. COM NEW 125581801 982 23000 SH SOLE 0 23000 0 0 Cabela's Inc. COM 126804301 12296 210000 SH DFND 1 0 210000 0 Carrizo Oil & Gas, Inc. COM 144577103 3959 106000 SH DFND 1 0 106000 0 Central Steel & Wire Company COM 155411101 46 108 SH DFND 1 0 108 0 Citizens Financial Group COM 174610105 8195 230000 SH DFND 1 0 230000 0 Clifton Bancorp, Inc. COM 186873105 4973 293568 SH DFND 1 0 293568 0 Columbus McKinnon Corp. COM 199333105 4191 155000 SH DFND 1 0 155000 0 Continental Resources Inc. COM 212015101 3092 60000 SH DFND 1 0 60000 0 Continental Resources Inc. COM 212015101 10308 200000 SH SOLE 0 200000 0 0 Du Pont E I De Nemours & Co COM 263534109 8441 115000 SH DFND 1 0 115000 0 Du Pont E I De Nemours & Co COM 263534109 2202 30000 SH SOLE 0 30000 0 0 Enable Midstream Partners, LP COM UNIT RP IN 292480100 787 50000 SH DFND 1 0 50000 0 Enable Midstream Partners, LP COM UNIT RP IN 292480100 157 10000 SH SOLE 0 10000 0 0 Farmer Brothers Co. COM 307675108 4621 125900 SH DFND 1 0 125900 0 Farmer Brothers Co. COM 307675108 103 2800 SH SOLE 0 2800 0 0 Farmers & Merchants Bank COM 308243104 1380 203 SH SOLE 0 203 0 0 Ferrellgas Partners, L.P. UNIT LTD PART 315293100 344 50759 SH DFND 1 0 50759 0 Forest City Realty Trust A Shares COM CL A 345605109 4897 235000 SH DFND 1 0 235000 0 Franklin Resources Inc. COM 354613101 12666 320000 SH DFND 1 0 320000 0 Franklin Resources Inc. COM 354613101 1090 27530 SH SOLE 0 27530 0 0 GAMCO Investors, Inc. COM 361438104 510 16500 SH DFND 1 0 16500 0 General Electric Co. COM 369604103 316 10000 SH SOLE 0 10000 0 0 Getty Realty Corp. COM 374297109 929 36427 SH SOLE 0 36427 0 0 Gyrodyne, LLC COM 403829104 1477 81000 SH DFND 1 0 81000 0 Gyrodyne, LLC COM 403829104 85 4658 SH SOLE 0 4658 0 0 Halliburton Co. COM 406216101 1082 20000 SH SOLE 0 20000 0 0 Helmerich & Payne Inc. COM 423452101 6386 82500 SH DFND 1 0 82500 0 Highland Bankshares Inc. COM 430893107 2359 396458 SH DFND 1 0 396458 0 Hugoton Realty Trust TEX Unit Ben Int UNIT BEN INT 444717102 409 190440 SH SOLE 0 190440 0 0 Intel Corp. COM 458140100 18150 500000 SH DFND 1 0 500000 0 Intel Corp. COM 458140100 47190 1300000 SH SOLE 0 1300000 0 0 International Speedway Corporation CL A 460335201 464 12600 SH DFND 1 0 12600 0 Johnson & Johnson COM 478160104 2304 20000 SH SOLE 0 20000 0 0 KLX Inc. COM 482539103 4511 100000 SH DFND 1 0 100000 0 Kaiser Aluminum Corp. COM PAR $0.01 483007704 14885 191600 SH DFND 1 0 191600 0 Kemper Corp. COM 488401100 443 10000 SH SOLE 0 10000 0 0 Keweenaw Land Association LTD. COM 493026108 99 1000 SH SOLE 0 1000 0 0 The Macerich Company COM 554382101 2699 38100 SH DFND 1 0 38100 0 National Presto Industries, Inc. COM 637215104 6810 64000 SH DFND 1 0 64000 0 Northeast Bancorp COM 663904209 4740 361800 SH DFND 1 0 361800 0 Peapack-Gladstone Financial Corp. COM 704699107 3113 100800 SH DFND 1 0 100800 0 Pennsylvania Real Estate Investment Trust SH BEN INT 709102107 2199 116000 SH DFND 1 0 116000 0 Permian Basin Rlty Trust UNIT BEN INT 714236106 184 23841 SH SOLE 0 23841 0 0 Plains All American Pipeline UNIT LTD PARTN 726503105 13150 407500 SH DFND 1 0 407500 0 Plains All American Pipeline UNIT LTD PARTN 726503105 358 11081 SH SOLE 0 11081 0 0 Popular, Inc. COM NEW 733174700 13146 300000 SH DFND 1 0 300000 0 Popular, Inc. COM NEW 733174700 438 10000 SH SOLE 0 10000 0 0 Randolph Bancorp, Inc. COM 752378109 922 57200 SH DFND 1 0 57200 0 Ruth's Hospitality Group, Inc. COM 783332109 732 40000 SH DFND 1 0 40000 0 S&W Seed Company COM 785135104 14710 3197838 SH DFND 1 0 3197838 0 William H. Sadlier, Inc. COM 786327106 1167 21217 SH DFND 1 0 21217 0 San Juan Basin Realty Trust Unit UNIT BEN INT 798241105 664 100240 SH SOLE 0 100240 0 0 Taubman Centers, Inc. COM 876664103 15525 210000 SH DFND 1 0 210000 0 Tejon Ranch Co. COM 879080109 13224 520000 SH DFND 1 0 520000 0 Teva Pharmaceutical Industries Ltd. ADR 881624209 24197 667500 SH DFND 1 0 667500 0 Teva Pharmaceutical Industries Ltd. ADR 881624209 1051 29000 SH SOLE 0 29000 0 0 Time Warner Inc. COM NEW 887317303 4827 50000 SH DFND 1 0 50000 0 Universal Stainless & Alloy Products, Inc. COM 913837100 4019 297500 SH DFND 1 0 297500 0 Vmware, Inc. CL A COM 928563402 394 5000 SH SOLE 0 5000 0 0 Vornado Realty Trust SH BEN INT 929042109 626 6000 SH DFND 1 0 6000 0 Westlake Chemical Corp. COM 960413102 13998 250000 SH DFND 1 0 250000 0 Wheeler Real Estate Investment Trust COM 963025101 4024 2367002 SH DFND 1 0 2367002 0 Whitewave Foods Co. COM 966244105 5560 100000 SH DFND 1 0 100000 0 Wright Investors Service Holdings COM 982345100 520 825691 SH DFND 1 0 825691 0 MB Bancorp Inc. COM 55280E104 2507 170559 SH DFND 1 0 170559 0 Advanced Emissions Solutions Inc. COM 00770C101 7392 800000 SH DFND 1 0 800000 0 Allison Transmission Holdings, Inc. COM 01973R101 10107 300000 SH DFND 1 0 300000 0 Allscripts Healtcare Solutions, Inc. COM 01988PAD0 4875 477500 SH DFND 1 0 477500 0 Ally Financial Inc. COM 02005N100 10746 565000 SH DFND 1 0 565000 0 Ally Financial Inc. COM 02005N100 2320 122000 SH SOLE 0 122000 0 0 American Midstream Partners LP COM UNIT RP IN 02752P100 9328 512500 SH DFND 1 0 512500 0 American Midstream Partners LP COM UNIT RP IN 02752P100 182 10000 SH SOLE 0 10000 0 0 Arconic Inc. COM 03965L100 4820 260000 SH DFND 1 0 260000 0 Ariad Pharmaceuticals, Inc. COM 04033A100 11694 940000 SH DFND 1 0 940000 0 BKF Capital Group, Inc. COM 05548G201 235 29380 SH DFND 1 0 29380 0 BMC Stock Holdings Inc. COM 05591B109 66690 3420000 SH DFND 1 0 3420000 0 The Bancorp Bank COM 05969A105 3203 407500 SH DFND 1 0 407500 0 Barnes & Noble Edu. Inc COM 06777U101 121 10554 SH SOLE 0 10554 0 0 CIBL, Inc. COM 12543Y104 292 215 SH DFND 1 0 215 0 Carbon Natural Gas Co. COM 14115T109 1267 4222222 SH DFND 1 0 4222222 0 Crimson Wine Group Ltd. COM 22662X100 8700 928500 SH DFND 1 0 928500 0 Dell Technologies Inc. COM CL V 24703L103 1283 23349 SH DFND 1 0 23349 0 Dell Technologies Inc. COM CL V 24703L103 122 2228 SH SOLE 0 2228 0 0 Devon Energy Corp. New COM 25179M103 3197 70000 SH SOLE 0 70000 0 0 Dolby Laboratories Inc. COM 25659T107 41575 920000 SH DFND 1 0 920000 0 Dolby Laboratories Inc. COM 25659T107 373 8255 SH SOLE 0 8255 0 0 Exxon Mobil Corp. COM 30231G102 1805 20000 SH SOLE 0 20000 0 0 FMC Corp. COM 30249U101 11312 200000 SH DFND 1 0 200000 0 FMC Technologies, Inc. COM NEW 30249U101 15456 435000 SH DFND 1 0 435000 0 FMC Corp. COM NEW 30249U101 2828 50000 SH SOLE 0 50000 0 0 FSB Bancorp COM 30289C102 758 53382 SH DFND 1 0 53382 0 First Guaranty Bancshares, Inc. COM 32043P106 1423 59459 SH DFND 1 0 59459 0 Fossil Group, Inc. COM 34988V106 1872 72400 SH DFND 1 0 72400 0 General Motors Corp. COM 37045V100 6744 193560 SH DFND 1 0 193560 0 GM '19 WRNT W EXP 07/10/201 37045V126 182 10597 SH DFND 1 0 10597 0 Gulf Coast Ultra Deep Rty Trust Unit Common Stock 40222T104 725 5000000 SH DFND 1 0 5000000 0 Gulf Coast Ultra Deep Rty Trust Unit COM 40222T104 105 721942 SH SOLE 0 721942 0 0 Heritage Oaks Bancorp COM 42724R107 9859 799600 SH DFND 1 0 799600 0 Hess Corporation COM 42809H107 20244 325000 SH DFND 1 0 325000 0 Hess Corporation COM 42809H107 11212 180000 SH SOLE 0 180000 0 0 ICTC Group COM 44931F108 111 3687 SH DFND 1 0 3687 0 Investar Holding Corporation COM 46134L105 3264 175000 SH DFND 1 0 175000 0 Investors Bancorp, Inc. COM 46146L101 6975 500000 SH DFND 1 0 500000 0 JP Energy Partners, LP UNT REPST LTD 46643C109 2378 235000 SH DFND 1 0 235000 0 JP Energy Partners, LP UNT REPST LTD 46643C109 101 10000 SH SOLE 0 10000 0 0 Kearny Financial Corp. COM 48716P108 15550 1000000 SH DFND 1 0 1000000 0 Keysight Technologies, Inc. COM 49338L103 7314 200000 SH DFND 1 0 200000 0 LICT Corp. COM 50187G104 1636 275 SH DFND 1 0 275 0 MSB Financial COM 55352L101 2571 174897 SH DFND 1 0 174897 0 Meridian Bancorp, Inc. COM 58958U103 1890 100000 SH DFND 1 0 100000 0 News Corp COM 65249B109 5272 460000 SH DFND 1 0 460000 0 Plains GP Holdings LP LTD PARTNR INT A 72651A207 5761 166130 SH DFND 1 0 166130 0 Plains GP Holdings LP LTD PARTNR INT A 72651A207 326 9388 SH SOLE 0 9388 0 0 Prudential Bancorp Inc. COM 74431A101 2076 121287 SH DFND 1 0 121287 0 Regions Financial Corp. COM 7591EP100 7489 521500 SH DFND 1 0 521500 0 Resolute Forest Products COM 76117w109 1743 325806 SH DFND 1 0 325806 0 SI Financial Group COM 78425V104 1682 109241 SH DFND 1 0 109241 0 Sanofi-Aventis SA, CVR SPONSORED ADR 80105N113 1230 3235625 SH DFND 1 0 3235625 0 Sanofi-Aventis SA, CVR SPONSORED ADR 80105N113 132 348043 SH SOLE 0 348043 0 0 Steel Holdings LP Ltd Prshp Unit LTD PRTRSHIP U 85814R107 89 5773 SH SOLE 0 5773 0 0 Tenet Healthcare Corporation COM NEW 88033G407 3710 250000 SH DFND 1 0 250000 0 TowneBank Portsmouth VA COM 89214P109 5985 180000 SH DFND 1 0 180000 0 Trinity Place Holdings Inc. COM 89656D101 27074 2920577 SH DFND 1 0 2920577 0 Verifone Systems, Inc. COM 92342Y109 975 55000 SH DFND 1 0 55000 0 Waterstone Financial Inc. COM 94188P101 21889 1189617 SH DFND 1 0 1189617 0 Belmond Ltd. Class A COM G1154H107 4139 310000 SH DFND 1 0 310000 0 Chubb Limited COM h1467j104 4453 33706 SH DFND 1 0 33706 0 Constellium N.V. CL A N22035104 1038 176000 SH DFND 1 0 176000 0